CIK: 0001326389 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 14, 2018
Total Value ($000): $6,328,265 (72.2% shares, 27.8% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 1,900,000 | $507,034 | 8.0% | — | — | Put | 78462F103 |
| IWM | ISHARES TR | 2,500,000 | $381,150 | 6.0% | $148.18 | — | Put | 464287655 |
| — | INTEL CORP | 150,000,000 | $334,887 | 5.3% | $1.79 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | MICRON TECHNOLOGY INC | 60,000,000 | $256,319 | 4.1% | $2.72 | — | NOTE 2.375% 5/0 | 595112AW3 |
| — | MICRON TECHNOLOGY INC | 50,000,000 | $206,295 | 3.3% | $3.02 | — | NOTE 3.125% 5/0 | 595112AX1 |
| — | VERISIGN INC | 55,000,000 | $183,906 | 2.9% | $2.36 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| BABA | ALIBABA GROUP HLDG LTD | 830,400 | $143,186 | 2.3% | — | — | Put | 01609W102 |
| — | NXP SEMICONDUCTORS N V | 100,000,000 | $123,922 | 2.0% | $1.17 | — | DBCV 1.000%12/0 | 62952QAB6 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 11,568,632 | $122,512 | 1.9% | $9.55 | — | UNIT | 85207H104 |
| SPY | SPDR S&P 500 ETF TR | 400,000 | $106,744 | 1.7% | — | — | Call | 78462F103 |
| — | MICROCHIP TECHNOLOGY INC | 60,000,000 | $102,284 | 1.6% | $1.44 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | CENTRAL FD CDA LTD | 7,622,718 | $102,144 | 1.6% | $12.82 | — | CL A | 153501101 |
| BAC | BANK AMER CORP | 3,000,000 | $88,560 | 1.4% | $22.78 | 0.0% | COM | 060505104 |
| — | ALTABA INC | 1,250,000 | $87,312 | 1.4% | $69.85 | — | COM | 021346101 |
| — | PRICELINE GRP INC | 60,000,000 | $82,865 | 1.3% | $1.46 | — | NOTE 0.350% 6/1 | 741503AS5 |
| PFE | PFIZER INC | 2,134,000 | $77,293 | 1.2% | $23.80 | 0.0% | COM | 717081103 |
| WFC | WELLS FARGO CO NEW | 1,200,000 | $72,804 | 1.2% | $45.09 | 0.0% | COM | 949746101 |
| JNJ | JOHNSON & JOHNSON | 500,000 | $69,860 | 1.1% | $110.98 | 0.0% | COM | 478160104 |
| GOOG | ALPHABET INC | 50,000 | $52,320 | 0.8% | $45.66 | +10.6% | Put | 02079K107 |
| — | LIBERTY MEDIA CORP DELAWARE | 50,000,000 | $52,159 | 0.8% | $1.06 | — | DEB 2.250% 9/3 | 531229AE2 |
| GOOG | ALPHABET INC | 43,300 | $45,309 | 0.7% | $45.66 | +10.6% | CAP STK CL C | 02079K107 |
| — | TTM TECHNOLOGIES INC | 25,000,000 | $42,903 | 0.7% | $1.64 | — | NOTE 1.750%12/1 | 87305RAD1 |
| XOM | EXXON MOBIL CORP | 476,000 | $39,813 | 0.6% | $57.12 | 0.0% | COM | 30231G102 |
| BIO | BIO RAD LABS INC | 164,790 | $39,330 | 0.6% | $198.66 | +22.0% | CL A | 090572207 |
| LKQ | LKQ CORP | 904,800 | $36,798 | 0.6% | $29.88 | +15.0% | COM | 501889208 |
| MSFT | MICROSOFT CORP | 408,000 | $34,900 | 0.6% | $75.26 | 0.0% | COM | 594918104 |
| SCI | SERVICE CORP INTL | 917,861 | $34,255 | 0.5% | $31.15 | +14.9% | COM | 817565104 |
| BA | BOEING CO | 116,000 | $34,210 | 0.5% | $257.40 | 0.0% | COM | 097023105 |
| PSLV | SPROTT PHYSICAL SILVER TR | 5,175,531 | $32,813 | 0.5% | $6.59 | — | TR UNIT | 85207K107 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 3,228,600 | $32,577 | 0.5% | $10.09 | — | CL A | G8250R103 |
| — | VANECK VECTORS ETF TR | 1,249,600 | $32,552 | 0.5% | $26.05 | — | OIL SVCS ETF | 92189F718 |
| AMT | AMERICAN TOWER CORP NEW | 227,000 | $32,386 | 0.5% | $108.35 | +6.8% | COM | 03027X100 |
| — | WRIGHT MED GROUP N V | 25,000,000 | $30,515 | 0.5% | $1.41 | — | NOTE 2.250%11/1 | 98236JAB4 |
| EMN | EASTMAN CHEM CO | 321,800 | $29,812 | 0.5% | $64.62 | +6.5% | COM | 277432100 |
| — | BROADSOFT INC | 20,000,000 | $29,690 | 0.5% | $1.36 | — | NOTE 1.000% 9/0 | 11133BAD4 |
| DAL | DELTA AIR LINES INC DEL | 528,700 | $29,607 | 0.5% | $46.39 | +3.0% | COM NEW | 247361702 |
| MCHP | MICROCHIP TECHNOLOGY INC | 335,600 | $29,493 | 0.5% | $37.09 | +4.9% | COM | 595017104 |
| BTI | BRITISH AMERN TOB PLC | 440,000 | $29,476 | 0.5% | $66.99 | — | SPONSORED ADR | 110448107 |
| MDLZ | MONDELEZ INTL INC | 686,800 | $29,395 | 0.5% | $36.02 | -4.3% | CL A | 609207105 |
| VIAV | VIAVI SOLUTIONS INC | 3,321,287 | $29,028 | 0.5% | $9.06 | 0.0% | COM | 925550105 |
| — | WORKDAY INC | 20,000,000 | $27,405 | 0.4% | $1.33 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| — | LABORATORY CORP AMER HLDGS | 164,300 | $26,207 | 0.4% | $139.40 | — | COM NEW | 50540R409 |
| — | CSRA INC | 871,643 | $26,080 | 0.4% | $27.34 | — | COM | 12650T104 |
