Location: Toronto, Ontario, Canada
CIK: 0001326389 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 14, 2018
Total Value: $6.328B (72.2% shares, 27.8% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 1,900,000 | $507M | 8.0% | $266.86 | — | — | Put | 78462F103 |
| IWM | ISHARES TR | 2,500,000 | $381M | 6.0% | $152.46 | $148.18 | — | Put | 464287655 |
| — | INTEL CORP | 150,000,000 | $335M | 5.3% | $2.23 | $1.79 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | MICRON TECHNOLOGY INC | 60,000,000 | $256M | 4.1% | $4.27 | $2.72 | — | NOTE 2.375% 5/0 | 595112AW3 |
| — | MICRON TECHNOLOGY INC | 50,000,000 | $206M | 3.3% | $4.13 | $3.02 | — | NOTE 3.125% 5/0 | 595112AX1 |
| — | VERISIGN INC | 55,000,000 | $184M | 2.9% | $3.34 | $2.36 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| BABA | ALIBABA GROUP HLDG LTD | 830,400 | $143M | 2.3% | $172.43 | — | — | Put | 01609W102 |
| — | NXP SEMICONDUCTORS N V | 100,000,000 | $124M | 2.0% | $1.24 | $1.17 | — | DBCV 1.000%12/0 | 62952QAB6 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 11,568,632 | $123M | 1.9% | $10.59 | $9.55 | — | UNIT | 85207H104 |
| SPY | SPDR S&P 500 ETF TR | 400,000 | $107M | 1.7% | $266.86 | — | — | Call | 78462F103 |
| — | MICROCHIP TECHNOLOGY INC | 60,000,000 | $102M | 1.6% | $1.70 | $1.44 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | CENTRAL FD CDA LTD | 7,622,718 | $102M | 1.6% | $13.40 | $12.82 | — | CL A | 153501101 |
| BAC | BANK AMER CORP | 3,000,000 | $88.56M | 1.4% | $29.52 * | $22.78 | 0.0% | COM | 060505104 |
| — | ALTABA INC | 1,250,000 | $87.31M | 1.4% | $69.85 | $69.85 | — | COM | 021346101 |
| — | PRICELINE GRP INC | 60,000,000 | $82.86M | 1.3% | $1.38 | $1.46 | — | NOTE 0.350% 6/1 | 741503AS5 |
| PFE | PFIZER INC | 2,134,000 | $77.29M | 1.2% | $36.22 * | $23.80 | 0.0% | COM | 717081103 |
| WFC | WELLS FARGO CO NEW | 1,200,000 | $72.8M | 1.2% | $60.67 * | $45.09 | 0.0% | COM | 949746101 |
| JNJ | JOHNSON & JOHNSON | 500,000 | $69.86M | 1.1% | $139.72 * | $110.98 | 0.0% | COM | 478160104 |
| GOOG | ALPHABET INC | 50,000 | $52.32M | 0.8% | $1046.40 * | $45.66 | +10.6% | Put | 02079K107 |
| — | LIBERTY MEDIA CORP DELAWARE | 50,000,000 | $52.16M | 0.8% | $1.04 | $1.06 | — | DEB 2.250% 9/3 | 531229AE2 |
| GOOG | ALPHABET INC | 43,300 | $45.31M | 0.7% | $1046.40 * | $45.66 | +10.6% | CAP STK CL C | 02079K107 |
| — | TTM TECHNOLOGIES INC | 25,000,000 | $42.9M | 0.7% | $1.72 | $1.64 | — | NOTE 1.750%12/1 | 87305RAD1 |
| XOM | EXXON MOBIL CORP | 476,000 | $39.81M | 0.6% | $83.64 * | $57.12 | 0.0% | COM | 30231G102 |
| BIO | BIO RAD LABS INC | 164,790 | $39.33M | 0.6% | $238.67 | $198.66 | +22.0% | CL A | 090572207 |
| LKQ | LKQ CORP | 904,800 | $36.8M | 0.6% | $40.67 * | $29.88 | +15.0% | COM | 501889208 |
| MSFT | MICROSOFT CORP | 408,000 | $34.9M | 0.6% | $85.54 * | $75.26 | 0.0% | COM | 594918104 |
| SCI | SERVICE CORP INTL | 917,861 | $34.26M | 0.5% | $37.32 * | $31.15 | +14.9% | COM | 817565104 |
| BA | BOEING CO | 116,000 | $34.21M | 0.5% | $294.91 * | $257.40 | 0.0% | COM | 097023105 |
| PSLV | SPROTT PHYSICAL SILVER TR | 5,175,531 | $32.81M | 0.5% | $6.34 | $6.59 | — | TR UNIT | 85207K107 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 3,228,600 | $32.58M | 0.5% | $10.09 | $10.09 | — | CL A | G8250R103 |
| — | VANECK VECTORS ETF TR | 1,249,600 | $32.55M | 0.5% | $26.05 | $26.05 | — | OIL SVCS ETF | 92189F718 |
| AMT | AMERICAN TOWER CORP NEW | 227,000 | $32.39M | 0.5% | $142.67 * | $108.35 | +6.8% | COM | 03027X100 |
| — | WRIGHT MED GROUP N V | 25,000,000 | $30.52M | 0.5% | $1.22 | $1.41 | — | NOTE 2.250%11/1 | 98236JAB4 |
| EMN | EASTMAN CHEM CO | 321,800 | $29.81M | 0.5% | $92.64 * | $64.62 | +6.5% | COM | 277432100 |
| — | BROADSOFT INC | 20,000,000 | $29.69M | 0.5% | $1.48 | $1.36 | — | NOTE 1.000% 9/0 | 11133BAD4 |
| DAL | DELTA AIR LINES INC DEL | 528,700 | $29.61M | 0.5% | $56.00 * | $46.39 | +3.0% | COM NEW | 247361702 |
| MCHP | MICROCHIP TECHNOLOGY INC | 335,600 | $29.49M | 0.5% | $87.88 * | $37.09 | +4.9% | COM | 595017104 |
| BTI | BRITISH AMERN TOB PLC | 440,000 | $29.48M | 0.5% | $66.99 | $66.99 | — | SPONSORED ADR | 110448107 |
| MDLZ | MONDELEZ INTL INC | 686,800 | $29.39M | 0.5% | $42.80 * | $36.02 | -4.3% | CL A | 609207105 |
| VIAV | VIAVI SOLUTIONS INC | 3,321,287 | $29.03M | 0.5% | $8.74 * | $9.06 | 0.0% | COM | 925550105 |
| — | WORKDAY INC | 20,000,000 | $27.41M | 0.4% | $1.37 | $1.33 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| — | LABORATORY CORP AMER HLDGS | 164,300 | $26.21M | 0.4% | $159.51 | $139.40 | — | COM NEW | 50540R409 |
| — | CSRA INC | 871,643 | $26.08M | 0.4% | $29.92 | $27.34 | — | COM | 12650T104 |
