Polar Asset Management Partners Inc. Quant / Systematic

Location: Toronto, Ontario, Canada

CIK: 0001326389 · Show all filings

Period: Q4 2017 (← Previous) (Next →)

Filing Date: Feb 14, 2018

Total Value: $6.328B (72.2% shares, 27.8% debt)

Holdings (359)

SPY SPDR S&P 500 ETF TR 8.0%

Value $507M Shares 1,900,000 Est. Cost — Unrealized —

IWM ISHARES TR 6.0%

Value $381M Shares 2,500,000 Est. Cost $148.18 Unrealized —

— INTEL CORP 5.3%

Value $335M Shares 150,000,000 Est. Cost $1.79 Unrealized —

— MICRON TECHNOLOGY INC 4.1%

Value $256M Shares 60,000,000 Est. Cost $2.72 Unrealized —

— MICRON TECHNOLOGY INC 3.3%

Value $206M Shares 50,000,000 Est. Cost $3.02 Unrealized —

— VERISIGN INC 2.9%

Value $184M Shares 55,000,000 Est. Cost $2.36 Unrealized —

BABA ALIBABA GROUP HLDG LTD 2.3%

Value $143M Shares 830,400 Est. Cost — Unrealized —

— NXP SEMICONDUCTORS N V 2.0%

Value $124M Shares 100,000,000 Est. Cost $1.17 Unrealized —

PHYS SPROTT PHYSICAL GOLD TRUST 1.9%

Value $123M Shares 11,568,632 Est. Cost $9.55 Unrealized —

SPY SPDR S&P 500 ETF TR 1.7%

Value $107M Shares 400,000 Est. Cost — Unrealized —

— MICROCHIP TECHNOLOGY INC 1.6%

Value $102M Shares 60,000,000 Est. Cost $1.44 Unrealized —

— CENTRAL FD CDA LTD 1.6%

Value $102M Shares 7,622,718 Est. Cost $12.82 Unrealized —

BAC BANK AMER CORP 1.4%

Value $88.56M Shares 3,000,000 Est. Cost $22.78 Unrealized 0.0%

— ALTABA INC 1.4%

Value $87.31M Shares 1,250,000 Est. Cost $69.85 Unrealized —

— PRICELINE GRP INC 1.3%

Value $82.86M Shares 60,000,000 Est. Cost $1.46 Unrealized —

PFE PFIZER INC 1.2%

Value $77.29M Shares 2,134,000 Est. Cost $23.80 Unrealized 0.0%

WFC WELLS FARGO CO NEW 1.2%

Value $72.8M Shares 1,200,000 Est. Cost $45.09 Unrealized 0.0%

JNJ JOHNSON & JOHNSON 1.1%

Value $69.86M Shares 500,000 Est. Cost $110.98 Unrealized 0.0%

GOOG ALPHABET INC 0.8%

Value $52.32M Shares 50,000 Est. Cost $45.66 Unrealized +10.6%

— LIBERTY MEDIA CORP DELAWARE 0.8%

Value $52.16M Shares 50,000,000 Est. Cost $1.06 Unrealized —

GOOG ALPHABET INC 0.7%

Value $45.31M Shares 43,300 Est. Cost $45.66 Unrealized +10.6%

— TTM TECHNOLOGIES INC 0.7%

Value $42.9M Shares 25,000,000 Est. Cost $1.64 Unrealized —

XOM EXXON MOBIL CORP 0.6%

Value $39.81M Shares 476,000 Est. Cost $57.12 Unrealized 0.0%

BIO BIO RAD LABS INC 0.6%

Value $39.33M Shares 164,790 Est. Cost $198.66 Unrealized +22.0%

LKQ LKQ CORP 0.6%

Value $36.8M Shares 904,800 Est. Cost $29.88 Unrealized +15.0%

MSFT MICROSOFT CORP 0.6%

Value $34.9M Shares 408,000 Est. Cost $75.26 Unrealized 0.0%

SCI SERVICE CORP INTL 0.5%

Value $34.26M Shares 917,861 Est. Cost $31.15 Unrealized +14.9%

BA BOEING CO 0.5%

Value $34.21M Shares 116,000 Est. Cost $257.40 Unrealized 0.0%

PSLV SPROTT PHYSICAL SILVER TR 0.5%

Value $32.81M Shares 5,175,531 Est. Cost $6.59 Unrealized —

— SOCIAL CAP HEDOSOPHIA HLDGS 0.5%

Value $32.58M Shares 3,228,600 Est. Cost $10.09 Unrealized —

— VANECK VECTORS ETF TR 0.5%

Value $32.55M Shares 1,249,600 Est. Cost $26.05 Unrealized —

AMT AMERICAN TOWER CORP NEW 0.5%

Value $32.39M Shares 227,000 Est. Cost $108.35 Unrealized +6.8%

— WRIGHT MED GROUP N V 0.5%

Value $30.52M Shares 25,000,000 Est. Cost $1.41 Unrealized —

EMN EASTMAN CHEM CO 0.5%

Value $29.81M Shares 321,800 Est. Cost $64.62 Unrealized +6.5%

— BROADSOFT INC 0.5%

Value $29.69M Shares 20,000,000 Est. Cost $1.36 Unrealized —

DAL DELTA AIR LINES INC DEL 0.5%

Value $29.61M Shares 528,700 Est. Cost $46.39 Unrealized +3.0%

MCHP MICROCHIP TECHNOLOGY INC 0.5%

Value $29.49M Shares 335,600 Est. Cost $37.09 Unrealized +4.9%

BTI BRITISH AMERN TOB PLC 0.5%

Value $29.48M Shares 440,000 Est. Cost $66.99 Unrealized —

MDLZ MONDELEZ INTL INC 0.5%

Value $29.39M Shares 686,800 Est. Cost $36.02 Unrealized -4.3%

VIAV VIAVI SOLUTIONS INC 0.5%

Value $29.03M Shares 3,321,287 Est. Cost $9.06 Unrealized 0.0%

— WORKDAY INC 0.4%

Value $27.41M Shares 20,000,000 Est. Cost $1.33 Unrealized —

— LABORATORY CORP AMER HLDGS 0.4%

Value $26.21M Shares 164,300 Est. Cost $139.40 Unrealized —

— CSRA INC 0.4%

Value $26.08M Shares 871,643 Est. Cost $27.34 Unrealized —

TAC TRANSALTA CORP 0.4%

Value $25.54M Shares 4,292,705 Est. Cost $5.30 Unrealized +12.3%

AMAT APPLIED MATLS INC 0.4%

Value $25.46M Shares 498,100 Est. Cost $41.22 Unrealized +19.9%

— TOTAL SYS SVCS INC 0.4%

Value $25.14M Shares 317,900 Est. Cost $50.23 Unrealized —

— JAZZ INVESTMENTS I LTD 0.4%

Value $25.11M Shares 25,000,000 Est. Cost $1.06 Unrealized —

— J2 GLOBAL INC 0.4%

Value $24.86M Shares 20,000,000 Est. Cost $1.10 Unrealized —

— ELECTRUM SPL ACQUISITION COR 0.4%

Value $24.16M Shares 2,341,039 Est. Cost $9.79 Unrealized —

TPR TAPESTRY INC 0.4%

Value $23.89M Shares 540,240 Est. Cost $32.95 Unrealized 0.0%

GS GOLDMAN SACHS GROUP INC 0.4%

Value $23.69M Shares 93,000 Est. Cost $205.15 Unrealized 0.0%

— BLUE BUFFALO PET PRODS INC 0.4%

Value $23.54M Shares 718,032 Est. Cost $28.35 Unrealized —

LOW LOWES COS INC 0.4%

Value $23.52M Shares 253,100 Est. Cost $71.24 Unrealized 0.0%

META FACEBOOK INC 0.4%

Value $22.61M Shares 128,100 Est. Cost $127.82 Unrealized +37.3%

IT GARTNER INC 0.4%

Value $22.39M Shares 181,800 Est. Cost $121.44 Unrealized 0.0%

— CTRIP COM INTL LTD 0.4%

Value $22.39M Shares 20,000,000 Est. Cost $1.16 Unrealized —

DG DOLLAR GEN CORP NEW 0.4%

Value $22.39M Shares 240,700 Est. Cost $77.43 Unrealized 0.0%

— DELL TECHNOLOGIES INC 0.4%

Value $22.35M Shares 275,000 Est. Cost $80.54 Unrealized —

MCD MCDONALDS CORP 0.3%

Value $21.88M Shares 127,100 Est. Cost $128.65 Unrealized +7.8%

— REXNORD CORP NEW 0.3%

Value $21.84M Shares 839,400 Est. Cost $25.50 Unrealized —

— ROCKWELL COLLINS INC 0.3%

Value $21.84M Shares 161,000 Est. Cost $135.62 Unrealized —

— ZILLOW GROUP INC 0.3%

Value $21.82M Shares 20,000,000 Est. Cost $1.09 Unrealized —

— VANTAGE ENERGY ACQUISITION 0.3%

Value $21.34M Shares 2,094,437 Est. Cost $10.13 Unrealized —

— PENSARE ACQUISITION CORP 0.3%

Value $20.95M Shares 2,166,900 Est. Cost $9.67 Unrealized —

— FORUM MERGER CORP 0.3%

Value $20.86M Shares 2,090,000 Est. Cost $9.81 Unrealized —

NXPI NXP SEMICONDUCTORS N V 0.3%

Value $20.49M Shares 175,000 Est. Cost $96.07 Unrealized +6.9%

CBZ CBIZ INC 0.3%

Value $20.38M Shares 1,319,248 Est. Cost $13.32 Unrealized +18.1%

IBM INTERNATIONAL BUSINESS MACHS 0.3%

Value $20.1M Shares 131,000 Est. Cost $102.11 Unrealized 0.0%

BTI BRITISH AMERN TOB PLC 0.3%

Value $19.76M Shares 295,000 Est. Cost $66.99 Unrealized —

AME AMETEK INC NEW 0.3%

Value $19.68M Shares 271,500 Est. Cost $44.57 Unrealized +48.0%

— EASTERLY ACQUISITION CORP 0.3%

Value $19.62M Shares 1,942,670 Est. Cost $9.88 Unrealized —

TGT TARGET CORP 0.3%

Value $19.57M Shares 300,000 Est. Cost — Unrealized —

— FEDERAL STR ACQUISITION CORP 0.3%

Value $19.42M Shares 2,000,000 Est. Cost $9.71 Unrealized —

— ADVANCED DISP SVCS INC DEL 0.3%

Value $19.23M Shares 803,160 Est. Cost $22.95 Unrealized —

CC CHEMOURS CO 0.3%

Value $19.22M Shares 384,000 Est. Cost $38.39 Unrealized 0.0%

— MOLINA HEALTHCARE INC 0.3%

Value $19.12M Shares 10,000,000 Est. Cost $1.40 Unrealized —

— SILVER RUN ACQUISITION 0.3%

Value $19.03M Shares 1,819,069 Est. Cost $10.52 Unrealized —

A AGILENT TECHNOLOGIES INC 0.3%

Value $18.96M Shares 283,100 Est. Cost $55.17 Unrealized +15.1%

GSM FERROGLOBE PLC 0.3%

Value $18.83M Shares 1,162,356 Est. Cost $12.18 Unrealized +22.4%