| TAC | TRANSALTA CORP | 4,292,705 | $25,542 | 0.4% | $5.30 | +12.3% | COM | 89346D107 |
| AMAT | APPLIED MATLS INC | 498,100 | $25,463 | 0.4% | $41.22 | +19.9% | COM | 038222105 |
| — | TOTAL SYS SVCS INC | 317,900 | $25,143 | 0.4% | $50.23 | — | COM | 891906109 |
| — | JAZZ INVESTMENTS I LTD | 25,000,000 | $25,108 | 0.4% | $1.06 | — | NOTE 1.875% 8/1 | 472145AB7 |
| — | J2 GLOBAL INC | 20,000,000 | $24,857 | 0.4% | $1.10 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | ELECTRUM SPL ACQUISITION COR | 2,341,039 | $24,160 | 0.4% | $9.79 | — | SHS | G3105C104 |
| TPR | TAPESTRY INC | 540,240 | $23,895 | 0.4% | $32.95 | 0.0% | COM | 876030107 |
| GS | GOLDMAN SACHS GROUP INC | 93,000 | $23,693 | 0.4% | $205.15 | 0.0% | COM | 38141G104 |
| — | BLUE BUFFALO PET PRODS INC | 718,032 | $23,544 | 0.4% | $28.35 | — | COM | 09531U102 |
| LOW | LOWES COS INC | 253,100 | $23,523 | 0.4% | $71.24 | 0.0% | COM | 548661107 |
| META | FACEBOOK INC | 128,100 | $22,605 | 0.4% | $127.82 | +37.3% | CL A | 30303M102 |
| IT | GARTNER INC | 181,800 | $22,389 | 0.4% | $121.44 | 0.0% | COM | 366651107 |
| — | CTRIP COM INTL LTD | 20,000,000 | $22,388 | 0.4% | $1.16 | — | NOTE 1.990% 7/0 | 22943FAH3 |
| DG | DOLLAR GEN CORP NEW | 240,700 | $22,388 | 0.4% | $77.43 | 0.0% | COM | 256677105 |
| — | DELL TECHNOLOGIES INC | 275,000 | $22,352 | 0.4% | $80.54 | — | COM CL V | 24703L103 |
| MCD | MCDONALDS CORP | 127,100 | $21,876 | 0.3% | $128.65 | +7.8% | COM | 580135101 |
| — | REXNORD CORP NEW | 839,400 | $21,841 | 0.3% | $25.50 | — | COM | 76169B102 |
| — | ROCKWELL COLLINS INC | 161,000 | $21,835 | 0.3% | $135.62 | — | COM | 774341101 |
| — | ZILLOW GROUP INC | 20,000,000 | $21,818 | 0.3% | $1.09 | — | NOTE 2.000%12/0 | 98954MAB7 |
| — | VANTAGE ENERGY ACQUISITION | 2,094,437 | $21,342 | 0.3% | $10.13 | — | UNIT 04/12/2024 | 92211L204 |
| — | PENSARE ACQUISITION CORP | 2,166,900 | $20,954 | 0.3% | $9.67 | — | COM | 70957E105 |
| — | FORUM MERGER CORP | 2,090,000 | $20,858 | 0.3% | $9.81 | — | COM CL A | 34985B103 |
| NXPI | NXP SEMICONDUCTORS N V | 175,000 | $20,491 | 0.3% | $96.07 | +6.9% | COM | N6596X109 |
| CBZ | CBIZ INC | 1,319,248 | $20,382 | 0.3% | $13.32 | +18.1% | COM | 124805102 |
| IBM | INTERNATIONAL BUSINESS MACHS | 131,000 | $20,098 | 0.3% | $102.11 | 0.0% | COM | 459200101 |
| BTI | BRITISH AMERN TOB PLC | 295,000 | $19,762 | 0.3% | $66.99 | — | Call | 110448107 |
| AME | AMETEK INC NEW | 271,500 | $19,676 | 0.3% | $44.57 | +48.0% | COM | 031100100 |
| — | EASTERLY ACQUISITION CORP | 1,942,670 | $19,621 | 0.3% | $9.88 | — | COM | 27616L102 |
| TGT | TARGET CORP | 300,000 | $19,575 | 0.3% | — | — | Put | 87612E106 |
| — | FEDERAL STR ACQUISITION CORP | 2,000,000 | $19,420 | 0.3% | $9.71 | — | CL A | 31421V107 |
| — | ADVANCED DISP SVCS INC DEL | 803,160 | $19,228 | 0.3% | $22.95 | — | COM | 00790X101 |
| CC | CHEMOURS CO | 384,000 | $19,223 | 0.3% | $38.39 | 0.0% | COM | 163851108 |
| — | MOLINA HEALTHCARE INC | 10,000,000 | $19,123 | 0.3% | $1.40 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | SILVER RUN ACQUISITION | 1,819,069 | $19,027 | 0.3% | $10.52 | — | UNIT 99/99/9999 | 82812A202 |
| A | AGILENT TECHNOLOGIES INC | 283,100 | $18,959 | 0.3% | $55.17 | +15.1% | COM | 00846U101 |
| GSM | FERROGLOBE PLC | 1,162,356 | $18,830 | 0.3% | $12.18 | +22.4% | SHS | G33856108 |
| LEG | LEGGETT & PLATT INC | 393,800 | $18,796 | 0.3% | $47.64 | -0.9% | COM | 524660107 |
| — | VANTAGE ENERGY ACQUISITION | 1,900,000 | $18,468 | 0.3% | $9.75 | — | COM CL A | 92211L105 |
| — | HAYMAKER ACQUISITION | 1,863,100 | $18,445 | 0.3% | $9.90 | — | UNIT 10/19/2022 | 420870206 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 1,800,400 | $17,914 | 0.3% | $9.95 | — | UNIT 99/99/9999 | G74760110 |
| — | CYPRESS SEMICONDUCTOR CORP | 1,170,200 | $17,834 | 0.3% | $15.05 | — | COM | 232806109 |
| — | HENNESSY CAP ACQUSTON CORP I | 1,799,300 | $17,633 | 0.3% | $9.86 | — | COM | 42588L105 |
| — | NUVASIVE INC | 15,000,000 | $17,609 | 0.3% | $1.37 | — | NOTE 2.250% 3/1 | 670704AG0 |
| — | MATLIN & PARTNERS ACQUISITIO | 1,800,000 | $17,595 | 0.3% | $9.71 | — | CL A | 57682V106 |
| — | IRONWOOD PHARMACEUTICALS INC | 15,000,000 | $17,449 | 0.3% | $1.05 | — | DBCV 2.250% 6/1 | 46333XAD0 |