| TAC | TRANSALTA CORP | 4,292,705 | $25.54M | 0.4% | $5.95 | $5.30 | +12.3% | COM | 89346D107 |
| AMAT | APPLIED MATLS INC | 498,100 | $25.46M | 0.4% | $51.12 * | $41.22 | +19.9% | COM | 038222105 |
| — | TOTAL SYS SVCS INC | 317,900 | $25.14M | 0.4% | $79.09 | $50.23 | — | COM | 891906109 |
| — | JAZZ INVESTMENTS I LTD | 25,000,000 | $25.11M | 0.4% | $1.00 | $1.06 | — | NOTE 1.875% 8/1 | 472145AB7 |
| — | J2 GLOBAL INC | 20,000,000 | $24.86M | 0.4% | $1.24 | $1.10 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | ELECTRUM SPL ACQUISITION COR | 2,341,039 | $24.16M | 0.4% | $10.32 | $9.79 | — | SHS | G3105C104 |
| TPR | TAPESTRY INC | 540,240 | $23.89M | 0.4% | $44.23 * | $32.95 | 0.0% | COM | 876030107 |
| GS | GOLDMAN SACHS GROUP INC | 93,000 | $23.69M | 0.4% | $254.76 * | $205.15 | 0.0% | COM | 38141G104 |
| — | BLUE BUFFALO PET PRODS INC | 718,032 | $23.54M | 0.4% | $32.79 | $28.35 | — | COM | 09531U102 |
| LOW | LOWES COS INC | 253,100 | $23.52M | 0.4% | $92.94 * | $71.24 | 0.0% | COM | 548661107 |
| META | FACEBOOK INC | 128,100 | $22.61M | 0.4% | $176.46 | $127.82 | +37.3% | CL A | 30303M102 |
| IT | GARTNER INC | 181,800 | $22.39M | 0.4% | $123.15 | $121.44 | 0.0% | COM | 366651107 |
| — | CTRIP COM INTL LTD | 20,000,000 | $22.39M | 0.4% | $1.12 | $1.16 | — | NOTE 1.990% 7/0 | 22943FAH3 |
| DG | DOLLAR GEN CORP NEW | 240,700 | $22.39M | 0.4% | $93.01 * | $77.43 | 0.0% | COM | 256677105 |
| — | DELL TECHNOLOGIES INC | 275,000 | $22.35M | 0.4% | $81.28 | $80.54 | — | COM CL V | 24703L103 |
| MCD | MCDONALDS CORP | 127,100 | $21.88M | 0.3% | $172.12 * | $128.65 | +7.8% | COM | 580135101 |
| — | REXNORD CORP NEW | 839,400 | $21.84M | 0.3% | $26.02 | $25.50 | — | COM | 76169B102 |
| — | ROCKWELL COLLINS INC | 161,000 | $21.84M | 0.3% | $135.62 | $135.62 | — | COM | 774341101 |
| — | ZILLOW GROUP INC | 20,000,000 | $21.82M | 0.3% | $1.09 | $1.09 | — | NOTE 2.000%12/0 | 98954MAB7 |
| — | VANTAGE ENERGY ACQUISITION | 2,094,437 | $21.34M | 0.3% | $10.19 | $10.13 | — | UNIT 04/12/2024 | 92211L204 |
| — | PENSARE ACQUISITION CORP | 2,166,900 | $20.95M | 0.3% | $9.67 | $9.67 | — | COM | 70957E105 |
| — | FORUM MERGER CORP | 2,090,000 | $20.86M | 0.3% | $9.98 | $9.81 | — | COM CL A | 34985B103 |
| NXPI | NXP SEMICONDUCTORS N V | 175,000 | $20.49M | 0.3% | $117.09 * | $96.07 | +6.9% | COM | N6596X109 |
| CBZ | CBIZ INC | 1,319,248 | $20.38M | 0.3% | $15.45 | $13.32 | +18.1% | COM | 124805102 |
| IBM | INTERNATIONAL BUSINESS MACHS | 131,000 | $20.1M | 0.3% | $153.42 * | $102.11 | 0.0% | COM | 459200101 |
| BTI | BRITISH AMERN TOB PLC | 295,000 | $19.76M | 0.3% | $66.99 | $66.99 | — | Call | 110448107 |
| AME | AMETEK INC NEW | 271,500 | $19.68M | 0.3% | $72.47 * | $44.57 | +48.0% | COM | 031100100 |
| — | EASTERLY ACQUISITION CORP | 1,942,670 | $19.62M | 0.3% | $10.10 | $9.88 | — | COM | 27616L102 |
| TGT | TARGET CORP | 300,000 | $19.57M | 0.3% | $65.25 | — | — | Put | 87612E106 |
| — | FEDERAL STR ACQUISITION CORP | 2,000,000 | $19.42M | 0.3% | $9.71 | $9.71 | — | CL A | 31421V107 |
| — | ADVANCED DISP SVCS INC DEL | 803,160 | $19.23M | 0.3% | $23.94 | $22.95 | — | COM | 00790X101 |
| CC | CHEMOURS CO | 384,000 | $19.22M | 0.3% | $50.06 * | $38.39 | 0.0% | COM | 163851108 |
| — | MOLINA HEALTHCARE INC | 10,000,000 | $19.12M | 0.3% | $1.91 | $1.40 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | SILVER RUN ACQUISITION | 1,819,069 | $19.03M | 0.3% | $10.46 | $10.52 | — | UNIT 99/99/9999 | 82812A202 |
| A | AGILENT TECHNOLOGIES INC | 283,100 | $18.96M | 0.3% | $66.97 * | $55.17 | +15.1% | COM | 00846U101 |
| GSM | FERROGLOBE PLC | 1,162,356 | $18.83M | 0.3% | $16.20 * | $12.18 | +22.4% | SHS | G33856108 |
| LEG | LEGGETT & PLATT INC | 393,800 | $18.8M | 0.3% | $47.73 | $47.64 | -0.9% | COM | 524660107 |
| — | VANTAGE ENERGY ACQUISITION | 1,900,000 | $18.47M | 0.3% | $9.72 | $9.75 | — | COM CL A | 92211L105 |
| — | HAYMAKER ACQUISITION | 1,863,100 | $18.45M | 0.3% | $9.90 | $9.90 | — | UNIT 10/19/2022 | 420870206 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 1,800,400 | $17.91M | 0.3% | $9.95 | $9.95 | — | UNIT 99/99/9999 | G74760110 |
| — | CYPRESS SEMICONDUCTOR CORP | 1,170,200 | $17.83M | 0.3% | $15.24 | $15.05 | — | COM | 232806109 |
| — | HENNESSY CAP ACQUSTON CORP I | 1,799,300 | $17.63M | 0.3% | $9.80 | $9.86 | — | COM | 42588L105 |
| — | NUVASIVE INC | 15,000,000 | $17.61M | 0.3% | $1.17 | $1.37 | — | NOTE 2.250% 3/1 | 670704AG0 |
| — | MATLIN & PARTNERS ACQUISITIO | 1,800,000 | $17.59M | 0.3% | $9.78 | $9.71 | — | CL A | 57682V106 |
| — | IRONWOOD PHARMACEUTICALS INC | 15,000,000 | $17.45M | 0.3% | $1.16 | $1.05 | — | DBCV 2.250% 6/1 | 46333XAD0 |