LEG LEGGETT & PLATT INC 0.3%

Value $18.8M Shares 393,800 Est. Cost $47.64 Unrealized -0.9%

— VANTAGE ENERGY ACQUISITION 0.3%

Value $18.47M Shares 1,900,000 Est. Cost $9.75 Unrealized —

— HAYMAKER ACQUISITION 0.3%

Value $18.45M Shares 1,863,100 Est. Cost $9.90 Unrealized —

RWGE/U REGALWOOD GLOBAL ENERGY LTD 0.3%

Value $17.91M Shares 1,800,400 Est. Cost $9.95 Unrealized —

— CYPRESS SEMICONDUCTOR CORP 0.3%

Value $17.83M Shares 1,170,200 Est. Cost $15.05 Unrealized —

— HENNESSY CAP ACQUSTON CORP I 0.3%

Value $17.63M Shares 1,799,300 Est. Cost $9.86 Unrealized —

— NUVASIVE INC 0.3%

Value $17.61M Shares 15,000,000 Est. Cost $1.37 Unrealized —

— MATLIN & PARTNERS ACQUISITIO 0.3%

Value $17.59M Shares 1,800,000 Est. Cost $9.71 Unrealized —

— IRONWOOD PHARMACEUTICALS INC 0.3%

Value $17.45M Shares 15,000,000 Est. Cost $1.05 Unrealized —

— DUN & BRADSTREET CORP DEL NE 0.3%

Value $17.4M Shares 146,964 Est. Cost $118.41 Unrealized —

— CIGNA CORPORATION 0.3%

Value $16.86M Shares 83,000 Est. Cost $203.08 Unrealized —

— ACTUA CORP 0.3%

Value $16.76M Shares 1,074,367 Est. Cost $13.81 Unrealized —

HUNTF HUNTER MARITIME ACQUISITION 0.3%

Value $16.64M Shares 1,704,968 Est. Cost $9.81 Unrealized -0.2%

— ULTIMATE SOFTWARE GROUP INC 0.3%

Value $16.37M Shares 75,000 Est. Cost $218.23 Unrealized —

AFL AFLAC INC 0.3%

Value $16.33M Shares 186,000 Est. Cost $35.30 Unrealized 0.0%

KEY KEYCORP NEW 0.3%

Value $16.07M Shares 797,000 Est. Cost $13.07 Unrealized 0.0%

— SINA CORP 0.3%

Value $16.05M Shares 160,000 Est. Cost $100.31 Unrealized —

— GLOBAL PARTNER ACQUISITION C 0.3%

Value $15.99M Shares 1,596,794 Est. Cost $9.94 Unrealized —

— GTY TECHNOLOGY HOLDINGS INC 0.3%

Value $15.89M Shares 1,600,000 Est. Cost $10.07 Unrealized —

— VECTOR GROUP LTD 0.3%

Value $15.84M Shares 10,000,000 Est. Cost $1.45 Unrealized —

— FINTECH ACQUISITION CORP II 0.2%

Value $15.67M Shares 1,580,000 Est. Cost $9.88 Unrealized —

— TPG PACE ENERGY HLDGS CORP 0.2%

Value $15.58M Shares 1,600,000 Est. Cost $9.74 Unrealized —

— OSPREY ENERGY ACQUISITION CO 0.2%

Value $15.4M Shares 1,600,000 Est. Cost $9.55 Unrealized —

ALL ALLSTATE CORP 0.2%

Value $15.39M Shares 147,000 Est. Cost $81.75 Unrealized 0.0%

— CAPITOL INVT CORP IV 0.2%

Value $15.27M Shares 1,525,000 Est. Cost $10.12 Unrealized —

VMC VULCAN MATLS CO 0.2%

Value $15.19M Shares 118,300 Est. Cost $113.72 Unrealized 0.0%

— INDUSTREA ACQUISITION CORP 0.2%

Value $15.03M Shares 1,490,900 Est. Cost $10.11 Unrealized —

LITE LUMENTUM HLDGS INC 0.2%

Value $14.91M Shares 305,000 Est. Cost $55.75 Unrealized 0.0%

— STERICYCLE INC 0.2%

Value $14.77M Shares 217,200 Est. Cost $67.99 Unrealized —

KRE SPDR SERIES TRUST 0.2%

Value $14.71M Shares 250,000 Est. Cost $58.85 Unrealized —

PBH PRESTIGE BRANDS HLDGS INC 0.2%

Value $14.64M Shares 329,700 Est. Cost $45.55 Unrealized 0.0%

— TIME WARNER INC 0.2%

Value $14.63M Shares 160,000 Est. Cost $93.84 Unrealized —

DLB DOLBY LABORATORIES INC 0.2%

Value $14.63M Shares 236,017 Est. Cost $43.39 Unrealized +24.4%

XME SPDR SERIES TRUST 0.2%

Value $14.55M Shares 400,000 Est. Cost — Unrealized —

CM CDN IMPERIAL BK COMM TORONTO 0.2%

Value $14.46M Shares 148,500 Est. Cost — Unrealized —

— AVISTA HEALTHCARE PUB ACQ CO 0.2%

Value $14.36M Shares 1,393,936 Est. Cost $10.19 Unrealized —

MHK MOHAWK INDS INC 0.2%

Value $14.35M Shares 52,000 Est. Cost $213.64 Unrealized +25.6%

— CAESARS ENTMT CORP 0.2%

Value $14.29M Shares 1,130,000 Est. Cost $12.65 Unrealized —

— CAVIUM INC 0.2%

Value $14.25M Shares 170,000 Est. Cost $83.83 Unrealized —

— CM SEVEN STAR ACQUISITION CO 0.2%

Value $14.24M Shares 1,430,000 Est. Cost $9.96 Unrealized —

KMX CARMAX INC 0.2%

Value $14.13M Shares 220,300 Est. Cost $71.34 Unrealized 0.0%

SPSC SPS COMM INC 0.2%

Value $14.01M Shares 288,301 Est. Cost $29.61 Unrealized -13.3%

FFIV F5 NETWORKS INC 0.2%

Value $13.78M Shares 105,000 Est. Cost $124.22 Unrealized 0.0%

— MONSANTO CO NEW 0.2%

Value $13.43M Shares 115,000 Est. Cost $114.13 Unrealized —

— SABAN CAP ACQUISITION CORP 0.2%

Value $13.34M Shares 1,342,398 Est. Cost $9.95 Unrealized —

— LANDCADIA HLDGS INC 0.2%

Value $13.29M Shares 1,263,400 Est. Cost $10.27 Unrealized —

— VERIFONE SYS INC 0.2%

Value $13.2M Shares 745,300 Est. Cost $18.33 Unrealized —

— INSULET CORP 0.2%

Value $13.08M Shares 10,000,000 Est. Cost $1.31 Unrealized —

— GIGCAPITAL INC 0.2%

Value $13.05M Shares 1,304,952 Est. Cost $10.00 Unrealized —

— C&J ENERGY SVCS INC NEW 0.2%

Value $12.76M Shares 381,333 Est. Cost $30.84 Unrealized —

— INDUSTREA ACQUISITION CORP 0.2%

Value $12.76M Shares 1,309,000 Est. Cost $9.75 Unrealized —

— CASA SYS INC 0.2%

Value $12.65M Shares 712,281 Est. Cost $17.76 Unrealized —

— HENNESSY CAP ACQUSTON CORP I 0.2%

Value $12.46M Shares 1,201,500 Est. Cost $10.11 Unrealized —

— AVISTA HEALTHCARE PUB ACQ CO 0.2%

Value $12.44M Shares 1,254,340 Est. Cost $9.89 Unrealized —

— SILVER RUN ACQUISITION 0.2%

Value $12.16M Shares 1,226,617 Est. Cost $10.00 Unrealized —

— INTERDIGITAL INC 0.2%

Value $11.96M Shares 10,000,000 Est. Cost $1.31 Unrealized —

— MODERN MEDIA ACQUISITION 0.2%

Value $11.8M Shares 1,200,000 Est. Cost $9.77 Unrealized —

— CTRIP COM INTL LTD 0.2%

Value $11.79M Shares 10,000,000 Est. Cost $1.36 Unrealized —

— B2GOLD CORP 0.2%

Value $11.65M Shares 11,000,000 Est. Cost $1.06 Unrealized —

— CM SEVEN STAR ACQUISITION CO 0.2%

Value $11.58M Shares 1,200,000 Est. Cost $9.65 Unrealized —

— LANDCADIA HLDGS INC 0.2%

Value $11.57M Shares 1,164,421 Est. Cost $9.89 Unrealized —

NOVT NOVANTA INC 0.2%

Value $11.5M Shares 230,010 Est. Cost $14.96 Unrealized +225.8%

— COHERENT INC 0.2%

Value $11.19M Shares 39,664 Est. Cost $224.99 Unrealized —

— M III ACQUISITION CORP 0.2%

Value $11.18M Shares 1,054,250 Est. Cost $9.89 Unrealized —

— BANK AMER CORP 0.2%

Value $11.1M Shares 631,000 Est. Cost $9.97 Unrealized —

— SENTINEL ENERGY SVCS INC 0.2%

Value $10.97M Shares 1,100,000 Est. Cost $9.97 Unrealized —

— FLIR SYS INC 0.2%

Value $10.95M Shares 234,900 Est. Cost $46.62 Unrealized —

— GTY TECHNOLOGY HOLDINGS INC 0.2%

Value $10.55M Shares 1,023,234 Est. Cost $10.50 Unrealized —

— KAYNE ANDERSON ACQUISITION 0.2%

Value $10.16M Shares 1,019,900 Est. Cost $10.04 Unrealized —

— PATTERN ENERGY GROUP INC 0.2%

Value $10.15M Shares 10,000,000 Est. Cost $1.01 Unrealized —

— CONSTELLATION ALPHA CAP CORP 0.2%

Value $10.07M Shares 1,036,000 Est. Cost $9.75 Unrealized —

— OSPREY ENERGY ACQUISITION CO 0.2%

Value $9.81M Shares 985,931 Est. Cost $9.94 Unrealized —

DRI DARDEN RESTAURANTS INC 0.2%

Value $9.602M Shares 100,000 Est. Cost — Unrealized —

— KBL MERGER CORP IV 0.2%

Value $9.517M Shares 966,150 Est. Cost $9.74 Unrealized —

LOW LOWES COS INC 0.1%

Value $9.294M Shares 100,000 Est. Cost $71.24 Unrealized 0.0%

TPGH/U TPG PACE HLDGS CORP 0.1%

Value $9.256M Shares 900,800 Est. Cost $10.26 Unrealized —

— TPG PACE ENERGY HLDGS CORP 0.1%

Value $9.14M Shares 896,930 Est. Cost $10.41 Unrealized —

— MATLIN & PARTNERS ACQUISITIO 0.1%

Value $9.071M Shares 899,900 Est. Cost $10.02 Unrealized —

— M III ACQUISITION CORP 0.1%

Value $8.584M Shares 865,450 Est. Cost $9.57 Unrealized —

— PENSARE ACQUISITION CORP 0.1%

Value $8.431M Shares 817,000 Est. Cost $10.33 Unrealized —

— BLACK RIDGE ACQUISITION CORP 0.1%

Value $8.353M Shares 862,500 Est. Cost $9.68 Unrealized —

