Location: Toronto, Ontario, Canada
CIK: 0001326389 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 14, 2017
Total Value: $4.977B (65.4% shares, 34.6% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 1,220,000 | $307M | 6.2% | — | — | Put | 78462F103 |
| — | INTEL CORP | 145,000,000 | $267M | 5.4% | $1.77 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | MICRON TECHNOLOGY INC | 60,000,000 | $245M | 4.9% | $2.72 | — | NOTE 2.375% 5/0 | 595112AW3 |
| — | MICRON TECHNOLOGY INC | 50,000,000 | $199M | 4.0% | $3.02 | — | NOTE 3.125% 5/0 | 595112AX1 |
| IWM | ISHARES TR | 1,325,000 | $196M | 3.9% | $148.18 | — | Put | 464287655 |
| SPY | SPDR S&P 500 ETF TR | 700,000 | $176M | 3.5% | — | — | Call | 78462F103 |
| — | VERISIGN INC | 55,000,000 | $171M | 3.4% | $2.36 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| BABA | ALIBABA GROUP HLDG LTD | 830,400 | $143M | 2.9% | — | — | Put | 01609W102 |
| — | NXP SEMICONDUCTORS N V | 100,000,000 | $121M | 2.4% | $1.17 | — | DBCV 1.000%12/0 | 62952QAB6 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 11,508,132 | $120M | 2.4% | $9.55 | — | UNIT | 85207H104 |
| — | MICROCHIP TECHNOLOGY INC | 60,000,000 | $105M | 2.1% | $1.44 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | PRICELINE GRP INC | 57,000,000 | $82.09M | 1.6% | $1.47 | — | NOTE 0.350% 6/1 | 741503AS5 |
| — | POWERSHARES QQQ TRUST | 500,000 | $72.72M | 1.5% | — | — | Put | 73935A104 |
| IWM | ISHARES TR | 400,000 | $59.27M | 1.2% | $148.18 | — | Call | 464287655 |
| — | LIBERTY MEDIA CORP DELAWARE | 50,000,000 | $53.22M | 1.1% | $1.06 | — | DEB 2.250% 9/3 | 531229AE2 |
| IWM | ISHARES TR | 342,800 | $50.8M | 1.0% | $148.18 | — | RUSSELL 2000 ETF | 464287655 |
| GOOG | ALPHABET INC | 46,200 | $44.31M | 0.9% | $45.66 | +1.3% | CAP STK CL C | 02079K107 |
| — | TTM TECHNOLOGIES INC | 25,000,000 | $42.27M | 0.8% | $1.64 | — | NOTE 1.750%12/1 | 87305RAD1 |
| — | WRIGHT MED GROUP N V | 30,000,000 | $40.49M | 0.8% | $1.41 | — | NOTE 2.250%11/1 | 98236JAB4 |
| — | COACH INC | 979,140 | $39.44M | 0.8% | $42.10 | — | COM | 189754104 |
| — | ANTHEM INC | 15,000,000 | $39.02M | 0.8% | $2.28 | — | NOTE 2.750%10/1 | 94973VBG1 |
| — | WORKDAY INC | 25,000,000 | $35.14M | 0.7% | $1.33 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| — | CENTRAL FD CDA LTD | 2,761,751 | $34.99M | 0.7% | $11.81 | — | CL A | 153501101 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 3,300,000 | $34.81M | 0.7% | $10.55 | — | UNIT 99/99/9999 | G8250R111 |
| — | NUVASIVE INC | 30,000,000 | $34.27M | 0.7% | $1.37 | — | NOTE 2.250% 3/1 | 670704AG0 |
| MDLZ | MONDELEZ INTL INC | 807,700 | $32.84M | 0.7% | $36.02 | -3.7% | CL A | 609207105 |
| — | GP INVTS ACQUISITION COR | 3,207,333 | $30.47M | 0.6% | $9.80 | — | SHS | G40357124 |
| — | INDUSTREA ACQUISITION CORP | 2,799,900 | $28.31M | 0.6% | $10.11 | — | UNIT 07/21/2024 | 45579J203 |
| MCD | MCDONALDS CORP | 178,100 | $27.91M | 0.6% | $128.65 | 0.0% | COM | 580135101 |
| — | JAZZ INVESTMENTS I LTD | 25,000,000 | $26.38M | 0.5% | $1.06 | — | NOTE 1.875% 8/1 | 472145AB7 |
| — | TOTAL SYS SVCS INC | 395,400 | $25.9M | 0.5% | $50.23 | — | COM | 891906109 |
| EMN | EASTMAN CHEM CO | 286,000 | $25.88M | 0.5% | $64.09 | 0.0% | COM | 277432100 |
| — | FEDERAL STR ACQUISITION CORP | 2,500,000 | $25.75M | 0.5% | $10.30 | — | UNIT 99/99/9999 | 31421V206 |
| XRAY | DENTSPLY SIRONA INC | 429,300 | $25.68M | 0.5% | $59.45 | 0.0% | COM | 24906P109 |
| — | BIOMARIN PHARMACEUTICAL INC | 25,000,000 | $25.38M | 0.5% | $1.02 | — | NOTE 0.599% 8/0 | 09061GAH4 |
| — | BLUE BUFFALO PET PRODS INC | 889,232 | $25.21M | 0.5% | $28.35 | — | COM | 09531U102 |
| — | DOUBLE EAGLE ACQUISITION COR | 2,454,975 | $24.8M | 0.5% | $9.83 | — | COM | G28195124 |
