Location: Toronto, Ontario, Canada
CIK: 0001326389 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 14, 2018
Total Value: $5.161B (82.4% shares, 17.6% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 2,745,000 | $798M | 15.5% | $290.72 | — | — | Put | 78462F103 |
| IWM | ISHARES TR | 3,500,000 | $590M | 11.4% | $168.55 | — | — | Put | 464287655 |
| — | MICRON TECHNOLOGY INC | 50,000,000 | $227M | 4.4% | $4.53 | $3.02 | — | NOTE 3.125% 5/0 | 595112AX1 |
| BABA | ALIBABA GROUP HLDG LTD | 680,000 | $112M | 2.2% | $164.76 | $164.76 | — | Put | 01609W102 |
| — | INTEL CORP | 40,000,000 | $92.4M | 1.8% | $2.31 | $1.79 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | MICROCHIP TECHNOLOGY INC | 60,000,000 | $90.96M | 1.8% | $1.52 | $1.44 | — | NOTE 1.625% 2/1 | 595017AD6 |
| SPY | SPDR S&P 500 ETF TR | 300,000 | $87.22M | 1.7% | $290.72 | — | — | Call | 78462F103 |
| — | REALPAGE INC | 35,000,000 | $57.26M | 1.1% | $1.64 | $1.45 | — | NOTE 1.500%11/1 | 75606NAB5 |
| — | INSULET CORP | 30,000,000 | $55.09M | 1.1% | $1.84 | $1.46 | — | NOTE 1.250% 9/1 | 45784PAF8 |
| — | WORKDAY INC | 30,000,000 | $54.25M | 1.1% | $1.81 | $1.40 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| — | TTM TECHNOLOGIES INC | 30,000,000 | $50.81M | 1.0% | $1.69 | $1.68 | — | NOTE 1.750%12/1 | 87305RAD1 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 4,873,514 | $46.54M | 0.9% | $9.55 | $9.55 | — | UNIT | 85207H104 |
| — | VIAVI SOLUTIONS INC | 39,025,000 | $41.95M | 0.8% | $1.08 | $1.02 | — | NOTE 1.000% 3/0 | 925550AB1 |
| — | IHS MARKIT LTD | 775,200 | $41.83M | 0.8% | $53.96 | $51.76 | — | SHS | G47567105 |
| SYK | STRYKER CORP | 233,072 | $41.41M | 0.8% | $177.68 * | $155.98 | +1.0% | COM | 863667101 |
| SLB | SCHLUMBERGER LTD | 616,100 | $37.53M | 0.7% | $60.92 * | $54.28 | -4.1% | COM | 806857108 |
| TRMB | TRIMBLE INC | 859,300 | $37.34M | 0.7% | $43.46 * | $38.08 | +2.6% | COM | 896239100 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 3,089,056 | $36.08M | 0.7% | $11.68 | $11.68 | — | TR UNIT | 85208R101 |
| GOOG | ALPHABET INC | 28,800 | $34.37M | 0.7% | $1193.47 * | $46.93 | +26.7% | CAP STK CL C | 02079K107 |
| MSM | MSC INDL DIRECT INC | 389,583 | $34.33M | 0.7% | $88.11 * | $85.29 | 0.0% | CL A | 553530106 |
| LKQ | LKQ CORP | 1,047,300 | $33.17M | 0.6% | $31.67 * | $29.87 | -0.1% | COM | 501889208 |
| — | EASTERLY ACQUISITION CORP | 3,171,070 | $33.14M | 0.6% | $10.45 | $10.11 | — | COM | 27616L102 |
| — | J2 GLOBAL INC | 25,000,000 | $32.51M | 0.6% | $1.30 | $1.14 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | CONSTELLATION ALPHA CAP CORP | 3,144,759 | $31.82M | 0.6% | $10.12 | $9.88 | — | SHS | G2379F108 |
| BABA | ALIBABA GROUP HLDG LTD | 190,000 | $31.3M | 0.6% | $164.76 | $164.76 | — | SPONSORED ADS | 01609W102 |
| VMC | VULCAN MATLS CO | 278,400 | $30.96M | 0.6% | $111.20 * | $115.56 | -6.0% | COM | 929160109 |
| DG | DOLLAR GEN CORP NEW | 279,000 | $30.5M | 0.6% | $109.30 * | $79.20 | +19.3% | COM | 256677105 |
| — | SPARTAN ENERGY ACQUISITON CO | 3,000,000 | $30.45M | 0.6% | $10.15 | $10.15 | — | UNIT 99/99/9999 | 846784114 |
| META | FACEBOOK INC | 185,000 | $30.43M | 0.6% | $164.46 * | $144.26 | +24.6% | CL A | 30303M102 |
| OLED | UNIVERSAL DISPLAY CORP | 256,000 | $30.18M | 0.6% | $117.90 * | $96.21 | +8.5% | COM | 91347P105 |
| — | GARDNER DENVER HLDGS INC | 1,031,240 | $29.23M | 0.6% | $28.34 | $29.11 | — | COM | 36555P107 |
| — | ON SEMICONDUCTOR CORP | 25,000,000 | $28.1M | 0.5% | $1.12 | $1.27 | — | NOTE 1.625%10/1 | 682189AP0 |
| — | LIBERTY MEDIA CORP DELAWARE | 48,917,000 | $26.98M | 0.5% | $0.55 | $1.06 | — | DEB 2.250% 9/3 | 531229AE2 |
| SMH | VANECK VECTORS ETF TR | 250,000 | $26.61M | 0.5% | $106.45 | — | — | Put | 92189F676 |
| PSLV | SPROTT PHYSICAL SILVER TR | 4,950,493 | $26.29M | 0.5% | $5.31 | $6.52 | — | TR UNIT | 85207K107 |
| — | NXP SEMICONDUCTORS N V | 25,000,000 | $26.07M | 0.5% | $1.04 | $1.17 | — | NOTE 1.000%12/0 | 62952QAB6 |
| BIO | BIO RAD LABS INC | 80,900 | $25.32M | 0.5% | $312.99 | $198.66 | +56.2% | CL A | 090572207 |
| — | NATIONAL INSTRS CORP | 509,735 | $24.64M | 0.5% | $48.33 | $48.33 | — | COM | 636518102 |
| — | CHURCHILL CAP CORP | 2,391,100 | $24.22M | 0.5% | $10.13 | $10.13 | — | UNIT 99/99/9999 | 17142R202 |
| HD | HOME DEPOT INC | 114,900 | $23.8M | 0.5% | $207.15 * | $155.00 | +8.4% | COM | 437076102 |
| CM | CDN IMPERIAL BK COMM TORONTO | 250,000 | $23.44M | 0.5% | $93.77 | — | — | Put | 136069101 |
| — | FAR PT ACQUISITION CORP | 2,250,000 | $23.13M | 0.4% | $10.28 | $10.19 | — | UNIT 06/01/2025 | 30734W208 |