— JENSYN ACQUISITION CORP 0.1%

Value $8.034M Shares 780,000 Est. Cost $10.04 Unrealized —

EAT BRINKER INTL INC 0.1%

Value $7.936M Shares 204,313 Est. Cost $31.54 Unrealized 0.0%

— KBL MERGER CORP IV 0.1%

Value $7.922M Shares 777,400 Est. Cost $10.20 Unrealized —

— KAYNE ANDERSON ACQUISITION 0.1%

Value $7.865M Shares 810,000 Est. Cost $9.74 Unrealized —

BLMN BLOOMIN BRANDS INC 0.1%

Value $7.548M Shares 353,700 Est. Cost $15.39 Unrealized 0.0%

CENTA CENTRAL GARDEN & PET CO 0.1%

Value $7.542M Shares 200,000 Est. Cost $27.98 Unrealized +5.9%

— TPG PACE HLDGS CORP 0.1%

Value $7.541M Shares 775,000 Est. Cost $9.74 Unrealized —

— ADVANCED MICRO DEVICES INC 0.1%

Value $7.512M Shares 5,000,000 Est. Cost $1.97 Unrealized —

DMRC DIGIMARC CORP NEW 0.1%

Value $7.435M Shares 205,670 Est. Cost $31.45 Unrealized +15.6%

— MODERN MEDIA ACQUISITION 0.1%

Value $7.384M Shares 702,410 Est. Cost $10.26 Unrealized —

— 51JOB INC 0.1%

Value $7.379M Shares 5,000,000 Est. Cost $1.48 Unrealized —

— GARDNER DENVER HLDGS INC 0.1%

Value $7.254M Shares 213,805 Est. Cost $33.93 Unrealized —

— AETNA INC NEW 0.1%

Value $7.216M Shares 40,000 Est. Cost $180.40 Unrealized —

— MOSAIC ACQUISITION CORP 0.1%

Value $7.105M Shares 700,000 Est. Cost $10.15 Unrealized —

— SONIC CORP 0.1%

Value $7.043M Shares 256,300 Est. Cost $25.45 Unrealized —

CVSA ADTALEM GLOBAL ED INC 0.1%

Value $6.976M Shares 165,908 Est. Cost $37.28 Unrealized +5.1%

HLIT HARMONIC INC 0.1%

Value $6.976M Shares 1,660,972 Est. Cost $4.32 Unrealized -13.2%

SSYS STRATASYS LTD 0.1%

Value $6.798M Shares 340,561 Est. Cost $21.79 Unrealized 0.0%

— SYNCHRONOSS TECHNOLOGIES INC 0.1%

Value $6.67M Shares 7,372,000 Est. Cost $0.93 Unrealized —

— TERADYNE INC 0.1%

Value $6.435M Shares 4,500,000 Est. Cost $1.43 Unrealized —

— MEDICINES CO 0.1%

Value $6.352M Shares 6,000,000 Est. Cost $1.36 Unrealized —

— FINTECH ACQUISITION CORP II 0.1%

Value $6.352M Shares 605,000 Est. Cost $10.20 Unrealized —

— CONSTELLATION ALPHA CAP CORP 0.1%

Value $6.201M Shares 609,113 Est. Cost $10.14 Unrealized —

RY ROYAL BK CDA MONTREAL QUE 0.1%

Value $6.124M Shares 75,000 Est. Cost — Unrealized —

RY ROYAL BK CDA MONTREAL QUE 0.1%

Value $6.124M Shares 75,000 Est. Cost — Unrealized —

— CSRA INC 0.1%

Value $5.984M Shares 200,000 Est. Cost $27.34 Unrealized —

TD TORONTO DOMINION BK ONT 0.1%

Value $5.858M Shares 100,000 Est. Cost $57.13 Unrealized 0.0%

— INPHI CORP 0.1%

Value $5.808M Shares 5,000,000 Est. Cost $1.30 Unrealized —

— CAPITOL INVT CORP IV 0.1%

Value $5.807M Shares 599,900 Est. Cost $9.68 Unrealized —

— BARRICK GOLD CORP 0.1%

Value $5.736M Shares 396,400 Est. Cost — Unrealized —

— GORES HLDGS II INC 0.1%

Value $5.702M Shares 550,400 Est. Cost $10.29 Unrealized —

— AKORN INC 0.1%

Value $5.64M Shares 175,000 Est. Cost $33.26 Unrealized —

— HABIT RESTAURANTS INC 0.1%

Value $5.338M Shares 559,000 Est. Cost $12.08 Unrealized —

— GENERAL CABLE CORP DEL NEW 0.1%

Value $5.286M Shares 5,000,000 Est. Cost $1.06 Unrealized —

— CTRIP COM INTL LTD 0.1%

Value $5.266M Shares 5,000,000 Est. Cost $1.14 Unrealized —

HIMX HIMAX TECHNOLOGIES INC 0.1%

Value $5.21M Shares 500,000 Est. Cost — Unrealized —

— AMC ENTMT HLDGS INC 0.1%

Value $5.178M Shares 342,900 Est. Cost — Unrealized —

— M I ACQUISITIONS INC 0.1%

Value $5.177M Shares 508,000 Est. Cost $10.07 Unrealized —

— FEDERAL STR ACQUISITION CORP 0.1%

Value $5.125M Shares 500,000 Est. Cost $10.30 Unrealized —

— BLACKHAWK NETWORK HLDGS INC 0.1%

Value $5.124M Shares 5,000,000 Est. Cost $1.12 Unrealized —

— SCRIPPS NETWORKS INTERACT IN 0.1%

Value $5.123M Shares 60,000 Est. Cost $85.68 Unrealized —

ETD ETHAN ALLEN INTERIORS INC 0.1%

Value $5.122M Shares 179,100 Est. Cost $16.68 Unrealized 0.0%

— TWENTY FIRST CENTY FOX INC 0.1%

Value $5.118M Shares 150,000 Est. Cost $32.03 Unrealized —

RCI ROGERS COMMUNICATIONS INC 0.1%

Value $5.093M Shares 100,000 Est. Cost — Unrealized —

— BISON CAP ACQUISITION CORP 0.1%

Value $4.935M Shares 500,000 Est. Cost $9.87 Unrealized —

— ATLANTIC ACQUISITION CORP 0.1%

Value $4.93M Shares 500,000 Est. Cost $9.86 Unrealized —

T AT&T INC 0.1%

Value $4.86M Shares 125,000 Est. Cost — Unrealized —

— NXSTAGE MEDICAL INC 0.1%

Value $4.846M Shares 200,000 Est. Cost $24.78 Unrealized —

— BELLATRIX EXPLORATION LTD 0.1%

Value $4.709M Shares 2,737,580 Est. Cost $2.83 Unrealized —

— I AM CAP ACQUISITION CO 0.1%

Value $4.52M Shares 458,000 Est. Cost $9.87 Unrealized —

— IMPAX LABORATORIES INC 0.1%

Value $4.386M Shares 4,500,000 Est. Cost $0.97 Unrealized —

SPPP SPROTT PHYSICAL PLAT PALLAD 0.1%

Value $4.347M Shares 465,388 Est. Cost $8.35 Unrealized —

AEM AGNICO EAGLE MINES LTD 0.1%

Value $4.341M Shares 94,000 Est. Cost — Unrealized —

BMO BANK MONTREAL QUE 0.1%

Value $4.321M Shares 54,000 Est. Cost — Unrealized —

BNS BANK N S HALIFAX 0.1%

Value $4.194M Shares 65,000 Est. Cost — Unrealized —

— BIG ROCK PARTNERS ACQUISI CO 0.1%

Value $4.185M Shares 430,800 Est. Cost $9.71 Unrealized —

— EXACTECH INC 0.1%

Value $3.956M Shares 80,000 Est. Cost $49.45 Unrealized —

AEM AGNICO EAGLE MINES LTD 0.1%

Value $3.953M Shares 85,600 Est. Cost — Unrealized —

— DRAPER OAKWOOD TECHNOLOGY 0.1%

Value $3.912M Shares 400,000 Est. Cost $9.78 Unrealized —

— BARRICK GOLD CORP 0.1%

Value $3.882M Shares 268,300 Est. Cost — Unrealized —

— HUDSON GLOBAL INC 0.1%

Value $3.845M Shares 1,708,765 Est. Cost $2.46 Unrealized —

— BIG ROCK PARTNERS ACQUISI CO 0.1%

Value $3.572M Shares 349,200 Est. Cost $10.23 Unrealized —

— ORIGO ACQUISITION CORP 0.1%

Value $3.495M Shares 328,488 Est. Cost $10.27 Unrealized —

NXPI NXP SEMICONDUCTORS N V 0.1%

Value $3.466M Shares 29,600 Est. Cost $96.07 Unrealized +6.9%

GSM FERROGLOBE PLC 0.1%

Value $3.454M Shares 213,200 Est. Cost $12.18 Unrealized +22.4%

— WGL HLDGS INC 0.1%

Value $3.434M Shares 40,000 Est. Cost $84.81 Unrealized —

— SABAN CAP ACQUISITION CORP 0.1%

Value $3.255M Shares 309,400 Est. Cost $10.44 Unrealized —

— BIG 5 SPORTING GOODS CORP 0.1%

Value $3.192M Shares 420,000 Est. Cost $7.60 Unrealized —

— GORES HLDGS II INC 0.1%

Value $3.178M Shares 319,700 Est. Cost $10.00 Unrealized —

— ANDINA ACQUISITION CORP II 0.0%

Value $3.101M Shares 301,100 Est. Cost $9.50 Unrealized —

— BISON CAP ACQUISITION CORP 0.0%

Value $3.03M Shares 295,000 Est. Cost $10.22 Unrealized —

— AMPLIFY SNACK BRANDS 0.0%

Value $3.002M Shares 250,000 Est. Cost $12.01 Unrealized —

— LEGACY ACQUISITION CORP 0.0%

Value $2.982M Shares 300,000 Est. Cost $9.94 Unrealized —

— MAGICJACK VOCALTEC LTD 0.0%

Value $2.958M Shares 350,000 Est. Cost $8.45 Unrealized —

FONR FONAR CORP 0.0%

Value $2.941M Shares 120,800 Est. Cost $27.65 Unrealized 0.0%

TRNS TRANSCAT INC 0.0%

Value $2.907M Shares 203,997 Est. Cost $13.16 Unrealized +2.1%

— LEGACY ACQUISITION CORP 0.0%

Value $2.862M Shares 297,235 Est. Cost $9.63 Unrealized —

MGA MAGNA INTL INC 0.0%

Value $2.834M Shares 50,000 Est. Cost — Unrealized —

IIIN INSTEEL INDUSTRIES INC 0.0%

Value $2.832M Shares 100,000 Est. Cost $18.30 Unrealized 0.0%

LCUT LIFETIME BRANDS INC 0.0%

Value $2.805M Shares 170,000 Est. Cost $14.81 Unrealized -0.5%

CMT CORE MOLDING TECHNOLOGIES IN 0.0%

Value $2.788M Shares 128,500 Est. Cost $21.12 Unrealized +3.6%

— LEISURE ACQUISITION CORP 0.0%

Value $2.725M Shares 275,000 Est. Cost $9.91 Unrealized —

— KIMBALL INTL INC 0.0%