| — | J2 GLOBAL INC | 20,000,000 | $24.75M | 0.5% | $1.10 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | CTRIP COM INTL LTD | 20,000,000 | $24.27M | 0.5% | $1.16 | — | NOTE 1.990% 7/0 | 22943FAH3 |
| — | ELECTRUM SPL ACQUISITION COR | 2,341,039 | $24M | 0.5% | $9.79 | — | SHS | G3105C104 |
| DLB | DOLBY LABORATORIES INC | 416,317 | $23.95M | 0.5% | $43.39 | +7.6% | COM | 25659T107 |
| — | CONVERGYS CORP | 10,000,000 | $23.82M | 0.5% | $1.98 | — | SDCV 5.750% 9/1 | 212485AE6 |
| MCD | MCDONALDS CORP | 150,000 | $23.5M | 0.5% | $128.65 | 0.0% | Put | 580135101 |
| TAC | TRANSALTA CORP | 3,976,506 | $23.26M | 0.5% | $5.25 | +19.1% | COM | 89346D107 |
| PSLV | SPROTT PHYSICAL SILVER TR | 3,618,291 | $22.72M | 0.5% | $6.70 | — | TR UNIT | 85207K107 |
| LKQ | LKQ CORP | 627,400 | $22.58M | 0.5% | $27.89 | +9.7% | COM | 501889208 |
| — | EASTERLY ACQUISITION CORP | 2,242,670 | $22.43M | 0.5% | $9.88 | — | COM | 27616L102 |
| A | AGILENT TECHNOLOGIES INC | 338,100 | $21.71M | 0.4% | $55.17 | +6.1% | COM | 00846U101 |
| BIO | BIO RAD LABS INC | 97,195 | $21.6M | 0.4% | $168.30 | +33.7% | CL A | 090572207 |
| — | TPG PACE ENERGY HLDGS CORP | 2,100,000 | $21.42M | 0.4% | $10.41 | — | UNIT 99/99/9999 | 872656202 |
| — | VANTAGE ENERGY ACQUISITION | 2,094,437 | $21.3M | 0.4% | $10.13 | — | UNIT 04/12/2024 | 92211L204 |
| — | BROADSOFT INC | 15,000,000 | $20.98M | 0.4% | $1.32 | — | NOTE 1.000% 9/0 | 11133BAD4 |
| — | CSRA INC | 647,723 | $20.9M | 0.4% | $26.44 | — | COM | 12650T104 |
| MHK | MOHAWK INDS INC | 84,300 | $20.86M | 0.4% | $213.64 | +16.5% | COM | 608190104 |
| — | SILVER RUN ACQUISITION | 1,923,464 | $20.62M | 0.4% | $10.52 | — | UNIT 99/99/9999 | 82812A202 |
| — | CAPITOL INVT CORP IV | 2,000,000 | $20.24M | 0.4% | $10.12 | — | UNIT 99/99/9999 | G18920119 |
| AMAT | APPLIED MATLS INC | 377,700 | $19.67M | 0.4% | $38.61 | +6.6% | COM | 038222105 |
| GOOG | ALPHABET INC | 20,000 | $19.18M | 0.4% | $45.66 | +1.3% | Put | 02079K107 |
| — | ON ASSIGNMENT INC | 348,400 | $18.7M | 0.4% | $50.05 | — | COM | 682159108 |
| — | VECTOR GROUP LTD | 12,500,000 | $18.4M | 0.4% | $1.45 | — | FRNT 1/1 | 92240MAY4 |
| MCHP | MICROCHIP TECHNOLOGY INC | 202,600 | $18.19M | 0.4% | $35.91 | 0.0% | COM | 595017104 |
| — | REXNORD CORP NEW | 714,200 | $18.15M | 0.4% | $25.41 | — | COM | 76169B102 |
| CACI | CACI INTL INC | 129,552 | $18.05M | 0.4% | $129.12 | 0.0% | CL A | 127190304 |
| — | COLFAX CORP | 430,605 | $17.93M | 0.4% | $39.82 | — | COM | 194014106 |
| AME | AMETEK INC NEW | 271,500 | $17.93M | 0.4% | $44.57 | +34.1% | COM | 031100100 |
| — | PENSARE ACQUISITION CORP | 1,850,000 | $17.89M | 0.4% | $9.67 | — | COM | 70957E105 |
| — | IRONWOOD PHARMACEUTICALS INC | 15,000,000 | $17.86M | 0.4% | $1.05 | — | DBCV 2.250% 6/1 | 46333XAD0 |
| AMT | AMERICAN TOWER CORP NEW | 130,500 | $17.84M | 0.4% | $102.88 | +9.2% | COM | 03027X100 |
| SCI | SERVICE CORP INTL | 514,861 | $17.76M | 0.4% | $27.52 | +26.1% | COM | 817565104 |
| — | HENNESSY CAP ACQUSTON CORP I | 1,799,300 | $17.74M | 0.4% | $9.86 | — | COM | 42588L105 |
| — | VANTAGE ENERGY ACQUISITION | 1,800,000 | $17.64M | 0.4% | $9.75 | — | COM CL A | 92211L105 |
| — | INTERDIGITAL INC | 15,000,000 | $17.61M | 0.4% | $1.31 | — | NOTE 1.500% 3/0 | 458660AD9 |
| NXPI | NXP SEMICONDUCTORS N V | 155,000 | $17.53M | 0.4% | $95.22 | +4.1% | COM | N6596X109 |
| — | FARO TECHNOLOGIES INC | 458,026 | $17.52M | 0.4% | $35.44 | — | COM | 311642102 |
| — | MOLINA HEALTHCARE INC | 10,000,000 | $17.34M | 0.3% | $1.40 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| ASH | ASHLAND GLOBAL HLDGS INC | 261,154 | $17.08M | 0.3% | $52.84 | +5.1% | COM | 044186104 |
