Polar Asset Management Partners Inc. Quant / Systematic

Location: Toronto, Ontario, Canada

CIK: 0001326389 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Feb 14, 2019

Total Value: $5.113B (89.7% shares, 10.3% debt)

Holdings (346)

SPY SPDR S&P 500 ETF TR 17.2%

Value $877M Shares 3,510,000 Est. Cost $249.86 Unrealized —

IWM ISHARES TR 9.9%

Value $509M Shares 3,798,900 Est. Cost — Unrealized —

IWM ISHARES TR 6.3%

Value $321M Shares 2,400,000 Est. Cost — Unrealized —

LQD ISHARES TR 4.4%

Value $226M Shares 2,000,000 Est. Cost — Unrealized —

— MICRON TECHNOLOGY INC 3.1%

Value $159M Shares 50,000,000 Est. Cost $3.02 Unrealized —

BABA ALIBABA GROUP HLDG LTD 2.1%

Value $107M Shares 780,000 Est. Cost $164.76 Unrealized —

SPY SPDR S&P 500 ETF TR 1.5%

Value $78.72M Shares 315,000 Est. Cost $249.86 Unrealized —

— MICROCHIP TECHNOLOGY INC 1.5%

Value $75.46M Shares 53,500,000 Est. Cost $1.44 Unrealized —

— WORKDAY INC 1.2%

Value $59.14M Shares 30,000,000 Est. Cost $1.40 Unrealized —

— BARRICK GOLD CORP 1.0%

Value $53.21M Shares 641,900 Est. Cost — Unrealized —

GOOG ALPHABET INC 0.9%

Value $44.01M Shares 42,500 Est. Cost $48.93 Unrealized +8.6%

BCE BCE INC 0.8%

Value $43.14M Shares 800,000 Est. Cost $25.89 Unrealized +0.5%

BC BRUNSWICK CORP 0.8%

Value $39.01M Shares 839,718 Est. Cost $48.59 Unrealized -3.9%

— VIAVI SOLUTIONS INC 0.8%

Value $38.76M Shares 39,025,000 Est. Cost $1.02 Unrealized —

GLD SPDR GOLD TRUST 0.7%

Value $37.59M Shares 310,000 Est. Cost — Unrealized —

TRMB TRIMBLE INC 0.7%

Value $37.38M Shares 1,135,800 Est. Cost $37.77 Unrealized -2.6%

DAL DELTA AIR LINES INC DEL 0.7%

Value $35.13M Shares 704,100 Est. Cost $49.45 Unrealized +3.3%

BKLN INVESCO EXCHNG TRADED FD TR 0.6%

Value $32.67M Shares 1,500,000 Est. Cost — Unrealized —

— REALPAGE INC 0.6%

Value $32.37M Shares 25,000,000 Est. Cost $1.45 Unrealized —

— CONSTELLATION ALPHA CAP CORP 0.6%

Value $32.11M Shares 3,144,759 Est. Cost $9.88 Unrealized —

— TRINITY MERGER CORP 0.6%

Value $31.15M Shares 3,118,000 Est. Cost $9.84 Unrealized —

HD HOME DEPOT INC 0.6%

Value $30.36M Shares 176,700 Est. Cost $153.39 Unrealized -2.0%

AME AMETEK INC NEW 0.6%

Value $30M Shares 443,059 Est. Cost $57.31 Unrealized +19.3%

ARMK ARAMARK 0.6%

Value $29.83M Shares 1,029,600 Est. Cost $23.69 Unrealized 0.0%

DG DOLLAR GEN CORP NEW 0.6%

Value $29.81M Shares 275,800 Est. Cost $79.20 Unrealized +24.5%

NFLX NETFLIX INC 0.6%

Value $29.58M Shares 110,500 Est. Cost $29.93 Unrealized 0.0%

GLD SPDR GOLD TRUST 0.6%

Value $29.05M Shares 239,600 Est. Cost — Unrealized —

— TTM TECHNOLOGIES INC 0.6%

Value $28.97M Shares 25,000,000 Est. Cost $1.68 Unrealized —

PSLV SPROTT PHYSICAL SILVER TR 0.5%

Value $27.67M Shares 4,950,493 Est. Cost $6.52 Unrealized —

— WRIGHT MED GROUP N V 0.5%

Value $27.54M Shares 20,000,000 Est. Cost $1.40 Unrealized —

KEYS KEYSIGHT TECHNOLOGIES INC 0.5%

Value $27M Shares 434,900 Est. Cost $60.17 Unrealized 0.0%

— MODERN MEDIA ACQUISITION 0.5%

Value $26.39M Shares 2,587,176 Est. Cost $9.96 Unrealized —

META FACEBOOK INC 0.5%

Value $26.22M Shares 200,000 Est. Cost $144.26 Unrealized -0.3%

SLB SCHLUMBERGER LTD 0.5%

Value $25.26M Shares 700,000 Est. Cost $54.28 Unrealized -25.9%

— PLAYAGS INC 0.5%

Value $24.51M Shares 1,065,496 Est. Cost $25.62 Unrealized —

TTWO TAKE-TWO INTERACTIVE SOFTWAR 0.5%

Value $24.11M Shares 234,200 Est. Cost $115.13 Unrealized 0.0%

— LIBERTY MEDIA CORP DELAWARE 0.5%

Value $23.79M Shares 48,917,000 Est. Cost $1.06 Unrealized —

— THUNDER BRIDGE ACQUISITION L 0.5%

Value $23.1M Shares 2,332,979 Est. Cost $9.80 Unrealized —

PHYS SPROTT PHYSICAL GOLD TRUST 0.4%

Value $22.62M Shares 2,194,175 Est. Cost $9.55 Unrealized —

RWGE/U REGALWOOD GLOBAL ENERGY LTD 0.4%

Value $22.42M Shares 2,200,400 Est. Cost $9.98 Unrealized —

— WORLD WRESTLING ENTMT INC 0.4%

Value $22.01M Shares 294,600 Est. Cost $74.72 Unrealized —

— PENSARE ACQUISITION CORP 0.4%

Value $22M Shares 2,171,900 Est. Cost $9.67 Unrealized —

VRRM VERRA MOBILITY CORP 0.4%

Value $21.97M Shares 2,251,336 Est. Cost $10.08 Unrealized 0.0%

BABA ALIBABA GROUP HLDG LTD 0.4%

Value $21.93M Shares 160,000 Est. Cost $164.76 Unrealized —

SYK STRYKER CORP 0.4%