Value $2.707M Shares 145,000 Est. Cost $19.43 Unrealized —

USLM UNITED STATES LIME & MINERAL 0.0%

Value $2.698M Shares 35,000 Est. Cost $16.55 Unrealized +4.1%

FLXS FLEXSTEEL INDS INC 0.0%

Value $2.692M Shares 57,537 Est. Cost $39.09 Unrealized 0.0%

— LEISURE ACQUISITION CORP 0.0%

Value $2.658M Shares 275,000 Est. Cost $9.67 Unrealized —

— PATRIOT TRANSN HLDG INC 0.0%

Value $2.65M Shares 152,500 Est. Cost $18.53 Unrealized —

MLR MILLER INDS INC TENN 0.0%

Value $2.644M Shares 102,500 Est. Cost $21.71 Unrealized +4.6%

DLHC DLH HLDGS CORP 0.0%

Value $2.623M Shares 425,748 Est. Cost $6.10 Unrealized +1.2%

— MONEYGRAM INTL INC 0.0%

Value $2.504M Shares 190,000 Est. Cost $16.11 Unrealized —

NESR NATIONAL ENERGY SERVICES REU 0.0%

Value $2.491M Shares 250,400 Est. Cost $9.55 Unrealized —

CTS CTS CORP 0.0%

Value $2.446M Shares 95,000 Est. Cost $22.38 Unrealized +13.2%

— ALMOST FAMILY INC 0.0%

Value $2.446M Shares 44,191 Est. Cost $57.26 Unrealized —

— DRAPER OAKWOOD TECHNOLOGY 0.0%

Value $2.374M Shares 225,000 Est. Cost $10.20 Unrealized —

— HAWAIIAN TELCOM HOLDCO INC 0.0%

Value $2.314M Shares 75,000 Est. Cost $30.02 Unrealized —

TIPT TIPTREE INC 0.0%

Value $2.291M Shares 385,000 Est. Cost $7.18 Unrealized -9.2%

— CALPINE CORP 0.0%

Value $2.27M Shares 150,000 Est. Cost $14.75 Unrealized —

— SOUTHWESTERN ENERGY CO 0.0%

Value $2.232M Shares 400,000 Est. Cost $7.11 Unrealized —

— M I ACQUISITIONS INC 0.0%

Value $2.088M Shares 197,000 Est. Cost $10.03 Unrealized —

MFC MANULIFE FINL CORP 0.0%

Value $2.086M Shares 100,000 Est. Cost — Unrealized —

— ATLANTIC ACQUISITION CORP 0.0%

Value $2.054M Shares 200,000 Est. Cost $10.28 Unrealized —

— FORUM MERGER CORP 0.0%

Value $2.024M Shares 2,975,966 Est. Cost $0.46 Unrealized —

— SOCIAL CAP HEDOSOPHIA HLDGS 0.0%

Value $1.961M Shares 185,000 Est. Cost $10.55 Unrealized —

— UNITED TECHNOLOGIES CORP 0.0%

Value $1.914M Shares 15,000 Est. Cost — Unrealized —

— SILVER RUN ACQUISITION 0.0%

Value $1.901M Shares 1,325,000 Est. Cost $1.54 Unrealized —

— GLOBALSCAPE INC 0.0%

Value $1.864M Shares 525,000 Est. Cost $3.72 Unrealized —

— ENTELLUS MED INC 0.0%

Value $1.829M Shares 75,003 Est. Cost $24.39 Unrealized —

— STRAIGHT PATH COMMUNICATNS I 0.0%

Value $1.818M Shares 10,000 Est. Cost $179.63 Unrealized —

— SIGMA DESIGNS INC 0.0%

Value $1.738M Shares 250,000 Est. Cost $6.95 Unrealized —

PHUN STELLAR ACQUISITION III INC 0.0%

Value $1.737M Shares 170,100 Est. Cost $10.18 Unrealized —

— ENZYMOTEC LTD 0.0%

Value $1.72M Shares 145,163 Est. Cost $11.85 Unrealized —

LAKE LAKELAND INDS INC 0.0%

Value $1.673M Shares 115,000 Est. Cost $14.70 Unrealized +0.2%

— LIBERTY MEDIA CORP DELAWARE 0.0%

Value $1.636M Shares 50,000 Est. Cost $35.04 Unrealized —

— EASTERLY ACQUISITION CORP 0.0%

Value $1.634M Shares 2,523,063 Est. Cost $0.51 Unrealized —

— STELLAR ACQUISITION III INC 0.0%

Value $1.582M Shares 151,000 Est. Cost $9.97 Unrealized —

KEQU KEWAUNEE SCIENTIFIC CORP 0.0%

Value $1.574M Shares 54,320 Est. Cost $25.34 Unrealized +7.2%

— ELECTRUM SPL ACQUISITION COR 0.0%

Value $1.51M Shares 142,496 Est. Cost $9.98 Unrealized —

— FGL HLDGS 0.0%

Value $1.51M Shares 150,000 Est. Cost $10.07 Unrealized —

— ESTRE AMBIENTAL INC 0.0%

Value $1.446M Shares 2,110,661 Est. Cost $0.69 Unrealized —

— FGL HLDGS 0.0%

Value $1.41M Shares 933,864 Est. Cost $1.51 Unrealized —

— COLLECTORS UNIVERSE INC 0.0%

Value $1.289M Shares 45,000 Est. Cost $23.97 Unrealized —

— PENSARE ACQUISITION CORP 0.0%

Value $1.269M Shares 2,821,000 Est. Cost $0.40 Unrealized —

— NEXTDECADE CORP 0.0%

Value $1.25M Shares 2,049,817 Est. Cost $0.93 Unrealized —

— GGP INC 0.0%

Value $1.17M Shares 50,000 Est. Cost $23.40 Unrealized —

— FEDERAL STR ACQUISITION CORP 0.0%

Value $1.15M Shares 1,000,000 Est. Cost $1.15 Unrealized —

— SABAN CAP ACQUISITION CORP 0.0%

Value $1.078M Shares 832,810 Est. Cost $1.26 Unrealized —

— BARINGTON HILCO ACQUISITION 0.0%

Value $1.044M Shares 100,000 Est. Cost $9.70 Unrealized —

— FINTECH ACQUISITION CORP II 0.0%

Value $1.038M Shares 820,920 Est. Cost $1.19 Unrealized —

— AVISTA HEALTHCARE PUB ACQ CO 0.0%

Value $1.003M Shares 3,401,411 Est. Cost $0.37 Unrealized —

APT ALPHA PRO TECH LTD 0.0%

Value $1M Shares 250,000 Est. Cost $3.52 Unrealized +13.3%

OTEX OPEN TEXT CORP 0.0%

Value $999K Shares 28,000 Est. Cost — Unrealized —

— HENNESSY CAP ACQUSTON CORP I 0.0%

Value $997K Shares 1,176,867 Est. Cost $0.68 Unrealized —

— ANDINA ACQUISITION CORP II 0.0%

Value $989K Shares 724,600 Est. Cost $0.46 Unrealized —

— GLOBAL PARTNER ACQUISITION C 0.0%

Value $945K Shares 908,424 Est. Cost $0.29 Unrealized —

— CONSTELLATION ALPHA CAP CORP 0.0%

Value $891K Shares 2,583,500 Est. Cost $0.32 Unrealized —

BCE BCE INC 0.0%

Value $883K Shares 18,400 Est. Cost — Unrealized —

BCE BCE INC 0.0%

Value $845K Shares 17,600 Est. Cost — Unrealized —

AXTA AXALTA COATING SYS LTD 0.0%

Value $809K Shares 25,000 Est. Cost $31.67 Unrealized 0.0%

— TPG PACE ENERGY HLDGS CORP 0.0%

Value $733K Shares 533,333 Est. Cost $1.37 Unrealized —

— MATLIN & PARTNERS ACQUISITIO 0.0%

Value $717K Shares 1,792,500 Est. Cost $0.43 Unrealized —

— MODERN MEDIA ACQUISITION 0.0%

Value $697K Shares 1,700,000 Est. Cost $0.38 Unrealized —

— GTY TECHNOLOGY HOLDINGS INC 0.0%

Value $693K Shares 533,333 Est. Cost $1.28 Unrealized —

— VANTAGE ENERGY ACQUISITION 0.0%

Value $690K Shares 600,000 Est. Cost $1.32 Unrealized —

TAC TRANSALTA CORP 0.0%

Value $635K Shares 106,700 Est. Cost $5.30 Unrealized +12.3%

— INDUSTREA ACQUISITION CORP 0.0%

Value $618K Shares 1,507,279 Est. Cost $0.41 Unrealized —

NEXT NEXTDECADE CORP 0.0%

Value $599K Shares 80,000 Est. Cost $9.79 Unrealized -3.6%

— OSPREY ENERGY ACQUISITION CO 0.0%

Value $544K Shares 800,000 Est. Cost $0.77 Unrealized —

— VIVOPOWER INTERNATIONAL PLC 0.0%

Value $526K Shares 181,224 Est. Cost $5.50 Unrealized —

ENB ENBRIDGE INC 0.0%

Value $524K Shares 13,400 Est. Cost — Unrealized —

— M III ACQUISITION CORP 0.0%

Value $523K Shares 657,450 Est. Cost $0.23 Unrealized —

NPK NATIONAL PRESTO INDS INC 0.0%

Value $497K Shares 5,000 Est. Cost $109.11 Unrealized 0.0%

— GENER8 MARITIME INC 0.0%

Value $496K Shares 75,000 Est. Cost $6.61 Unrealized —

— SYNCHRONOSS TECHNOLOGIES INC 0.0%

Value $492K Shares 55,000 Est. Cost $8.95 Unrealized —

TD TORONTO DOMINION BK ONT 0.0%

Value $428K Shares 7,300 Est. Cost $57.13 Unrealized 0.0%

— DISCOVERY COMMUNICATNS NEW 0.0%

Value $425K Shares 19,000 Est. Cost — Unrealized —

— LANDCADIA HLDGS INC 0.0%

Value $425K Shares 625,157 Est. Cost $0.64 Unrealized —

— PENSARE ACQUISITION CORP 0.0%

Value $408K Shares 762,500 Est. Cost $0.48 Unrealized —

— FORUM MERGER CORP 0.0%

Value $362K Shares 548,325 Est. Cost $0.56 Unrealized —

— JENSYN ACQUISITION CORP 0.0%

Value $351K Shares 879,385 Est. Cost $0.26 Unrealized —

— HUNTER MARITIME ACQUISITION 0.0%

Value $321K Shares 722,209 Est. Cost $0.56 Unrealized —

— TPG PACE HLDGS CORP 0.0%

Value $315K Shares 203,333 Est. Cost $1.55 Unrealized —

— ORIGO ACQUISITION CORP 0.0%

Value $302K Shares 600,200 Est. Cost $0.23 Unrealized —

— CM SEVEN STAR ACQUISITION CO 0.0%

Value $295K Shares 1,000,000 Est. Cost $0.29 Unrealized —

— ATLANTIC ACQUISITION CORP 0.0%

Value $286K Shares 550,000 Est. Cost $0.52 Unrealized —

— CONSTELLATION ALPHA CAP CORP 0.0%