| ROG | ROGERS CORP | 127,709 | $17.02M | 0.3% | $102.50 | +15.6% | COM | 775133101 |
| HUNTF | HUNTER MARITIME ACQUISITION | 1,704,968 | $16.64M | 0.3% | $9.81 | +0.1% | CL A | Y37828111 |
| — | ACTUA CORP | 1,086,867 | $16.63M | 0.3% | $13.81 | — | COM | 005094107 |
| — | GTY TECHNOLOGY HOLDINGS INC | 1,600,000 | $15.97M | 0.3% | $10.07 | — | CL A | G4182A102 |
| NOVT | NOVANTA INC | 364,010 | $15.87M | 0.3% | $14.96 | +159.9% | COM | 67000B104 |
| META | FACEBOOK INC | 92,500 | $15.8M | 0.3% | $109.46 | +51.4% | CL A | 30303M102 |
| CSL | CARLISLE COS INC | 154,700 | $15.52M | 0.3% | $90.97 | -4.2% | COM | 142339100 |
| — | OSPREY ENERGY ACQUISITION CO | 1,600,000 | $15.28M | 0.3% | $9.55 | — | CL A COM | 688397108 |
| — | C&J ENERGY SVCS INC NEW | 502,300 | $15.05M | 0.3% | $30.84 | — | COM | 12674R100 |
| — | CYPRESS SEMICONDUCTOR CORP | 988,200 | $14.84M | 0.3% | $15.02 | — | COM | 232806109 |
| FMC | F M C CORP | 165,300 | $14.76M | 0.3% | $58.25 | 0.0% | COM NEW | 302491303 |
| SPSC | SPS COMM INC | 260,200 | $14.76M | 0.3% | $30.04 | -1.8% | COM | 78463M107 |
| — | ALMOST FAMILY INC | 272,958 | $14.66M | 0.3% | $57.26 | — | COM | 020409108 |
| BRSL | INTERNATIONAL GAME TECHNOLOG | 590,100 | $14.49M | 0.3% | $12.56 | 0.0% | SHS USD | G4863A108 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 1,394,636 | $14.42M | 0.3% | $10.19 | — | UNIT 99/99/9999 | G0726L109 |
| — | CISION LTD | 1,100,000 | $14.32M | 0.3% | $10.29 | — | SHS | G1992S109 |
| — | GLOBAL PARTNER ACQUISITION C | 1,426,446 | $14.31M | 0.3% | $9.93 | — | COM | 37954X105 |
| DAL | DELTA AIR LINES INC DEL | 296,100 | $14.28M | 0.3% | $45.29 | 0.0% | COM NEW | 247361702 |
| — | OCLARO INC | 1,622,600 | $14M | 0.3% | $8.63 | — | COM NEW | 67555N206 |
| — | SKECHERS U S A INC | 556,700 | $13.97M | 0.3% | $28.52 | — | CL A | 830566105 |
| TMO | THERMO FISHER SCIENTIFIC INC | 73,633 | $13.93M | 0.3% | $150.46 | +17.7% | COM | 883556102 |
| — | CTRIP COM INTL LTD | 10,000,000 | $13.84M | 0.3% | $1.36 | — | NOTE 1.250%10/1 | 22943FAD2 |
| — | BOULEVARD ACQUISITION | 1,383,262 | $13.83M | 0.3% | $9.80 | — | CL A | 10157Q102 |
| — | LABORATORY CORP AMER HLDGS | 90,100 | $13.6M | 0.3% | $122.83 | — | COM NEW | 50540R409 |
| DMRC | DIGIMARC CORP NEW | 371,165 | $13.59M | 0.3% | $31.45 | -0.7% | COM | 25381B101 |
| — | LANDCADIA HLDGS INC | 1,263,800 | $13.57M | 0.3% | $10.27 | — | UNIT 12/31/2021T | 51476W206 |
| — | ADVANCED DISP SVCS INC DEL | 538,197 | $13.56M | 0.3% | $22.46 | — | COM | 00790X101 |
| — | KITE PHARMA INC | 75,000 | $13.49M | 0.3% | — | — | Call | 49803L109 |
| CBZ | CBIZ INC | 817,834 | $13.29M | 0.3% | $11.84 | +27.3% | COM | 124805102 |
| — | MEDICINES CO | 10,000,000 | $12.65M | 0.3% | $1.36 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | FORUM MERGER CORP | 1,290,000 | $12.53M | 0.3% | $9.71 | — | COM CL A | 34985B103 |
| — | VERIFONE SYS INC | 617,200 | $12.52M | 0.3% | $18.46 | — | COM | 92342Y109 |
| CVSA | ADTALEM GLOBAL ED INC | 343,834 | $12.33M | 0.2% | $37.28 | -8.4% | COM | 00737L103 |
| DNOW | NOW INC | 885,391 | $12.23M | 0.2% | $16.43 | -17.0% | COM | 67011P100 |
| — | COHERENT INC | 50,864 | $11.96M | 0.2% | $224.99 | — | COM | 192479103 |
| — | MODERN MEDIA ACQUISITION | 1,200,000 | $11.71M | 0.2% | $9.77 | — | COM | 60765P103 |
| — | MATLIN & PARTNERS ACQUISITIO | 1,200,000 | $11.65M | 0.2% | $9.68 | — | CL A | 57682V106 |
| — | M III ACQUISITION CORP | 1,054,250 | $10.87M | 0.2% | $9.89 | — | UNIT 99/99/9999T | 55378T203 |
| CIEN | CIENA CORP | 492,028 | $10.81M | 0.2% | $24.37 | -1.8% | COM NEW | 171779309 |
| — | GTY TECHNOLOGY HOLDINGS INC | 1,023,234 | $10.7M | 0.2% | $10.50 | — | UNIT 99/99/9999 | G4182A110 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 1,045,000 | $10.45M | 0.2% | $9.88 | — | CL A | G0726L125 |