| — | DUN & BRADSTREET CORP DEL NE | 146,964 | $17,402 | 0.3% | $118.41 | — | COM | 26483E100 |
| — | CIGNA CORPORATION | 83,000 | $16,856 | 0.3% | $203.08 | — | COM | 125509109 |
| — | ACTUA CORP | 1,074,367 | $16,760 | 0.3% | $13.81 | — | COM | 005094107 |
| HUNTF | HUNTER MARITIME ACQUISITION | 1,704,968 | $16,640 | 0.3% | $9.81 | -0.2% | CL A | Y37828111 |
| — | ULTIMATE SOFTWARE GROUP INC | 75,000 | $16,367 | 0.3% | $218.23 | — | COM | 90385D107 |
| AFL | AFLAC INC | 186,000 | $16,327 | 0.3% | $35.30 | 0.0% | COM | 001055102 |
| KEY | KEYCORP NEW | 797,000 | $16,075 | 0.3% | $13.07 | 0.0% | COM | 493267108 |
| — | SINA CORP | 160,000 | $16,050 | 0.3% | $100.31 | — | ORD | G81477104 |
| — | GLOBAL PARTNER ACQUISITION C | 1,596,794 | $15,992 | 0.3% | $9.94 | — | COM | 37954X105 |
| — | GTY TECHNOLOGY HOLDINGS INC | 1,600,000 | $15,888 | 0.3% | $10.07 | — | CL A | G4182A102 |
| — | VECTOR GROUP LTD | 10,000,000 | $15,844 | 0.3% | $1.45 | — | FRNT 1/1 | 92240MAY4 |
| — | FINTECH ACQUISITION CORP II | 1,580,000 | $15,673 | 0.2% | $9.88 | — | COM | 31810G109 |
| — | TPG PACE ENERGY HLDGS CORP | 1,600,000 | $15,584 | 0.2% | $9.74 | — | CL A | 872656103 |
| — | OSPREY ENERGY ACQUISITION CO | 1,600,000 | $15,400 | 0.2% | $9.55 | — | CL A COM | 688397108 |
| ALL | ALLSTATE CORP | 147,000 | $15,392 | 0.2% | $81.75 | 0.0% | COM | 020002101 |
| — | CAPITOL INVT CORP IV | 1,525,000 | $15,265 | 0.2% | $10.12 | — | UNIT 99/99/9999 | G18920119 |
| VMC | VULCAN MATLS CO | 118,300 | $15,186 | 0.2% | $113.72 | 0.0% | COM | 929160109 |
| — | INDUSTREA ACQUISITION CORP | 1,490,900 | $15,028 | 0.2% | $10.11 | — | UNIT 07/21/2024 | 45579J203 |
| LITE | LUMENTUM HLDGS INC | 305,000 | $14,914 | 0.2% | $55.75 | 0.0% | COM | 55024U109 |
| — | STERICYCLE INC | 217,200 | $14,767 | 0.2% | $67.99 | — | COM | 858912108 |
| KRE | SPDR SERIES TRUST | 250,000 | $14,712 | 0.2% | $58.85 | — | S&P REGL BKG | 78464A698 |
| PBH | PRESTIGE BRANDS HLDGS INC | 329,700 | $14,642 | 0.2% | $45.55 | 0.0% | COM | 74112D101 |
| — | TIME WARNER INC | 160,000 | $14,635 | 0.2% | $93.84 | — | COM NEW | 887317303 |
| DLB | DOLBY LABORATORIES INC | 236,017 | $14,633 | 0.2% | $43.39 | +24.4% | COM | 25659T107 |
| XME | SPDR SERIES TRUST | 400,000 | $14,548 | 0.2% | — | — | Call | 78464A755 |
| CM | CDN IMPERIAL BK COMM TORONTO | 148,500 | $14,465 | 0.2% | — | — | Call | 136069101 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 1,393,936 | $14,358 | 0.2% | $10.19 | — | UNIT 99/99/9999 | G0726L109 |
| MHK | MOHAWK INDS INC | 52,000 | $14,347 | 0.2% | $213.64 | +25.6% | COM | 608190104 |
| — | CAESARS ENTMT CORP | 1,130,000 | $14,294 | 0.2% | $12.65 | — | COM | 127686103 |
| — | CAVIUM INC | 170,000 | $14,251 | 0.2% | $83.83 | — | COM | 14964U108 |
| — | CM SEVEN STAR ACQUISITION CO | 1,430,000 | $14,243 | 0.2% | $9.96 | — | UNIT 08/21/2022 | G2345N128 |
| KMX | CARMAX INC | 220,300 | $14,128 | 0.2% | $71.34 | 0.0% | COM | 143130102 |
| SPSC | SPS COMM INC | 288,301 | $14,009 | 0.2% | $29.61 | -13.3% | COM | 78463M107 |
| FFIV | F5 NETWORKS INC | 105,000 | $13,778 | 0.2% | $124.22 | 0.0% | COM | 315616102 |
| — | MONSANTO CO NEW | 115,000 | $13,430 | 0.2% | $114.13 | — | COM | 61166W101 |
| — | SABAN CAP ACQUISITION CORP | 1,342,398 | $13,337 | 0.2% | $9.95 | — | COM CL A | 78516C106 |
| — | LANDCADIA HLDGS INC | 1,263,400 | $13,291 | 0.2% | $10.27 | — | UNIT 12/31/2021T | 51476W206 |
| — | VERIFONE SYS INC | 745,300 | $13,199 | 0.2% | $18.33 | — | COM | 92342Y109 |
| — | INSULET CORP | 10,000,000 | $13,080 | 0.2% | $1.31 | — | NOTE 1.250% 9/1 | 45784PAF8 |
| — | GIGCAPITAL INC | 1,304,952 | $13,050 | 0.2% | $10.00 | — | UNIT 03/06/2025 | 37518N205 |
| — | C&J ENERGY SVCS INC NEW | 381,333 | $12,763 | 0.2% | $30.84 | — | COM | 12674R100 |
| — | INDUSTREA ACQUISITION CORP | 1,309,000 | $12,763 | 0.2% | $9.75 | — | CL A | 45579J104 |
| — | CASA SYS INC | 712,281 | $12,650 | 0.2% | $17.76 | — | COM | 14713L102 |
| — | HENNESSY CAP ACQUSTON CORP I | 1,201,500 | $12,460 | 0.2% | $10.11 | — | UNIT 06/15/2024 | 42588L204 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 1,254,340 | $12,443 | 0.2% | $9.89 | — | CL A | G0726L125 |
| — | SILVER RUN ACQUISITION | 1,226,617 | $12,156 | 0.2% | $10.00 | — | COM CL A | 82812A103 |