Value $272K Shares 1,036,000 Est. Cost $0.23 Unrealized —

— SHAW COMMUNICATIONS INC 0.0%

Value $269K Shares 11,800 Est. Cost $22.80 Unrealized —

ACMR ACM RESEARCH INC 0.0%

Value $269K Shares 51,262 Est. Cost $1.98 Unrealized 0.0%

NESRW NATIONAL ENERGY SERVICES REU 0.0%

Value $263K Shares 326,600 Est. Cost $0.54 Unrealized —

— GORES HLDGS II INC 0.0%

Value $250K Shares 172,300 Est. Cost $1.50 Unrealized —

— KBL MERGER CORP IV 0.0%

Value $240K Shares 800,000 Est. Cost $0.36 Unrealized —

— M I ACQUISITIONS INC 0.0%

Value $236K Shares 591,000 Est. Cost $0.34 Unrealized —

— PRECISION DRILLING CORP 0.0%

Value $228K Shares 75,000 Est. Cost $3.12 Unrealized —

— JENSYN ACQUISITION CORP 0.0%

Value $220K Shares 771,396 Est. Cost $0.15 Unrealized —

— CAPITOL INVT CORP IV 0.0%

Value $215K Shares 200,000 Est. Cost $1.07 Unrealized —

— ELECTRUM SPL ACQUISITION COR 0.0%

Value $214K Shares 548,422 Est. Cost $0.33 Unrealized —

— DRAPER OAKWOOD TECHNOLOGY 0.0%

Value $206K Shares 400,000 Est. Cost $0.52 Unrealized —

— BISON CAP ACQUISITION CORP 0.0%

Value $192K Shares 534,300 Est. Cost $0.34 Unrealized —

— BORQS TECHNOLOGIES INC 0.0%

Value $185K Shares 34,554 Est. Cost $5.75 Unrealized —

— KBL MERGER CORP IV 0.0%

Value $168K Shares 800,000 Est. Cost $0.18 Unrealized —

— BLACK RIDGE ACQUISITION CORP 0.0%

Value $166K Shares 600,000 Est. Cost $0.28 Unrealized —

— BIG ROCK PARTNERS ACQUISI CO 0.0%

Value $164K Shares 400,000 Est. Cost $0.41 Unrealized —

— ROSEHILL RES INC 0.0%

Value $153K Shares 163,843 Est. Cost $1.05 Unrealized —

— BLACK RIDGE ACQUISITION CORP 0.0%

Value $152K Shares 14,992 Est. Cost $10.14 Unrealized —

— KAYNE ANDERSON ACQUISITION 0.0%

Value $143K Shares 170,000 Est. Cost $0.84 Unrealized —

— I AM CAP ACQUISITION CO 0.0%

Value $142K Shares 458,000 Est. Cost $0.31 Unrealized —

— I AM CAP ACQUISITION CO 0.0%

Value $139K Shares 458,000 Est. Cost $0.30 Unrealized —

— CM SEVEN STAR ACQUISITION CO 0.0%

Value $138K Shares 500,000 Est. Cost $0.28 Unrealized —

— DRAPER OAKWOOD TECHNOLOGY 0.0%

Value $122K Shares 200,000 Est. Cost $0.61 Unrealized —

— LEGACY ACQUISITION CORP 0.0%

Value $121K Shares 282,400 Est. Cost $0.43 Unrealized —

— ORIGO ACQUISITION CORP 0.0%

Value $119K Shares 243,350 Est. Cost $0.15 Unrealized —

— BIG ROCK PARTNERS ACQUISI CO 0.0%

Value $93,000 Shares 200,000 Est. Cost $0.47 Unrealized —

— STELLAR ACQUISITION III INC 0.0%

Value $74,000 Shares 232,100 Est. Cost $0.34 Unrealized —

— LEISURE ACQUISITION CORP 0.0%

Value $67,000 Shares 137,500 Est. Cost $0.49 Unrealized —

— BLACK RIDGE ACQUISITION CORP 0.0%

Value $61,000 Shares 200,000 Est. Cost $0.30 Unrealized —

— BISON CAP ACQUISITION CORP 0.0%

Value $61,000 Shares 175,000 Est. Cost $0.35 Unrealized —

— BARINGTON HILCO ACQUISITION 0.0%

Value $47,000 Shares 589,000 Est. Cost $0.16 Unrealized —

— JM GLOBAL HLDG CO 0.0%

Value $29,000 Shares 143,328 Est. Cost $0.28 Unrealized —

— MODERN MEDIA ACQUISITION 0.0%

Value $24,000 Shares 50,000 Est. Cost $0.44 Unrealized —

— BARINGTON HILCO ACQUISITION 0.0%

Value $14,000 Shares 78,942 Est. Cost $0.28 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	1,900,000	$507M	8.0%	—	—	Put	78462F103
IWM	ISHARES TR	2,500,000	$381M	6.0%	$148.18	—	Put	464287655
—	INTEL CORP	150,000,000	$335M	5.3%	$1.79	—	SDCV 3.250% 8/0	458140AF7
—	MICRON TECHNOLOGY INC	60,000,000	$256M	4.1%	$2.72	—	NOTE 2.375% 5/0	595112AW3
—	MICRON TECHNOLOGY INC	50,000,000	$206M	3.3%	$3.02	—	NOTE 3.125% 5/0	595112AX1
—	VERISIGN INC	55,000,000	$184M	2.9%	$2.36	—	SDCV 3.250% 8/1	92343EAD4
BABA	ALIBABA GROUP HLDG LTD	830,400	$143M	2.3%	—	—	Put	01609W102
—	NXP SEMICONDUCTORS N V	100,000,000	$124M	2.0%	$1.17	—	DBCV 1.000%12/0	62952QAB6
PHYS	SPROTT PHYSICAL GOLD TRUST	11,568,632	$123M	1.9%	$9.55	—	UNIT	85207H104
SPY	SPDR S&P 500 ETF TR	400,000	$107M	1.7%	—	—	Call	78462F103
—	MICROCHIP TECHNOLOGY INC	60,000,000	$102M	1.6%	$1.44	—	NOTE 1.625% 2/1	595017AD6
—	CENTRAL FD CDA LTD	7,622,718	$102M	1.6%	$12.82	—	CL A	153501101
BAC	BANK AMER CORP	3,000,000	$88.56M	1.4%	$22.78	0.0%	COM	060505104
—	ALTABA INC	1,250,000	$87.31M	1.4%	$69.85	—	COM	021346101
—	PRICELINE GRP INC	60,000,000	$82.86M	1.3%	$1.46	—	NOTE 0.350% 6/1	741503AS5
PFE	PFIZER INC	2,134,000	$77.29M	1.2%	$23.80	0.0%	COM	717081103
WFC	WELLS FARGO CO NEW	1,200,000	$72.8M	1.2%	$45.09	0.0%	COM	949746101
JNJ	JOHNSON & JOHNSON	500,000	$69.86M	1.1%	$110.98	0.0%	COM	478160104
GOOG	ALPHABET INC	50,000	$52.32M	0.8%	$45.66	+10.6%	Put	02079K107
—	LIBERTY MEDIA CORP DELAWARE	50,000,000	$52.16M	0.8%	$1.06	—	DEB 2.250% 9/3	531229AE2
GOOG	ALPHABET INC	43,300	$45.31M	0.7%	$45.66	+10.6%	CAP STK CL C	02079K107
—	TTM TECHNOLOGIES INC	25,000,000	$42.9M	0.7%	$1.64	—	NOTE 1.750%12/1	87305RAD1
XOM	EXXON MOBIL CORP	476,000	$39.81M	0.6%	$57.12	0.0%	COM	30231G102
BIO	BIO RAD LABS INC	164,790	$39.33M	0.6%	$198.66	+22.0%	CL A	090572207
LKQ	LKQ CORP	904,800	$36.8M	0.6%	$29.88	+15.0%	COM	501889208
MSFT	MICROSOFT CORP	408,000	$34.9M	0.6%	$75.26	0.0%	COM	594918104
SCI	SERVICE CORP INTL	917,861	$34.26M	0.5%	$31.15	+14.9%	COM	817565104
BA	BOEING CO	116,000	$34.21M	0.5%	$257.40	0.0%	COM	097023105
PSLV	SPROTT PHYSICAL SILVER TR	5,175,531	$32.81M	0.5%	$6.59	—	TR UNIT	85207K107
—	SOCIAL CAP HEDOSOPHIA HLDGS	3,228,600	$32.58M	0.5%	$10.09	—	CL A	G8250R103
—	VANECK VECTORS ETF TR	1,249,600	$32.55M	0.5%	$26.05	—	OIL SVCS ETF	92189F718
AMT	AMERICAN TOWER CORP NEW	227,000	$32.39M	0.5%	$108.35	+6.8%	COM	03027X100
—	WRIGHT MED GROUP N V	25,000,000	$30.52M	0.5%	$1.41	—	NOTE 2.250%11/1	98236JAB4
EMN	EASTMAN CHEM CO	321,800	$29.81M	0.5%	$64.62	+6.5%	COM	277432100
—	BROADSOFT INC	20,000,000	$29.69M	0.5%	$1.36	—	NOTE 1.000% 9/0	11133BAD4
DAL	DELTA AIR LINES INC DEL	528,700	$29.61M	0.5%	$46.39	+3.0%	COM NEW	247361702
MCHP	MICROCHIP TECHNOLOGY INC	335,600	$29.49M	0.5%	$37.09	+4.9%	COM	595017104
BTI	BRITISH AMERN TOB PLC	440,000	$29.48M	0.5%	$66.99	—	SPONSORED ADR	110448107
MDLZ	MONDELEZ INTL INC	686,800	$29.39M	0.5%	$36.02	-4.3%	CL A	609207105
VIAV	VIAVI SOLUTIONS INC	3,321,287	$29.03M	0.5%	$9.06	0.0%	COM	925550105
—	WORKDAY INC	20,000,000	$27.41M	0.4%	$1.33	—	NOTE 1.500% 7/1	98138HAD3
—	LABORATORY CORP AMER HLDGS	164,300	$26.21M	0.4%	$139.40	—	COM NEW	50540R409
—	CSRA INC	871,643	$26.08M	0.4%	$27.34	—	COM	12650T104
TAC	TRANSALTA CORP	4,292,705	$25.54M	0.4%	$5.30	+12.3%	COM	89346D107
AMAT	APPLIED MATLS INC	498,100	$25.46M	0.4%	$41.22	+19.9%	COM	038222105
—	TOTAL SYS SVCS INC	317,900	$25.14M	0.4%	$50.23	—	COM	891906109
—	JAZZ INVESTMENTS I LTD	25,000,000	$25.11M	0.4%	$1.06	—	NOTE 1.875% 8/1	472145AB7
—	J2 GLOBAL INC	20,000,000	$24.86M	0.4%	$1.10	—	NOTE 3.250% 6/1	48123VAC6
—	ELECTRUM SPL ACQUISITION COR	2,341,039	$24.16M	0.4%	$9.79	—	SHS	G3105C104
TPR	TAPESTRY INC	540,240	$23.89M	0.4%	$32.95	0.0%	COM	876030107
GS	GOLDMAN SACHS GROUP INC	93,000	$23.69M	0.4%	$205.15	0.0%	COM	38141G104
—	BLUE BUFFALO PET PRODS INC	718,032	$23.54M	0.4%	$28.35	—	COM	09531U102
LOW	LOWES COS INC	253,100	$23.52M	0.4%	$71.24	0.0%	COM	548661107
META	FACEBOOK INC	128,100	$22.61M	0.4%	$127.82	+37.3%	CL A	30303M102
IT	GARTNER INC	181,800	$22.39M	0.4%	$121.44	0.0%	COM	366651107
—	CTRIP COM INTL LTD	20,000,000	$22.39M	0.4%	$1.16	—	NOTE 1.990% 7/0	22943FAH3
DG	DOLLAR GEN CORP NEW	240,700	$22.39M	0.4%	$77.43	0.0%	COM	256677105
—	DELL TECHNOLOGIES INC	275,000	$22.35M	0.4%	$80.54	—	COM CL V	24703L103
MCD	MCDONALDS CORP	127,100	$21.88M	0.3%	$128.65	+7.8%	COM	580135101
—	REXNORD CORP NEW	839,400	$21.84M	0.3%	$25.50	—	COM	76169B102