Value $21.93M Shares 139,900 Est. Cost $155.98 Unrealized -0.8%

VMC VULCAN MATLS CO 0.4%

Value $21.8M Shares 220,600 Est. Cost $115.56 Unrealized -17.6%

— VANTAGE ENERGY ACQUISITION 0.4%

Value $21.57M Shares 2,094,119 Est. Cost $10.13 Unrealized —

TPR TAPESTRY INC 0.4%

Value $20.87M Shares 618,240 Est. Cost $33.35 Unrealized -0.7%

GOOG ALPHABET INC 0.4%

Value $20.71M Shares 20,000 Est. Cost $48.93 Unrealized +8.6%

— SPARTAN ENERGY ACQUISITON CO 0.4%

Value $20.64M Shares 2,064,099 Est. Cost $10.15 Unrealized —

— IHS MARKIT LTD 0.4%

Value $20.59M Shares 429,225 Est. Cost $51.76 Unrealized —

— FAR PT ACQUISITION CORP 0.4%

Value $20.28M Shares 2,010,000 Est. Cost $10.19 Unrealized —

IFF INTERNATIONAL FLAVORS&FRAGRA 0.4%

Value $19.93M Shares 148,400 Est. Cost $114.56 Unrealized 0.0%

VIAV VIAVI SOLUTIONS INC 0.4%

Value $19.84M Shares 1,974,200 Est. Cost $9.23 Unrealized +16.9%

— TWELVE SEAS INVESTMENT COMPA 0.4%

Value $19.03M Shares 1,937,601 Est. Cost $9.60 Unrealized —

— GUESS INC 0.4%

Value $18.12M Shares 872,256 Est. Cost $22.18 Unrealized —

CENTA CENTRAL GARDEN & PET CO 0.4%

Value $18.07M Shares 578,113 Est. Cost $29.00 Unrealized -17.4%

LKQ LKQ CORP 0.3%

Value $17.89M Shares 753,701 Est. Cost $29.87 Unrealized -18.3%

— KBL MERGER CORP IV 0.3%

Value $17.78M Shares 1,743,550 Est. Cost $9.95 Unrealized —

LAUR LAUREATE EDUCATION INC 0.3%

Value $16.85M Shares 1,105,500 Est. Cost $14.97 Unrealized 0.0%

BIO BIO RAD LABS INC 0.3%

Value $16.81M Shares 72,400 Est. Cost $198.66 Unrealized +35.1%

— GARDNER DENVER HLDGS INC 0.3%

Value $16.75M Shares 819,299 Est. Cost $29.11 Unrealized —

CM CDN IMPERIAL BK COMM TORONTO 0.3%

Value $16.4M Shares 220,000 Est. Cost — Unrealized —

OLED UNIVERSAL DISPLAY CORP 0.3%

Value $16.38M Shares 175,000 Est. Cost $96.21 Unrealized -0.4%

— TRIDENT ACQUISITIONS CORP 0.3%

Value $16.38M Shares 1,607,000 Est. Cost $10.08 Unrealized —

— BLACK RIDGE ACQUISITION CORP 0.3%

Value $16.28M Shares 1,621,333 Est. Cost $9.72 Unrealized —

BC BRUNSWICK CORP 0.3%

Value $16.26M Shares 350,000 Est. Cost $48.59 Unrealized -3.9%

— VECTOIQ ACQUISITION CORP 0.3%

Value $16.23M Shares 1,673,000 Est. Cost $9.62 Unrealized —

— CAPITOL INVT CORP IV 0.3%

Value $15.94M Shares 1,541,700 Est. Cost $10.12 Unrealized —

ROG ROGERS CORP 0.3%

Value $15.68M Shares 158,241 Est. Cost $129.37 Unrealized -7.3%

— HAYMAKER ACQUISITION CORP 0.3%

Value $15.38M Shares 1,536,072 Est. Cost $9.73 Unrealized —

— SABAN CAP ACQUISITION CORP 0.3%

Value $15.18M Shares 1,500,000 Est. Cost $9.97 Unrealized —

— CHURCHILL CAP CORP 0.3%

Value $15.07M Shares 1,491,100 Est. Cost $10.13 Unrealized —

— CM SEVEN STAR ACQUISITION CO 0.3%

Value $15.06M Shares 1,491,500 Est. Cost $9.68 Unrealized —

— PURE ACQUISITION CORP 0.3%

Value $15.02M Shares 1,526,250 Est. Cost $9.66 Unrealized —

— TIBERIUS ACQUISITION CORP 0.3%

Value $14.76M Shares 1,445,800 Est. Cost $10.09 Unrealized —

— REALPAGE INC 0.3%

Value $14.7M Shares 305,000 Est. Cost $48.19 Unrealized —

META FACEBOOK INC 0.3%

Value $14.42M Shares 110,000 Est. Cost $144.26 Unrealized -0.3%

— CM SEVEN STAR ACQUISITION CO 0.3%

Value $14.26M Shares 1,338,500 Est. Cost $9.96 Unrealized —

EMN EASTMAN CHEM CO 0.3%

Value $14.1M Shares 192,800 Est. Cost $61.76 Unrealized 0.0%

— VANTAGE ENERGY ACQUISITION 0.3%

Value $14.05M Shares 1,398,097 Est. Cost $9.75 Unrealized —

PACK ONE MADISON CORP 0.3%

Value $14.02M Shares 1,398,014 Est. Cost $9.55 Unrealized —

— CF FIN ACQUISITION CORP 0.3%

Value $14M Shares 1,400,000 Est. Cost $10.00 Unrealized —

— SENTINEL ENERGY SVCS INC 0.3%

Value $13.84M Shares 1,381,006 Est. Cost $10.02 Unrealized —

EGHT 8X8 INC NEW 0.3%

Value $13.82M Shares 766,003 Est. Cost $21.48 Unrealized -14.4%

ROKU ROKU INC 0.3%

Value $13.79M Shares 450,000 Est. Cost $47.13 Unrealized 0.0%

— GIGCAPITAL INC 0.3%

Value $13.77M Shares 1,363,300 Est. Cost $9.79 Unrealized —

UA UNDER ARMOUR INC 0.3%

Value $13.69M Shares 846,800 Est. Cost $17.81 Unrealized +6.3%

NFLX NETFLIX INC 0.3%

Value $13.38M Shares 50,000 Est. Cost $29.93 Unrealized 0.0%

— TABLEAU SOFTWARE INC 0.3%

Value $13.36M Shares 111,300 Est. Cost $97.75 Unrealized —

META FACEBOOK INC 0.3%

Value $13.11M Shares 100,000 Est. Cost $144.26 Unrealized -0.3%