| — | DUN & BRADSTREET CORP DEL NE | 146,964 | $17.4M | 0.3% | $118.41 | $118.41 | — | COM | 26483E100 |
| — | CIGNA CORPORATION | 83,000 | $16.86M | 0.3% | $203.08 | $203.08 | — | COM | 125509109 |
| — | ACTUA CORP | 1,074,367 | $16.76M | 0.3% | $15.60 | $13.81 | — | COM | 005094107 |
| HUNTF | HUNTER MARITIME ACQUISITION | 1,704,968 | $16.64M | 0.3% | $9.76 | $9.81 | -0.2% | CL A | Y37828111 |
| — | ULTIMATE SOFTWARE GROUP INC | 75,000 | $16.37M | 0.3% | $218.23 | $218.23 | — | COM | 90385D107 |
| AFL | AFLAC INC | 186,000 | $16.33M | 0.3% | $87.78 * | $35.30 | 0.0% | COM | 001055102 |
| KEY | KEYCORP NEW | 797,000 | $16.07M | 0.3% | $20.17 * | $13.07 | 0.0% | COM | 493267108 |
| — | SINA CORP | 160,000 | $16.05M | 0.3% | $100.31 | $100.31 | — | ORD | G81477104 |
| — | GLOBAL PARTNER ACQUISITION C | 1,596,794 | $15.99M | 0.3% | $10.02 | $9.94 | — | COM | 37954X105 |
| — | GTY TECHNOLOGY HOLDINGS INC | 1,600,000 | $15.89M | 0.3% | $9.93 | $10.07 | — | CL A | G4182A102 |
| — | VECTOR GROUP LTD | 10,000,000 | $15.84M | 0.3% | $1.58 | $1.45 | — | FRNT 1/1 | 92240MAY4 |
| — | FINTECH ACQUISITION CORP II | 1,580,000 | $15.67M | 0.2% | $9.92 | $9.88 | — | COM | 31810G109 |
| — | TPG PACE ENERGY HLDGS CORP | 1,600,000 | $15.58M | 0.2% | $9.74 | $9.74 | — | CL A | 872656103 |
| — | OSPREY ENERGY ACQUISITION CO | 1,600,000 | $15.4M | 0.2% | $9.63 | $9.55 | — | CL A COM | 688397108 |
| ALL | ALLSTATE CORP | 147,000 | $15.39M | 0.2% | $104.71 * | $81.75 | 0.0% | COM | 020002101 |
| — | CAPITOL INVT CORP IV | 1,525,000 | $15.27M | 0.2% | $10.01 | $10.12 | — | UNIT 99/99/9999 | G18920119 |
| VMC | VULCAN MATLS CO | 118,300 | $15.19M | 0.2% | $128.37 * | $113.72 | 0.0% | COM | 929160109 |
| — | INDUSTREA ACQUISITION CORP | 1,490,900 | $15.03M | 0.2% | $10.08 | $10.11 | — | UNIT 07/21/2024 | 45579J203 |
| LITE | LUMENTUM HLDGS INC | 305,000 | $14.91M | 0.2% | $48.90 * | $55.75 | 0.0% | COM | 55024U109 |
| — | STERICYCLE INC | 217,200 | $14.77M | 0.2% | $67.99 | $67.99 | — | COM | 858912108 |
| KRE | SPDR SERIES TRUST | 250,000 | $14.71M | 0.2% | $58.85 | $58.85 | — | S&P REGL BKG | 78464A698 |
| PBH | PRESTIGE BRANDS HLDGS INC | 329,700 | $14.64M | 0.2% | $44.41 * | $45.55 | 0.0% | COM | 74112D101 |
| — | TIME WARNER INC | 160,000 | $14.63M | 0.2% | $91.47 | $93.84 | — | COM NEW | 887317303 |
| DLB | DOLBY LABORATORIES INC | 236,017 | $14.63M | 0.2% | $62.00 * | $43.39 | +24.4% | COM | 25659T107 |
| XME | SPDR SERIES TRUST | 400,000 | $14.55M | 0.2% | $36.37 | — | — | Call | 78464A755 |
| CM | CDN IMPERIAL BK COMM TORONTO | 148,500 | $14.46M | 0.2% | $97.41 | — | — | Call | 136069101 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 1,393,936 | $14.36M | 0.2% | $10.30 | $10.19 | — | UNIT 99/99/9999 | G0726L109 |
| MHK | MOHAWK INDS INC | 52,000 | $14.35M | 0.2% | $275.90 * | $213.64 | +25.6% | COM | 608190104 |
| — | CAESARS ENTMT CORP | 1,130,000 | $14.29M | 0.2% | $12.65 | $12.65 | — | COM | 127686103 |
| — | CAVIUM INC | 170,000 | $14.25M | 0.2% | $83.83 | $83.83 | — | COM | 14964U108 |
| — | CM SEVEN STAR ACQUISITION CO | 1,430,000 | $14.24M | 0.2% | $9.96 | $9.96 | — | UNIT 08/21/2022 | G2345N128 |
| KMX | CARMAX INC | 220,300 | $14.13M | 0.2% | $64.13 * | $71.34 | 0.0% | COM | 143130102 |
| SPSC | SPS COMM INC | 288,301 | $14.01M | 0.2% | $48.59 * | $29.61 | -13.3% | COM | 78463M107 |
| FFIV | F5 NETWORKS INC | 105,000 | $13.78M | 0.2% | $131.22 * | $124.22 | 0.0% | COM | 315616102 |
| — | MONSANTO CO NEW | 115,000 | $13.43M | 0.2% | $116.78 | $114.13 | — | COM | 61166W101 |
| — | SABAN CAP ACQUISITION CORP | 1,342,398 | $13.34M | 0.2% | $9.94 | $9.95 | — | COM CL A | 78516C106 |
| — | LANDCADIA HLDGS INC | 1,263,400 | $13.29M | 0.2% | $10.52 | $10.27 | — | UNIT 12/31/2021T | 51476W206 |
| — | VERIFONE SYS INC | 745,300 | $13.2M | 0.2% | $17.71 | $18.33 | — | COM | 92342Y109 |
| — | INSULET CORP | 10,000,000 | $13.08M | 0.2% | $1.31 | $1.31 | — | NOTE 1.250% 9/1 | 45784PAF8 |
| — | GIGCAPITAL INC | 1,304,952 | $13.05M | 0.2% | $10.00 | $10.00 | — | UNIT 03/06/2025 | 37518N205 |
| — | C&J ENERGY SVCS INC NEW | 381,333 | $12.76M | 0.2% | $33.47 | $30.84 | — | COM | 12674R100 |
| — | INDUSTREA ACQUISITION CORP | 1,309,000 | $12.76M | 0.2% | $9.75 | $9.75 | — | CL A | 45579J104 |
| — | CASA SYS INC | 712,281 | $12.65M | 0.2% | $17.76 | $17.76 | — | COM | 14713L102 |
| — | HENNESSY CAP ACQUSTON CORP I | 1,201,500 | $12.46M | 0.2% | $10.37 | $10.11 | — | UNIT 06/15/2024 | 42588L204 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 1,254,340 | $12.44M | 0.2% | $9.92 | $9.89 | — | CL A | G0726L125 |
| — | SILVER RUN ACQUISITION | 1,226,617 | $12.16M | 0.2% | $9.91 | $10.00 | — | COM CL A | 82812A103 |