| VIAV | VIAVI SOLUTIONS INC | 2,033,687 | $23.06M | 0.4% | $11.34 * | $9.23 | +17.0% | COM | 925550105 |
| — | PRICELINE GRP INC | 15,000,000 | $22.72M | 0.4% | $1.51 | $1.46 | — | NOTE 0.350% 6/1 | 741503AS5 |
| TPR | TAPESTRY INC | 451,240 | $22.68M | 0.4% | $50.27 * | $33.43 | +19.6% | COM | 876030107 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 2,200,400 | $22.66M | 0.4% | $10.30 | $9.98 | — | UNIT 99/99/9999 | G74760110 |
| AME | AMETEK INC NEW | 279,559 | $22.12M | 0.4% | $79.12 * | $50.84 | +43.3% | COM | 031100100 |
| — | ADVANCED DISP SVCS INC DEL | 812,260 | $22M | 0.4% | $27.08 | $23.54 | — | COM | 00790X101 |
| — | VANTAGE ENERGY ACQUISITION | 2,094,119 | $21.88M | 0.4% | $10.45 | $10.13 | — | UNIT 04/12/2024 | 92211L204 |
| — | PENSARE ACQUISITION CORP | 2,171,900 | $21.63M | 0.4% | $9.96 | $9.67 | — | COM | 70957E105 |
| XLF | SELECT SECTOR SPDR TR | 781,500 | $21.55M | 0.4% | $27.58 | $27.58 | — | SBI INT-FINL | 81369Y605 |
| — | TRINITY MERGER CORP | 2,133,000 | $20.97M | 0.4% | $9.83 | $9.77 | — | COM CL A | 89653L106 |
| — | PLAYAGS INC | 687,113 | $20.25M | 0.4% | $29.47 | $27.07 | — | COM | 72814N104 |
| GLD | SPDR GOLD TRUST | 177,000 | $19.96M | 0.4% | $112.76 | — | — | Call | 78463V107 |
| — | VANTAGE ENERGY ACQUISITION | 1,979,197 | $19.75M | 0.4% | $9.98 | $9.75 | — | COM CL A | 92211L105 |
| SCI | SERVICE CORP INTL | 436,406 | $19.29M | 0.4% | $44.20 * | $31.15 | +29.6% | COM | 817565104 |
| MHK | MOHAWK INDS INC | 108,300 | $18.99M | 0.4% | $175.35 * | $237.86 | -17.5% | COM | 608190104 |
| ROG | ROGERS CORP | 128,241 | $18.89M | 0.4% | $147.32 * | $131.57 | 0.0% | COM | 775133101 |
| — | TWELVE SEAS INVESTMENT COMPA | 1,937,601 | $18.6M | 0.4% | $9.60 | $9.60 | — | SHS | G9145A107 |
| — | ORBCOMM INC | 1,644,077 | $17.86M | 0.3% | $10.86 | $10.30 | — | COM | 68555P100 |
| BC | BRUNSWICK CORP | 260,000 | $17.43M | 0.3% | $67.02 * | $52.76 | +9.2% | COM | 117043109 |
| — | THUNDER BRIDGE ACQUISITION L | 1,695,000 | $17.22M | 0.3% | $10.16 | $10.05 | — | UNIT 01/01/2025 | G8857R118 |
| — | KAYNE ANDERSON ACQUISITION | 1,692,667 | $17.2M | 0.3% | $10.16 | $9.84 | — | COM CL A | 48661U102 |
| — | MODERN MEDIA ACQUISITION | 1,682,468 | $16.99M | 0.3% | $10.10 | $9.83 | — | COM | 60765P103 |
| HUNTF | HUNTER MARITIME ACQUISITION | 1,704,968 | $16.98M | 0.3% | $9.96 | $9.81 | +0.7% | CL A | Y37828111 |
| LSCC | LATTICE SEMICONDUCTOR CORP | 2,111,511 | $16.89M | 0.3% | $8.00 | $7.24 | — | COM | 518415104 |
| — | INDUSTREA ACQUISITION CORP | 1,490,900 | $16.65M | 0.3% | $11.17 | $10.11 | — | UNIT 07/21/2024 | 45579J203 |
| — | TRIDENT ACQUISITIONS CORP | 1,607,000 | $16.26M | 0.3% | $10.12 | $10.08 | — | UNIT 05/09/2023 | 89615T205 |
| — | IHS MARKIT LTD | 300,000 | $16.19M | 0.3% | $53.96 | $51.76 | — | Put | G47567105 |
| TKR | TIMKEN CO | 324,600 | $16.18M | 0.3% | $49.85 * | $46.76 | +1.0% | COM | 887389104 |
| — | GORES HLDGS II INC | 1,520,000 | $16.14M | 0.3% | $10.62 | $10.62 | — | COM CL A | 382867109 |
| — | CAPITOL INVT CORP IV | 1,541,700 | $16M | 0.3% | $10.38 | $10.12 | — | UNIT 99/99/9999 | G18920119 |
| UA | UNDER ARMOUR INC | 820,400 | $15.96M | 0.3% | $19.46 | $17.77 | +8.6% | CL C | 904311206 |
| NBIS | YANDEX N V | 483,000 | $15.89M | 0.3% | $32.89 | $32.89 | — | SHS CLASS A | N97284108 |
| TAC | TRANSALTA CORP | 2,808,387 | $15.81M | 0.3% | $5.63 | $5.30 | +5.3% | COM | 89346D107 |
| — | MICHAEL KORS HLDGS LTD | 227,700 | $15.61M | 0.3% | $68.56 | $68.56 | — | SHS | G60754101 |
| — | VECTOIQ ACQUISITION CORP | 1,525,000 | $15.55M | 0.3% | $10.20 | $10.07 | — | UNIT 05/11/2023 | 92243N202 |
| — | BLACK RIDGE ACQUISITION CORP | 1,583,688 | $15.55M | 0.3% | $9.82 | $9.71 | — | COM | 09216T107 |
| — | GUESS INC | 673,700 | $15.23M | 0.3% | $22.60 | $22.60 | — | COM | 401617105 |
| CENTA | CENTRAL GARDEN & PET CO | 458,800 | $15.21M | 0.3% | $33.14 * | $30.31 | 0.0% | CL A NON-VTG | 153527205 |
| — | SABAN CAP ACQUISITION CORP | 1,500,000 | $15.2M | 0.3% | $10.13 | $9.97 | — | COM CL A | 78516C106 |
| — | HAYMAKER ACQUISITION CORP | 1,549,900 | $15.13M | 0.3% | $9.76 | $9.73 | — | COM CLASS A | 420870107 |
| — | VANECK VECTORS ETF TR | 600,000 | $15.11M | 0.3% | $25.19 | $25.19 | — | Put | 92189F718 |
| JACK | JACK IN THE BOX INC | 179,600 | $15.06M | 0.3% | $83.83 * | $86.45 | 0.0% | COM | 466367109 |
| DAL | DELTA AIR LINES INC DEL | 260,000 | $15.04M | 0.3% | $57.83 * | $46.65 | +10.2% | COM NEW | 247361702 |
| — | CM SEVEN STAR ACQUISITION CO | 1,491,500 | $15.03M | 0.3% | $10.08 | $9.68 | — | SHS | G2345N102 |