—	ROCKWELL COLLINS INC	161,000	$21.84M	0.3%	$135.62	—	COM	774341101
—	ZILLOW GROUP INC	20,000,000	$21.82M	0.3%	$1.09	—	NOTE 2.000%12/0	98954MAB7
—	VANTAGE ENERGY ACQUISITION	2,094,437	$21.34M	0.3%	$10.13	—	UNIT 04/12/2024	92211L204
—	PENSARE ACQUISITION CORP	2,166,900	$20.95M	0.3%	$9.67	—	COM	70957E105
—	FORUM MERGER CORP	2,090,000	$20.86M	0.3%	$9.81	—	COM CL A	34985B103
NXPI	NXP SEMICONDUCTORS N V	175,000	$20.49M	0.3%	$96.07	+6.9%	COM	N6596X109
CBZ	CBIZ INC	1,319,248	$20.38M	0.3%	$13.32	+18.1%	COM	124805102
IBM	INTERNATIONAL BUSINESS MACHS	131,000	$20.1M	0.3%	$102.11	0.0%	COM	459200101
BTI	BRITISH AMERN TOB PLC	295,000	$19.76M	0.3%	$66.99	—	Call	110448107
AME	AMETEK INC NEW	271,500	$19.68M	0.3%	$44.57	+48.0%	COM	031100100
—	EASTERLY ACQUISITION CORP	1,942,670	$19.62M	0.3%	$9.88	—	COM	27616L102
TGT	TARGET CORP	300,000	$19.57M	0.3%	—	—	Put	87612E106
—	FEDERAL STR ACQUISITION CORP	2,000,000	$19.42M	0.3%	$9.71	—	CL A	31421V107
—	ADVANCED DISP SVCS INC DEL	803,160	$19.23M	0.3%	$22.95	—	COM	00790X101
CC	CHEMOURS CO	384,000	$19.22M	0.3%	$38.39	0.0%	COM	163851108
—	MOLINA HEALTHCARE INC	10,000,000	$19.12M	0.3%	$1.40	—	NOTE 1.125% 1/1	60855RAC4
—	SILVER RUN ACQUISITION	1,819,069	$19.03M	0.3%	$10.52	—	UNIT 99/99/9999	82812A202
A	AGILENT TECHNOLOGIES INC	283,100	$18.96M	0.3%	$55.17	+15.1%	COM	00846U101
GSM	FERROGLOBE PLC	1,162,356	$18.83M	0.3%	$12.18	+22.4%	SHS	G33856108
LEG	LEGGETT & PLATT INC	393,800	$18.8M	0.3%	$47.64	-0.9%	COM	524660107
—	VANTAGE ENERGY ACQUISITION	1,900,000	$18.47M	0.3%	$9.75	—	COM CL A	92211L105
—	HAYMAKER ACQUISITION	1,863,100	$18.45M	0.3%	$9.90	—	UNIT 10/19/2022	420870206
RWGE/U	REGALWOOD GLOBAL ENERGY LTD	1,800,400	$17.91M	0.3%	$9.95	—	UNIT 99/99/9999	G74760110
—	CYPRESS SEMICONDUCTOR CORP	1,170,200	$17.83M	0.3%	$15.05	—	COM	232806109
—	HENNESSY CAP ACQUSTON CORP I	1,799,300	$17.63M	0.3%	$9.86	—	COM	42588L105
—	NUVASIVE INC	15,000,000	$17.61M	0.3%	$1.37	—	NOTE 2.250% 3/1	670704AG0
—	MATLIN & PARTNERS ACQUISITIO	1,800,000	$17.59M	0.3%	$9.71	—	CL A	57682V106
—	IRONWOOD PHARMACEUTICALS INC	15,000,000	$17.45M	0.3%	$1.05	—	DBCV 2.250% 6/1	46333XAD0
—	DUN & BRADSTREET CORP DEL NE	146,964	$17.4M	0.3%	$118.41	—	COM	26483E100
—	CIGNA CORPORATION	83,000	$16.86M	0.3%	$203.08	—	COM	125509109
—	ACTUA CORP	1,074,367	$16.76M	0.3%	$13.81	—	COM	005094107
HUNTF	HUNTER MARITIME ACQUISITION	1,704,968	$16.64M	0.3%	$9.81	-0.2%	CL A	Y37828111
—	ULTIMATE SOFTWARE GROUP INC	75,000	$16.37M	0.3%	$218.23	—	COM	90385D107
AFL	AFLAC INC	186,000	$16.33M	0.3%	$35.30	0.0%	COM	001055102
KEY	KEYCORP NEW	797,000	$16.07M	0.3%	$13.07	0.0%	COM	493267108
—	SINA CORP	160,000	$16.05M	0.3%	$100.31	—	ORD	G81477104
—	GLOBAL PARTNER ACQUISITION C	1,596,794	$15.99M	0.3%	$9.94	—	COM	37954X105
—	GTY TECHNOLOGY HOLDINGS INC	1,600,000	$15.89M	0.3%	$10.07	—	CL A	G4182A102
—	VECTOR GROUP LTD	10,000,000	$15.84M	0.3%	$1.45	—	FRNT 1/1	92240MAY4
—	FINTECH ACQUISITION CORP II	1,580,000	$15.67M	0.2%	$9.88	—	COM	31810G109
—	TPG PACE ENERGY HLDGS CORP	1,600,000	$15.58M	0.2%	$9.74	—	CL A	872656103
—	OSPREY ENERGY ACQUISITION CO	1,600,000	$15.4M	0.2%	$9.55	—	CL A COM	688397108
ALL	ALLSTATE CORP	147,000	$15.39M	0.2%	$81.75	0.0%	COM	020002101
—	CAPITOL INVT CORP IV	1,525,000	$15.27M	0.2%	$10.12	—	UNIT 99/99/9999	G18920119
VMC	VULCAN MATLS CO	118,300	$15.19M	0.2%	$113.72	0.0%	COM	929160109
—	INDUSTREA ACQUISITION CORP	1,490,900	$15.03M	0.2%	$10.11	—	UNIT 07/21/2024	45579J203
LITE	LUMENTUM HLDGS INC	305,000	$14.91M	0.2%	$55.75	0.0%	COM	55024U109
—	STERICYCLE INC	217,200	$14.77M	0.2%	$67.99	—	COM	858912108
KRE	SPDR SERIES TRUST	250,000	$14.71M	0.2%	$58.85	—	S&P REGL BKG	78464A698
PBH	PRESTIGE BRANDS HLDGS INC	329,700	$14.64M	0.2%	$45.55	0.0%	COM	74112D101
—	TIME WARNER INC	160,000	$14.63M	0.2%	$93.84	—	COM NEW	887317303
DLB	DOLBY LABORATORIES INC	236,017	$14.63M	0.2%	$43.39	+24.4%	COM	25659T107
XME	SPDR SERIES TRUST	400,000	$14.55M	0.2%	—	—	Call	78464A755
CM	CDN IMPERIAL BK COMM TORONTO	148,500	$14.46M	0.2%	—	—	Call	136069101
—	AVISTA HEALTHCARE PUB ACQ CO	1,393,936	$14.36M	0.2%	$10.19	—	UNIT 99/99/9999	G0726L109
MHK	MOHAWK INDS INC	52,000	$14.35M	0.2%	$213.64	+25.6%	COM	608190104
—	CAESARS ENTMT CORP	1,130,000	$14.29M	0.2%	$12.65	—	COM	127686103
—	CAVIUM INC	170,000	$14.25M	0.2%	$83.83	—	COM	14964U108
—	CM SEVEN STAR ACQUISITION CO	1,430,000	$14.24M	0.2%	$9.96	—	UNIT 08/21/2022	G2345N128
KMX	CARMAX INC	220,300	$14.13M	0.2%	$71.34	0.0%	COM	143130102
SPSC	SPS COMM INC	288,301	$14.01M	0.2%	$29.61	-13.3%	COM	78463M107
FFIV	F5 NETWORKS INC	105,000	$13.78M	0.2%	$124.22	0.0%	COM	315616102
—	MONSANTO CO NEW	115,000	$13.43M	0.2%	$114.13	—	COM	61166W101
—	SABAN CAP ACQUISITION CORP	1,342,398	$13.34M	0.2%	$9.95	—	COM CL A	78516C106
—	LANDCADIA HLDGS INC	1,263,400	$13.29M	0.2%	$10.27	—	UNIT 12/31/2021T	51476W206
—	VERIFONE SYS INC	745,300	$13.2M	0.2%	$18.33	—	COM	92342Y109
—	INSULET CORP	10,000,000	$13.08M	0.2%	$1.31	—	NOTE 1.250% 9/1	45784PAF8
—	GIGCAPITAL INC	1,304,952	$13.05M	0.2%	$10.00	—	UNIT 03/06/2025	37518N205
—	C&J ENERGY SVCS INC NEW	381,333	$12.76M	0.2%	$30.84	—	COM	12674R100
—	INDUSTREA ACQUISITION CORP	1,309,000	$12.76M	0.2%	$9.75	—	CL A	45579J104
—	CASA SYS INC	712,281	$12.65M	0.2%	$17.76	—	COM	14713L102
—	HENNESSY CAP ACQUSTON CORP I	1,201,500	$12.46M	0.2%	$10.11	—	UNIT 06/15/2024	42588L204
—	AVISTA HEALTHCARE PUB ACQ CO	1,254,340	$12.44M	0.2%	$9.89	—	CL A	G0726L125
—	SILVER RUN ACQUISITION	1,226,617	$12.16M	0.2%	$10.00	—	COM CL A	82812A103
—	INTERDIGITAL INC	10,000,000	$11.96M	0.2%	$1.31	—	NOTE 1.500% 3/0	458660AD9
—	MODERN MEDIA ACQUISITION	1,200,000	$11.8M	0.2%	$9.77	—	COM	60765P103
—	CTRIP COM INTL LTD	10,000,000	$11.79M	0.2%	$1.36	—	NOTE 1.250%10/1	22943FAD2
—	B2GOLD CORP	11,000,000	$11.65M	0.2%	$1.06	—	NOTE 3.250%10/0	11777QAB6
—	CM SEVEN STAR ACQUISITION CO	1,200,000	$11.58M	0.2%	$9.65	—	SHS	G2345N102
—	LANDCADIA HLDGS INC	1,164,421	$11.57M	0.2%	$9.89	—	CL A	51476W107
NOVT	NOVANTA INC	230,010	$11.5M	0.2%	$14.96	+225.8%	COM	67000B104
—	COHERENT INC	39,664	$11.19M	0.2%	$224.99	—	COM	192479103
—	M III ACQUISITION CORP	1,054,250	$11.18M	0.2%	$9.89	—	UNIT 99/99/9999T	55378T203
—	BANK AMER CORP	631,000	$11.1M	0.2%	$9.97	—	*W EXP 01/16/201	060505146
—	SENTINEL ENERGY SVCS INC	1,100,000	$10.97M	0.2%	$9.97	—	UNIT 11/02/2022	G8062D128
—	FLIR SYS INC	234,900	$10.95M	0.2%	$46.62	—	COM	302445101
—	GTY TECHNOLOGY HOLDINGS INC	1,023,234	$10.55M	0.2%	$10.50	—	UNIT 99/99/9999	G4182A110
—	KAYNE ANDERSON ACQUISITION	1,019,900	$10.16M	0.2%	$10.04	—	UNIT 06/30/2022	48661U201
—	PATTERN ENERGY GROUP INC	10,000,000	$10.15M	0.2%	$1.01	—	NOTE 4.000% 7/1	70338PAB6
—	CONSTELLATION ALPHA CAP CORP	1,036,000	$10.07M	0.2%	$9.75	—	SHS	G2379F108
—	OSPREY ENERGY ACQUISITION CO	985,931	$9.81M	0.2%	$9.94	—	UNIT 07/21/2022	688397207
DRI	DARDEN RESTAURANTS INC	100,000	$9.602M	0.2%	—	—	Put	237194105
—	KBL MERGER CORP IV	966,150	$9.517M	0.2%	$9.74	—	COM	48242A104
LOW	LOWES COS INC	100,000	$9.294M	0.1%	$71.24	0.0%	Call	548661107
TPGH/U	TPG PACE HLDGS CORP	900,800	$9.256M	0.1%	$10.26	—	UNIT 99/99/9999	G89827102
—	TPG PACE ENERGY HLDGS CORP	896,930	$9.14M	0.1%	$10.41	—	UNIT 99/99/9999	872656202
—	MATLIN & PARTNERS ACQUISITIO	899,900	$9.071M	0.1%	$10.02	—	UNIT 05/28/2021A	57682V205
—	M III ACQUISITION CORP	865,450	$8.584M	0.1%	$9.57	—	COM	55378T104
—	PENSARE ACQUISITION CORP	817,000	$8.431M	0.1%	$10.33	—	UNIT 07/27/2022	70957E204
—	BLACK RIDGE ACQUISITION CORP	862,500	$8.353M	0.1%	$9.68	—	COM	09216T107