| — | INTERDIGITAL INC | 10,000,000 | $11,959 | 0.2% | $1.31 | — | NOTE 1.500% 3/0 | 458660AD9 |
| — | MODERN MEDIA ACQUISITION | 1,200,000 | $11,796 | 0.2% | $9.77 | — | COM | 60765P103 |
| — | CTRIP COM INTL LTD | 10,000,000 | $11,794 | 0.2% | $1.36 | — | NOTE 1.250%10/1 | 22943FAD2 |
| — | B2GOLD CORP | 11,000,000 | $11,655 | 0.2% | $1.06 | — | NOTE 3.250%10/0 | 11777QAB6 |
| — | CM SEVEN STAR ACQUISITION CO | 1,200,000 | $11,580 | 0.2% | $9.65 | — | SHS | G2345N102 |
| — | LANDCADIA HLDGS INC | 1,164,421 | $11,574 | 0.2% | $9.89 | — | CL A | 51476W107 |
| NOVT | NOVANTA INC | 230,010 | $11,500 | 0.2% | $14.96 | +225.8% | COM | 67000B104 |
| — | COHERENT INC | 39,664 | $11,194 | 0.2% | $224.99 | — | COM | 192479103 |
| — | M III ACQUISITION CORP | 1,054,250 | $11,175 | 0.2% | $9.89 | — | UNIT 99/99/9999T | 55378T203 |
| — | BANK AMER CORP | 631,000 | $11,102 | 0.2% | $9.97 | — | *W EXP 01/16/201 | 060505146 |
| — | SENTINEL ENERGY SVCS INC | 1,100,000 | $10,967 | 0.2% | $9.97 | — | UNIT 11/02/2022 | G8062D128 |
| — | FLIR SYS INC | 234,900 | $10,951 | 0.2% | $46.62 | — | COM | 302445101 |
| — | GTY TECHNOLOGY HOLDINGS INC | 1,023,234 | $10,553 | 0.2% | $10.50 | — | UNIT 99/99/9999 | G4182A110 |
| — | KAYNE ANDERSON ACQUISITION | 1,019,900 | $10,158 | 0.2% | $10.04 | — | UNIT 06/30/2022 | 48661U201 |
| — | PATTERN ENERGY GROUP INC | 10,000,000 | $10,147 | 0.2% | $1.01 | — | NOTE 4.000% 7/1 | 70338PAB6 |
| — | CONSTELLATION ALPHA CAP CORP | 1,036,000 | $10,075 | 0.2% | $9.75 | — | SHS | G2379F108 |
| — | OSPREY ENERGY ACQUISITION CO | 985,931 | $9,810 | 0.2% | $9.94 | — | UNIT 07/21/2022 | 688397207 |
| DRI | DARDEN RESTAURANTS INC | 100,000 | $9,602 | 0.2% | — | — | Put | 237194105 |
| — | KBL MERGER CORP IV | 966,150 | $9,517 | 0.2% | $9.74 | — | COM | 48242A104 |
| LOW | LOWES COS INC | 100,000 | $9,294 | 0.1% | $71.24 | 0.0% | Call | 548661107 |
| TPGH/U | TPG PACE HLDGS CORP | 900,800 | $9,256 | 0.1% | $10.26 | — | UNIT 99/99/9999 | G89827102 |
| — | TPG PACE ENERGY HLDGS CORP | 896,930 | $9,140 | 0.1% | $10.41 | — | UNIT 99/99/9999 | 872656202 |
| — | MATLIN & PARTNERS ACQUISITIO | 899,900 | $9,071 | 0.1% | $10.02 | — | UNIT 05/28/2021A | 57682V205 |
| — | M III ACQUISITION CORP | 865,450 | $8,584 | 0.1% | $9.57 | — | COM | 55378T104 |
| — | PENSARE ACQUISITION CORP | 817,000 | $8,431 | 0.1% | $10.33 | — | UNIT 07/27/2022 | 70957E204 |
| — | BLACK RIDGE ACQUISITION CORP | 862,500 | $8,353 | 0.1% | $9.68 | — | COM | 09216T107 |
| — | JENSYN ACQUISITION CORP | 780,000 | $8,034 | 0.1% | $10.04 | — | COM | 47632B102 |
| EAT | BRINKER INTL INC | 204,313 | $7,936 | 0.1% | $31.54 | 0.0% | COM | 109641100 |
| — | KBL MERGER CORP IV | 777,400 | $7,922 | 0.1% | $10.20 | — | UNIT 01/15/2024 | 48242A203 |
| — | KAYNE ANDERSON ACQUISITION | 810,000 | $7,865 | 0.1% | $9.74 | — | COM CL A | 48661U102 |
| BLMN | BLOOMIN BRANDS INC | 353,700 | $7,548 | 0.1% | $15.39 | 0.0% | COM | 094235108 |
| CENTA | CENTRAL GARDEN & PET CO | 200,000 | $7,542 | 0.1% | $27.98 | +5.9% | CL A NON-VTG | 153527205 |
| — | TPG PACE HLDGS CORP | 775,000 | $7,541 | 0.1% | $9.74 | — | CL A | G89827128 |
| — | ADVANCED MICRO DEVICES INC | 5,000,000 | $7,512 | 0.1% | $1.97 | — | NOTE 2.125% 9/0 | 007903BD8 |
| DMRC | DIGIMARC CORP NEW | 205,670 | $7,435 | 0.1% | $31.45 | +15.6% | COM | 25381B101 |
| — | MODERN MEDIA ACQUISITION | 702,410 | $7,384 | 0.1% | $10.26 | — | UNIT 99/99/9999 | 60765P202 |
| — | 51JOB INC | 5,000,000 | $7,379 | 0.1% | $1.48 | — | NOTE 3.250% 4/1 | 316827AC8 |
| — | GARDNER DENVER HLDGS INC | 213,805 | $7,254 | 0.1% | $33.93 | — | COM | 36555P107 |
| — | AETNA INC NEW | 40,000 | $7,216 | 0.1% | $180.40 | — | COM | 00817Y108 |
| — | MOSAIC ACQUISITION CORP | 700,000 | $7,105 | 0.1% | $10.15 | — | UNIT 99/99/9999 | G62848117 |
| — | SONIC CORP | 256,300 | $7,043 | 0.1% | $25.45 | — | COM | 835451105 |
| CVSA | ADTALEM GLOBAL ED INC | 165,908 | $6,976 | 0.1% | $37.28 | +5.1% | COM | 00737L103 |
| HLIT | HARMONIC INC | 1,660,972 | $6,976 | 0.1% | $4.32 | -13.2% | COM | 413160102 |
| SSYS | STRATASYS LTD | 340,561 | $6,798 | 0.1% | $21.79 | 0.0% | SHS | M85548101 |
| — | SYNCHRONOSS TECHNOLOGIES INC | 7,372,000 | $6,670 | 0.1% | $0.93 | — | NOTE 0.750% 8/1 | 87157BAA1 |