| — | CARBONITE INC | 10,000,000 | $15.03M | 0.3% | $1.50 | $1.50 | — | NOTE 2.500% 4/0 | 141337AB1 |
| LITE | LUMENTUM HLDGS INC | 250,500 | $15.02M | 0.3% | $59.95 | $56.88 | +5.2% | COM | 55024U109 |
| GSM | FERROGLOBE PLC | 1,834,664 | $14.99M | 0.3% | $8.17 * | $10.94 | -29.1% | SHS | G33856108 |
| NOMD | NOMAD FOODS LTD | 737,500 | $14.94M | 0.3% | $20.26 * | $18.44 | +7.3% | USD ORD SHS | G6564A105 |
| — | TIBERIUS ACQUISITION CORP | 1,445,800 | $14.82M | 0.3% | $10.25 | $10.09 | — | UNIT 02/28/2021 | 88633A206 |
| EGHT | 8X8 INC NEW | 694,300 | $14.75M | 0.3% | $21.25 * | $21.80 | 0.0% | COM | 282914100 |
| — | TABLEAU SOFTWARE INC | 130,700 | $14.6M | 0.3% | $111.74 | $97.75 | — | CL A | 87336U105 |
| — | CM SEVEN STAR ACQUISITION CO | 1,338,500 | $14.56M | 0.3% | $10.87 | $9.96 | — | UNIT 08/21/2022 | G2345N128 |
| — | HAYMAKER ACQUISITION CORP | 1,386,173 | $14.48M | 0.3% | $10.45 | $9.91 | — | UNIT 10/19/2022 | 420870206 |
| — | WRIGHT MED GROUP N V | 10,000,000 | $14.48M | 0.3% | $1.45 | $1.43 | — | NOTE 2.250%11/1 | 98236JAB4 |
| DAL | DELTA AIR LINES INC DEL | 250,000 | $14.46M | 0.3% | $57.83 * | $46.65 | +10.2% | Call | 247361702 |
| — | MATLIN & PARTNERS ACQUISITIO | 1,332,540 | $14.35M | 0.3% | $10.77 | $10.26 | — | UNIT 05/28/2021A | 57682V205 |
| HLIT | HARMONIC INC | 2,600,824 | $14.3M | 0.3% | $5.50 * | $4.27 | +16.9% | COM | 413160102 |
| — | HENNESSY CAP ACQUSTON CORP I | 1,397,149 | $14.24M | 0.3% | $10.19 | $10.19 | — | COM | 42588L105 |
| CM | CDN IMPERIAL BK COMM TORONTO | 150,000 | $14.07M | 0.3% | $93.77 | — | — | Call | 136069101 |
| — | PURE ACQUISITION CORP | 1,404,250 | $13.63M | 0.3% | $9.70 | $9.64 | — | CL A | 74621Q106 |
| PACK | ONE MADISON CORP | 1,398,014 | $13.59M | 0.3% | $9.72 | $9.55 | — | COM CL A | G6772P100 |
| — | GIGCAPITAL INC | 1,363,300 | $13.56M | 0.3% | $9.95 | $9.79 | — | COM | 37518N106 |
| — | KAYNE ANDERSON ACQUISITION | 1,269,858 | $13.49M | 0.3% | $10.63 | $10.04 | — | UNIT 06/30/2022 | 48661U201 |
| — | DEL FRISCOS RESTAURANT GROUP | 1,617,537 | $13.43M | 0.3% | $8.30 | $8.30 | — | COM | 245077102 |
| — | INDUSTREA ACQUISITION CORP | 1,309,000 | $13.35M | 0.3% | $10.20 | $9.75 | — | CL A | 45579J104 |
| — | SENSEONICS HLDGS INC | 2,715,000 | $12.95M | 0.3% | $4.77 | $4.11 | — | COM | 81727U105 |
| — | DFB HEALTHCARE ACQUISTION CO | 1,250,000 | $12.94M | 0.3% | $10.35 | $10.05 | — | UNIT 01/30/2023 | 23291E208 |
| — | ONE MADISON CORP | 1,245,871 | $12.92M | 0.3% | $10.37 | $10.00 | — | UNIT 99/99/9999 | G6772P118 |
| — | MEGALITH FINL ACQUISITION CO | 1,200,000 | $12.12M | 0.2% | $10.10 | $10.10 | — | UNIT 09/30/2025 | 58518F208 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 10,000,000 | $12.07M | 0.2% | $1.21 | $1.27 | — | NOTE 1.875% 6/0 | 049164BJ4 |
| — | THUNDER BRIDGE ACQUISITION L | 1,232,979 | $11.97M | 0.2% | $9.71 | $9.71 | — | SHS CLASS A | G8857R100 |
| — | MOSAIC ACQUISITION CORP | 1,166,380 | $11.89M | 0.2% | $10.20 | $10.11 | — | UNIT 99/99/9999 | G62848117 |
| — | PETIQ INC | 300,000 | $11.79M | 0.2% | $39.31 | $39.31 | — | COM CL A | 71639T106 |
| — | ON SEMICONDUCTOR CORP | 10,000,000 | $11.63M | 0.2% | $1.16 | $1.24 | — | NOTE 1.000%12/0 | 682189AK1 |
| — | GTY TECHNOLOGY HOLDINGS INC | 1,142,426 | $11.58M | 0.2% | $10.14 | $10.07 | — | CL A | G4182A102 |
| — | BANK AMER CORP | 631,000 | $11.24M | 0.2% | $17.81 | $9.97 | — | *W EXP 01/16/201 | 060505146 |
| DLB | DOLBY LABORATORIES INC | 160,326 | $11.22M | 0.2% | $69.97 * | $50.45 | +19.7% | COM | 25659T107 |
| VMC | VULCAN MATLS CO | 100,000 | $11.12M | 0.2% | $111.20 * | $115.56 | -6.0% | Put | 929160109 |
| — | OPES ACQUISITION CORP | 1,120,000 | $11.03M | 0.2% | $9.85 | $9.71 | — | COM | 68373P100 |
| — | LEO HOLDINGS CORP | 1,071,000 | $11.01M | 0.2% | $10.28 | $10.00 | — | UNIT 99/99/9999 | G5463L121 |
| — | HABIT RESTAURANTS INC | 689,995 | $11.01M | 0.2% | $15.95 | $14.03 | — | COM CL A | 40449J103 |
| — | GUIDEWIRE SOFTWARE INC | 10,000,000 | $10.73M | 0.2% | $1.07 | $0.98 | — | NOTE 1.250% 3/1 | 40171VAA8 |
| — | PENSARE ACQUISITION CORP | 995,855 | $10.65M | 0.2% | $10.69 | $10.38 | — | UNIT 07/27/2022 | 70957E204 |
| — | UNION ACQUISITION CORP | 1,080,000 | $10.53M | 0.2% | $9.75 | $9.60 | — | SHS | G9366W101 |
| — | MUDRICK CAP ACQUISITION CORP | 1,084,800 | $10.5M | 0.2% | $9.68 | $9.60 | — | COM CLASS A | 624745105 |
| — | SENTINEL ENERGY SVCS INC | 1,014,707 | $10.47M | 0.2% | $10.32 | $9.97 | — | UNIT 11/02/2022 | G8062D128 |
| BCE | BCE INC | 258,300 | $10.47M | 0.2% | $40.52 * | $25.89 | 0.0% | Put | 05534B760 |