—	JENSYN ACQUISITION CORP	780,000	$8.034M	0.1%	$10.04	—	COM	47632B102
EAT	BRINKER INTL INC	204,313	$7.936M	0.1%	$31.54	0.0%	COM	109641100
—	KBL MERGER CORP IV	777,400	$7.922M	0.1%	$10.20	—	UNIT 01/15/2024	48242A203
—	KAYNE ANDERSON ACQUISITION	810,000	$7.865M	0.1%	$9.74	—	COM CL A	48661U102
BLMN	BLOOMIN BRANDS INC	353,700	$7.548M	0.1%	$15.39	0.0%	COM	094235108
CENTA	CENTRAL GARDEN & PET CO	200,000	$7.542M	0.1%	$27.98	+5.9%	CL A NON-VTG	153527205
—	TPG PACE HLDGS CORP	775,000	$7.541M	0.1%	$9.74	—	CL A	G89827128
—	ADVANCED MICRO DEVICES INC	5,000,000	$7.512M	0.1%	$1.97	—	NOTE 2.125% 9/0	007903BD8
DMRC	DIGIMARC CORP NEW	205,670	$7.435M	0.1%	$31.45	+15.6%	COM	25381B101
—	MODERN MEDIA ACQUISITION	702,410	$7.384M	0.1%	$10.26	—	UNIT 99/99/9999	60765P202
—	51JOB INC	5,000,000	$7.379M	0.1%	$1.48	—	NOTE 3.250% 4/1	316827AC8
—	GARDNER DENVER HLDGS INC	213,805	$7.254M	0.1%	$33.93	—	COM	36555P107
—	AETNA INC NEW	40,000	$7.216M	0.1%	$180.40	—	COM	00817Y108
—	MOSAIC ACQUISITION CORP	700,000	$7.105M	0.1%	$10.15	—	UNIT 99/99/9999	G62848117
—	SONIC CORP	256,300	$7.043M	0.1%	$25.45	—	COM	835451105
CVSA	ADTALEM GLOBAL ED INC	165,908	$6.976M	0.1%	$37.28	+5.1%	COM	00737L103
HLIT	HARMONIC INC	1,660,972	$6.976M	0.1%	$4.32	-13.2%	COM	413160102
SSYS	STRATASYS LTD	340,561	$6.798M	0.1%	$21.79	0.0%	SHS	M85548101
—	SYNCHRONOSS TECHNOLOGIES INC	7,372,000	$6.67M	0.1%	$0.93	—	NOTE 0.750% 8/1	87157BAA1
—	TERADYNE INC	4,500,000	$6.435M	0.1%	$1.43	—	NOTE 1.250%12/1	880770AG7
—	MEDICINES CO	6,000,000	$6.352M	0.1%	$1.36	—	NOTE 2.500% 1/1	584688AE5
—	FINTECH ACQUISITION CORP II	605,000	$6.352M	0.1%	$10.20	—	UNIT 99/99/9999	31810G208
—	CONSTELLATION ALPHA CAP CORP	609,113	$6.201M	0.1%	$10.14	—	UNIT 99/99/9999	G2379F124
RY	ROYAL BK CDA MONTREAL QUE	75,000	$6.124M	0.1%	—	—	Put	780087102
RY	ROYAL BK CDA MONTREAL QUE	75,000	$6.124M	0.1%	—	—	Call	780087102
—	CSRA INC	200,000	$5.984M	0.1%	$27.34	—	Call	12650T104
TD	TORONTO DOMINION BK ONT	100,000	$5.858M	0.1%	$57.13	0.0%	Put	891160509
—	INPHI CORP	5,000,000	$5.808M	0.1%	$1.30	—	NOTE 1.125%12/0	45772FAB3
—	CAPITOL INVT CORP IV	599,900	$5.807M	0.1%	$9.68	—	CL A ORD	G18920101
—	BARRICK GOLD CORP	396,400	$5.736M	0.1%	—	—	Put	067901108
—	GORES HLDGS II INC	550,400	$5.702M	0.1%	$10.29	—	UNIT 99/99/9999	382867208
—	AKORN INC	175,000	$5.64M	0.1%	$33.26	—	COM	009728106
—	HABIT RESTAURANTS INC	559,000	$5.338M	0.1%	$12.08	—	COM CL A	40449J103
—	GENERAL CABLE CORP DEL NEW	5,000,000	$5.286M	0.1%	$1.06	—	FRNT 4.500%11/1	369300AL2
—	CTRIP COM INTL LTD	5,000,000	$5.266M	0.1%	$1.14	—	NOTE 1.000% 7/0	22943FAF7
HIMX	HIMAX TECHNOLOGIES INC	500,000	$5.21M	0.1%	—	—	Call	43289P106
—	AMC ENTMT HLDGS INC	342,900	$5.178M	0.1%	—	—	Call	00165C104
—	M I ACQUISITIONS INC	508,000	$5.177M	0.1%	$10.07	—	COM	55304A104
—	FEDERAL STR ACQUISITION CORP	500,000	$5.125M	0.1%	$10.30	—	UNIT 99/99/9999	31421V206
—	BLACKHAWK NETWORK HLDGS INC	5,000,000	$5.124M	0.1%	$1.12	—	NOTE 1.500% 1/1	09238EAB0
—	SCRIPPS NETWORKS INTERACT IN	60,000	$5.123M	0.1%	$85.68	—	CL A COM	811065101
ETD	ETHAN ALLEN INTERIORS INC	179,100	$5.122M	0.1%	$16.68	0.0%	COM	297602104
—	TWENTY FIRST CENTY FOX INC	150,000	$5.118M	0.1%	$32.03	—	CL B	90130A200
RCI	ROGERS COMMUNICATIONS INC	100,000	$5.093M	0.1%	—	—	Call	775109200
—	BISON CAP ACQUISITION CORP	500,000	$4.935M	0.1%	$9.87	—	ORD SHS	G1142P104
—	ATLANTIC ACQUISITION CORP	500,000	$4.93M	0.1%	$9.86	—	COM	048206106
T	AT&T INC	125,000	$4.86M	0.1%	—	—	Put	00206R102
—	NXSTAGE MEDICAL INC	200,000	$4.846M	0.1%	$24.78	—	COM	67072V103
—	BELLATRIX EXPLORATION LTD	2,737,580	$4.709M	0.1%	$2.83	—	COM NEW	078314507
—	I AM CAP ACQUISITION CO	458,000	$4.52M	0.1%	$9.87	—	COM	45074Q108
—	IMPAX LABORATORIES INC	4,500,000	$4.386M	0.1%	$0.97	—	NOTE 2.000% 6/1	45256BAE1
SPPP	SPROTT PHYSICAL PLAT PALLAD	465,388	$4.347M	0.1%	$8.35	—	UNIT	85207Q104
AEM	AGNICO EAGLE MINES LTD	94,000	$4.341M	0.1%	—	—	Call	008474108
BMO	BANK MONTREAL QUE	54,000	$4.321M	0.1%	—	—	Call	063671101
BNS	BANK N S HALIFAX	65,000	$4.194M	0.1%	—	—	Call	064149107
—	BIG ROCK PARTNERS ACQUISI CO	430,800	$4.185M	0.1%	$9.71	—	COM	089482103
—	EXACTECH INC	80,000	$3.956M	0.1%	$49.45	—	COM	30064E109
AEM	AGNICO EAGLE MINES LTD	85,600	$3.953M	0.1%	—	—	Put	008474108
—	DRAPER OAKWOOD TECHNOLOGY	400,000	$3.912M	0.1%	$9.78	—	COM CL A	26146L103
—	BARRICK GOLD CORP	268,300	$3.882M	0.1%	—	—	Call	067901108
—	HUDSON GLOBAL INC	1,708,765	$3.845M	0.1%	$2.46	—	COM	443787106
—	BIG ROCK PARTNERS ACQUISI CO	349,200	$3.572M	0.1%	$10.23	—	UNIT 11/20/2022	089482202
—	ORIGO ACQUISITION CORP	328,488	$3.495M	0.1%	$10.27	—	SHS	G67789126
NXPI	NXP SEMICONDUCTORS N V	29,600	$3.466M	0.1%	$96.07	+6.9%	Call	N6596X109
GSM	FERROGLOBE PLC	213,200	$3.454M	0.1%	$12.18	+22.4%	Call	G33856108
—	WGL HLDGS INC	40,000	$3.434M	0.1%	$84.81	—	COM	92924F106
—	SABAN CAP ACQUISITION CORP	309,400	$3.255M	0.1%	$10.44	—	UNIT 99/99/9999	78516C205
—	BIG 5 SPORTING GOODS CORP	420,000	$3.192M	0.1%	$7.60	—	COM	08915P101
—	GORES HLDGS II INC	319,700	$3.178M	0.1%	$10.00	—	COM CL A	382867109
—	ANDINA ACQUISITION CORP II	301,100	$3.101M	0.0%	$9.50	—	SHS	G0441P104
—	BISON CAP ACQUISITION CORP	295,000	$3.03M	0.0%	$10.22	—	UNIT 99/99/9999T	G1142P120
—	AMPLIFY SNACK BRANDS	250,000	$3.002M	0.0%	$12.01	—	COM	03211L102
—	LEGACY ACQUISITION CORP	300,000	$2.982M	0.0%	$9.94	—	UNIT 05/31/2024	524643202
—	MAGICJACK VOCALTEC LTD	350,000	$2.958M	0.0%	$8.45	—	SHS	M6787E101
FONR	FONAR CORP	120,800	$2.941M	0.0%	$27.65	0.0%	COM NEW	344437405
TRNS	TRANSCAT INC	203,997	$2.907M	0.0%	$13.16	+2.1%	COM	893529107
—	LEGACY ACQUISITION CORP	297,235	$2.862M	0.0%	$9.63	—	COM CL A	524643103
MGA	MAGNA INTL INC	50,000	$2.834M	0.0%	—	—	Call	559222401
IIIN	INSTEEL INDUSTRIES INC	100,000	$2.832M	0.0%	$18.30	0.0%	COM	45774W108
LCUT	LIFETIME BRANDS INC	170,000	$2.805M	0.0%	$14.81	-0.5%	COM	53222Q103
CMT	CORE MOLDING TECHNOLOGIES IN	128,500	$2.788M	0.0%	$21.12	+3.6%	COM	218683100
—	LEISURE ACQUISITION CORP	275,000	$2.725M	0.0%	$9.91	—	UNIT 99/99/9999	52539T206
—	KIMBALL INTL INC	145,000	$2.707M	0.0%	$19.43	—	CL B	494274103
USLM	UNITED STATES LIME & MINERAL	35,000	$2.698M	0.0%	$16.55	+4.1%	COM	911922102
FLXS	FLEXSTEEL INDS INC	57,537	$2.692M	0.0%	$39.09	0.0%	COM	339382103
—	LEISURE ACQUISITION CORP	275,000	$2.658M	0.0%	$9.67	—	COM	52539T107
—	PATRIOT TRANSN HLDG INC	152,500	$2.65M	0.0%	$18.53	—	COM	70338W105
MLR	MILLER INDS INC TENN	102,500	$2.644M	0.0%	$21.71	+4.6%	COM NEW	600551204
DLHC	DLH HLDGS CORP	425,748	$2.623M	0.0%	$6.10	+1.2%	COM	23335Q100
—	MONEYGRAM INTL INC	190,000	$2.504M	0.0%	$16.11	—	COM NEW	60935Y208
NESR	NATIONAL ENERGY SERVICES REU	250,400	$2.491M	0.0%	$9.55	—	SHS	G6375R107
CTS	CTS CORP	95,000	$2.446M	0.0%	$22.38	+13.2%	COM	126501105
—	ALMOST FAMILY INC	44,191	$2.446M	0.0%	$57.26	—	COM	020409108
—	DRAPER OAKWOOD TECHNOLOGY	225,000	$2.374M	0.0%	$10.20	—	UNIT 09/30/2024	26146L202
—	HAWAIIAN TELCOM HOLDCO INC	75,000	$2.314M	0.0%	$30.02	—	COM	420031106
TIPT	TIPTREE INC	385,000	$2.291M	0.0%	$7.18	-9.2%	CL A	88822Q103
—	CALPINE CORP	150,000	$2.27M	0.0%	$14.75	—	COM NEW	131347304
—	SOUTHWESTERN ENERGY CO	400,000	$2.232M	0.0%	$7.11	—	COM	845467109
—	M I ACQUISITIONS INC	197,000	$2.088M	0.0%	$10.03	—	UNIT 99/99/9999	55304A203
MFC	MANULIFE FINL CORP	100,000	$2.086M	0.0%	—	—	Call	56501R106
—	ATLANTIC ACQUISITION CORP	200,000	$2.054M	0.0%	$10.28	—	UNIT 02/08/2019	048206205
—	FORUM MERGER CORP	2,975,966	$2.024M	0.0%	$0.46	—	RIGHT 06/01/2019	34985B129
—	SOCIAL CAP HEDOSOPHIA HLDGS	185,000	$1.961M	0.0%	$10.55	—	UNIT 99/99/9999	G8250R111