| — | PATTERN ENERGY GROUP INC | 10,000,000 | $10.38M | 0.2% | $1.01 | — | NOTE 4.000% 7/1 | 70338PAB6 |
| — | HENNESSY CAP ACQUSTON CORP I | 1,000,800 | $10.33M | 0.2% | $10.05 | — | UNIT 06/15/2024 | 42588L204 |
| — | KAYNE ANDERSON ACQUISITION | 1,019,900 | $10.25M | 0.2% | $10.04 | — | UNIT 06/30/2022 | 48661U201 |
| — | CONSTELLATION ALPHA CAP CORP | 1,036,000 | $10.1M | 0.2% | $9.75 | — | SHS | G2379F108 |
| — | PENSARE ACQUISITION CORP | 935,000 | $9.659M | 0.2% | $10.33 | — | UNIT 07/27/2022 | 70957E204 |
| EAT | BRINKER INTL INC | 300,000 | $9.558M | 0.2% | — | — | Call | 109641100 |
| TPGH/U | TPG PACE HLDGS CORP | 900,000 | $9.261M | 0.2% | $10.26 | — | UNIT 99/99/9999 | G89827102 |
| — | MATLIN & PARTNERS ACQUISITIO | 899,900 | $9.134M | 0.2% | $10.02 | — | UNIT 05/28/2021A | 57682V205 |
| — | FINTECH ACQUISITION CORP II | 930,000 | $9.114M | 0.2% | $9.85 | — | COM | 31810G109 |
| — | ADVANCED MICRO DEVICES INC | 5,000,000 | $8.86M | 0.2% | $1.97 | — | NOTE 2.125% 9/0 | 007903BD8 |
| — | OSPREY ENERGY ACQUISITION CO | 885,931 | $8.806M | 0.2% | $9.94 | — | UNIT 07/21/2022 | 688397207 |
| — | M III ACQUISITION CORP | 865,450 | $8.481M | 0.2% | $9.57 | — | COM | 55378T104 |
| GSM | FERROGLOBE PLC | 638,236 | $8.399M | 0.2% | $9.94 | +25.8% | SHS | G33856108 |
| — | BANK AMER CORP | 631,000 | $8.339M | 0.2% | $9.97 | — | *W EXP 01/16/201 | 060505146 |
| — | CF CORP | 741,137 | $8.301M | 0.2% | $9.83 | — | SHS CL A | G20307107 |
| — | FORUM MERGER CORP | 800,000 | $8.2M | 0.2% | $10.19 | — | UNIT 06/01/2024 | 34985B202 |
| — | KBL MERGER CORP IV | 777,400 | $7.906M | 0.2% | $10.20 | — | UNIT 01/15/2024 | 48242A203 |
| — | KAYNE ANDERSON ACQUISITION | 810,000 | $7.898M | 0.2% | $9.74 | — | COM CL A | 48661U102 |
| DRI | DARDEN RESTAURANTS INC | 100,000 | $7.878M | 0.2% | — | — | Call | 237194105 |
| — | SONIC CORP | 305,000 | $7.762M | 0.2% | $25.45 | — | COM | 835451105 |
| — | BELLATRIX EXPLORATION LTD | 2,701,730 | $7.673M | 0.2% | $2.84 | — | COM NEW | 078314507 |
| — | BOULEVARD ACQUISITION | 729,729 | $7.596M | 0.2% | $10.21 | — | UNIT 09/25/2020 | 10157Q201 |
| — | LABORATORY CORP AMER HLDGS | 50,000 | $7.548M | 0.2% | $122.83 | — | Call | 50540R409 |
| — | MODERN MEDIA ACQUISITION | 702,410 | $7.3M | 0.1% | $10.26 | — | UNIT 99/99/9999 | 60765P202 |
| LEG | LEGGETT & PLATT INC | 152,100 | $7.26M | 0.1% | $48.33 | 0.0% | COM | 524660107 |
| — | ATLANTIC ACQUISITION CORP | 700,000 | $7.196M | 0.1% | $10.28 | — | UNIT 02/08/2019 | 048206205 |
| CAKE | CHEESECAKE FACTORY INC | 169,700 | $7.148M | 0.1% | $45.87 | -19.1% | COM | 163072101 |
| — | KBL MERGER CORP IV | 710,100 | $6.901M | 0.1% | $9.70 | — | COM | 48242A104 |
| TSLA | TESLA INC | 20,000 | $6.822M | 0.1% | — | — | Call | 88160R101 |
| KHC | KRAFT HEINZ CO | 86,000 | $6.669M | 0.1% | — | — | Call | 500754106 |
| MYRG | MYR GROUP INC DEL | 221,273 | $6.448M | 0.1% | $34.08 | -18.9% | COM | 55405W104 |
| — | DRAPER OAKWOOD TECHNOLOGY | 625,000 | $6.375M | 0.1% | $10.20 | — | UNIT 09/30/2024 | 26146L202 |
| — | FINTECH ACQUISITION CORP II | 605,000 | $6.352M | 0.1% | $10.20 | — | UNIT 99/99/9999 | 31810G208 |
| — | CONSTELLATION ALPHA CAP CORP | 604,113 | $6.204M | 0.1% | $10.14 | — | UNIT 99/99/9999 | G2379F124 |
| ANIK | ANIKA THERAPEUTICS INC | 105,882 | $6.141M | 0.1% | $48.22 | +8.4% | COM | 035255108 |
| — | LANDCADIA HLDGS INC | 612,187 | $6.134M | 0.1% | $9.84 | — | CL A | 51476W107 |
| — | INPHI CORP | 5,000,000 | $6.104M | 0.1% | $1.30 | — | NOTE 1.125%12/0 | 45772FAB3 |
| — | ANDINA ACQUISITION CORP II | 600,000 | $6.102M | 0.1% | $9.50 | — | SHS | G0441P104 |