| — | INTERDIGITAL INC | 10,000,000 | $11.96M | 0.2% | $1.20 | $1.31 | — | NOTE 1.500% 3/0 | 458660AD9 |
| — | MODERN MEDIA ACQUISITION | 1,200,000 | $11.8M | 0.2% | $9.83 | $9.77 | — | COM | 60765P103 |
| — | CTRIP COM INTL LTD | 10,000,000 | $11.79M | 0.2% | $1.18 | $1.36 | — | NOTE 1.250%10/1 | 22943FAD2 |
| — | B2GOLD CORP | 11,000,000 | $11.65M | 0.2% | $1.06 | $1.06 | — | NOTE 3.250%10/0 | 11777QAB6 |
| — | CM SEVEN STAR ACQUISITION CO | 1,200,000 | $11.58M | 0.2% | $9.65 | $9.65 | — | SHS | G2345N102 |
| — | LANDCADIA HLDGS INC | 1,164,421 | $11.57M | 0.2% | $9.94 | $9.89 | — | CL A | 51476W107 |
| NOVT | NOVANTA INC | 230,010 | $11.5M | 0.2% | $50.00 * | $14.96 | +225.8% | COM | 67000B104 |
| — | COHERENT INC | 39,664 | $11.19M | 0.2% | $282.22 | $224.99 | — | COM | 192479103 |
| — | M III ACQUISITION CORP | 1,054,250 | $11.18M | 0.2% | $10.60 | $9.89 | — | UNIT 99/99/9999T | 55378T203 |
| — | BANK AMER CORP | 631,000 | $11.1M | 0.2% | $17.59 | $9.97 | — | *W EXP 01/16/201 | 060505146 |
| — | SENTINEL ENERGY SVCS INC | 1,100,000 | $10.97M | 0.2% | $9.97 | $9.97 | — | UNIT 11/02/2022 | G8062D128 |
| — | FLIR SYS INC | 234,900 | $10.95M | 0.2% | $46.62 | $46.62 | — | COM | 302445101 |
| — | GTY TECHNOLOGY HOLDINGS INC | 1,023,234 | $10.55M | 0.2% | $10.31 | $10.50 | — | UNIT 99/99/9999 | G4182A110 |
| — | KAYNE ANDERSON ACQUISITION | 1,019,900 | $10.16M | 0.2% | $9.96 | $10.04 | — | UNIT 06/30/2022 | 48661U201 |
| — | PATTERN ENERGY GROUP INC | 10,000,000 | $10.15M | 0.2% | $1.01 | $1.01 | — | NOTE 4.000% 7/1 | 70338PAB6 |
| — | CONSTELLATION ALPHA CAP CORP | 1,036,000 | $10.07M | 0.2% | $9.72 | $9.75 | — | SHS | G2379F108 |
| — | OSPREY ENERGY ACQUISITION CO | 985,931 | $9.81M | 0.2% | $9.95 | $9.94 | — | UNIT 07/21/2022 | 688397207 |
| DRI | DARDEN RESTAURANTS INC | 100,000 | $9.602M | 0.2% | $96.02 | — | — | Put | 237194105 |
| — | KBL MERGER CORP IV | 966,150 | $9.517M | 0.2% | $9.85 | $9.74 | — | COM | 48242A104 |
| LOW | LOWES COS INC | 100,000 | $9.294M | 0.1% | $92.94 * | $71.24 | 0.0% | Call | 548661107 |
| TPGH/U | TPG PACE HLDGS CORP | 900,800 | $9.256M | 0.1% | $10.28 | $10.26 | — | UNIT 99/99/9999 | G89827102 |
| — | TPG PACE ENERGY HLDGS CORP | 896,930 | $9.14M | 0.1% | $10.19 | $10.41 | — | UNIT 99/99/9999 | 872656202 |
| — | MATLIN & PARTNERS ACQUISITIO | 899,900 | $9.071M | 0.1% | $10.08 | $10.02 | — | UNIT 05/28/2021A | 57682V205 |
| — | M III ACQUISITION CORP | 865,450 | $8.584M | 0.1% | $9.92 | $9.57 | — | COM | 55378T104 |
| — | PENSARE ACQUISITION CORP | 817,000 | $8.431M | 0.1% | $10.32 | $10.33 | — | UNIT 07/27/2022 | 70957E204 |
| — | BLACK RIDGE ACQUISITION CORP | 862,500 | $8.353M | 0.1% | $9.68 | $9.68 | — | COM | 09216T107 |
| — | JENSYN ACQUISITION CORP | 780,000 | $8.034M | 0.1% | $10.30 | $10.04 | — | COM | 47632B102 |
| EAT | BRINKER INTL INC | 204,313 | $7.936M | 0.1% | $38.84 * | $31.54 | 0.0% | COM | 109641100 |
| — | KBL MERGER CORP IV | 777,400 | $7.922M | 0.1% | $10.19 | $10.20 | — | UNIT 01/15/2024 | 48242A203 |
| — | KAYNE ANDERSON ACQUISITION | 810,000 | $7.865M | 0.1% | $9.71 | $9.74 | — | COM CL A | 48661U102 |
| BLMN | BLOOMIN BRANDS INC | 353,700 | $7.548M | 0.1% | $21.34 * | $15.39 | 0.0% | COM | 094235108 |
| CENTA | CENTRAL GARDEN & PET CO | 200,000 | $7.542M | 0.1% | $37.71 * | $27.98 | +5.9% | CL A NON-VTG | 153527205 |
| — | TPG PACE HLDGS CORP | 775,000 | $7.541M | 0.1% | $9.73 | $9.74 | — | CL A | G89827128 |
| — | ADVANCED MICRO DEVICES INC | 5,000,000 | $7.512M | 0.1% | $1.50 | $1.97 | — | NOTE 2.125% 9/0 | 007903BD8 |
| DMRC | DIGIMARC CORP NEW | 205,670 | $7.435M | 0.1% | $36.15 | $31.45 | +15.6% | COM | 25381B101 |
| — | MODERN MEDIA ACQUISITION | 702,410 | $7.384M | 0.1% | $10.51 | $10.26 | — | UNIT 99/99/9999 | 60765P202 |
| — | 51JOB INC | 5,000,000 | $7.379M | 0.1% | $1.48 | $1.48 | — | NOTE 3.250% 4/1 | 316827AC8 |
| — | GARDNER DENVER HLDGS INC | 213,805 | $7.254M | 0.1% | $33.93 | $33.93 | — | COM | 36555P107 |
| — | AETNA INC NEW | 40,000 | $7.216M | 0.1% | $180.40 | $180.40 | — | COM | 00817Y108 |
| — | MOSAIC ACQUISITION CORP | 700,000 | $7.105M | 0.1% | $10.15 | $10.15 | — | UNIT 99/99/9999 | G62848117 |
| — | SONIC CORP | 256,300 | $7.043M | 0.1% | $27.48 | $25.45 | — | COM | 835451105 |
| CVSA | ADTALEM GLOBAL ED INC | 165,908 | $6.976M | 0.1% | $42.05 * | $37.28 | +5.1% | COM | 00737L103 |
| HLIT | HARMONIC INC | 1,660,972 | $6.976M | 0.1% | $4.20 * | $4.32 | -13.2% | COM | 413160102 |
| SSYS | STRATASYS LTD | 340,561 | $6.798M | 0.1% | $19.96 * | $21.79 | 0.0% | SHS | M85548101 |
| — | SYNCHRONOSS TECHNOLOGIES INC | 7,372,000 | $6.67M | 0.1% | $0.90 | $0.93 | — | NOTE 0.750% 8/1 | 87157BAA1 |