— ONE MADISON CORP 0.3%

Value $12.96M Shares 1,245,871 Est. Cost $10.00 Unrealized —

— DFB HEALTHCARE ACQUISTION CO 0.2%

Value $12.75M Shares 1,250,000 Est. Cost $10.05 Unrealized —

HLIT HARMONIC INC 0.2%

Value $12.3M Shares 2,605,124 Est. Cost $4.27 Unrealized +27.7%

— MEGALITH FINL ACQUISITION CO 0.2%

Value $12.1M Shares 1,200,000 Est. Cost $10.10 Unrealized —

— MOSAIC ACQUISITION CORP 0.2%

Value $11.8M Shares 1,166,380 Est. Cost $10.12 Unrealized —

— ORBCOMM INC 0.2%

Value $11.7M Shares 1,417,004 Est. Cost $10.30 Unrealized —

DLB DOLBY LABORATORIES INC 0.2%

Value $11.28M Shares 182,352 Est. Cost $51.70 Unrealized +17.5%

— OPES ACQUISITION CORP 0.2%

Value $11.12M Shares 1,120,000 Est. Cost $9.71 Unrealized —

— AEROJET ROCKETDYNE HLDGS INC 0.2%

Value $11.05M Shares 7,500,000 Est. Cost $1.46 Unrealized —

— LEO HOLDINGS CORP 0.2%

Value $10.95M Shares 1,071,000 Est. Cost $10.00 Unrealized —

— MUDRICK CAP ACQUISITION CORP 0.2%

Value $10.72M Shares 1,084,800 Est. Cost $9.60 Unrealized —

NOW SERVICENOW INC 0.2%

Value $10.68M Shares 60,000 Est. Cost $35.49 Unrealized 0.0%

— UNION ACQUISITION CORP 0.2%

Value $10.67M Shares 1,060,000 Est. Cost $9.60 Unrealized —

— SPARTAN ENERGY ACQUISITON CO 0.2%

Value $10.59M Shares 1,100,001 Est. Cost $9.63 Unrealized —

— PENSARE ACQUISITION CORP 0.2%

Value $10.51M Shares 995,855 Est. Cost $10.38 Unrealized —

— J2 GLOBAL INC 0.2%

Value $10.28M Shares 8,980,000 Est. Cost $1.14 Unrealized —

— GS ACQUISITION HLDGS CORP 0.2%

Value $10.25M Shares 1,000,000 Est. Cost $10.22 Unrealized —

— MUDRICK CAP ACQUISITION CORP 0.2%

Value $10.25M Shares 995,000 Est. Cost $10.22 Unrealized —

— VECTOIQ ACQUISITION CORP 0.2%

Value $10.08M Shares 1,000,000 Est. Cost $10.07 Unrealized —

— COLLIER CREEK HOLDINGS 0.2%

Value $10.05M Shares 1,000,000 Est. Cost $10.05 Unrealized —

CDNA CAREDX INC 0.2%

Value $10.01M Shares 398,337 Est. Cost $25.69 Unrealized 0.0%

— SENSEONICS HLDGS INC 0.2%

Value $9.788M Shares 3,779,000 Est. Cost $3.68 Unrealized —

— LEO HOLDINGS CORP 0.2%

Value $9.725M Shares 1,000,000 Est. Cost $9.66 Unrealized —

— DEL FRISCOS RESTAURANT GROUP 0.2%

Value $9.694M Shares 1,355,777 Est. Cost $8.30 Unrealized —

— HABIT RESTAURANTS INC 0.2%

Value $9.572M Shares 911,572 Est. Cost $13.17 Unrealized —

— ATLAS AIR WORLDWIDE HLDGS IN 0.2%

Value $9.559M Shares 10,000,000 Est. Cost $1.27 Unrealized —

— CLEVELAND CLIFFS INC 0.2%

Value $9.491M Shares 8,500,000 Est. Cost $1.12 Unrealized —

— GIGCAPITAL INC 0.2%

Value $9.245M Shares 874,652 Est. Cost $10.00 Unrealized —

LITE LUMENTUM HLDGS INC 0.2%

Value $9.242M Shares 220,000 Est. Cost $56.88 Unrealized -13.4%

CEF SPROTT PHYSICAL GOLD & SILVE 0.2%

Value $9.067M Shares 723,070 Est. Cost $11.68 Unrealized —

— TRINITY MERGER CORP 0.2%

Value $8.977M Shares 869,876 Est. Cost $10.07 Unrealized —

NOW SERVICENOW INC 0.2%

Value $8.902M Shares 50,000 Est. Cost $35.49 Unrealized 0.0%

— TPG PACE HLDGS CORP 0.2%

Value $8.841M Shares 884,143 Est. Cost $9.99 Unrealized —

SMH VANECK VECTORS ETF TR 0.2%

Value $8.728M Shares 100,000 Est. Cost — Unrealized —

— CHURCHILL CAP CORP 0.2%

Value $8.595M Shares 900,000 Est. Cost $9.55 Unrealized —

MCRI MONARCH CASINO & RESORT INC 0.2%

Value $8.583M Shares 225,038 Est. Cost $43.26 Unrealized -6.1%

LSCC LATTICE SEMICONDUCTOR CORP 0.2%

Value $8.521M Shares 1,231,352 Est. Cost $7.24 Unrealized —

— BARRICK GOLD CORP 0.2%

Value $8.446M Shares 101,900 Est. Cost — Unrealized —

FTS FORTIS INC 0.2%

Value $8.34M Shares 250,000 Est. Cost $25.70 Unrealized 0.0%

TSLA TESLA INC 0.2%

Value $8.32M Shares 25,000 Est. Cost — Unrealized —

— TRIDENT ACQUISITIONS CORP 0.2%

Value $8.169M Shares 819,405 Est. Cost $9.81 Unrealized —

— SOCIAL CAP HEDOSOPHIA HLDGS 0.2%

Value $8.149M Shares 814,875 Est. Cost $10.09 Unrealized —

— BANK AMER CORP 0.2%

Value $8.105M Shares 631,000 Est. Cost $9.97 Unrealized —

TRIP TRIPADVISOR INC 0.2%

Value $8.091M Shares 150,000 Est. Cost — Unrealized —

— SOCIAL CAP HEDOSOPHIA HLDGS 0.2%

Value $7.993M Shares 781,310 Est. Cost $10.60 Unrealized —

— HARMONIC INC 0.2%

Value $7.946M Shares 7,500,000 Est. Cost $1.13 Unrealized —

— TKK SYMPHONY ACQUISITION COR 0.2%