| — | TERADYNE INC | 4,500,000 | $6,435 | 0.1% | $1.43 | — | NOTE 1.250%12/1 | 880770AG7 |
| — | MEDICINES CO | 6,000,000 | $6,352 | 0.1% | $1.36 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | FINTECH ACQUISITION CORP II | 605,000 | $6,352 | 0.1% | $10.20 | — | UNIT 99/99/9999 | 31810G208 |
| — | CONSTELLATION ALPHA CAP CORP | 609,113 | $6,201 | 0.1% | $10.14 | — | UNIT 99/99/9999 | G2379F124 |
| RY | ROYAL BK CDA MONTREAL QUE | 75,000 | $6,124 | 0.1% | — | — | Call | 780087102 |
| RY | ROYAL BK CDA MONTREAL QUE | 75,000 | $6,124 | 0.1% | — | — | Put | 780087102 |
| — | CSRA INC | 200,000 | $5,984 | 0.1% | $27.34 | — | Call | 12650T104 |
| TD | TORONTO DOMINION BK ONT | 100,000 | $5,858 | 0.1% | $57.13 | 0.0% | Put | 891160509 |
| — | INPHI CORP | 5,000,000 | $5,808 | 0.1% | $1.30 | — | NOTE 1.125%12/0 | 45772FAB3 |
| — | CAPITOL INVT CORP IV | 599,900 | $5,807 | 0.1% | $9.68 | — | CL A ORD | G18920101 |
| — | BARRICK GOLD CORP | 396,400 | $5,736 | 0.1% | — | — | Put | 067901108 |
| — | GORES HLDGS II INC | 550,400 | $5,702 | 0.1% | $10.29 | — | UNIT 99/99/9999 | 382867208 |
| — | AKORN INC | 175,000 | $5,640 | 0.1% | $33.26 | — | COM | 009728106 |
| — | HABIT RESTAURANTS INC | 559,000 | $5,338 | 0.1% | $12.08 | — | COM CL A | 40449J103 |
| — | GENERAL CABLE CORP DEL NEW | 5,000,000 | $5,286 | 0.1% | $1.06 | — | FRNT 4.500%11/1 | 369300AL2 |
| — | CTRIP COM INTL LTD | 5,000,000 | $5,266 | 0.1% | $1.14 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| HIMX | HIMAX TECHNOLOGIES INC | 500,000 | $5,210 | 0.1% | — | — | Call | 43289P106 |
| — | AMC ENTMT HLDGS INC | 342,900 | $5,178 | 0.1% | — | — | Call | 00165C104 |
| — | M I ACQUISITIONS INC | 508,000 | $5,177 | 0.1% | $10.07 | — | COM | 55304A104 |
| — | FEDERAL STR ACQUISITION CORP | 500,000 | $5,125 | 0.1% | $10.30 | — | UNIT 99/99/9999 | 31421V206 |
| — | BLACKHAWK NETWORK HLDGS INC | 5,000,000 | $5,124 | 0.1% | $1.12 | — | NOTE 1.500% 1/1 | 09238EAB0 |
| — | SCRIPPS NETWORKS INTERACT IN | 60,000 | $5,123 | 0.1% | $85.68 | — | CL A COM | 811065101 |
| ETD | ETHAN ALLEN INTERIORS INC | 179,100 | $5,122 | 0.1% | $16.68 | 0.0% | COM | 297602104 |
| — | TWENTY FIRST CENTY FOX INC | 150,000 | $5,118 | 0.1% | $32.03 | — | CL B | 90130A200 |
| RCI | ROGERS COMMUNICATIONS INC | 100,000 | $5,093 | 0.1% | — | — | Call | 775109200 |
| — | BISON CAP ACQUISITION CORP | 500,000 | $4,935 | 0.1% | $9.87 | — | ORD SHS | G1142P104 |
| — | ATLANTIC ACQUISITION CORP | 500,000 | $4,930 | 0.1% | $9.86 | — | COM | 048206106 |
| T | AT&T INC | 125,000 | $4,860 | 0.1% | — | — | Put | 00206R102 |
| — | NXSTAGE MEDICAL INC | 200,000 | $4,846 | 0.1% | $24.78 | — | COM | 67072V103 |
| — | BELLATRIX EXPLORATION LTD | 2,737,580 | $4,709 | 0.1% | $2.83 | — | COM NEW | 078314507 |
| — | I AM CAP ACQUISITION CO | 458,000 | $4,520 | 0.1% | $9.87 | — | COM | 45074Q108 |
| — | IMPAX LABORATORIES INC | 4,500,000 | $4,386 | 0.1% | $0.97 | — | NOTE 2.000% 6/1 | 45256BAE1 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 465,388 | $4,347 | 0.1% | $8.35 | — | UNIT | 85207Q104 |
| AEM | AGNICO EAGLE MINES LTD | 94,000 | $4,341 | 0.1% | — | — | Call | 008474108 |
| BMO | BANK MONTREAL QUE | 54,000 | $4,321 | 0.1% | — | — | Call | 063671101 |
| BNS | BANK N S HALIFAX | 65,000 | $4,194 | 0.1% | — | — | Call | 064149107 |
| — | BIG ROCK PARTNERS ACQUISI CO | 430,800 | $4,185 | 0.1% | $9.71 | — | COM | 089482103 |
| — | EXACTECH INC | 80,000 | $3,956 | 0.1% | $49.45 | — | COM | 30064E109 |
| AEM | AGNICO EAGLE MINES LTD | 85,600 | $3,953 | 0.1% | — | — | Put | 008474108 |
| — | DRAPER OAKWOOD TECHNOLOGY | 400,000 | $3,912 | 0.1% | $9.78 | — | COM CL A | 26146L103 |
| — | BARRICK GOLD CORP | 268,300 | $3,882 | 0.1% | — | — | Call | 067901108 |
| — | HUDSON GLOBAL INC | 1,708,765 | $3,845 | 0.1% | $2.46 | — | COM | 443787106 |
| — | BIG ROCK PARTNERS ACQUISI CO | 349,200 | $3,572 | 0.1% | $10.23 | — | UNIT 11/20/2022 | 089482202 |
| — | ORIGO ACQUISITION CORP | 328,488 | $3,495 | 0.1% | $10.27 | — | SHS | G67789126 |
| NXPI | NXP SEMICONDUCTORS N V | 29,600 | $3,466 | 0.1% | $96.07 | +6.9% | Call | N6596X109 |
| GSM | FERROGLOBE PLC | 213,200 | $3,454 | 0.1% | $12.18 | +22.4% | Call | G33856108 |