| — | FORESTAR GROUP INC | 350,000 | $6.02M | 0.1% | $17.15 | — | COM | 346233109 |
| — | BROCADE COMMUNICATIONS SYS I | 500,000 | $5.975M | 0.1% | $12.36 | — | COM NEW | 111621306 |
| — | GORES HLDGS II INC | 550,400 | $5.79M | 0.1% | $10.29 | — | UNIT 99/99/9999 | 382867208 |
| — | CTRIP COM INTL LTD | 5,000,000 | $5.683M | 0.1% | $1.14 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| — | BLACKHAWK NETWORK HLDGS INC | 5,000,000 | $5.607M | 0.1% | $1.12 | — | NOTE 1.500% 1/1 | 09238EAB0 |
| — | FORTRESS INVESTMENT GROUP LL | 700,000 | $5.579M | 0.1% | $7.96 | — | CL A | 34958B106 |
| — | M I ACQUISITIONS INC | 508,000 | $5.156M | 0.1% | $10.07 | — | COM | 55304A104 |
| — | MONSANTO CO NEW | 42,500 | $5.092M | 0.1% | $109.60 | — | COM | 61166W101 |
| — | SKECHERS U S A INC | 200,000 | $5.018M | 0.1% | $28.52 | — | Call | 830566105 |
| — | AKORN INC | 150,000 | $4.978M | 0.1% | $33.44 | — | COM | 009728106 |
| — | JENSYN ACQUISITION CORP | 480,000 | $4.91M | 0.1% | $9.87 | — | COM | 47632B102 |
| — | WAYFAIR INC | 5,000,000 | $4.836M | 0.1% | $0.97 | — | NOTE 0.375% 9/0 | 94419LAA9 |
| — | I AM CAP ACQUISITION CO | 458,000 | $4.694M | 0.1% | $10.25 | — | UNIT 08/15/2022 | 45074Q207 |
| — | PAREXEL INTL CORP | 50,000 | $4.404M | 0.1% | $87.03 | — | COM | 699462107 |
| BBBY | OVERSTOCK COM INC DEL | 147,910 | $4.393M | 0.1% | $20.09 | 0.0% | COM | 690370101 |
| — | SILVER RUN ACQUISITION | 426,617 | $4.343M | 0.1% | $10.18 | — | COM CL A | 82812A103 |
| T | AT&T INC | 110,000 | $4.309M | 0.1% | — | — | Call | 00206R102 |
| — | SYNCHRONOSS TECHNOLOGIES INC | 5,000,000 | $4.23M | 0.1% | $0.94 | — | NOTE 0.750% 8/1 | 87157BAA1 |
| — | ASB BANCORP INC N C | 85,000 | $4.212M | 0.1% | $43.95 | — | COM | 00213T109 |
| HLIT | HARMONIC INC | 1,371,719 | $4.184M | 0.1% | $4.45 | -16.4% | COM | 413160102 |
| — | TIME WARNER INC | 40,000 | $4.098M | 0.1% | $100.97 | — | COM NEW | 887317303 |
| — | WESTAR ENERGY INC | 82,500 | $4.092M | 0.1% | $52.90 | — | COM | 95709T100 |
| — | AXAR ACQUISITION CORP | 396,102 | $4.001M | 0.1% | $9.93 | — | COM | 05455L102 |
| CENTA | CENTRAL GARDEN & PET CO | 105,702 | $3.931M | 0.1% | $26.51 | 0.0% | CL A NON-VTG | 153527205 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 457,362 | $3.878M | 0.1% | $8.33 | — | UNIT | 85207Q104 |
| — | DELL TECHNOLOGIES INC | 50,000 | $3.86M | 0.1% | $77.20 | — | COM CL V | 24703L103 |
| — | ALTERYX INC | 182,335 | $3.714M | 0.1% | $20.37 | — | COM CL A | 02156B103 |
| NXPI | NXP SEMICONDUCTORS N V | 32,100 | $3.63M | 0.1% | $95.22 | +4.1% | Call | N6596X109 |
| — | WEST CORP | 150,000 | $3.52M | 0.1% | $23.32 | — | COM | 952355204 |
| — | ORIGO ACQUISITION CORP | 328,488 | $3.482M | 0.1% | $10.27 | — | SHS | G67789126 |
| — | BISON CAP ACQUISITION CORP | 350,000 | $3.454M | 0.1% | $9.87 | — | ORD SHS | G1142P104 |
| — | SABAN CAP ACQUISITION CORP | 342,398 | $3.445M | 0.1% | $10.00 | — | COM CL A | 78516C106 |
| — | ALERE INC | 67,500 | $3.442M | 0.1% | $50.46 | — | COM | 01449J105 |
| — | SABAN CAP ACQUISITION CORP | 309,400 | $3.296M | 0.1% | $10.44 | — | UNIT 99/99/9999 | 78516C205 |
| — | JENSYN ACQUISITION CORP | 300,000 | $3.258M | 0.1% | $10.01 | — | UNIT 99/99/9999 | 47632B201 |
| — | ADVISORY BRD CO | 60,000 | $3.218M | 0.1% | $53.63 | — | COM | 00762W107 |
| — | CALPINE CORP | 215,000 | $3.171M | 0.1% | $14.75 | — | COM NEW | 131347304 |
| — | SCRIPPS NETWORKS INTERACT IN | 35,000 | $3.006M | 0.1% | $85.89 | — | CL A COM | 811065101 |
| — | HABIT RESTAURANTS INC | 228,999 | $2.988M | 0.1% | $15.72 | — | COM CL A | 40449J103 |
| TIPT | TIPTREE INC | 411,200 | $2.57M | 0.1% | $7.18 | -9.0% | CL A | 88822Q103 |