Value $7.926M Shares 821,300 Est. Cost $9.57 Unrealized —

SHY ISHARES TR 0.1%

Value $7.549M Shares 90,274 Est. Cost $83.62 Unrealized —

DAL DELTA AIR LINES INC DEL 0.1%

Value $7.485M Shares 150,000 Est. Cost $49.45 Unrealized +3.3%

IQ IQIYI INC 0.1%

Value $7.435M Shares 500,000 Est. Cost $14.87 Unrealized —

— ALLEGRO MERGER CORP 0.1%

Value $7.312M Shares 750,000 Est. Cost $9.72 Unrealized —

— TWELVE SEAS INVESTMENT COMPA 0.1%

Value $7.291M Shares 711,110 Est. Cost $10.06 Unrealized —

BABA ALIBABA GROUP HLDG LTD 0.1%

Value $6.854M Shares 50,000 Est. Cost $164.76 Unrealized —

— DEXCOM INC 0.1%

Value $6.761M Shares 5,000,000 Est. Cost $1.53 Unrealized —

— PRICELINE GRP INC 0.1%

Value $6.73M Shares 5,000,000 Est. Cost $1.46 Unrealized —

OLED UNIVERSAL DISPLAY CORP 0.1%

Value $6.55M Shares 70,000 Est. Cost $96.21 Unrealized -0.4%

ENB ENBRIDGE INC 0.1%

Value $6.216M Shares 200,000 Est. Cost — Unrealized —

NTR NUTRIEN LTD 0.1%

Value $6.204M Shares 132,000 Est. Cost — Unrealized —

ROKU ROKU INC 0.1%

Value $6.128M Shares 200,000 Est. Cost $47.13 Unrealized 0.0%

— THUNDER BRIDGE ACQUISITION L 0.1%

Value $6.059M Shares 595,000 Est. Cost $10.05 Unrealized —

— CAPITOL INVT CORP IV 0.1%

Value $5.996M Shares 599,900 Est. Cost $9.68 Unrealized —

— CARBONITE INC 0.1%

Value $5.968M Shares 5,000,000 Est. Cost $1.50 Unrealized —

— NAUTILUS INC 0.1%

Value $5.834M Shares 535,269 Est. Cost $14.95 Unrealized —

— TKK SYMPHONY ACQUISITION COR 0.1%

Value $5.755M Shares 570,400 Est. Cost $10.10 Unrealized —

TH PLATINUM EAGLE ACQUISITIN CO 0.1%

Value $5.588M Shares 554,398 Est. Cost $9.95 Unrealized —

AMD ADVANCED MICRO DEVICES INC 0.1%

Value $5.538M Shares 300,000 Est. Cost — Unrealized —

— WAYFAIR INC 0.1%

Value $5.37M Shares 5,000,000 Est. Cost $1.07 Unrealized —

— ON SEMICONDUCTOR CORP 0.1%

Value $5.365M Shares 5,000,000 Est. Cost $1.27 Unrealized —

— BRIDGEPOINT ED INC 0.1%

Value $5.303M Shares 756,462 Est. Cost $9.12 Unrealized —

— HL ACQUISITIONS CORP 0.1%

Value $5.225M Shares 530,769 Est. Cost $9.63 Unrealized —

— BISON CAP ACQUISITION CORP 0.1%

Value $5.2M Shares 500,000 Est. Cost $9.87 Unrealized —

— VARIAN MED SYS INC 0.1%

Value $5.196M Shares 45,860 Est. Cost $122.66 Unrealized —

— NEW FRONTIER CORP 0.1%

Value $5.075M Shares 500,000 Est. Cost $10.05 Unrealized —

— GORDON POINTE ACQUISITION CO 0.1%

Value $5M Shares 500,000 Est. Cost $9.84 Unrealized —

— ETF MANAGERS TR 0.1%

Value $4.988M Shares 200,000 Est. Cost — Unrealized —

BNS BANK N S HALIFAX 0.1%

Value $4.987M Shares 100,000 Est. Cost — Unrealized —

ALAC ALBERTON ACQUISITION CORP 0.1%

Value $4.9M Shares 500,000 Est. Cost $9.80 Unrealized —

— NEW FRONTIER CORP 0.1%

Value $4.9M Shares 500,000 Est. Cost $9.80 Unrealized —

— BIG ROCK PARTNERS ACQUISI CO 0.1%

Value $4.777M Shares 468,300 Est. Cost $9.73 Unrealized —

— DOVER DOWNS GAMING & ENTMT I 0.1%

Value $4.598M Shares 1,659,900 Est. Cost $2.83 Unrealized —

— TRAVELCENTERS AMER LLC 0.1%

Value $4.583M Shares 1,218,995 Est. Cost $5.70 Unrealized —

— LF CAP ACQUISITION CORP 0.1%

Value $4.541M Shares 464,269 Est. Cost $9.63 Unrealized —

— FORESCOUT TECHNOLOGIES INC 0.1%

Value $4.212M Shares 162,054 Est. Cost $25.99 Unrealized —

— MAM SOFTWARE GROUP INC 0.1%

Value $4.209M Shares 532,735 Est. Cost $8.57 Unrealized —

HURC HURCO COMPANIES INC 0.1%

Value $4.106M Shares 115,000 Est. Cost $45.24 Unrealized -11.7%

TOTA TOTTENHAM ACQUISITION I LTD 0.1%

Value $4.079M Shares 412,000 Est. Cost $9.78 Unrealized —

DLHC DLH HLDGS CORP 0.1%

Value $4.055M Shares 871,984 Est. Cost $5.95 Unrealized -13.0%

PAAS PAN AMERICAN SILVER CORP 0.1%

Value $3.869M Shares 265,000 Est. Cost — Unrealized —

— GORES HOLDINGS III INC 0.1%

Value $3.819M Shares 380,000 Est. Cost $10.21 Unrealized —

— UNION ACQUISITION CORP 0.1%

Value $3.762M Shares 350,000 Est. Cost $10.23 Unrealized —

— KIRKLAND LAKE GOLD LTD 0.1%

Value $3.733M Shares 143,100 Est. Cost — Unrealized —

ACCS ISSUER DIRECT CORPORATION 0.1%

Value $3.705M Shares 326,456 Est. Cost $16.87 Unrealized -24.7%

— OPES ACQUISITION CORP 0.1%

Value $3.697M Shares 360,000 Est. Cost $10.06 Unrealized —

— BIG ROCK PARTNERS ACQUISI CO 0.1%

Value $3.693M Shares 349,200 Est. Cost $10.23 Unrealized —