—	UNITED TECHNOLOGIES CORP	15,000	$1.914M	0.0%	—	—	Put	913017109
—	SILVER RUN ACQUISITION	1,325,000	$1.901M	0.0%	$1.54	—	*W EXP 03/28/202	82812A111
—	GLOBALSCAPE INC	525,000	$1.864M	0.0%	$3.72	—	COM	37940G109
—	ENTELLUS MED INC	75,003	$1.829M	0.0%	$24.39	—	COM	29363K105
—	STRAIGHT PATH COMMUNICATNS I	10,000	$1.818M	0.0%	$179.63	—	CL B	862578101
—	SIGMA DESIGNS INC	250,000	$1.738M	0.0%	$6.95	—	COM	826565103
PHUN	STELLAR ACQUISITION III INC	170,100	$1.737M	0.0%	$10.18	—	COM	Y8172W107
—	ENZYMOTEC LTD	145,163	$1.72M	0.0%	$11.85	—	SHS	M4059L101
LAKE	LAKELAND INDS INC	115,000	$1.673M	0.0%	$14.70	+0.2%	COM	511795106
—	LIBERTY MEDIA CORP DELAWARE	50,000	$1.636M	0.0%	$35.04	—	COM SER A FRMLA	531229870
—	EASTERLY ACQUISITION CORP	2,523,063	$1.634M	0.0%	$0.51	—	*W EXP 07/29/202	27616L110
—	STELLAR ACQUISITION III INC	151,000	$1.582M	0.0%	$9.97	—	UNIT 03/22/2022	Y8172W123
KEQU	KEWAUNEE SCIENTIFIC CORP	54,320	$1.574M	0.0%	$25.34	+7.2%	COM	492854104
—	ELECTRUM SPL ACQUISITION COR	142,496	$1.51M	0.0%	$9.98	—	UNIT 99/99/9999	G3105C120
—	FGL HLDGS	150,000	$1.51M	0.0%	$10.07	—	ORD SHS	G3402M102
—	ESTRE AMBIENTAL INC	2,110,661	$1.446M	0.0%	$0.69	—	*W EXP 12/21/202	G3206V118
—	FGL HLDGS	933,864	$1.41M	0.0%	$1.51	—	*W EXP 11/30/202	G3402M110
—	COLLECTORS UNIVERSE INC	45,000	$1.289M	0.0%	$23.97	—	COM NEW	19421R200
—	PENSARE ACQUISITION CORP	2,821,000	$1.269M	0.0%	$0.40	—	RIGHT 99/99/9999	70957E121
—	NEXTDECADE CORP	2,049,817	$1.25M	0.0%	$0.93	—	*W EXP 07/23/202	65342K113
—	GGP INC	50,000	$1.17M	0.0%	$23.40	—	COM	36174X101
—	FEDERAL STR ACQUISITION CORP	1,000,000	$1.15M	0.0%	$1.15	—	*W EXP 07/24/202	31421V115
—	SABAN CAP ACQUISITION CORP	832,810	$1.078M	0.0%	$1.26	—	*W EXP 09/21/202	78516C114
—	BARINGTON HILCO ACQUISITION	100,000	$1.044M	0.0%	$9.70	—	COM	06759V101
—	FINTECH ACQUISITION CORP II	820,920	$1.038M	0.0%	$1.19	—	*W EXP 01/19/202	31810G117
—	AVISTA HEALTHCARE PUB ACQ CO	3,401,411	$1.003M	0.0%	$0.37	—	*W EXP 99/99/999	G0726L117
APT	ALPHA PRO TECH LTD	250,000	$1M	0.0%	$3.52	+13.3%	COM	020772109
OTEX	OPEN TEXT CORP	28,000	$999K	0.0%	—	—	Call	683715106
—	HENNESSY CAP ACQUSTON CORP I	1,176,867	$997K	0.0%	$0.68	—	*W EXP 06/15/202	42588L113
—	ANDINA ACQUISITION CORP II	724,600	$989K	0.0%	$0.46	—	RIGHT 09/01/2017	G0441P120
—	GLOBAL PARTNER ACQUISITION C	908,424	$945K	0.0%	$0.29	—	*W EXP 07/01/202	37954X113
—	CONSTELLATION ALPHA CAP CORP	2,583,500	$891K	0.0%	$0.32	—	RIGHT 99/99/9999	G2379F132
BCE	BCE INC	18,400	$883K	0.0%	—	—	Call	05534B760
BCE	BCE INC	17,600	$845K	0.0%	—	—	Put	05534B760
AXTA	AXALTA COATING SYS LTD	25,000	$809K	0.0%	$31.67	0.0%	COM	G0750C108
—	TPG PACE ENERGY HLDGS CORP	533,333	$733K	0.0%	$1.37	—	*W EXP 99/99/999	872656111
—	MATLIN & PARTNERS ACQUISITIO	1,792,500	$717K	0.0%	$0.43	—	*W EXP 05/28/202	57682V114
—	MODERN MEDIA ACQUISITION	1,700,000	$697K	0.0%	$0.38	—	RIGHT 99/99/9999	60765P129
—	GTY TECHNOLOGY HOLDINGS INC	533,333	$693K	0.0%	$1.28	—	*W EXP 99/99/999	G4182A128
—	VANTAGE ENERGY ACQUISITION	600,000	$690K	0.0%	$1.32	—	*W EXP 04/12/202	92211L113
TAC	TRANSALTA CORP	106,700	$635K	0.0%	$5.30	+12.3%	Call	89346D107
—	INDUSTREA ACQUISITION CORP	1,507,279	$618K	0.0%	$0.41	—	*W EXP 08/01/202	45579J112
NEXT	NEXTDECADE CORP	80,000	$599K	0.0%	$9.79	-3.6%	COM	65342K105
—	OSPREY ENERGY ACQUISITION CO	800,000	$544K	0.0%	$0.77	—	*W EXP 07/21/202	688397116
—	VIVOPOWER INTERNATIONAL PLC	181,224	$526K	0.0%	$5.50	—	SHS	G9376R100
ENB	ENBRIDGE INC	13,400	$524K	0.0%	—	—	Call	29250N105
—	M III ACQUISITION CORP	657,450	$523K	0.0%	$0.23	—	*W EXP 10/10/202	55378T112
NPK	NATIONAL PRESTO INDS INC	5,000	$497K	0.0%	$109.11	0.0%	COM	637215104
—	GENER8 MARITIME INC	75,000	$496K	0.0%	$6.61	—	COM	Y26889108
—	SYNCHRONOSS TECHNOLOGIES INC	55,000	$492K	0.0%	$8.95	—	COM	87157B103
TD	TORONTO DOMINION BK ONT	7,300	$428K	0.0%	$57.13	0.0%	COM NEW	891160509
—	DISCOVERY COMMUNICATNS NEW	19,000	$425K	0.0%	—	—	Call	25470F104
—	LANDCADIA HLDGS INC	625,157	$425K	0.0%	$0.64	—	*W EXP 06/01/202	51476W115
—	PENSARE ACQUISITION CORP	762,500	$408K	0.0%	$0.48	—	*W EXP 07/27/202	70957E113
—	FORUM MERGER CORP	548,325	$362K	0.0%	$0.56	—	*W EXP 06/01/202	34985B111
—	JENSYN ACQUISITION CORP	879,385	$351K	0.0%	$0.26	—	RIGHT 99/99/9999	47632B128
—	HUNTER MARITIME ACQUISITION	722,209	$321K	0.0%	$0.56	—	*W EXP 99/99/999	Y37828129
—	TPG PACE HLDGS CORP	203,333	$315K	0.0%	$1.55	—	*W EXP 99/99/999	G89827110
—	ORIGO ACQUISITION CORP	600,200	$302K	0.0%	$0.23	—	RIGHT 03/12/2018	G67789134
—	CM SEVEN STAR ACQUISITION CO	1,000,000	$295K	0.0%	$0.29	—	RIGHT 08/21/2022	G2345N136
—	ATLANTIC ACQUISITION CORP	550,000	$286K	0.0%	$0.52	—	RIGHT 02/08/2019	048206304
—	CONSTELLATION ALPHA CAP CORP	1,036,000	$272K	0.0%	$0.23	—	*W EXP 03/23/202	G2379F116
—	SHAW COMMUNICATIONS INC	11,800	$269K	0.0%	$22.80	—	CL B CONV	82028K200
ACMR	ACM RESEARCH INC	51,262	$269K	0.0%	$1.98	0.0%	COM CL A	00108J109
NESRW	NATIONAL ENERGY SERVICES REU	326,600	$263K	0.0%	$0.54	—	*W EXP 05/05/202	G6375R115
—	GORES HLDGS II INC	172,300	$250K	0.0%	$1.50	—	*W EXP 03/06/202	382867117
—	KBL MERGER CORP IV	800,000	$240K	0.0%	$0.36	—	RIGHT 03/22/2019	48242A120
—	M I ACQUISITIONS INC	591,000	$236K	0.0%	$0.34	—	*W EXP 99/99/999	55304A112
—	PRECISION DRILLING CORP	75,000	$228K	0.0%	$3.12	—	COM 2010	74022D308
—	JENSYN ACQUISITION CORP	771,396	$220K	0.0%	$0.15	—	*W EXP 03/07/202	47632B110
—	CAPITOL INVT CORP IV	200,000	$215K	0.0%	$1.07	—	*W EXP 01/01/202	G18920127
—	ELECTRUM SPL ACQUISITION COR	548,422	$214K	0.0%	$0.33	—	*W EXP 99/99/999	G3105C112
—	DRAPER OAKWOOD TECHNOLOGY	400,000	$206K	0.0%	$0.52	—	RIGHT 09/19/2018	26146L129
—	BISON CAP ACQUISITION CORP	534,300	$192K	0.0%	$0.34	—	RIGHT 03/20/2019	G1142P138
—	BORQS TECHNOLOGIES INC	34,554	$185K	0.0%	$5.75	—	SHS	G1466B103
—	KBL MERGER CORP IV	800,000	$168K	0.0%	$0.18	—	*W EXP 01/15/202	48242A112
—	BLACK RIDGE ACQUISITION CORP	600,000	$166K	0.0%	$0.28	—	RIGHT 07/10/2019	09216T123
—	BIG ROCK PARTNERS ACQUISI CO	400,000	$164K	0.0%	$0.41	—	RIGHT 12/01/2022	089482129
—	ROSEHILL RES INC	163,843	$153K	0.0%	$1.05	—	*W EXP 09/16/202	777385113
—	BLACK RIDGE ACQUISITION CORP	14,992	$152K	0.0%	$10.14	—	UNIT 10/05/2022	09216T206
—	KAYNE ANDERSON ACQUISITION	170,000	$143K	0.0%	$0.84	—	*W EXP 06/30/202	48661U110
—	I AM CAP ACQUISITION CO	458,000	$142K	0.0%	$0.31	—	RIGHT 05/22/2019	45074Q124
—	I AM CAP ACQUISITION CO	458,000	$139K	0.0%	$0.30	—	*W EXP 05/22/202	45074Q116
—	CM SEVEN STAR ACQUISITION CO	500,000	$138K	0.0%	$0.28	—	*W EXP 08/21/202	G2345N110
—	DRAPER OAKWOOD TECHNOLOGY	200,000	$122K	0.0%	$0.61	—	*W EXP 09/19/202	26146L111
—	LEGACY ACQUISITION CORP	282,400	$121K	0.0%	$0.43	—	*W EXP 11/30/202	524643111
—	ORIGO ACQUISITION CORP	243,350	$119K	0.0%	$0.15	—	*W EXP 12/17/202	G67789118
—	BIG ROCK PARTNERS ACQUISI CO	200,000	$93,000	0.0%	$0.47	—	*W EXP 12/01/202	089482111
—	STELLAR ACQUISITION III INC	232,100	$74,000	0.0%	$0.34	—	*W EXP 03/22/202	Y8172W115
—	LEISURE ACQUISITION CORP	137,500	$67,000	0.0%	$0.49	—	*W EXP 12/05/201	52539T115
—	BLACK RIDGE ACQUISITION CORP	200,000	$61,000	0.0%	$0.30	—	*W EXP 07/10/202	09216T115
—	BISON CAP ACQUISITION CORP	175,000	$61,000	0.0%	$0.35	—	*W EXP 06/20/202	G1142P112
—	BARINGTON HILCO ACQUISITION	589,000	$47,000	0.0%	$0.16	—	*W EXP 02/11/201	06759V127
—	JM GLOBAL HLDG CO	143,328	$29,000	0.0%	$0.28	—	*W EXP 07/09/202	46590H119
—	MODERN MEDIA ACQUISITION	50,000	$24,000	0.0%	$0.44	—	*W EXP 05/17/202	60765P111
—	BARINGTON HILCO ACQUISITION	78,942	$14,000	0.0%	$0.28	—	RIGHT 02/13/2017	06759V119