| — | HUDSON GLOBAL INC | 1,708,765 | $2.495M | 0.1% | $2.46 | — | COM | 443787106 |
| — | SOUTHWESTERN ENERGY CO | 400,000 | $2.444M | 0.0% | $7.11 | — | COM | 845467109 |
| — | STRAIGHT PATH COMMUNICATNS I | 13,450 | $2.43M | 0.0% | $179.63 | — | CL B | 862578101 |
| NESR | NATIONAL ENERGY SERVICES REU | 250,000 | $2.405M | 0.0% | $9.55 | — | SHS | G6375R107 |
| — | IXYS CORP | 100,000 | $2.37M | 0.0% | $23.70 | — | COM | 46600W106 |
| — | SILVER SPRING NETWORKS INC | 140,000 | $2.264M | 0.0% | $16.17 | — | COM | 82817Q103 |
| — | MONEYGRAM INTL INC | 140,000 | $2.255M | 0.0% | $17.15 | — | COM NEW | 60935Y208 |
| — | ANDINA ACQUISITION CORP II | 200,000 | $2.19M | 0.0% | $9.92 | — | UNIT 99/99/9999 | G0441P112 |
| — | GORES HLDGS II INC | 219,700 | $2.19M | 0.0% | $10.03 | — | COM CL A | 382867109 |
| HOFT | HOOKER FURNITURE CORP | 44,000 | $2.101M | 0.0% | $42.85 | 0.0% | COM | 439038100 |
| — | M I ACQUISITIONS INC | 197,000 | $2.061M | 0.0% | $10.03 | — | UNIT 99/99/9999 | 55304A203 |
| — | BISON CAP ACQUISITION CORP | 200,000 | $2.054M | 0.0% | $10.20 | — | UNIT 99/99/9999T | G1142P120 |
| — | SILVER RUN ACQUISITION | 1,325,000 | $2.047M | 0.0% | $1.54 | — | *W EXP 03/28/202 | 82812A111 |
| — | EASTERLY ACQUISITION CORP | 2,523,063 | $2.044M | 0.0% | $0.51 | — | *W EXP 07/29/202 | 27616L110 |
| — | KIMBALL INTL INC | 99,933 | $1.976M | 0.0% | $19.77 | — | CL B | 494274103 |
| CMT | CORE MOLDING TECHNOLOGIES IN | 90,000 | $1.975M | 0.0% | $20.79 | 0.0% | COM | 218683100 |
| — | NEURODERM LTD | 50,000 | $1.945M | 0.0% | $38.90 | — | ORD SHS | M74231107 |
| — | NEXTDECADE CORP | 2,049,817 | $1.916M | 0.0% | $0.93 | — | *W EXP 07/23/202 | 65342K113 |
| — | CF CORP | 946,665 | $1.893M | 0.0% | $1.62 | — | *W EXP 05/25/202 | G20307115 |
| — | STATE NATL COS INC | 90,000 | $1.889M | 0.0% | $20.99 | — | COM | 85711T305 |
| — | NEFF CORP | 75,066 | $1.877M | 0.0% | $25.00 | — | COM CL A | 640094207 |
| — | COLLECTORS UNIVERSE INC | 77,500 | $1.858M | 0.0% | $23.97 | — | COM NEW | 19421R200 |
| — | LIBERTY MEDIA CORP DELAWARE | 50,000 | $1.824M | 0.0% | $35.04 | — | COM SER A FRMLA | 531229870 |
| MLR | MILLER INDS INC TENN | 65,200 | $1.822M | 0.0% | $21.14 | 0.0% | COM NEW | 600551204 |
| CVSA | ADTALEM GLOBAL ED INC | 50,000 | $1.792M | 0.0% | $37.28 | -8.4% | Put | 00737L103 |
| — | HAWAIIAN TELCOM HOLDCO INC | 60,000 | $1.789M | 0.0% | $29.82 | — | COM | 420031106 |
| CRAI | CRA INTL INC | 43,476 | $1.785M | 0.0% | $32.86 | 0.0% | COM | 12618T105 |
| CTS | CTS CORP | 73,503 | $1.771M | 0.0% | $21.52 | 0.0% | COM | 126501105 |
| USLM | UNITED STATES LIME & MINERAL | 20,666 | $1.736M | 0.0% | $16.08 | 0.0% | COM | 911922102 |
| TRNS | TRANSCAT INC | 128,108 | $1.736M | 0.0% | $12.99 | 0.0% | COM | 893529107 |
| PHUN | STELLAR ACQUISITION III INC | 170,100 | $1.73M | 0.0% | $10.18 | — | COM | Y8172W107 |
| — | DOMINION DIAMOND CORP | 120,000 | $1.702M | 0.0% | $13.08 | — | COM | 257287102 |
| HCKT | HACKETT GROUP INC | 108,315 | $1.645M | 0.0% | $14.89 | 0.0% | COM | 404609109 |
| — | STELLAR ACQUISITION III INC | 151,000 | $1.625M | 0.0% | $9.97 | — | UNIT 03/22/2022 | Y8172W123 |
| — | BARD C R INC | 5,000 | $1.602M | 0.0% | $316.11 | — | COM | 067383109 |
| T | AT&T INC | 40,000 | $1.567M | 0.0% | — | — | Put | 00206R102 |
| LCUT | LIFETIME BRANDS INC | 85,267 | $1.56M | 0.0% | $14.88 | 0.0% | COM | 53222Q103 |
| AVA | AVISTA CORP | 30,000 | $1.553M | 0.0% | $35.25 | 0.0% | COM | 05379B107 |
| — | ELECTRUM SPL ACQUISITION COR | 142,496 | $1.491M | 0.0% | $9.98 | — | UNIT 99/99/9999 | G3105C120 |
| — | PATRIOT TRANSN HLDG INC | 68,820 | $1.372M | 0.0% | $19.94 | — | COM | 70338W105 |
| XLU | SELECT SECTOR SPDR TR | 25,000 | $1.326M | 0.0% | — | — | Put | 81369Y886 |