| — | WGL HLDGS INC | 40,000 | $3,434 | 0.1% | $84.81 | — | COM | 92924F106 |
| — | SABAN CAP ACQUISITION CORP | 309,400 | $3,255 | 0.1% | $10.44 | — | UNIT 99/99/9999 | 78516C205 |
| — | BIG 5 SPORTING GOODS CORP | 420,000 | $3,192 | 0.1% | $7.60 | — | COM | 08915P101 |
| — | GORES HLDGS II INC | 319,700 | $3,178 | 0.1% | $10.00 | — | COM CL A | 382867109 |
| — | ANDINA ACQUISITION CORP II | 301,100 | $3,101 | 0.0% | $9.50 | — | SHS | G0441P104 |
| — | BISON CAP ACQUISITION CORP | 295,000 | $3,030 | 0.0% | $10.22 | — | UNIT 99/99/9999T | G1142P120 |
| — | AMPLIFY SNACK BRANDS | 250,000 | $3,002 | 0.0% | $12.01 | — | COM | 03211L102 |
| — | LEGACY ACQUISITION CORP | 300,000 | $2,982 | 0.0% | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| — | MAGICJACK VOCALTEC LTD | 350,000 | $2,958 | 0.0% | $8.45 | — | SHS | M6787E101 |
| FONR | FONAR CORP | 120,800 | $2,941 | 0.0% | $27.65 | 0.0% | COM NEW | 344437405 |
| TRNS | TRANSCAT INC | 203,997 | $2,907 | 0.0% | $13.16 | +2.1% | COM | 893529107 |
| — | LEGACY ACQUISITION CORP | 297,235 | $2,862 | 0.0% | $9.63 | — | COM CL A | 524643103 |
| MGA | MAGNA INTL INC | 50,000 | $2,834 | 0.0% | — | — | Call | 559222401 |
| IIIN | INSTEEL INDUSTRIES INC | 100,000 | $2,832 | 0.0% | $18.30 | 0.0% | COM | 45774W108 |
| LCUT | LIFETIME BRANDS INC | 170,000 | $2,805 | 0.0% | $14.81 | -0.5% | COM | 53222Q103 |
| CMT | CORE MOLDING TECHNOLOGIES IN | 128,500 | $2,788 | 0.0% | $21.12 | +3.6% | COM | 218683100 |
| — | LEISURE ACQUISITION CORP | 275,000 | $2,725 | 0.0% | $9.91 | — | UNIT 99/99/9999 | 52539T206 |
| — | KIMBALL INTL INC | 145,000 | $2,707 | 0.0% | $19.43 | — | CL B | 494274103 |
| USLM | UNITED STATES LIME & MINERAL | 35,000 | $2,698 | 0.0% | $16.55 | +4.1% | COM | 911922102 |
| FLXS | FLEXSTEEL INDS INC | 57,537 | $2,692 | 0.0% | $39.09 | 0.0% | COM | 339382103 |
| — | LEISURE ACQUISITION CORP | 275,000 | $2,658 | 0.0% | $9.67 | — | COM | 52539T107 |
| — | PATRIOT TRANSN HLDG INC | 152,500 | $2,650 | 0.0% | $18.53 | — | COM | 70338W105 |
| MLR | MILLER INDS INC TENN | 102,500 | $2,644 | 0.0% | $21.71 | +4.6% | COM NEW | 600551204 |
| DLHC | DLH HLDGS CORP | 425,748 | $2,623 | 0.0% | $6.10 | +1.2% | COM | 23335Q100 |
| — | MONEYGRAM INTL INC | 190,000 | $2,504 | 0.0% | $16.11 | — | COM NEW | 60935Y208 |
| NESR | NATIONAL ENERGY SERVICES REU | 250,400 | $2,491 | 0.0% | $9.55 | — | SHS | G6375R107 |
| CTS | CTS CORP | 95,000 | $2,446 | 0.0% | $22.38 | +13.2% | COM | 126501105 |
| — | ALMOST FAMILY INC | 44,191 | $2,446 | 0.0% | $57.26 | — | COM | 020409108 |
| — | DRAPER OAKWOOD TECHNOLOGY | 225,000 | $2,374 | 0.0% | $10.20 | — | UNIT 09/30/2024 | 26146L202 |
| — | HAWAIIAN TELCOM HOLDCO INC | 75,000 | $2,314 | 0.0% | $30.02 | — | COM | 420031106 |
| TIPT | TIPTREE INC | 385,000 | $2,291 | 0.0% | $7.18 | -9.2% | CL A | 88822Q103 |
| — | CALPINE CORP | 150,000 | $2,270 | 0.0% | $14.75 | — | COM NEW | 131347304 |
| — | SOUTHWESTERN ENERGY CO | 400,000 | $2,232 | 0.0% | $7.11 | — | COM | 845467109 |
| — | M I ACQUISITIONS INC | 197,000 | $2,088 | 0.0% | $10.03 | — | UNIT 99/99/9999 | 55304A203 |
| MFC | MANULIFE FINL CORP | 100,000 | $2,086 | 0.0% | — | — | Call | 56501R106 |
| — | ATLANTIC ACQUISITION CORP | 200,000 | $2,054 | 0.0% | $10.28 | — | UNIT 02/08/2019 | 048206205 |
| — | FORUM MERGER CORP | 2,975,966 | $2,024 | 0.0% | $0.46 | — | RIGHT 06/01/2019 | 34985B129 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 185,000 | $1,961 | 0.0% | $10.55 | — | UNIT 99/99/9999 | G8250R111 |
| — | UNITED TECHNOLOGIES CORP | 15,000 | $1,914 | 0.0% | — | — | Put | 913017109 |
| — | SILVER RUN ACQUISITION | 1,325,000 | $1,901 | 0.0% | $1.54 | — | *W EXP 03/28/202 | 82812A111 |
| — | GLOBALSCAPE INC | 525,000 | $1,864 | 0.0% | $3.72 | — | COM | 37940G109 |
| — | ENTELLUS MED INC | 75,003 | $1,829 | 0.0% | $24.39 | — | COM | 29363K105 |
| — | STRAIGHT PATH COMMUNICATNS I | 10,000 | $1,818 | 0.0% | $179.63 | — | CL B | 862578101 |
| — | SIGMA DESIGNS INC | 250,000 | $1,738 | 0.0% | $6.95 | — | COM | 826565103 |
| PHUN | STELLAR ACQUISITION III INC | 170,100 | $1,737 | 0.0% | $10.18 | — | COM | Y8172W107 |
| — | ENZYMOTEC LTD | 145,163 | $1,720 | 0.0% | $11.85 | — | SHS | M4059L101 |
| LAKE | LAKELAND INDS INC | 115,000 | $1,673 | 0.0% | $14.70 | +0.2% | COM | 511795106 |