| PRKS | SEAWORLD ENTMT INC | 330,000 | $10.37M | 0.2% | $31.43 * | $26.07 | 0.0% | COM | 81282V100 |
| — | GS ACQUISITION HLDGS CORP | 1,000,000 | $10.37M | 0.2% | $10.37 | $10.22 | — | UNIT 06/12/2023 | 36255F201 |
| — | MUDRICK CAP ACQUISITION CORP | 995,000 | $10.25M | 0.2% | $10.30 | $10.22 | — | UNIT 02/01/2023 | 624745204 |
| — | NEW FRONTIER CORP | 1,000,000 | $10.2M | 0.2% | $10.20 | $10.05 | — | UNIT 99/99/9999 | G6485P116 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 998,744 | $10.12M | 0.2% | $10.13 | $9.98 | — | CL A | G0726L125 |
| — | TKK SYMPHONY ACQUISITION COR | 971,700 | $9.814M | 0.2% | $10.10 | $10.10 | — | UNIT 08/15/2023 | G88950111 |
| — | MODERN MEDIA ACQUISITION | 903,710 | $9.805M | 0.2% | $10.85 | $10.34 | — | UNIT 99/99/9999 | 60765P202 |
| KWEB | KRANESHARES TR | 200,000 | $9.764M | 0.2% | $48.82 | — | — | Put | 500767306 |
| — | KBL MERGER CORP IV | 966,150 | $9.758M | 0.2% | $10.10 | $9.74 | — | COM | 48242A104 |
| — | LEO HOLDINGS CORP | 1,000,000 | $9.75M | 0.2% | $9.75 | $9.66 | — | COM CL A | G5463L105 |
| — | ADVANCED MICRO DEVICES INC | 2,500,000 | $9.705M | 0.2% | $3.88 | $1.98 | — | NOTE 2.125% 9/0 | 007903BD8 |
| — | VECTOIQ ACQUISITION CORP | 1,000,000 | $9.57M | 0.2% | $9.57 | $9.57 | — | COM | 92243N103 |
| TPGH/U | TPG PACE HLDGS CORP | 899,002 | $9.556M | 0.2% | $10.63 | $10.26 | — | UNIT 99/99/9999 | G89827102 |
| — | GIGCAPITAL INC | 874,652 | $9.394M | 0.2% | $10.74 | $10.00 | — | UNIT 03/06/2025 | 37518N205 |
| — | ALLEGRO MERGER CORP | 900,000 | $9.243M | 0.2% | $10.27 | $10.27 | — | UNIT 12/31/2023 | 01749N301 |
| — | TRINITY MERGER CORP | 869,876 | $8.942M | 0.2% | $10.28 | $10.07 | — | UNIT 05/11/2025 | 89653L205 |
| — | FEDERAL STR ACQUISITION CORP | 859,000 | $8.684M | 0.2% | $10.11 | $9.71 | — | CL A | 31421V107 |
| — | KBL MERGER CORP IV | 777,400 | $8.452M | 0.2% | $10.87 | $10.20 | — | UNIT 01/15/2024 | 48242A203 |
| — | PLATINUM EAGLE ACQUISITIN CO | 804,800 | $8.362M | 0.2% | $10.39 | $10.15 | — | UNIT 01/09/2023 | G7126L126 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 814,875 | $8.075M | 0.2% | $9.91 | $10.09 | — | CL A | G8250R103 |
| — | TRIDENT ACQUISITIONS CORP | 819,405 | $8.046M | 0.2% | $9.82 | $9.81 | — | COM | 89615T106 |
| — | ETF MANAGERS TR | 200,000 | $8.01M | 0.2% | $40.05 | — | — | Put | 26924G508 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 781,255 | $7.969M | 0.2% | $10.20 | $10.60 | — | UNIT 99/99/9999 | G8250R111 |
| — | TRAVELCENTERS AMER LLC | 1,371,628 | $7.818M | 0.2% | $5.70 | $5.70 | — | COM | 894174101 |
| MTLS | MATERIALISE NV | 559,873 | $7.726M | 0.1% | $13.80 | $13.80 | — | SPONSORED ADS | 57667T100 |
| — | SKECHERS U S A INC | 276,300 | $7.717M | 0.1% | $27.93 | $27.93 | — | CL A | 830566105 |
| — | DEXCOM INC | 5,000,000 | $7.668M | 0.1% | $1.53 | $1.53 | — | NOTE 0.750% 5/1 | 252131AF4 |
| META | FACEBOOK INC | 45,000 | $7.401M | 0.1% | $164.47 * | $144.26 | +24.6% | Put | 30303M102 |
| — | TRANSCANADA CORP | 182,500 | $7.384M | 0.1% | $40.46 | — | — | Call | 89353D107 |
| — | TWELVE SEAS INVESTMENT COMPA | 711,110 | $7.36M | 0.1% | $10.35 | $10.06 | — | UNIT 06/21/2023 | G9145A123 |
| — | C&J ENERGY SVCS INC NEW | 341,851 | $7.111M | 0.1% | $20.80 | $29.68 | — | COM | 12674R100 |
| — | NAUTILUS INC | 490,200 | $6.838M | 0.1% | $13.95 | $15.33 | — | COM | 63910B102 |
| — | TERADYNE INC | 5,000,000 | $6.509M | 0.1% | $1.30 | $1.44 | — | NOTE 1.250%12/1 | 880770AG7 |
| BNS | BANK N S HALIFAX | 100,000 | $5.963M | 0.1% | $59.63 | — | — | Call | 064149107 |
| — | CAPITOL INVT CORP IV | 599,900 | $5.945M | 0.1% | $9.91 | $9.68 | — | CL A ORD | G18920101 |
| — | HARMONIC INC | 5,000,000 | $5.817M | 0.1% | $1.16 | $1.16 | — | NOTE 4.000%12/0 | 413160AB8 |
| — | FEDERAL STR ACQUISITION CORP | 500,000 | $5.43M | 0.1% | $10.86 | $10.30 | — | UNIT 99/99/9999 | 31421V206 |
| TBCH | TURTLE BEACH CORP | 266,200 | $5.308M | 0.1% | $19.94 * | $24.67 | 0.0% | COM NEW | 900450206 |
| — | INTERDIGITAL INC | 4,500,000 | $5.299M | 0.1% | $1.18 | $1.31 | — | NOTE 1.500% 3/0 | 458660AD9 |
| — | BRIDGEPOINT ED INC | 506,600 | $5.147M | 0.1% | $10.16 | $10.16 | — | COM | 10807M105 |
| — | MATLIN & PARTNERS ACQUISITIO | 514,000 | $5.145M | 0.1% | $10.01 | $9.72 | — | CL A | 57682V106 |
| — | VARIAN MED SYS INC | 45,860 | $5.133M | 0.1% | $111.93 | $122.66 | — | COM | 92220P105 |
| — | GORES HOLDINGS III INC | 500,000 | $5.105M | 0.1% | $10.21 | $10.21 | — | UNIT 09/07/2024 | 38286G208 |
| — | BISON CAP ACQUISITION CORP | 500,000 | $5.105M | 0.1% | $10.21 | $9.87 | — | ORD SHS | G1142P104 |