| — | BOULEVARD ACQUISITION | 1,490,051 | $1.311M | 0.0% | $0.48 | — | *W EXP 09/25/202 | 10157Q110 |
| — | TWENTY FIRST CENTY FOX INC | 50,000 | $1.29M | 0.0% | $27.84 | — | CL B | 90130A200 |
| — | ARC LOGISTICS PARTNERS LP | 75,000 | $1.252M | 0.0% | $16.69 | — | COM UT REP LPN | 03879N101 |
| — | DOUBLE EAGLE ACQUISITION COR | 1,786,197 | $1.232M | 0.0% | $0.47 | — | *W EXP 09/16/202 | G28195116 |
| — | GLOBALSCAPE INC | 318,175 | $1.219M | 0.0% | $3.83 | — | COM | 37940G109 |
| — | EXA CORP | 50,000 | $1.209M | 0.0% | $24.18 | — | COM | 300614500 |
| — | GLOBAL PARTNER ACQUISITION C | 1,502,667 | $1.195M | 0.0% | $0.29 | — | *W EXP 07/01/202 | 37954X113 |
| — | DISCOVERY COMMUNICATNS NEW | 55,000 | $1.171M | 0.0% | — | — | Call | 25470F104 |
| — | DIMENSION THERAPEUTICS INC | 190,000 | $1.14M | 0.0% | $6.00 | — | COM | 25433V105 |
| KEQU | KEWAUNEE SCIENTIFIC CORP | 38,212 | $1.127M | 0.0% | $24.57 | 0.0% | COM | 492854104 |
| — | PENSARE ACQUISITION CORP | 2,703,000 | $1.081M | 0.0% | $0.40 | — | RIGHT 99/99/9999 | 70957E121 |
| — | WGL HLDGS INC | 12,500 | $1.052M | 0.0% | $82.53 | — | COM | 92924F106 |
| — | BARINGTON HILCO ACQUISITION | 100,000 | $1.042M | 0.0% | $9.70 | — | COM | 06759V101 |
| LAKE | LAKELAND INDS INC | 70,000 | $987K | 0.0% | $14.69 | 0.0% | COM | 511795106 |
| — | HENNESSY CAP ACQUSTON CORP I | 1,350,000 | $919K | 0.0% | $0.68 | — | *W EXP 06/15/202 | 42588L113 |
| — | NXSTAGE MEDICAL INC | 32,500 | $897K | 0.0% | $27.60 | — | COM | 67072V103 |
| FTS | FORTIS INC | 25,000 | $894K | 0.0% | $26.25 | 0.0% | Put | 349553107 |
| APT | ALPHA PRO TECH LTD | 215,573 | $830K | 0.0% | $3.44 | 0.0% | COM | 020772109 |
| — | CONSTELLATION ALPHA CAP CORP | 2,583,500 | $822K | 0.0% | $0.32 | — | RIGHT 99/99/9999 | G2379F132 |
| DLHC | DLH HLDGS CORP | 126,547 | $820K | 0.0% | $5.92 | 0.0% | COM | 23335Q100 |
| — | GLOBAL PARTNER ACQUISITION C | 70,000 | $747K | 0.0% | $10.03 | — | UNIT 07/01/2020 | 37954X204 |
| — | TPG PACE HLDGS CORP | 75,000 | $741K | 0.0% | $9.88 | — | CL A | G89827128 |
| NEXT | NEXTDECADE CORP | 80,000 | $726K | 0.0% | $9.79 | 0.0% | COM | 65342K105 |
| — | VANTAGE ENERGY ACQUISITION | 600,000 | $705K | 0.0% | $1.32 | — | *W EXP 04/12/202 | 92211L113 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 1,753,245 | $702K | 0.0% | $0.44 | — | *W EXP 99/99/999 | G0726L117 |
| — | GTY TECHNOLOGY HOLDINGS INC | 533,333 | $699K | 0.0% | $1.28 | — | *W EXP 99/99/999 | G4182A128 |
| — | BANKRATE INC DEL | 50,000 | $698K | 0.0% | $13.96 | — | COM | 06647F102 |
| — | VIVOPOWER INTERNATIONAL PLC | 189,894 | $657K | 0.0% | $5.50 | — | SHS | G9376R100 |
| — | MODERN MEDIA ACQUISITION | 1,700,000 | $629K | 0.0% | $0.38 | — | RIGHT 99/99/9999 | 60765P129 |
| — | FORUM MERGER CORP | 1,839,487 | $628K | 0.0% | $0.33 | — | RIGHT 06/01/2019 | 34985B129 |
| — | PRECISION DRILLING CORP | 200,000 | $624K | 0.0% | $3.12 | — | COM 2010 | 74022D308 |
| — | GP INVTS ACQUISITION COR | 1,462,689 | $622K | 0.0% | $0.62 | — | *W EXP 05/19/202 | G40357108 |
| — | OSPREY ENERGY ACQUISITION CO | 800,000 | $612K | 0.0% | $0.77 | — | *W EXP 07/21/202 | 688397116 |
| — | CALGON CARBON CORP | 25,000 | $535K | 0.0% | $21.40 | — | COM | 129603106 |
| — | LANDCADIA HLDGS INC | 676,817 | $494K | 0.0% | $0.64 | — | *W EXP 06/01/202 | 51476W115 |
| — | TERRAFORM GLOBAL INC | 100,000 | $475K | 0.0% | $4.75 | — | CL A | 88104M101 |
| SQM | SOCIEDAD QUIMICA MINERA DE C | 8,500 | $473K | 0.0% | $55.65 | — | SPON ADR SER B | 833635105 |
| — | FINTECH ACQUISITION CORP II | 362,100 | $460K | 0.0% | $1.11 | — | *W EXP 01/19/202 | 31810G117 |
| — | MATLIN & PARTNERS ACQUISITIO | 1,192,500 | $459K | 0.0% | $0.44 | — | *W EXP 05/28/202 | 57682V114 |