CAE CAE INC 0.1%

Value $3.67M Shares 200,000 Est. Cost $18.71 Unrealized 0.0%

LCUT LIFETIME BRANDS INC 0.1%

Value $3.617M Shares 360,650 Est. Cost $13.30 Unrealized -33.3%

USPH U S PHYSICAL THERAPY INC 0.1%

Value $3.603M Shares 35,200 Est. Cost — Unrealized —

TRNS TRANSCAT INC 0.1%

Value $3.492M Shares 183,609 Est. Cost $14.26 Unrealized +44.7%

SPPP SPROTT PHYSICAL PLAT PALLAD 0.1%

Value $3.274M Shares 332,214 Est. Cost $8.37 Unrealized —

— BISON CAP ACQUISITION CORP 0.1%

Value $3.202M Shares 293,315 Est. Cost $10.22 Unrealized —

USLM UNITED STATES LIME & MINERAL 0.1%

Value $3.181M Shares 44,808 Est. Cost $15.90 Unrealized -6.2%

AAOI APPLIED OPTOELECTRONICS INC 0.1%

Value $3.086M Shares 200,000 Est. Cost $35.53 Unrealized -43.3%

— RED HAT INC 0.1%

Value $3.074M Shares 17,500 Est. Cost $175.66 Unrealized —

— LEGACY ACQUISITION CORP 0.1%

Value $3.054M Shares 300,000 Est. Cost $9.94 Unrealized —

FLXS FLEXSTEEL INDS INC 0.1%

Value $3.047M Shares 138,000 Est. Cost $35.06 Unrealized -40.7%

— CHARDAN HEALTHCARE ACQUISITI 0.1%

Value $3.021M Shares 300,000 Est. Cost $10.07 Unrealized —

— JENSYN ACQUISITION CORP 0.1%

Value $2.973M Shares 270,000 Est. Cost $10.04 Unrealized —

— LEGACY ACQUISITION CORP 0.1%

Value $2.919M Shares 297,235 Est. Cost $9.63 Unrealized —

— LEISURE ACQUISITION CORP 0.1%

Value $2.786M Shares 275,000 Est. Cost $9.91 Unrealized —

AVA AVISTA CORP 0.1%

Value $2.761M Shares 65,000 Est. Cost $36.19 Unrealized 0.0%

— LEISURE ACQUISITION CORP 0.1%

Value $2.7M Shares 275,000 Est. Cost $9.67 Unrealized —

— GORDON POINTE ACQUISITION CO 0.1%

Value $2.691M Shares 259,250 Est. Cost $10.32 Unrealized —

— TIBERIUS ACQUISITION CORP 0.1%

Value $2.631M Shares 268,500 Est. Cost $9.67 Unrealized —

— PURE ACQUISITION CORP 0.1%

Value $2.586M Shares 246,300 Est. Cost $10.25 Unrealized —

— ALLEGRO MERGER CORP 0.1%

Value $2.58M Shares 250,000 Est. Cost $10.27 Unrealized —

EXK ENDEAVOUR SILVER CORP 0.0%

Value $2.556M Shares 1,188,800 Est. Cost $2.10 Unrealized 0.0%

— ALBERTON ACQUISITION CORP 0.0%

Value $2.516M Shares 250,000 Est. Cost $10.06 Unrealized —

— GREENLAND ACQUISITIN CORPORA 0.0%

Value $2.44M Shares 246,500 Est. Cost $9.68 Unrealized —

LOAC LONGEVITY ACQUISITION CORP 0.0%

Value $2.412M Shares 240,000 Est. Cost $10.05 Unrealized —

— FORUM MERGER II CORP 0.0%

Value $2.346M Shares 243,138 Est. Cost $9.65 Unrealized —

— FAR PT ACQUISITION CORP 0.0%

Value $2.316M Shares 240,000 Est. Cost $9.65 Unrealized —

— HUDSON GLOBAL INC 0.0%

Value $2.307M Shares 1,708,765 Est. Cost $2.46 Unrealized —

— SMAAASH ENTERTAINMENT INC 0.0%

Value $2.306M Shares 686,837 Est. Cost $3.36 Unrealized —

— INFRA AND ENERGY ALTRNTIVE I 0.0%

Value $2.177M Shares 285,714 Est. Cost $8.35 Unrealized —

LAKE LAKELAND INDS INC 0.0%

Value $2.132M Shares 204,200 Est. Cost $14.10 Unrealized -9.9%

— U S WELL SVCS INC 0.0%

Value $2.115M Shares 3,525,040 Est. Cost $0.60 Unrealized —

— SENTINEL ENERGY SVCS INC 0.0%

Value $2.06M Shares 200,001 Est. Cost $10.30 Unrealized —

— EDTECHX HLDGS ACQUISITION CO 0.0%

Value $1.998M Shares 200,000 Est. Cost $9.99 Unrealized —

— INFINERA CORPORATION 0.0%

Value $1.995M Shares 500,000 Est. Cost $7.30 Unrealized —

— EDTECHX HLDGS ACQUISITION CO 0.0%

Value $1.946M Shares 200,000 Est. Cost $9.73 Unrealized —

— CONCRETE PUMPING HLDGS INC 0.0%

Value $1.891M Shares 2,423,779 Est. Cost $0.78 Unrealized —

— PATRIOT TRANSN HLDG INC 0.0%

Value $1.802M Shares 91,407 Est. Cost $18.54 Unrealized —

SPY SPDR S&P 500 ETF TR 0.0%

Value $1.799M Shares 7,200 Est. Cost $249.86 Unrealized —

OTEX OPEN TEXT CORP 0.0%

Value $1.76M Shares 54,000 Est. Cost $28.27 Unrealized 0.0%

— RED HAT INC 0.0%

Value $1.756M Shares 10,000 Est. Cost $175.66 Unrealized —

— ATHENAHEALTH INC 0.0%

Value $1.649M Shares 12,500 Est. Cost $131.92 Unrealized —

— NRC GROUP HLDGS CORP 0.0%

Value $1.641M Shares 2,025,875 Est. Cost $0.81 Unrealized —

MHH MASTECH DIGITAL INC 0.0%

Value $1.616M Shares 256,534 Est. Cost $6.68 Unrealized 0.0%

APT ALPHA PRO TECH LTD 0.0%

Value $1.601M Shares 431,474 Est. Cost $3.54 Unrealized +0.6%

GWRS GLOBAL WTR RES INC 0.0%

Value $1.551M Shares 152,995 Est. Cost $8.18 Unrealized +7.1%