| HURC | HURCO COMPANIES INC | 112,057 | $5.054M | 0.1% | $45.10 * | $45.38 | -3.2% | COM | 447324104 |
| — | GORDON POINTE ACQUISITION CO | 500,000 | $4.95M | 0.1% | $9.90 | $9.84 | — | COM CLASS A | 382788107 |
| DLHC | DLH HLDGS CORP | 823,500 | $4.743M | 0.1% | $5.76 * | $5.99 | -7.3% | COM | 23335Q100 |
| — | BIG ROCK PARTNERS ACQUISI CO | 468,300 | $4.688M | 0.1% | $10.01 | $9.73 | — | COM | 089482103 |
| MLR | MILLER INDS INC TENN | 173,700 | $4.673M | 0.1% | $26.90 * | $21.69 | +6.1% | COM NEW | 600551204 |
| — | I AM CAP ACQUISITION CO | 458,000 | $4.649M | 0.1% | $10.15 | $9.87 | — | COM | 45074Q108 |
| MCRI | MONARCH CASINO & RESORT INC | 101,254 | $4.602M | 0.1% | $45.45 * | $46.48 | 0.0% | COM | 609027107 |
| ACCS | ISSUER DIRECT CORPORATION | 299,800 | $4.587M | 0.1% | $15.30 * | $17.24 | 0.0% | COM NEW | 46520M204 |
| GWRS | GLOBAL WTR RES INC | 426,300 | $4.514M | 0.1% | $10.59 * | $8.18 | 0.0% | COM | 379463102 |
| Z | ZILLOW GROUP INC | 100,000 | $4.425M | 0.1% | $44.25 | — | — | Call | 98954M200 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 503,857 | $4.424M | 0.1% | $8.78 | $8.37 | — | UNIT | 85207Q104 |
| — | MAM SOFTWARE GROUP INC | 556,170 | $4.283M | 0.1% | $7.70 | $8.57 | — | COM NEW | 55277Q201 |
| — | DRAPER OAKWOOD TECHNOLOGY | 400,000 | $4.08M | 0.1% | $10.20 | $9.78 | — | COM CL A | 26146L103 |
| — | VANECK VECTORS ETF TR | 160,440 | $4.041M | 0.1% | $25.19 | $25.19 | — | OIL SVCS ETF | 92189F718 |
| — | TKK SYMPHONY ACQUISITION COR | 420,000 | $3.99M | 0.1% | $9.50 | $9.50 | — | ORD SHS | G88950103 |
| FLXS | FLEXSTEEL INDS INC | 134,000 | $3.985M | 0.1% | $29.74 * | $35.48 | -18.5% | COM | 339382103 |
| LCUT | LIFETIME BRANDS INC | 365,000 | $3.978M | 0.1% | $10.90 * | $13.30 | -24.8% | COM | 53222Q103 |
| TRNS | TRANSCAT INC | 170,000 | $3.884M | 0.1% | $22.85 | $13.75 | +65.5% | COM | 893529107 |
| — | HL ACQUISITIONS CORP | 405,769 | $3.879M | 0.1% | $9.56 | $9.56 | — | SHS | G4603R106 |
| — | DOVER DOWNS GAMING & ENTMT I | 1,320,046 | $3.749M | 0.1% | $2.84 | $2.84 | — | COM | 260095104 |
| — | BIG ROCK PARTNERS ACQUISI CO | 349,200 | $3.736M | 0.1% | $10.70 | $10.23 | — | UNIT 11/20/2022 | 089482202 |
| — | JENSYN ACQUISITION CORP | 327,100 | $3.729M | 0.1% | $11.40 | $10.04 | — | COM | 47632B102 |
| — | LF CAP ACQUISITION CORP | 386,594 | $3.711M | 0.1% | $9.60 | $9.60 | — | CL A | 50200K108 |
| USLM | UNITED STATES LIME & MINERAL | 46,500 | $3.671M | 0.1% | $78.95 * | $15.90 | -1.6% | COM | 911922102 |
| — | UNION ACQUISITION CORP | 350,000 | $3.658M | 0.1% | $10.45 | $10.23 | — | UNIT 99/99/9999 | G9366W119 |
| — | OPES ACQUISITION CORP | 360,000 | $3.658M | 0.1% | $10.16 | $10.06 | — | UNIT 03/07/2023 | 68373P209 |
| — | HENNESSY CAP ACQUSTON CORP I | 2,384,794 | $3.577M | 0.1% | $1.50 | $1.09 | — | *W EXP 06/15/202 | 42588L113 |
| — | AEROJET ROCKETDYNE HLDGS INC | 2,500,000 | $3.566M | 0.1% | $1.43 | $1.43 | — | NOTE 2.250%12/1 | 007800AB1 |
| — | LONGEVITY ACQUISITION CORP | 340,000 | $3.482M | 0.1% | $10.24 | $10.24 | — | UNIT 08/29/2024 | G56372108 |
| CRON | CRONOS GROUP INC | 301,000 | $3.347M | 0.1% | $11.12 * | $8.33 | +2.0% | Call | 22717L101 |
| — | COBIZ FINANCIAL INC | 150,000 | $3.321M | 0.1% | $22.14 | $21.48 | — | COM | 190897108 |
| — | BISON CAP ACQUISITION CORP | 295,000 | $3.245M | 0.1% | $11.00 | $10.22 | — | UNIT 99/99/9999T | G1142P120 |
| — | TOTTENHAM ACQUISITION I LTD | 312,000 | $3.239M | 0.1% | $10.38 | $10.38 | — | UNIT 05/06/2025 | G8959N130 |
| GIL | GILDAN ACTIVEWEAR INC | 100,000 | $3.043M | 0.1% | $30.43 | — | — | Call | 375916103 |
| — | LEGACY ACQUISITION CORP | 300,000 | $3.039M | 0.1% | $10.13 | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| — | EASTERLY ACQUISITION CORP | 2,667,578 | $2.934M | 0.1% | $1.10 | $0.54 | — | *W EXP 07/29/202 | 27616L110 |
| — | PINNACLE FOODS INC DEL | 45,000 | $2.916M | 0.1% | $64.80 | $64.80 | — | COM | 72348P104 |
| — | LEGACY ACQUISITION CORP | 297,235 | $2.886M | 0.1% | $9.71 | $9.63 | — | COM CL A | 524643103 |
| LAKE | LAKELAND INDS INC | 216,100 | $2.874M | 0.1% | $13.30 | $14.10 | -5.1% | COM | 511795106 |
| — | LEISURE ACQUISITION CORP | 275,000 | $2.819M | 0.1% | $10.25 | $9.91 | — | UNIT 99/99/9999 | 52539T206 |
| — | INTERNATIONAL MNY EXPRESS IN | 1,167,899 | $2.745M | 0.1% | $2.35 | $2.35 | — | *W EXP 01/19/202 | 46005L119 |
| — | THOMSON REUTERS CORP | 60,000 | $2.737M | 0.1% | $45.62 | $45.62 | — | COM | 884903105 |
| — | GORDON POINTE ACQUISITION CO | 259,250 | $2.722M | 0.1% | $10.50 | $10.32 | — | UNIT 01/18/2023 | 382788206 |