| DIT | AMCON DISTRG CO | 4,952 | $457K | 0.0% | $81.19 | 0.0% | COM NEW | 02341Q205 |
| — | PENSARE ACQUISITION CORP | 900,000 | $429K | 0.0% | $0.48 | — | *W EXP 07/27/202 | 70957E113 |
| — | GREENHILL & CO INC | 25,000 | $415K | 0.0% | $16.60 | — | COM | 395259104 |
| — | ROSEHILL RES INC | 424,889 | $414K | 0.0% | $1.05 | — | *W EXP 09/16/202 | 777385113 |
| — | M III ACQUISITION CORP | 666,550 | $362K | 0.0% | $0.23 | — | *W EXP 10/10/202 | 55378T112 |
| — | ANDINA ACQUISITION CORP II | 600,000 | $351K | 0.0% | $0.27 | — | RIGHT 09/01/2017 | G0441P120 |
| — | NUMEREX CORP PA | 84,922 | $323K | 0.0% | $3.80 | — | CL A | 67053A102 |
| — | HUNTER MARITIME ACQUISITION | 522,209 | $316K | 0.0% | $0.61 | — | *W EXP 99/99/999 | Y37828129 |
| — | DISCOVERY COMMUNICATNS NEW | 15,000 | $304K | 0.0% | $20.27 | — | COM SER C | 25470F302 |
| — | CONSTELLATION ALPHA CAP CORP | 1,036,000 | $243K | 0.0% | $0.23 | — | *W EXP 03/23/202 | G2379F116 |
| FTS | FORTIS INC | 6,700 | $240K | 0.0% | $26.25 | 0.0% | COM | 349553107 |
| — | SABAN CAP ACQUISITION CORP | 182,810 | $222K | 0.0% | $1.15 | — | *W EXP 09/21/202 | 78516C114 |
| — | KBL MERGER CORP IV | 800,000 | $220K | 0.0% | $0.36 | — | RIGHT 03/22/2019 | 48242A120 |
| — | BORQS TECHNOLOGIES INC | 36,154 | $208K | 0.0% | $5.75 | — | SHS | G1466B103 |
| GWRS | GLOBAL WTR RES INC | 21,363 | $201K | 0.0% | $5.70 | +36.0% | COM | 379463102 |
| — | M I ACQUISITIONS INC | 591,000 | $199K | 0.0% | $0.34 | — | *W EXP 99/99/999 | 55304A112 |
| — | ANDINA ACQUISITION CORP II | 563,800 | $197K | 0.0% | $0.12 | — | *W EXP 11/23/202 | G0441P138 |
| — | ORIGO ACQUISITION CORP | 600,200 | $186K | 0.0% | $0.23 | — | RIGHT 03/12/2018 | G67789134 |
| — | BISON CAP ACQUISITION CORP | 534,300 | $180K | 0.0% | $0.34 | — | RIGHT 03/20/2019 | G1142P138 |
| — | ELECTRUM SPL ACQUISITION COR | 548,422 | $178K | 0.0% | $0.33 | — | *W EXP 99/99/999 | G3105C112 |
| — | SYNCHRONOSS TECHNOLOGIES INC | 19,000 | $177K | 0.0% | — | — | Call | 87157B103 |
| — | JENSYN ACQUISITION CORP | 452,000 | $167K | 0.0% | $0.13 | — | RIGHT 99/99/9999 | 47632B128 |
| — | KBL MERGER CORP IV | 800,000 | $140K | 0.0% | $0.18 | — | *W EXP 01/15/202 | 48242A112 |
| — | KAYNE ANDERSON ACQUISITION | 170,000 | $139K | 0.0% | $0.84 | — | *W EXP 06/30/202 | 48661U110 |
| CELC | CELCUITY INC | 11,132 | $136K | 0.0% | $13.30 | 0.0% | COM | 15102K100 |
| — | BARINGTON HILCO ACQUISITION | 610,900 | $135K | 0.0% | $0.28 | — | RIGHT 02/13/2017 | 06759V119 |
| NESRW | NATIONAL ENERGY SERVICES REU | 250,000 | $116K | 0.0% | $0.46 | — | *W EXP 05/05/202 | G6375R115 |
| — | ORIGO ACQUISITION CORP | 363,450 | $110K | 0.0% | $0.15 | — | *W EXP 12/17/202 | G67789118 |
| — | GORES HLDGS II INC | 75,000 | $110K | 0.0% | $1.57 | — | *W EXP 03/06/202 | 382867117 |
| — | JENSYN ACQUISITION CORP | 480,000 | $100K | 0.0% | $0.07 | — | *W EXP 03/07/202 | 47632B110 |
| — | STELLAR ACQUISITION III INC | 232,100 | $85,000 | 0.0% | $0.34 | — | *W EXP 03/22/202 | Y8172W115 |
| — | FORUM MERGER CORP | 170,050 | $65,000 | 0.0% | $0.34 | — | *W EXP 06/01/202 | 34985B111 |
| — | BISON CAP ACQUISITION CORP | 175,000 | $62,000 | 0.0% | $0.35 | — | *W EXP 06/20/202 | G1142P112 |
| — | BARINGTON HILCO ACQUISITION | 589,000 | $59,000 | 0.0% | $0.16 | — | *W EXP 02/11/201 | 06759V127 |
| — | JM GLOBAL HLDG CO | 143,528 | $42,000 | 0.0% | $0.28 | — | *W EXP 07/09/202 | 46590H119 |
| — | BORQS TECHNOLOGIES INC | 143,294 | $39,000 | 0.0% | $0.27 | — | *W EXP 08/18/202 | G1466B111 |
| — | ATLANTIC ACQUISITION CORP | 50,000 | $27,000 | 0.0% | $0.54 | — | RIGHT 02/08/2019 | 048206304 |
| — | MODERN MEDIA ACQUISITION | 50,000 | $26,000 | 0.0% | $0.44 | — | *W EXP 05/17/202 | 60765P111 |