— TOTTENHAM ACQUISITION I LTD 0.0%

Value $1.53M Shares 150,000 Est. Cost $10.38 Unrealized —

— GREENLAND ACQUISITIN CORPORA 0.0%

Value $1.437M Shares 140,000 Est. Cost $10.33 Unrealized —

AAOI APPLIED OPTOELECTRONICS INC 0.0%

Value $1.427M Shares 92,500 Est. Cost $35.53 Unrealized -43.3%

— TENZING ACQUISITION CORP 0.0%

Value $1.371M Shares 136,100 Est. Cost $10.07 Unrealized —

— SOUTHWESTERN ENERGY CO 0.0%

Value $1.364M Shares 400,000 Est. Cost $7.11 Unrealized —

ATOM ATOMERA INC 0.0%

Value $1.205M Shares 420,000 Est. Cost $3.97 Unrealized 0.0%

— GORES HOLDINGS III INC 0.0%

Value $1.166M Shares 120,000 Est. Cost $9.72 Unrealized —

— PRIORITY TECHNOLOGY HLDGS IN 0.0%

Value $1.053M Shares 842,500 Est. Cost $1.53 Unrealized —

— HL ACQUISITIONS CORP 0.0%

Value $1.035M Shares 100,000 Est. Cost $10.06 Unrealized —

— LONGEVITY ACQUISITION CORP 0.0%

Value $1.015M Shares 100,000 Est. Cost $10.24 Unrealized —

— NEBULA ACQUISITION CORP 0.0%

Value $1.011M Shares 100,000 Est. Cost $10.10 Unrealized —

— FEDERAL STR ACQUISITION CORP 0.0%

Value $1M Shares 1,250,000 Est. Cost $1.08 Unrealized —

— PENSARE ACQUISITION CORP 0.0%

Value $978K Shares 3,371,400 Est. Cost $0.42 Unrealized —

— HAYMAKER ACQUISITION CORP 0.0%

Value $974K Shares 1,187,436 Est. Cost $0.85 Unrealized —

— ORGANOGENESIS HLDGS INC 0.0%

Value $960K Shares 4,799,047 Est. Cost $0.20 Unrealized —

TIPT TIPTREE INC 0.0%

Value $905K Shares 161,916 Est. Cost $6.96 Unrealized -17.6%

— PRETIUM RES INC 0.0%

Value $892K Shares 1,000,000 Est. Cost $0.84 Unrealized —

— INTERNATIONAL SPEEDWAY CORP 0.0%

Value $877K Shares 20,000 Est. Cost $43.85 Unrealized —

— CONSTELLATION ALPHA CAP CORP 0.0%

Value $801K Shares 3,202,613 Est. Cost $0.33 Unrealized —

FTS FORTIS INC 0.0%

Value $784K Shares 23,500 Est. Cost $25.70 Unrealized 0.0%

— SABAN CAP ACQUISITION CORP 0.0%

Value $745K Shares 1,241,760 Est. Cost $1.20 Unrealized —

— CM SEVEN STAR ACQUISITION CO 0.0%

Value $724K Shares 1,905,500 Est. Cost $0.31 Unrealized —

— GRAF INDL CORP 0.0%

Value $718K Shares 74,750 Est. Cost $9.61 Unrealized —

— MODERN MEDIA ACQUISITION 0.0%

Value $686K Shares 2,744,453 Est. Cost $0.34 Unrealized —

— BELLATRIX EXPLORATION LTD 0.0%

Value $637K Shares 1,377,733 Est. Cost $0.46 Unrealized —

— KBL MERGER CORP IV 0.0%

Value $615K Shares 1,577,400 Est. Cost $0.37 Unrealized —

PAAS PAN AMERICAN SILVER CORP 0.0%

Value $613K Shares 42,000 Est. Cost — Unrealized —

— BROOKFIELD PROPERTY REIT INC 0.0%

Value $564K Shares 35,000 Est. Cost $20.94 Unrealized —

CAE CAE INC 0.0%

Value $545K Shares 29,700 Est. Cost $18.71 Unrealized 0.0%

— LEO HOLDINGS CORP 0.0%

Value $535K Shares 500,000 Est. Cost $1.07 Unrealized —

OTEX OPEN TEXT CORP 0.0%

Value $515K Shares 15,800 Est. Cost $28.27 Unrealized 0.0%

CCJ CAMECO CORP 0.0%

Value $515K Shares 45,400 Est. Cost — Unrealized —

RVPH TENZING ACQUISITION CORP 0.0%

Value $492K Shares 50,000 Est. Cost $9.84 Unrealized —

— TWELVE SEAS INVESTMENT COMPA 0.0%

Value $482K Shares 1,378,500 Est. Cost $0.42 Unrealized —

— ONE MADISON CORP 0.0%

Value $480K Shares 600,000 Est. Cost $0.91 Unrealized —

— PLATINUM EAGLE ACQUISITIN CO 0.0%

Value $479K Shares 368,266 Est. Cost $1.33 Unrealized —

— TRINITY MERGER CORP 0.0%

Value $474K Shares 1,200,000 Est. Cost $0.40 Unrealized —

— UNION ACQUISITION CORP 0.0%

Value $471K Shares 1,240,736 Est. Cost $0.36 Unrealized —

— GIGCAPITAL INC 0.0%

Value $467K Shares 1,697,672 Est. Cost $0.34 Unrealized —

— VANTAGE ENERGY ACQUISITION 0.0%

Value $462K Shares 983,219 Est. Cost $0.99 Unrealized —

— MUDRICK CAP ACQUISITION CORP 0.0%

Value $450K Shares 1,000,000 Est. Cost $0.65 Unrealized —

— MTECH ACQUISITION CORP 0.0%

Value $440K Shares 733,386 Est. Cost $1.10 Unrealized —

— THUNDER BRIDGE ACQUISITION L 0.0%

Value $407K Shares 1,100,000 Est. Cost $0.37 Unrealized —

— EMC INS GROUP INC 0.0%

Value $398K Shares 12,500 Est. Cost $31.84 Unrealized —

— CHURCHILL CAP CORP 0.0%

Value $394K Shares 450,000 Est. Cost $0.88 Unrealized —

CCJ CAMECO CORP 0.0%

Value $385K Shares 33,900 Est. Cost — Unrealized —

— SPARTAN ENERGY ACQUISITON CO 0.0%

Value $356K Shares 366,667 Est. Cost $0.97 Unrealized —

— TPG PACE HLDGS CORP 0.0%