| — | TERADYNE INC | 4,500,000 | $6.435M | 0.1% | $1.43 | $1.43 | — | NOTE 1.250%12/1 | 880770AG7 |
| — | FINTECH ACQUISITION CORP II | 605,000 | $6.352M | 0.1% | $10.50 | $10.20 | — | UNIT 99/99/9999 | 31810G208 |
| — | MEDICINES CO | 6,000,000 | $6.352M | 0.1% | $1.06 | $1.36 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | CONSTELLATION ALPHA CAP CORP | 609,113 | $6.201M | 0.1% | $10.18 | $10.14 | — | UNIT 99/99/9999 | G2379F124 |
| RY | ROYAL BK CDA MONTREAL QUE | 75,000 | $6.124M | 0.1% | $81.65 | — | — | Call | 780087102 |
| RY | ROYAL BK CDA MONTREAL QUE | 75,000 | $6.124M | 0.1% | $81.65 | — | — | Put | 780087102 |
| — | CSRA INC | 200,000 | $5.984M | 0.1% | $29.92 | $27.34 | — | Call | 12650T104 |
| TD | TORONTO DOMINION BK ONT | 100,000 | $5.858M | 0.1% | $58.58 * | $57.13 | 0.0% | Put | 891160509 |
| — | INPHI CORP | 5,000,000 | $5.808M | 0.1% | $1.16 | $1.30 | — | NOTE 1.125%12/0 | 45772FAB3 |
| — | CAPITOL INVT CORP IV | 599,900 | $5.807M | 0.1% | $9.68 | $9.68 | — | CL A ORD | G18920101 |
| — | BARRICK GOLD CORP | 396,400 | $5.736M | 0.1% | $14.47 | — | — | Put | 067901108 |
| — | GORES HLDGS II INC | 550,400 | $5.702M | 0.1% | $10.36 | $10.29 | — | UNIT 99/99/9999 | 382867208 |
| — | AKORN INC | 175,000 | $5.64M | 0.1% | $32.23 | $33.26 | — | COM | 009728106 |
| — | HABIT RESTAURANTS INC | 559,000 | $5.338M | 0.1% | $9.55 | $12.08 | — | COM CL A | 40449J103 |
| — | GENERAL CABLE CORP DEL NEW | 5,000,000 | $5.286M | 0.1% | $1.06 | $1.06 | — | FRNT 4.500%11/1 | 369300AL2 |
| — | CTRIP COM INTL LTD | 5,000,000 | $5.266M | 0.1% | $1.05 | $1.14 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| HIMX | HIMAX TECHNOLOGIES INC | 500,000 | $5.21M | 0.1% | $10.42 | — | — | Call | 43289P106 |
| — | AMC ENTMT HLDGS INC | 342,900 | $5.178M | 0.1% | $15.10 | — | — | Call | 00165C104 |
| — | M I ACQUISITIONS INC | 508,000 | $5.177M | 0.1% | $10.19 | $10.07 | — | COM | 55304A104 |
| — | FEDERAL STR ACQUISITION CORP | 500,000 | $5.125M | 0.1% | $10.25 | $10.30 | — | UNIT 99/99/9999 | 31421V206 |
| — | BLACKHAWK NETWORK HLDGS INC | 5,000,000 | $5.124M | 0.1% | $1.02 | $1.12 | — | NOTE 1.500% 1/1 | 09238EAB0 |
| — | SCRIPPS NETWORKS INTERACT IN | 60,000 | $5.123M | 0.1% | $85.38 | $85.68 | — | CL A COM | 811065101 |
| ETD | ETHAN ALLEN INTERIORS INC | 179,100 | $5.122M | 0.1% | $28.60 * | $16.68 | 0.0% | COM | 297602104 |
| — | TWENTY FIRST CENTY FOX INC | 150,000 | $5.118M | 0.1% | $34.12 | $32.03 | — | CL B | 90130A200 |
| RCI | ROGERS COMMUNICATIONS INC | 100,000 | $5.093M | 0.1% | $50.93 | — | — | Call | 775109200 |
| — | BISON CAP ACQUISITION CORP | 500,000 | $4.935M | 0.1% | $9.87 | $9.87 | — | ORD SHS | G1142P104 |
| — | ATLANTIC ACQUISITION CORP | 500,000 | $4.93M | 0.1% | $9.86 | $9.86 | — | COM | 048206106 |
| T | AT&T INC | 125,000 | $4.86M | 0.1% | $38.88 | — | — | Put | 00206R102 |
| — | NXSTAGE MEDICAL INC | 200,000 | $4.846M | 0.1% | $24.23 | $24.78 | — | COM | 67072V103 |
| — | BELLATRIX EXPLORATION LTD | 2,737,580 | $4.709M | 0.1% | $1.72 | $2.83 | — | COM NEW | 078314507 |
| — | I AM CAP ACQUISITION CO | 458,000 | $4.52M | 0.1% | $9.87 | $9.87 | — | COM | 45074Q108 |
| — | IMPAX LABORATORIES INC | 4,500,000 | $4.386M | 0.1% | $0.97 | $0.97 | — | NOTE 2.000% 6/1 | 45256BAE1 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 465,388 | $4.347M | 0.1% | $9.34 | $8.35 | — | UNIT | 85207Q104 |
| AEM | AGNICO EAGLE MINES LTD | 94,000 | $4.341M | 0.1% | $46.18 | — | — | Call | 008474108 |
| BMO | BANK MONTREAL QUE | 54,000 | $4.321M | 0.1% | $80.02 | — | — | Call | 063671101 |
| BNS | BANK N S HALIFAX | 65,000 | $4.194M | 0.1% | $64.52 | — | — | Call | 064149107 |
| — | BIG ROCK PARTNERS ACQUISI CO | 430,800 | $4.185M | 0.1% | $9.71 | $9.71 | — | COM | 089482103 |
| — | EXACTECH INC | 80,000 | $3.956M | 0.1% | $49.45 | $49.45 | — | COM | 30064E109 |
| AEM | AGNICO EAGLE MINES LTD | 85,600 | $3.953M | 0.1% | $46.18 | — | — | Put | 008474108 |
| — | DRAPER OAKWOOD TECHNOLOGY | 400,000 | $3.912M | 0.1% | $9.78 | $9.78 | — | COM CL A | 26146L103 |
| — | BARRICK GOLD CORP | 268,300 | $3.882M | 0.1% | $14.47 | — | — | Call | 067901108 |
| — | HUDSON GLOBAL INC | 1,708,765 | $3.845M | 0.1% | $2.25 | $2.46 | — | COM | 443787106 |
| — | BIG ROCK PARTNERS ACQUISI CO | 349,200 | $3.572M | 0.1% | $10.23 | $10.23 | — | UNIT 11/20/2022 | 089482202 |
| — | ORIGO ACQUISITION CORP | 328,488 | $3.495M | 0.1% | $10.64 | $10.27 | — | SHS | G67789126 |
| NXPI | NXP SEMICONDUCTORS N V | 29,600 | $3.466M | 0.1% | $117.09 * | $96.07 | +6.9% | Call | N6596X109 |
| GSM | FERROGLOBE PLC | 213,200 | $3.454M | 0.1% | $16.20 * | $12.18 | +22.4% | Call | G33856108 |