| — | SHIRE PLC | 15,000 | $2.719M | 0.1% | $181.27 | $168.80 | — | SPONSORED ADR | 82481R106 |
| — | HUDSON GLOBAL INC | 1,708,765 | $2.717M | 0.1% | $1.59 | $2.46 | — | COM | 443787106 |
| — | INFRA AND ENERGY ALTRNTIVE I | 285,714 | $2.7M | 0.1% | $9.45 | $8.35 | — | COM | 45686J104 |
| — | LEISURE ACQUISITION CORP | 275,000 | $2.681M | 0.1% | $9.75 | $9.67 | — | COM | 52539T107 |
| — | GOLDCORP INC NEW | 258,400 | $2.636M | 0.1% | $10.20 | $10.20 | — | Call | 380956409 |
| — | TIBERIUS ACQUISITION CORP | 268,500 | $2.596M | 0.1% | $9.67 | $9.67 | — | COM | 88633A107 |
| — | PURE ACQUISITION CORP | 246,300 | $2.555M | 0.0% | $10.37 | $10.25 | — | UNIT 04/13/2023 | 74621Q205 |
| AAOI | APPLIED OPTOELECTRONICS INC | 101,662 | $2.507M | 0.0% | $24.66 * | $35.53 | +10.3% | COM | 03823U102 |
| CRON | CRONOS GROUP INC | 225,000 | $2.502M | 0.0% | $11.12 * | $8.33 | +2.0% | COM | 22717L101 |
| — | DRAPER OAKWOOD TECHNOLOGY | 225,000 | $2.475M | 0.0% | $11.00 | $10.20 | — | UNIT 09/30/2024 | 26146L202 |
| TOTA | TOTTENHAM ACQUISITION I LTD | 250,000 | $2.425M | 0.0% | $9.70 | $9.70 | — | SHS | G8959N106 |
| — | HL ACQUISITIONS CORP | 225,000 | $2.308M | 0.0% | $10.26 | $10.06 | — | UNIT 06/21/2023 | G4603R114 |
| — | REIS INC | 100,000 | $2.3M | 0.0% | $23.00 | $23.00 | — | COM | 75936P105 |
| — | SODASTREAM INTERNATIONAL LTD | 16,000 | $2.289M | 0.0% | $143.06 | $143.06 | — | USD SHS | M9068E105 |
| — | GREENLAND ACQUISITIN CORPORA | 230,000 | $2.224M | 0.0% | $9.67 | $9.67 | — | SHS | G40981139 |
| STNL | SENTINEL ENERGY SVCS INC | 219,200 | $2.153M | 0.0% | $9.82 | $9.82 | — | COM CL A | G8062D102 |
| MGA | MAGNA INTL INC | 39,100 | $2.054M | 0.0% | $52.53 * | $48.93 | -9.1% | Call | 559222401 |
| — | ELLIS PERRY INTL INC | 75,000 | $2.05M | 0.0% | $27.33 | $27.33 | — | COM | 288853104 |
| — | SOUTHWESTERN ENERGY CO | 400,000 | $2.044M | 0.0% | $5.11 | $7.11 | — | COM | 845467109 |
| — | MAZOR ROBOTICS LTD | 35,000 | $2.041M | 0.0% | $58.31 | $58.31 | — | SPONSORED ADS | 57886P103 |
| — | CANOPY GROWTH CORP | 41,300 | $2.009M | 0.0% | $48.64 | $48.64 | — | COM | 138035100 |
| TH | PLATINUM EAGLE ACQUISITIN CO | 200,000 | $1.964M | 0.0% | $9.82 | $9.72 | — | SHS CL A | G7126L100 |
| — | PATRIOT TRANSN HLDG INC | 100,690 | $1.936M | 0.0% | $19.23 | $18.54 | — | COM | 70338W105 |
| — | K2M GROUP HLDGS INC | 70,000 | $1.916M | 0.0% | $27.37 | $27.37 | — | COM | 48273J107 |
| TIPT | TIPTREE INC | 287,400 | $1.882M | 0.0% | $6.55 | $6.96 | -4.2% | COM | 88822Q103 |
| — | INDUSTREA ACQUISITION CORP | 1,732,879 | $1.733M | 0.0% | $1.00 | $0.43 | — | *W EXP 08/01/202 | 45579J112 |
| GLD | SPDR GOLD TRUST | 15,000 | $1.691M | 0.0% | $112.73 | — | — | Put | 78463V107 |
| — | GOVERNMENT PPTYS INCOME TR | 137,500 | $1.552M | 0.0% | $11.29 | $11.29 | — | COM SHS BEN INT | 38376A103 |
| APT | ALPHA PRO TECH LTD | 431,474 | $1.532M | 0.0% | $3.55 | $3.54 | -1.1% | COM | 020772109 |
| — | PENSARE ACQUISITION CORP | 3,371,400 | $1.514M | 0.0% | $0.45 | $0.42 | — | RIGHT 99/99/9999 | 70957E121 |
| — | FIRST CONN BANCORP INC MD | 50,000 | $1.478M | 0.0% | $29.56 | $30.60 | — | COM | 319850103 |
| CNQ | CANADIAN NAT RES LTD | 45,000 | $1.47M | 0.0% | $32.67 * | $11.74 | +0.6% | COM | 136385101 |
| — | FEDERAL STR ACQUISITION CORP | 1,000,000 | $1.45M | 0.0% | $1.45 | $1.15 | — | *W EXP 07/24/202 | 31421V115 |
| — | GREENLAND ACQUISITIN CORPORA | 140,000 | $1.446M | 0.0% | $10.33 | $10.33 | — | UNIT 03/03/2025 | G40981121 |
| CCJ | CAMECO CORP | 107,900 | $1.446M | 0.0% | $13.40 | — | — | Call | 13321L108 |
| — | XO GROUP INC | 40,000 | $1.379M | 0.0% | $34.48 | $34.48 | — | COM | 983772104 |
| — | MATLIN & PARTNERS ACQUISITIO | 1,792,500 | $1.344M | 0.0% | $0.75 | $0.43 | — | *W EXP 05/28/202 | 57682V114 |
| — | SABAN CAP ACQUISITION CORP | 1,216,760 | $1.338M | 0.0% | $1.10 | $1.21 | — | *W EXP 09/21/202 | 78516C114 |
| — | PRIORITY TECHNOLOGY HLDGS IN | 842,500 | $1.285M | 0.0% | $1.53 | $1.53 | — | *W EXP 09/12/202 | 74275G115 |
| — | CONSTELLATION ALPHA CAP CORP | 3,192,613 | $1.277M | 0.0% | $0.40 | $0.33 | — | RIGHT 99/99/9999 | G2379F132 |
| — | INFINERA CORPORATION | 164,600 | $1.202M | 0.0% | $7.30 | $7.30 | — | COM | 45667G103 |
| — | INVUITY INC | 159,708 | $1.182M | 0.0% | $7.40 | $7.40 | — | COM NEW | 46187J205 |
| — | BARINGTON HILCO ACQUISITION | 100,000 | $1.086M | 0.0% | $10.86 | $9.70 | — | COM | 06759V101 |
| BCE | BCE INC | 26,500 | $1.074M | 0.0% | $40.53 * | $25.89 | 0.0% | COM NEW | 05534B760 |
| — | NEBULA ACQUISITION CORP | 100,000 | $1.02M | 0.0% | $10.20 | $10.10 | — | UNIT 03/12/2025 | 629076209 |