Value $353K Shares 352,999 Est. Cost $1.08 Unrealized —

— SIRIUS INTERNATIONAL INSURAN 0.0%

Value $336K Shares 26,784 Est. Cost $12.54 Unrealized —

— SENTINEL ENERGY SVCS INC 0.0%

Value $328K Shares 394,702 Est. Cost $0.83 Unrealized —

— REEBONZ HLDG LTD 0.0%

Value $314K Shares 150,726 Est. Cost $2.08 Unrealized —

OTEX OPEN TEXT CORP 0.0%

Value $284K Shares 8,700 Est. Cost $28.27 Unrealized 0.0%

— VECTOIQ ACQUISITION CORP 0.0%

Value $262K Shares 525,000 Est. Cost $0.50 Unrealized —

— ALLEGRO MERGER CORP 0.0%

Value $261K Shares 900,000 Est. Cost $0.29 Unrealized —

— BLACK RIDGE ACQUISITION CORP 0.0%

Value $261K Shares 868,400 Est. Cost $0.30 Unrealized —

— TWELVE SEAS INVESTMENT COMPA 0.0%

Value $260K Shares 1,000,000 Est. Cost $0.36 Unrealized —

— MTECH ACQUISITION CORP 0.0%

Value $252K Shares 25,000 Est. Cost $9.58 Unrealized —

— CM SEVEN STAR ACQUISITION CO 0.0%

Value $238K Shares 952,750 Est. Cost $0.30 Unrealized —

— NEW FRONTIER CORP 0.0%

Value $225K Shares 250,000 Est. Cost $0.90 Unrealized —

— ALBERTON ACQUISITION CORP 0.0%

Value $221K Shares 850,000 Est. Cost $0.26 Unrealized —

— PENSARE ACQUISITION CORP 0.0%

Value $218K Shares 1,089,900 Est. Cost $0.54 Unrealized —

— CONSTELLATION ALPHA CAP CORP 0.0%

Value $214K Shares 1,645,113 Est. Cost $0.23 Unrealized —

EXAS EXACT SCIENCES CORP 0.0%

Value $213K Shares 3,382 Est. Cost $53.82 Unrealized +27.5%

NTR NUTRIEN LTD 0.0%

Value $212K Shares 4,500 Est. Cost — Unrealized —

— UNION ACQUISITION CORP 0.0%

Value $212K Shares 850,000 Est. Cost $0.35 Unrealized —

— CAPITOL INVT CORP IV 0.0%

Value $200K Shares 200,000 Est. Cost $1.07 Unrealized —

— REGALWOOD GLOBAL ENERGY LTD 0.0%

Value $199K Shares 187,166 Est. Cost $1.24 Unrealized —

— MOSAIC ACQUISITION CORP 0.0%

Value $198K Shares 200,000 Est. Cost $0.99 Unrealized —

— ALLEGRO MERGER CORP 0.0%

Value $195K Shares 650,000 Est. Cost $0.30 Unrealized —

IMXI INTERNATIONAL MNY EXPRESS IN 0.0%

Value $191K Shares 40,000 Est. Cost $10.10 Unrealized +18.9%

— FAR PT ACQUISITION CORP 0.0%

Value $169K Shares 130,000 Est. Cost $1.34 Unrealized —

— ESTRE AMBIENTAL INC 0.0%

Value $168K Shares 2,110,661 Est. Cost $0.69 Unrealized —

— HL ACQUISITIONS CORP 0.0%

Value $159K Shares 210,000 Est. Cost $0.61 Unrealized —

— BLACK RIDGE ACQUISITION CORP 0.0%

Value $157K Shares 14,992 Est. Cost $10.47 Unrealized —

— BIG ROCK PARTNERS ACQUISI CO 0.0%

Value $152K Shares 423,200 Est. Cost $0.41 Unrealized —

— JENSYN ACQUISITION CORP 0.0%

Value $151K Shares 914,885 Est. Cost $0.27 Unrealized —

— BISON CAP ACQUISITION CORP 0.0%

Value $150K Shares 534,300 Est. Cost $0.34 Unrealized —

— KBL MERGER CORP IV 0.0%

Value $142K Shares 1,578,348 Est. Cost $0.14 Unrealized —

— TKK SYMPHONY ACQUISITION COR 0.0%

Value $140K Shares 401,300 Est. Cost $0.35 Unrealized —

— MODERN MEDIA ACQUISITION 0.0%

Value $135K Shares 501,854 Est. Cost $0.29 Unrealized —

HFFG HF FOODS GROUP INC 0.0%

Value $133K Shares 10,000 Est. Cost $12.27 Unrealized +8.6%

— OPES ACQUISITION CORP 0.0%

Value $130K Shares 450,000 Est. Cost $0.38 Unrealized —

— KIRKLAND LAKE GOLD LTD 0.0%

Value $130K Shares 5,000 Est. Cost — Unrealized —

— HUNTER MARITIME ACQUISITION 0.0%

Value $122K Shares 715,959 Est. Cost $0.56 Unrealized —

AQN ALGONQUIN PWR UTILS CORP 0.0%

Value $116K Shares 11,500 Est. Cost — Unrealized —

— EDTECHX HLDGS ACQUISITION CO 0.0%

Value $114K Shares 325,000 Est. Cost $0.35 Unrealized —

— LEISURE ACQUISITION CORP 0.0%

Value $109K Shares 137,500 Est. Cost $0.49 Unrealized —

BCE BCE INC 0.0%

Value $108K Shares 2,000 Est. Cost $25.89 Unrealized +0.5%

PACB PACIFIC BIOSCIENCES CALIF IN 0.0%

Value $102K Shares 13,800 Est. Cost — Unrealized —

— MEGALITH FINL ACQUISITION CO 0.0%

Value $100K Shares 250,000 Est. Cost $0.60 Unrealized —

— LONGEVITY ACQUISITION CORP 0.0%

Value $96,000 Shares 240,000 Est. Cost $0.40 Unrealized —

— LEGACY ACQUISITION CORP 0.0%

Value $93,000 Shares 282,400 Est. Cost $0.43 Unrealized —

— PHUNWARE INC 0.0%

Value $91,000 Shares 357,945 Est. Cost $0.25 Unrealized —

— GIGCAPITAL INC 0.0%

Value $81,000 Shares 322,725 Est. Cost $0.45 Unrealized —

— SMAAASH ENTERTAINMENT INC 0.0%

Value $79,000 Shares 456,600 Est. Cost $0.17 Unrealized —