| — | WGL HLDGS INC | 40,000 | $3.434M | 0.1% | $85.85 | $84.81 | — | COM | 92924F106 |
| — | SABAN CAP ACQUISITION CORP | 309,400 | $3.255M | 0.1% | $10.52 | $10.44 | — | UNIT 99/99/9999 | 78516C205 |
| — | BIG 5 SPORTING GOODS CORP | 420,000 | $3.192M | 0.1% | $7.60 | $7.60 | — | COM | 08915P101 |
| — | GORES HLDGS II INC | 319,700 | $3.178M | 0.1% | $9.94 | $10.00 | — | COM CL A | 382867109 |
| — | ANDINA ACQUISITION CORP II | 301,100 | $3.101M | 0.0% | $10.30 | $9.50 | — | SHS | G0441P104 |
| — | BISON CAP ACQUISITION CORP | 295,000 | $3.03M | 0.0% | $10.27 | $10.22 | — | UNIT 99/99/9999T | G1142P120 |
| — | AMPLIFY SNACK BRANDS | 250,000 | $3.002M | 0.0% | $12.01 | $12.01 | — | COM | 03211L102 |
| — | LEGACY ACQUISITION CORP | 300,000 | $2.982M | 0.0% | $9.94 | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| — | MAGICJACK VOCALTEC LTD | 350,000 | $2.958M | 0.0% | $8.45 | $8.45 | — | SHS | M6787E101 |
| FONR | FONAR CORP | 120,800 | $2.941M | 0.0% | $24.35 * | $27.65 | 0.0% | COM NEW | 344437405 |
| TRNS | TRANSCAT INC | 203,997 | $2.907M | 0.0% | $14.25 * | $13.16 | +2.1% | COM | 893529107 |
| — | LEGACY ACQUISITION CORP | 297,235 | $2.862M | 0.0% | $9.63 | $9.63 | — | COM CL A | 524643103 |
| MGA | MAGNA INTL INC | 50,000 | $2.834M | 0.0% | $56.68 | — | — | Call | 559222401 |
| IIIN | INSTEEL INDUSTRIES INC | 100,000 | $2.832M | 0.0% | $28.32 * | $18.30 | 0.0% | COM | 45774W108 |
| LCUT | LIFETIME BRANDS INC | 170,000 | $2.805M | 0.0% | $16.50 * | $14.81 | -0.5% | COM | 53222Q103 |
| CMT | CORE MOLDING TECHNOLOGIES IN | 128,500 | $2.788M | 0.0% | $21.70 | $21.12 | +3.6% | COM | 218683100 |
| — | LEISURE ACQUISITION CORP | 275,000 | $2.725M | 0.0% | $9.91 | $9.91 | — | UNIT 99/99/9999 | 52539T206 |
| — | KIMBALL INTL INC | 145,000 | $2.707M | 0.0% | $18.67 | $19.43 | — | CL B | 494274103 |
| USLM | UNITED STATES LIME & MINERAL | 35,000 | $2.698M | 0.0% | $77.09 * | $16.55 | +4.1% | COM | 911922102 |
| FLXS | FLEXSTEEL INDS INC | 57,537 | $2.692M | 0.0% | $46.79 * | $39.09 | 0.0% | COM | 339382103 |
| — | LEISURE ACQUISITION CORP | 275,000 | $2.658M | 0.0% | $9.67 | $9.67 | — | COM | 52539T107 |
| — | PATRIOT TRANSN HLDG INC | 152,500 | $2.65M | 0.0% | $17.38 | $18.53 | — | COM | 70338W105 |
| MLR | MILLER INDS INC TENN | 102,500 | $2.644M | 0.0% | $25.80 * | $21.71 | +4.6% | COM NEW | 600551204 |
| DLHC | DLH HLDGS CORP | 425,748 | $2.623M | 0.0% | $6.16 | $6.10 | +1.2% | COM | 23335Q100 |
| — | MONEYGRAM INTL INC | 190,000 | $2.504M | 0.0% | $13.18 | $16.11 | — | COM NEW | 60935Y208 |
| NESR | NATIONAL ENERGY SERVICES REU | 250,400 | $2.491M | 0.0% | $9.95 | $9.55 | — | SHS | G6375R107 |
| CTS | CTS CORP | 95,000 | $2.446M | 0.0% | $25.75 | $22.38 | +13.2% | COM | 126501105 |
| — | ALMOST FAMILY INC | 44,191 | $2.446M | 0.0% | $55.35 | $57.26 | — | COM | 020409108 |
| — | DRAPER OAKWOOD TECHNOLOGY | 225,000 | $2.374M | 0.0% | $10.55 | $10.20 | — | UNIT 09/30/2024 | 26146L202 |
| — | HAWAIIAN TELCOM HOLDCO INC | 75,000 | $2.314M | 0.0% | $30.85 | $30.02 | — | COM | 420031106 |
| TIPT | TIPTREE INC | 385,000 | $2.291M | 0.0% | $5.95 * | $7.18 | -9.2% | CL A | 88822Q103 |
| — | CALPINE CORP | 150,000 | $2.27M | 0.0% | $15.13 | $14.75 | — | COM NEW | 131347304 |
| — | SOUTHWESTERN ENERGY CO | 400,000 | $2.232M | 0.0% | $5.58 | $7.11 | — | COM | 845467109 |
| — | M I ACQUISITIONS INC | 197,000 | $2.088M | 0.0% | $10.60 | $10.03 | — | UNIT 99/99/9999 | 55304A203 |
| MFC | MANULIFE FINL CORP | 100,000 | $2.086M | 0.0% | $20.86 | — | — | Call | 56501R106 |
| — | ATLANTIC ACQUISITION CORP | 200,000 | $2.054M | 0.0% | $10.27 | $10.28 | — | UNIT 02/08/2019 | 048206205 |
| — | FORUM MERGER CORP | 2,975,966 | $2.024M | 0.0% | $0.68 | $0.46 | — | RIGHT 06/01/2019 | 34985B129 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 185,000 | $1.961M | 0.0% | $10.60 | $10.55 | — | UNIT 99/99/9999 | G8250R111 |
| — | UNITED TECHNOLOGIES CORP | 15,000 | $1.914M | 0.0% | $127.60 | — | — | Put | 913017109 |
| — | SILVER RUN ACQUISITION | 1,325,000 | $1.901M | 0.0% | $1.43 | $1.54 | — | *W EXP 03/28/202 | 82812A111 |
| — | GLOBALSCAPE INC | 525,000 | $1.864M | 0.0% | $3.55 | $3.72 | — | COM | 37940G109 |
| — | ENTELLUS MED INC | 75,003 | $1.829M | 0.0% | $24.39 | $24.39 | — | COM | 29363K105 |
| — | STRAIGHT PATH COMMUNICATNS I | 10,000 | $1.818M | 0.0% | $181.80 | $179.63 | — | CL B | 862578101 |
| — | SIGMA DESIGNS INC | 250,000 | $1.738M | 0.0% | $6.95 | $6.95 | — | COM | 826565103 |
| PHUN | STELLAR ACQUISITION III INC | 170,100 | $1.737M | 0.0% | $10.21 | $10.18 | — | COM | Y8172W107 |
| — | ENZYMOTEC LTD | 145,163 | $1.72M | 0.0% | $11.85 | $11.85 | — | SHS | M4059L101 |