| — | GLOBALSCAPE INC | 250,618 | $1.005M | 0.0% | $4.01 | $3.74 | — | COM | 37940G109 |
| — | VANTAGE ENERGY ACQUISITION | 600,000 | $975K | 0.0% | $1.63 | $1.32 | — | *W EXP 04/12/202 | 92211L113 |
| — | AKORN INC | 75,000 | $974K | 0.0% | $12.99 | $30.31 | — | COM | 009728106 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 4,799,047 | $960K | 0.0% | $0.20 | $0.37 | — | *W EXP 10/07/202 | G0726L117 |
| HFFG | HF FOODS GROUP INC | 63,541 | $959K | 0.0% | $15.09 * | $12.27 | 0.0% | COM | 40417F109 |
| — | ALLEGRO MERGER CORP | 100,000 | $953K | 0.0% | $9.53 | $9.53 | — | COM | 01749N103 |
| — | EXPRESS SCRIPTS HLDG CO | 10,000 | $950K | 0.0% | $95.00 | $71.65 | — | COM | 30219G108 |
| — | CM SEVEN STAR ACQUISITION CO | 1,796,500 | $943K | 0.0% | $0.52 | $0.31 | — | RIGHT 08/21/2022 | G2345N136 |
| — | TENZING ACQUISITION CORP | 90,000 | $906K | 0.0% | $10.07 | $10.07 | — | UNIT 08/24/2024 | G8708A124 |
| — | KIRKLAND LAKE GOLD LTD | 47,500 | $902K | 0.0% | $18.99 | — | — | Call | 49741E100 |
| — | MTECH ACQUISITION CORP | 600,885 | $889K | 0.0% | $1.48 | $1.21 | — | *W EXP 08/01/202 | 55378W115 |
| — | PRETIUM RES INC | 1,000,000 | $889K | 0.0% | $0.89 | $0.84 | — | NOTE 2.250% 3/1 | 74139CAB8 |
| CCJ | CAMECO CORP | 76,100 | $868K | 0.0% | $11.41 | — | — | Put | 13321L108 |
| — | MODERN MEDIA ACQUISITION | 1,840,745 | $865K | 0.0% | $0.47 | $0.39 | — | RIGHT 99/99/9999 | 60765P129 |
| — | GORES HLDGS II INC | 386,272 | $819K | 0.0% | $2.12 | $1.62 | — | *W EXP 01/13/202 | 382867117 |
| — | MAG SILVER CORP | 98,500 | $799K | 0.0% | $8.11 | — | — | Call | 55903Q104 |
| — | BARRICK GOLD CORP | 70,000 | $776K | 0.0% | $11.09 | — | — | Call | 067901108 |
| — | ESTRE AMBIENTAL INC | 2,110,661 | $739K | 0.0% | $0.35 | $0.69 | — | *W EXP 12/21/202 | G3206V118 |
| — | BROOKFIELD PROPERTY REIT INC | 35,000 | $733K | 0.0% | $20.94 | $20.94 | — | CL A | 11282X103 |
| — | NXSTAGE MEDICAL INC | 25,000 | $697K | 0.0% | $27.88 | $24.78 | — | COM | 67072V103 |
| — | ONE MADISON CORP | 600,000 | $696K | 0.0% | $1.16 | $0.91 | — | *W EXP 99/99/999 | G6772P126 |
| — | DRAPER OAKWOOD TECHNOLOGY | 1,343,518 | $685K | 0.0% | $0.51 | $0.51 | — | RIGHT 09/19/2018 | 26146L129 |
| — | LANDCADIA HLDGS INC | 565,903 | $673K | 0.0% | $1.19 | $0.83 | — | *W EXP 06/01/202 | 51476W115 |
| — | MUDRICK CAP ACQUISITION CORP | 1,000,000 | $660K | 0.0% | $0.66 | $0.65 | — | *W EXP 02/12/202 | 624745113 |
| — | LEO HOLDINGS CORP | 500,000 | $635K | 0.0% | $1.27 | $1.07 | — | *W EXP 02/07/202 | G5463L113 |
| — | HAYMAKER ACQUISITION CORP | 490,450 | $616K | 0.0% | $1.26 | $0.88 | — | *W EXP 10/27/202 | 420870115 |
| — | TRINITY MERGER CORP | 1,200,000 | $600K | 0.0% | $0.50 | $0.40 | — | *W EXP 05/11/202 | 89653L114 |
| — | TWELVE SEAS INVESTMENT COMPA | 1,377,500 | $579K | 0.0% | $0.42 | $0.42 | — | RIGHT 12/22/2019 | G9145A131 |
| — | PENSARE ACQUISITION CORP | 1,089,900 | $567K | 0.0% | $0.52 | $0.54 | — | *W EXP 07/27/202 | 70957E113 |
| — | ZOES KITCHEN INC | 39,000 | $496K | 0.0% | $12.72 | $12.72 | — | COM | 98979J109 |
| MGA | MAGNA INTL INC | 9,000 | $473K | 0.0% | $52.56 * | $48.93 | -9.1% | Put | 559222401 |
| — | BARRICK GOLD CORP | 42,400 | $470K | 0.0% | $11.08 | — | — | Put | 067901108 |
| — | CM SEVEN STAR ACQUISITION CO | 952,750 | $462K | 0.0% | $0.48 | $0.30 | — | *W EXP 08/21/202 | G2345N110 |
| — | TPG PACE HLDGS CORP | 45,000 | $453K | 0.0% | $10.07 | $9.74 | — | CL A | G89827128 |
| NEXT | NEXTDECADE CORP | 80,000 | $452K | 0.0% | $5.65 * | $9.79 | -39.0% | COM | 65342K105 |
| FONR | FONAR CORP | 18,099 | $451K | 0.0% | $24.92 * | $27.06 | -3.3% | COM NEW | 344437405 |
| — | KAYNE ANDERSON ACQUISITION | 323,566 | $450K | 0.0% | $1.39 | $1.07 | — | *W EXP 06/30/202 | 48661U110 |
| — | UNION ACQUISITION CORP | 1,063,333 | $425K | 0.0% | $0.40 | $0.35 | — | RIGHT 12/02/2019 | G9366W135 |
| — | COASTWAY BANCORP INC | 15,000 | $423K | 0.0% | $28.20 | $27.27 | — | COM | 190632109 |
| — | MTECH ACQUISITION CORP | 41,287 | $421K | 0.0% | $10.20 | $9.58 | — | COM CLASS A | 55378W107 |
| — | ENERGY XXI GULF COAST INC | 50,000 | $418K | 0.0% | $8.36 | $8.84 | — | COM | 29276K101 |
| — | CRESCENT PT ENERGY CORP | 65,000 | $413K | 0.0% | $6.35 | $6.35 | — | COM | 22576C101 |
| — | KBL MERGER CORP IV | 800,000 | $368K | 0.0% | $0.46 | $0.36 | — | RIGHT 03/22/2019 | 48242A120 |
| — | CONSTELLATION ALPHA CAP CORP | 1,645,113 | $362K | 0.0% | $0.22 | $0.23 | — | *W EXP 03/23/202 | G2379F116 |
| — | TWELVE SEAS INVESTMENT COMPA | 1,000,000 | $360K | 0.0% | $0.36 | $0.36 | — | *W EXP 12/22/202 | G9145A115 |