| — | LIBERTY MEDIA CORP DELAWARE | 50,000 | $1,636 | 0.0% | $35.04 | — | COM SER A FRMLA | 531229870 |
| — | EASTERLY ACQUISITION CORP | 2,523,063 | $1,634 | 0.0% | $0.51 | — | *W EXP 07/29/202 | 27616L110 |
| — | STELLAR ACQUISITION III INC | 151,000 | $1,582 | 0.0% | $9.97 | — | UNIT 03/22/2022 | Y8172W123 |
| KEQU | KEWAUNEE SCIENTIFIC CORP | 54,320 | $1,574 | 0.0% | $25.34 | +7.2% | COM | 492854104 |
| — | ELECTRUM SPL ACQUISITION COR | 142,496 | $1,510 | 0.0% | $9.98 | — | UNIT 99/99/9999 | G3105C120 |
| — | FGL HLDGS | 150,000 | $1,510 | 0.0% | $10.07 | — | ORD SHS | G3402M102 |
| — | ESTRE AMBIENTAL INC | 2,110,661 | $1,446 | 0.0% | $0.69 | — | *W EXP 12/21/202 | G3206V118 |
| — | FGL HLDGS | 933,864 | $1,410 | 0.0% | $1.51 | — | *W EXP 11/30/202 | G3402M110 |
| — | COLLECTORS UNIVERSE INC | 45,000 | $1,289 | 0.0% | $23.97 | — | COM NEW | 19421R200 |
| — | PENSARE ACQUISITION CORP | 2,821,000 | $1,269 | 0.0% | $0.40 | — | RIGHT 99/99/9999 | 70957E121 |
| — | NEXTDECADE CORP | 2,049,817 | $1,250 | 0.0% | $0.93 | — | *W EXP 07/23/202 | 65342K113 |
| — | GGP INC | 50,000 | $1,170 | 0.0% | $23.40 | — | COM | 36174X101 |
| — | FEDERAL STR ACQUISITION CORP | 1,000,000 | $1,150 | 0.0% | $1.15 | — | *W EXP 07/24/202 | 31421V115 |
| — | SABAN CAP ACQUISITION CORP | 832,810 | $1,078 | 0.0% | $1.26 | — | *W EXP 09/21/202 | 78516C114 |
| — | BARINGTON HILCO ACQUISITION | 100,000 | $1,044 | 0.0% | $9.70 | — | COM | 06759V101 |
| — | FINTECH ACQUISITION CORP II | 820,920 | $1,038 | 0.0% | $1.19 | — | *W EXP 01/19/202 | 31810G117 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 3,401,411 | $1,003 | 0.0% | $0.37 | — | *W EXP 99/99/999 | G0726L117 |
| APT | ALPHA PRO TECH LTD | 250,000 | $1,000 | 0.0% | $3.52 | +13.3% | COM | 020772109 |
| OTEX | OPEN TEXT CORP | 28,000 | $999 | 0.0% | — | — | Call | 683715106 |
| — | HENNESSY CAP ACQUSTON CORP I | 1,176,867 | $997 | 0.0% | $0.68 | — | *W EXP 06/15/202 | 42588L113 |
| — | ANDINA ACQUISITION CORP II | 724,600 | $989 | 0.0% | $0.46 | — | RIGHT 09/01/2017 | G0441P120 |
| — | GLOBAL PARTNER ACQUISITION C | 908,424 | $945 | 0.0% | $0.29 | — | *W EXP 07/01/202 | 37954X113 |
| — | CONSTELLATION ALPHA CAP CORP | 2,583,500 | $891 | 0.0% | $0.32 | — | RIGHT 99/99/9999 | G2379F132 |
| BCE | BCE INC | 18,400 | $883 | 0.0% | — | — | Call | 05534B760 |
| BCE | BCE INC | 17,600 | $845 | 0.0% | — | — | Put | 05534B760 |
| AXTA | AXALTA COATING SYS LTD | 25,000 | $809 | 0.0% | $31.67 | 0.0% | COM | G0750C108 |
| — | TPG PACE ENERGY HLDGS CORP | 533,333 | $733 | 0.0% | $1.37 | — | *W EXP 99/99/999 | 872656111 |
| — | MATLIN & PARTNERS ACQUISITIO | 1,792,500 | $717 | 0.0% | $0.43 | — | *W EXP 05/28/202 | 57682V114 |
| — | MODERN MEDIA ACQUISITION | 1,700,000 | $697 | 0.0% | $0.38 | — | RIGHT 99/99/9999 | 60765P129 |
| — | GTY TECHNOLOGY HOLDINGS INC | 533,333 | $693 | 0.0% | $1.28 | — | *W EXP 99/99/999 | G4182A128 |
| — | VANTAGE ENERGY ACQUISITION | 600,000 | $690 | 0.0% | $1.32 | — | *W EXP 04/12/202 | 92211L113 |
| TAC | TRANSALTA CORP | 106,700 | $635 | 0.0% | $5.30 | +12.3% | Call | 89346D107 |
| — | INDUSTREA ACQUISITION CORP | 1,507,279 | $618 | 0.0% | $0.41 | — | *W EXP 08/01/202 | 45579J112 |
| NEXT | NEXTDECADE CORP | 80,000 | $599 | 0.0% | $9.79 | -3.6% | COM | 65342K105 |
| — | OSPREY ENERGY ACQUISITION CO | 800,000 | $544 | 0.0% | $0.77 | — | *W EXP 07/21/202 | 688397116 |
| — | VIVOPOWER INTERNATIONAL PLC | 181,224 | $526 | 0.0% | $5.50 | — | SHS | G9376R100 |
| ENB | ENBRIDGE INC | 13,400 | $524 | 0.0% | — | — | Call | 29250N105 |
| — | M III ACQUISITION CORP | 657,450 | $523 | 0.0% | $0.23 | — | *W EXP 10/10/202 | 55378T112 |
| NPK | NATIONAL PRESTO INDS INC | 5,000 | $497 | 0.0% | $109.11 | 0.0% | COM | 637215104 |
| — | GENER8 MARITIME INC | 75,000 | $496 | 0.0% | $6.61 | — | COM | Y26889108 |
| — | SYNCHRONOSS TECHNOLOGIES INC | 55,000 | $492 | 0.0% | $8.95 | — | COM | 87157B103 |
| TD | TORONTO DOMINION BK ONT | 7,300 | $428 | 0.0% | $57.13 | 0.0% | COM NEW | 891160509 |
| — | LANDCADIA HLDGS INC | 625,157 | $425 | 0.0% | $0.64 | — | *W EXP 06/01/202 | 51476W115 |
| — | DISCOVERY COMMUNICATNS NEW | 19,000 | $425 | 0.0% | — | — | Call | 25470F104 |