| LAKE | LAKELAND INDS INC | 115,000 | $1.673M | 0.0% | $14.55 | $14.70 | +0.2% | COM | 511795106 |
| — | LIBERTY MEDIA CORP DELAWARE | 50,000 | $1.636M | 0.0% | $32.72 | $35.04 | — | COM SER A FRMLA | 531229870 |
| — | EASTERLY ACQUISITION CORP | 2,523,063 | $1.634M | 0.0% | $0.65 | $0.51 | — | *W EXP 07/29/202 | 27616L110 |
| — | STELLAR ACQUISITION III INC | 151,000 | $1.582M | 0.0% | $10.48 | $9.97 | — | UNIT 03/22/2022 | Y8172W123 |
| KEQU | KEWAUNEE SCIENTIFIC CORP | 54,320 | $1.574M | 0.0% | $28.98 * | $25.34 | +7.2% | COM | 492854104 |
| — | FGL HLDGS | 150,000 | $1.51M | 0.0% | $10.07 | $10.07 | — | ORD SHS | G3402M102 |
| — | ELECTRUM SPL ACQUISITION COR | 142,496 | $1.51M | 0.0% | $10.60 | $9.98 | — | UNIT 99/99/9999 | G3105C120 |
| — | ESTRE AMBIENTAL INC | 2,110,661 | $1.446M | 0.0% | $0.69 | $0.69 | — | *W EXP 12/21/202 | G3206V118 |
| — | FGL HLDGS | 933,864 | $1.41M | 0.0% | $1.51 | $1.51 | — | *W EXP 11/30/202 | G3402M110 |
| — | COLLECTORS UNIVERSE INC | 45,000 | $1.289M | 0.0% | $28.64 | $23.97 | — | COM NEW | 19421R200 |
| — | PENSARE ACQUISITION CORP | 2,821,000 | $1.269M | 0.0% | $0.45 | $0.40 | — | RIGHT 99/99/9999 | 70957E121 |
| — | NEXTDECADE CORP | 2,049,817 | $1.25M | 0.0% | $0.61 | $0.93 | — | *W EXP 07/23/202 | 65342K113 |
| — | GGP INC | 50,000 | $1.17M | 0.0% | $23.40 | $23.40 | — | COM | 36174X101 |
| — | FEDERAL STR ACQUISITION CORP | 1,000,000 | $1.15M | 0.0% | $1.15 | $1.15 | — | *W EXP 07/24/202 | 31421V115 |
| — | SABAN CAP ACQUISITION CORP | 832,810 | $1.078M | 0.0% | $1.29 | $1.26 | — | *W EXP 09/21/202 | 78516C114 |
| — | BARINGTON HILCO ACQUISITION | 100,000 | $1.044M | 0.0% | $10.44 | $9.70 | — | COM | 06759V101 |
| — | FINTECH ACQUISITION CORP II | 820,920 | $1.038M | 0.0% | $1.26 | $1.19 | — | *W EXP 01/19/202 | 31810G117 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 3,401,411 | $1.003M | 0.0% | $0.29 | $0.37 | — | *W EXP 99/99/999 | G0726L117 |
| APT | ALPHA PRO TECH LTD | 250,000 | $1M | 0.0% | $4.00 | $3.52 | +13.3% | COM | 020772109 |
| OTEX | OPEN TEXT CORP | 28,000 | $999K | 0.0% | $35.68 | — | — | Call | 683715106 |
| — | HENNESSY CAP ACQUSTON CORP I | 1,176,867 | $997K | 0.0% | $0.85 | $0.68 | — | *W EXP 06/15/202 | 42588L113 |
| — | ANDINA ACQUISITION CORP II | 724,600 | $989K | 0.0% | $1.36 | $0.46 | — | RIGHT 09/01/2017 | G0441P120 |
| — | GLOBAL PARTNER ACQUISITION C | 908,424 | $945K | 0.0% | $1.04 | $0.29 | — | *W EXP 07/01/202 | 37954X113 |
| — | CONSTELLATION ALPHA CAP CORP | 2,583,500 | $891K | 0.0% | $0.34 | $0.32 | — | RIGHT 99/99/9999 | G2379F132 |
| BCE | BCE INC | 18,400 | $883K | 0.0% | $47.99 | — | — | Call | 05534B760 |
| BCE | BCE INC | 17,600 | $845K | 0.0% | $48.01 | — | — | Put | 05534B760 |
| AXTA | AXALTA COATING SYS LTD | 25,000 | $809K | 0.0% | $32.36 * | $31.67 | 0.0% | COM | G0750C108 |
| — | TPG PACE ENERGY HLDGS CORP | 533,333 | $733K | 0.0% | $1.37 | $1.37 | — | *W EXP 99/99/999 | 872656111 |
| — | MATLIN & PARTNERS ACQUISITIO | 1,792,500 | $717K | 0.0% | $0.40 | $0.43 | — | *W EXP 05/28/202 | 57682V114 |
| — | MODERN MEDIA ACQUISITION | 1,700,000 | $697K | 0.0% | $0.41 | $0.38 | — | RIGHT 99/99/9999 | 60765P129 |
| — | GTY TECHNOLOGY HOLDINGS INC | 533,333 | $693K | 0.0% | $1.30 | $1.28 | — | *W EXP 99/99/999 | G4182A128 |
| — | VANTAGE ENERGY ACQUISITION | 600,000 | $690K | 0.0% | $1.15 | $1.32 | — | *W EXP 04/12/202 | 92211L113 |
| TAC | TRANSALTA CORP | 106,700 | $635K | 0.0% | $5.95 | $5.30 | +12.3% | Call | 89346D107 |
| — | INDUSTREA ACQUISITION CORP | 1,507,279 | $618K | 0.0% | $0.41 | $0.41 | — | *W EXP 08/01/202 | 45579J112 |
| NEXT | NEXTDECADE CORP | 80,000 | $599K | 0.0% | $7.49 * | $9.79 | -3.6% | COM | 65342K105 |
| — | OSPREY ENERGY ACQUISITION CO | 800,000 | $544K | 0.0% | $0.68 | $0.77 | — | *W EXP 07/21/202 | 688397116 |
| — | VIVOPOWER INTERNATIONAL PLC | 181,224 | $526K | 0.0% | $2.90 | $5.50 | — | SHS | G9376R100 |
| ENB | ENBRIDGE INC | 13,400 | $524K | 0.0% | $39.10 | — | — | Call | 29250N105 |
| — | M III ACQUISITION CORP | 657,450 | $523K | 0.0% | $0.80 | $0.23 | — | *W EXP 10/10/202 | 55378T112 |
| NPK | NATIONAL PRESTO INDS INC | 5,000 | $497K | 0.0% | $99.40 * | $109.11 | 0.0% | COM | 637215104 |
| — | GENER8 MARITIME INC | 75,000 | $496K | 0.0% | $6.61 | $6.61 | — | COM | Y26889108 |
| — | SYNCHRONOSS TECHNOLOGIES INC | 55,000 | $492K | 0.0% | $8.95 | $8.95 | — | COM | 87157B103 |
| TD | TORONTO DOMINION BK ONT | 7,300 | $428K | 0.0% | $58.63 * | $57.13 | 0.0% | COM NEW | 891160509 |
| — | LANDCADIA HLDGS INC | 625,157 | $425K | 0.0% | $0.68 | $0.64 | — | *W EXP 06/01/202 | 51476W115 |
| — | DISCOVERY COMMUNICATNS NEW | 19,000 | $425K | 0.0% | $22.37 | — | — | Call | 25470F104 |