| — | GIGCAPITAL INC | 663,300 | $351K | 0.0% | $0.53 | $0.43 | — | RIGHT 03/06/2020 | 37518N114 |
| — | BLACK RIDGE ACQUISITION CORP | 868,400 | $330K | 0.0% | $0.38 | $0.30 | — | RIGHT 07/10/2019 | 09216T123 |
| — | UNION ACQUISITION CORP | 850,000 | $298K | 0.0% | $0.35 | $0.35 | — | *W EXP 07/01/202 | G9366W127 |
| — | CAPITOL INVT CORP IV | 200,000 | $296K | 0.0% | $1.48 | $1.07 | — | *W EXP 01/01/202 | G18920127 |
| — | JENSYN ACQUISITION CORP | 914,885 | $288K | 0.0% | $0.31 | $0.27 | — | RIGHT 99/99/9999 | 47632B128 |
| — | BISON CAP ACQUISITION CORP | 534,300 | $283K | 0.0% | $0.53 | $0.34 | — | RIGHT 03/20/2019 | G1142P138 |
| — | REGALWOOD GLOBAL ENERGY LTD | 187,166 | $273K | 0.0% | $1.46 | $1.24 | — | *W EXP 12/05/202 | G74760128 |
| — | I AM CAP ACQUISITION CO | 539,400 | $270K | 0.0% | $0.50 | $0.32 | — | RIGHT 05/22/2019 | 45074Q124 |
| EXAS | EXACT SCIENCES CORP | 3,382 | $267K | 0.0% | $78.95 * | $53.82 | +21.2% | COM | 30063P105 |
| — | MOSAIC ACQUISITION CORP | 200,000 | $257K | 0.0% | $1.28 | $1.25 | — | *W EXP 10/23/202 | G62848125 |
| — | GOLDCORP INC NEW | 25,000 | $255K | 0.0% | $10.20 | $10.20 | — | COM | 380956409 |
| — | HUNTER MARITIME ACQUISITION | 715,959 | $215K | 0.0% | $0.30 | $0.56 | — | *W EXP 11/17/202 | Y37828129 |
| — | BIG ROCK PARTNERS ACQUISI CO | 400,000 | $186K | 0.0% | $0.47 | $0.41 | — | RIGHT 12/01/2022 | 089482129 |
| — | OPES ACQUISITION CORP | 450,000 | $180K | 0.0% | $0.40 | $0.38 | — | *W EXP 03/13/202 | 68373P118 |
| — | KBL MERGER CORP IV | 800,948 | $175K | 0.0% | $0.22 | $0.18 | — | *W EXP 01/15/202 | 48242A112 |
| — | I AM CAP ACQUISITION CO | 457,000 | $160K | 0.0% | $0.35 | $0.30 | — | *W EXP 05/22/202 | 45074Q116 |
| — | GIGCAPITAL INC | 322,725 | $160K | 0.0% | $0.50 | $0.45 | — | *W EXP 06/08/202 | 37518N122 |
| — | MEGALITH FINL ACQUISITION CO | 250,000 | $150K | 0.0% | $0.60 | $0.60 | — | *W EXP 08/26/202 | 58518F117 |
| — | LEISURE ACQUISITION CORP | 137,500 | $147K | 0.0% | $1.07 | $0.49 | — | *W EXP 12/05/201 | 52539T115 |
| — | PLATINUM EAGLE ACQUISITIN CO | 100,000 | $135K | 0.0% | $1.35 | $1.40 | — | *W EXP 01/17/202 | G7126L118 |
| — | LEGACY ACQUISITION CORP | 282,400 | $126K | 0.0% | $0.45 | $0.43 | — | *W EXP 11/30/202 | 524643111 |
| — | DRAPER OAKWOOD TECHNOLOGY | 199,600 | $118K | 0.0% | $0.59 | $0.61 | — | *W EXP 09/19/202 | 26146L111 |
| — | TIBERIUS ACQUISITION CORP | 200,000 | $118K | 0.0% | $0.59 | $0.56 | — | *W EXP 02/28/202 | 88633A115 |
| IMXI | INTERNATIONAL MNY EXPRESS IN | 40,000 | $101K | 0.0% | $2.52 * | $10.10 | 0.0% | COM | 46005L101 |
| — | TPG PACE HLDGS CORP | 53,333 | $93,000 | 0.0% | $1.74 | $1.55 | — | *W EXP 06/27/202 | G89827110 |
| — | BISON CAP ACQUISITION CORP | 175,000 | $91,000 | 0.0% | $0.52 | $0.35 | — | *W EXP 06/20/202 | G1142P112 |
| — | BLACK RIDGE ACQUISITION CORP | 200,000 | $88,000 | 0.0% | $0.44 | $0.30 | — | *W EXP 07/10/202 | 09216T115 |
| — | BIG ROCK PARTNERS ACQUISI CO | 200,000 | $83,000 | 0.0% | $0.41 | $0.47 | — | *W EXP 12/01/202 | 089482111 |
| — | FAR PT ACQUISITION CORP | 50,000 | $82,000 | 0.0% | $1.64 | $1.40 | — | *W EXP 06/01/202 | 30734W117 |
| — | STELLAR ACQUISITION III INC | 556,545 | $75,000 | 0.0% | $0.13 | $0.35 | — | *W EXP 03/22/202 | Y8172W115 |
| — | SENTINEL ENERGY SVCS INC | 56,400 | $72,000 | 0.0% | $1.28 | $1.22 | — | *W EXP 11/02/202 | G8062D110 |
| — | JENSYN ACQUISITION CORP | 771,396 | $69,000 | 0.0% | $0.09 | $0.15 | — | *W EXP 03/07/202 | 47632B110 |
| — | GREENLAND ACQUISITIN CORPORA | 180,000 | $65,000 | 0.0% | $0.36 | $0.36 | — | RIGHT 04/27/2025 | G40981113 |
| — | GREENLAND ACQUISITIN CORPORA | 180,000 | $48,000 | 0.0% | $0.27 | $0.27 | — | *W EXP 03/03/202 | G40981105 |
| — | BARINGTON HILCO ACQUISITION | 588,200 | $35,000 | 0.0% | $0.06 | $0.16 | — | *W EXP 02/11/202 | 06759V127 |
| — | HL ACQUISITIONS CORP | 85,000 | $34,000 | 0.0% | $0.40 | $0.40 | — | RIGHT 07/17/2023 | G4603R130 |
| — | TRIDENT ACQUISITIONS CORP | 110,000 | $32,000 | 0.0% | $0.29 | $0.32 | — | *W EXP 05/09/202 | 89615T114 |
| — | GTY TECHNOLOGY HOLDINGS INC | 24,411 | $31,000 | 0.0% | $1.27 | $1.28 | — | *W EXP 10/25/202 | G4182A128 |
| — | MODERN MEDIA ACQUISITION | 50,000 | $30,000 | 0.0% | $0.60 | $0.44 | — | *W EXP 05/17/202 | 60765P111 |
| — | LF CAP ACQUISITION CORP | 50,000 | $28,000 | 0.0% | $0.56 | $0.56 | — | *W EXP 06/22/202 | 50200K116 |
| — | GORDON POINTE ACQUISITION CO | 18,990 | $12,000 | 0.0% | $0.63 | $0.48 | — | *W EXP 07/30/202 | 382788115 |
| — | BARINGTON HILCO ACQUISITION | 20,000 | $4,000 | 0.0% | $0.20 | $0.28 | — | RIGHT 08/11/2017 | 06759V119 |