| — | PENSARE ACQUISITION CORP | 762,500 | $408 | 0.0% | $0.48 | — | *W EXP 07/27/202 | 70957E113 |
| — | FORUM MERGER CORP | 548,325 | $362 | 0.0% | $0.56 | — | *W EXP 06/01/202 | 34985B111 |
| — | JENSYN ACQUISITION CORP | 879,385 | $351 | 0.0% | $0.26 | — | RIGHT 99/99/9999 | 47632B128 |
| — | HUNTER MARITIME ACQUISITION | 722,209 | $321 | 0.0% | $0.56 | — | *W EXP 99/99/999 | Y37828129 |
| — | TPG PACE HLDGS CORP | 203,333 | $315 | 0.0% | $1.55 | — | *W EXP 99/99/999 | G89827110 |
| — | ORIGO ACQUISITION CORP | 600,200 | $302 | 0.0% | $0.23 | — | RIGHT 03/12/2018 | G67789134 |
| — | CM SEVEN STAR ACQUISITION CO | 1,000,000 | $295 | 0.0% | $0.29 | — | RIGHT 08/21/2022 | G2345N136 |
| — | ATLANTIC ACQUISITION CORP | 550,000 | $286 | 0.0% | $0.52 | — | RIGHT 02/08/2019 | 048206304 |
| — | CONSTELLATION ALPHA CAP CORP | 1,036,000 | $272 | 0.0% | $0.23 | — | *W EXP 03/23/202 | G2379F116 |
| — | SHAW COMMUNICATIONS INC | 11,800 | $269 | 0.0% | $22.80 | — | CL B CONV | 82028K200 |
| ACMR | ACM RESEARCH INC | 51,262 | $269 | 0.0% | $1.98 | 0.0% | COM CL A | 00108J109 |
| NESRW | NATIONAL ENERGY SERVICES REU | 326,600 | $263 | 0.0% | $0.54 | — | *W EXP 05/05/202 | G6375R115 |
| — | GORES HLDGS II INC | 172,300 | $250 | 0.0% | $1.50 | — | *W EXP 03/06/202 | 382867117 |
| — | KBL MERGER CORP IV | 800,000 | $240 | 0.0% | $0.36 | — | RIGHT 03/22/2019 | 48242A120 |
| — | M I ACQUISITIONS INC | 591,000 | $236 | 0.0% | $0.34 | — | *W EXP 99/99/999 | 55304A112 |
| — | PRECISION DRILLING CORP | 75,000 | $228 | 0.0% | $3.12 | — | COM 2010 | 74022D308 |
| — | JENSYN ACQUISITION CORP | 771,396 | $220 | 0.0% | $0.15 | — | *W EXP 03/07/202 | 47632B110 |
| — | CAPITOL INVT CORP IV | 200,000 | $215 | 0.0% | $1.07 | — | *W EXP 01/01/202 | G18920127 |
| — | ELECTRUM SPL ACQUISITION COR | 548,422 | $214 | 0.0% | $0.33 | — | *W EXP 99/99/999 | G3105C112 |
| — | DRAPER OAKWOOD TECHNOLOGY | 400,000 | $206 | 0.0% | $0.52 | — | RIGHT 09/19/2018 | 26146L129 |
| — | BISON CAP ACQUISITION CORP | 534,300 | $192 | 0.0% | $0.34 | — | RIGHT 03/20/2019 | G1142P138 |
| — | BORQS TECHNOLOGIES INC | 34,554 | $185 | 0.0% | $5.75 | — | SHS | G1466B103 |
| — | KBL MERGER CORP IV | 800,000 | $168 | 0.0% | $0.18 | — | *W EXP 01/15/202 | 48242A112 |
| — | BLACK RIDGE ACQUISITION CORP | 600,000 | $166 | 0.0% | $0.28 | — | RIGHT 07/10/2019 | 09216T123 |
| — | BIG ROCK PARTNERS ACQUISI CO | 400,000 | $164 | 0.0% | $0.41 | — | RIGHT 12/01/2022 | 089482129 |
| — | ROSEHILL RES INC | 163,843 | $153 | 0.0% | $1.05 | — | *W EXP 09/16/202 | 777385113 |
| — | BLACK RIDGE ACQUISITION CORP | 14,992 | $152 | 0.0% | $10.14 | — | UNIT 10/05/2022 | 09216T206 |
| — | KAYNE ANDERSON ACQUISITION | 170,000 | $143 | 0.0% | $0.84 | — | *W EXP 06/30/202 | 48661U110 |
| — | I AM CAP ACQUISITION CO | 458,000 | $142 | 0.0% | $0.31 | — | RIGHT 05/22/2019 | 45074Q124 |
| — | I AM CAP ACQUISITION CO | 458,000 | $139 | 0.0% | $0.30 | — | *W EXP 05/22/202 | 45074Q116 |
| — | CM SEVEN STAR ACQUISITION CO | 500,000 | $138 | 0.0% | $0.28 | — | *W EXP 08/21/202 | G2345N110 |
| — | DRAPER OAKWOOD TECHNOLOGY | 200,000 | $122 | 0.0% | $0.61 | — | *W EXP 09/19/202 | 26146L111 |
| — | LEGACY ACQUISITION CORP | 282,400 | $121 | 0.0% | $0.43 | — | *W EXP 11/30/202 | 524643111 |
| — | ORIGO ACQUISITION CORP | 243,350 | $119 | 0.0% | $0.15 | — | *W EXP 12/17/202 | G67789118 |
| — | BIG ROCK PARTNERS ACQUISI CO | 200,000 | $93 | 0.0% | $0.47 | — | *W EXP 12/01/202 | 089482111 |
| — | STELLAR ACQUISITION III INC | 232,100 | $74 | 0.0% | $0.34 | — | *W EXP 03/22/202 | Y8172W115 |
| — | LEISURE ACQUISITION CORP | 137,500 | $67 | 0.0% | $0.49 | — | *W EXP 12/05/201 | 52539T115 |
| — | BLACK RIDGE ACQUISITION CORP | 200,000 | $61 | 0.0% | $0.30 | — | *W EXP 07/10/202 | 09216T115 |
| — | BISON CAP ACQUISITION CORP | 175,000 | $61 | 0.0% | $0.35 | — | *W EXP 06/20/202 | G1142P112 |
| — | BARINGTON HILCO ACQUISITION | 589,000 | $47 | 0.0% | $0.16 | — | *W EXP 02/11/201 | 06759V127 |
| — | JM GLOBAL HLDG CO | 143,328 | $29 | 0.0% | $0.28 | — | *W EXP 07/09/202 | 46590H119 |
| — | MODERN MEDIA ACQUISITION | 50,000 | $24 | 0.0% | $0.44 | — | *W EXP 05/17/202 | 60765P111 |
| — | BARINGTON HILCO ACQUISITION | 78,942 | $14 | 0.0% | $0.28 | — | RIGHT 02/13/2017 | 06759V119 |