| — | PENSARE ACQUISITION CORP | 762,500 | $408K | 0.0% | $0.54 | $0.48 | — | *W EXP 07/27/202 | 70957E113 |
| — | FORUM MERGER CORP | 548,325 | $362K | 0.0% | $0.66 | $0.56 | — | *W EXP 06/01/202 | 34985B111 |
| — | JENSYN ACQUISITION CORP | 879,385 | $351K | 0.0% | $0.40 | $0.26 | — | RIGHT 99/99/9999 | 47632B128 |
| — | HUNTER MARITIME ACQUISITION | 722,209 | $321K | 0.0% | $0.44 | $0.56 | — | *W EXP 99/99/999 | Y37828129 |
| — | TPG PACE HLDGS CORP | 203,333 | $315K | 0.0% | $1.55 | $1.55 | — | *W EXP 99/99/999 | G89827110 |
| — | ORIGO ACQUISITION CORP | 600,200 | $302K | 0.0% | $0.50 | $0.23 | — | RIGHT 03/12/2018 | G67789134 |
| — | CM SEVEN STAR ACQUISITION CO | 1,000,000 | $295K | 0.0% | $0.29 | $0.29 | — | RIGHT 08/21/2022 | G2345N136 |
| — | ATLANTIC ACQUISITION CORP | 550,000 | $286K | 0.0% | $0.52 | $0.52 | — | RIGHT 02/08/2019 | 048206304 |
| — | CONSTELLATION ALPHA CAP CORP | 1,036,000 | $272K | 0.0% | $0.26 | $0.23 | — | *W EXP 03/23/202 | G2379F116 |
| ACMR | ACM RESEARCH INC | 51,262 | $269K | 0.0% | $5.25 * | $1.98 | 0.0% | COM CL A | 00108J109 |
| — | SHAW COMMUNICATIONS INC | 11,800 | $269K | 0.0% | $22.80 | $22.80 | — | CL B CONV | 82028K200 |
| NESRW | NATIONAL ENERGY SERVICES REU | 326,600 | $263K | 0.0% | $0.81 | $0.54 | — | *W EXP 05/05/202 | G6375R115 |
| — | GORES HLDGS II INC | 172,300 | $250K | 0.0% | $1.45 | $1.50 | — | *W EXP 03/06/202 | 382867117 |
| — | KBL MERGER CORP IV | 800,000 | $240K | 0.0% | $0.30 | $0.36 | — | RIGHT 03/22/2019 | 48242A120 |
| — | M I ACQUISITIONS INC | 591,000 | $236K | 0.0% | $0.40 | $0.34 | — | *W EXP 99/99/999 | 55304A112 |
| — | PRECISION DRILLING CORP | 75,000 | $228K | 0.0% | $3.04 | $3.12 | — | COM 2010 | 74022D308 |
| — | JENSYN ACQUISITION CORP | 771,396 | $220K | 0.0% | $0.29 | $0.15 | — | *W EXP 03/07/202 | 47632B110 |
| — | CAPITOL INVT CORP IV | 200,000 | $215K | 0.0% | $1.07 | $1.07 | — | *W EXP 01/01/202 | G18920127 |
| — | ELECTRUM SPL ACQUISITION COR | 548,422 | $214K | 0.0% | $0.39 | $0.33 | — | *W EXP 99/99/999 | G3105C112 |
| — | DRAPER OAKWOOD TECHNOLOGY | 400,000 | $206K | 0.0% | $0.52 | $0.52 | — | RIGHT 09/19/2018 | 26146L129 |
| — | BISON CAP ACQUISITION CORP | 534,300 | $192K | 0.0% | $0.36 | $0.34 | — | RIGHT 03/20/2019 | G1142P138 |
| — | BORQS TECHNOLOGIES INC | 34,554 | $185K | 0.0% | $5.35 | $5.75 | — | SHS | G1466B103 |
| — | KBL MERGER CORP IV | 800,000 | $168K | 0.0% | $0.21 | $0.18 | — | *W EXP 01/15/202 | 48242A112 |
| — | BLACK RIDGE ACQUISITION CORP | 600,000 | $166K | 0.0% | $0.28 | $0.28 | — | RIGHT 07/10/2019 | 09216T123 |
| — | BIG ROCK PARTNERS ACQUISI CO | 400,000 | $164K | 0.0% | $0.41 | $0.41 | — | RIGHT 12/01/2022 | 089482129 |
| — | ROSEHILL RES INC | 163,843 | $153K | 0.0% | $0.93 | $1.05 | — | *W EXP 09/16/202 | 777385113 |
| — | BLACK RIDGE ACQUISITION CORP | 14,992 | $152K | 0.0% | $10.14 | $10.14 | — | UNIT 10/05/2022 | 09216T206 |
| — | KAYNE ANDERSON ACQUISITION | 170,000 | $143K | 0.0% | $0.84 | $0.84 | — | *W EXP 06/30/202 | 48661U110 |
| — | I AM CAP ACQUISITION CO | 458,000 | $142K | 0.0% | $0.31 | $0.31 | — | RIGHT 05/22/2019 | 45074Q124 |
| — | I AM CAP ACQUISITION CO | 458,000 | $139K | 0.0% | $0.30 | $0.30 | — | *W EXP 05/22/202 | 45074Q116 |
| — | CM SEVEN STAR ACQUISITION CO | 500,000 | $138K | 0.0% | $0.28 | $0.28 | — | *W EXP 08/21/202 | G2345N110 |
| — | DRAPER OAKWOOD TECHNOLOGY | 200,000 | $122K | 0.0% | $0.61 | $0.61 | — | *W EXP 09/19/202 | 26146L111 |
| — | LEGACY ACQUISITION CORP | 282,400 | $121K | 0.0% | $0.43 | $0.43 | — | *W EXP 11/30/202 | 524643111 |
| — | ORIGO ACQUISITION CORP | 243,350 | $119K | 0.0% | $0.49 | $0.15 | — | *W EXP 12/17/202 | G67789118 |
| — | BIG ROCK PARTNERS ACQUISI CO | 200,000 | $93,000 | 0.0% | $0.47 | $0.47 | — | *W EXP 12/01/202 | 089482111 |
| — | STELLAR ACQUISITION III INC | 232,100 | $74,000 | 0.0% | $0.32 | $0.34 | — | *W EXP 03/22/202 | Y8172W115 |
| — | LEISURE ACQUISITION CORP | 137,500 | $67,000 | 0.0% | $0.49 | $0.49 | — | *W EXP 12/05/201 | 52539T115 |
| — | BISON CAP ACQUISITION CORP | 175,000 | $61,000 | 0.0% | $0.35 | $0.35 | — | *W EXP 06/20/202 | G1142P112 |
| — | BLACK RIDGE ACQUISITION CORP | 200,000 | $61,000 | 0.0% | $0.30 | $0.30 | — | *W EXP 07/10/202 | 09216T115 |
| — | BARINGTON HILCO ACQUISITION | 589,000 | $47,000 | 0.0% | $0.08 | $0.16 | — | *W EXP 02/11/201 | 06759V127 |
| — | JM GLOBAL HLDG CO | 143,328 | $29,000 | 0.0% | $0.20 | $0.28 | — | *W EXP 07/09/202 | 46590H119 |
| — | MODERN MEDIA ACQUISITION | 50,000 | $24,000 | 0.0% | $0.48 | $0.44 | — | *W EXP 05/17/202 | 60765P111 |
| — | BARINGTON HILCO ACQUISITION | 78,942 | $14,000 | 0.0% | $0.18 | $0.28 | — | RIGHT 02/13/2017 | 06759V119 |