— TIBERIUS ACQUISITION CORP 0.0%

Value $78,000 Shares 200,000 Est. Cost $0.56 Unrealized —

— BIG ROCK PARTNERS ACQUISI CO 0.0%

Value $77,000 Shares 200,000 Est. Cost $0.47 Unrealized —

— BLACK RIDGE ACQUISITION CORP 0.0%

Value $64,000 Shares 200,000 Est. Cost $0.30 Unrealized —

— TKK SYMPHONY ACQUISITION COR 0.0%

Value $60,000 Shares 401,300 Est. Cost $0.15 Unrealized —

— JENSYN ACQUISITION CORP 0.0%

Value $58,000 Shares 771,396 Est. Cost $0.15 Unrealized —

— ALBERTON ACQUISITION CORP 0.0%

Value $58,000 Shares 500,000 Est. Cost $0.12 Unrealized —

— REEBONZ HLDG LTD 0.0%

Value $55,000 Shares 289,100 Est. Cost $0.19 Unrealized —

— GREENLAND ACQUISITIN CORPORA 0.0%

Value $55,000 Shares 180,000 Est. Cost $0.36 Unrealized —

— GORES HOLDINGS III INC 0.0%

Value $46,000 Shares 40,000 Est. Cost $1.15 Unrealized —

— BISON CAP ACQUISITION CORP 0.0%

Value $42,000 Shares 175,000 Est. Cost $0.35 Unrealized —

— HL ACQUISITIONS CORP 0.0%

Value $41,000 Shares 125,000 Est. Cost $0.33 Unrealized —

— LONGEVITY ACQUISITION CORP 0.0%

Value $35,000 Shares 240,000 Est. Cost $0.15 Unrealized —

— TRIDENT ACQUISITIONS CORP 0.0%

Value $33,000 Shares 110,000 Est. Cost $0.32 Unrealized —

— GREENLAND ACQUISITIN CORPORA 0.0%

Value $33,000 Shares 180,000 Est. Cost $0.27 Unrealized —

— TOTTENHAM ACQUISITION I LTD 0.0%

Value $26,000 Shares 162,000 Est. Cost $0.16 Unrealized —

— TOTTENHAM ACQUISITION I LTD 0.0%

Value $23,000 Shares 162,000 Est. Cost $0.14 Unrealized —

— LF CAP ACQUISITION CORP 0.0%

Value $22,000 Shares 50,000 Est. Cost $0.56 Unrealized —

— GTY TECHNOLOGY HOLDINGS INC 0.0%

Value $19,000 Shares 24,411 Est. Cost $1.28 Unrealized —

— TENZING ACQUISITION CORP 0.0%

Value $13,000 Shares 40,000 Est. Cost $0.33 Unrealized —

— GORDON POINTE ACQUISITION CO 0.0%

Value $7,000 Shares 18,990 Est. Cost $0.48 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	3,510,000	$877M	17.2%	$249.86	—	Put	78462F103
IWM	ISHARES TR	3,798,900	$509M	9.9%	—	—	Put	464287655
IWM	ISHARES TR	2,400,000	$321M	6.3%	—	—	Call	464287655
LQD	ISHARES TR	2,000,000	$226M	4.4%	—	—	Put	464287242
—	MICRON TECHNOLOGY INC	50,000,000	$159M	3.1%	$3.02	—	NOTE 3.125% 5/0	595112AX1
BABA	ALIBABA GROUP HLDG LTD	780,000	$107M	2.1%	$164.76	—	Put	01609W102
SPY	SPDR S&P 500 ETF TR	315,000	$78.72M	1.5%	$249.86	—	Call	78462F103
—	MICROCHIP TECHNOLOGY INC	53,500,000	$75.46M	1.5%	$1.44	—	NOTE 1.625% 2/1	595017AD6
—	WORKDAY INC	30,000,000	$59.14M	1.2%	$1.40	—	NOTE 1.500% 7/1	98138HAD3
—	BARRICK GOLD CORP	641,900	$53.21M	1.0%	—	—	Call	067901108
GOOG	ALPHABET INC	42,500	$44.01M	0.9%	$48.93	+8.6%	CAP STK CL C	02079K107
BCE	BCE INC	800,000	$43.14M	0.8%	$25.89	+0.5%	Call	05534B760
BC	BRUNSWICK CORP	839,718	$39.01M	0.8%	$48.59	-3.9%	COM	117043109
—	VIAVI SOLUTIONS INC	39,025,000	$38.76M	0.8%	$1.02	—	NOTE 1.000% 3/0	925550AB1
GLD	SPDR GOLD TRUST	310,000	$37.59M	0.7%	—	—	Call	78463V107
TRMB	TRIMBLE INC	1,135,800	$37.38M	0.7%	$37.77	-2.6%	COM	896239100
DAL	DELTA AIR LINES INC DEL	704,100	$35.13M	0.7%	$49.45	+3.3%	COM NEW	247361702
BKLN	INVESCO EXCHNG TRADED FD TR	1,500,000	$32.67M	0.6%	—	—	Put	46138G508
—	REALPAGE INC	25,000,000	$32.37M	0.6%	$1.45	—	NOTE 1.500%11/1	75606NAB5
—	CONSTELLATION ALPHA CAP CORP	3,144,759	$32.11M	0.6%	$9.88	—	SHS	G2379F108
—	TRINITY MERGER CORP	3,118,000	$31.15M	0.6%	$9.84	—	COM CL A	89653L106
HD	HOME DEPOT INC	176,700	$30.36M	0.6%	$153.39	-2.0%	COM	437076102
AME	AMETEK INC NEW	443,059	$30M	0.6%	$57.31	+19.3%	COM	031100100
ARMK	ARAMARK	1,029,600	$29.83M	0.6%	$23.69	0.0%	COM	03852U106
DG	DOLLAR GEN CORP NEW	275,800	$29.81M	0.6%	$79.20	+24.5%	COM	256677105
NFLX	NETFLIX INC	110,500	$29.58M	0.6%	$29.93	0.0%	COM	64110L106
GLD	SPDR GOLD TRUST	239,600	$29.05M	0.6%	—	—	Put	78463V107
—	TTM TECHNOLOGIES INC	25,000,000	$28.97M	0.6%	$1.68	—	NOTE 1.750%12/1	87305RAD1
PSLV	SPROTT PHYSICAL SILVER TR	4,950,493	$27.67M	0.5%	$6.52	—	TR UNIT	85207K107
—	WRIGHT MED GROUP N V	20,000,000	$27.54M	0.5%	$1.40	—	NOTE 2.250%11/1	98236JAB4
KEYS	KEYSIGHT TECHNOLOGIES INC	434,900	$27M	0.5%	$60.17	0.0%	COM	49338L103
—	MODERN MEDIA ACQUISITION	2,587,176	$26.39M	0.5%	$9.96	—	COM	60765P103
META	FACEBOOK INC	200,000	$26.22M	0.5%	$144.26	-0.3%	Call	30303M102
SLB	SCHLUMBERGER LTD	700,000	$25.26M	0.5%	$54.28	-25.9%	Call	806857108
—	PLAYAGS INC	1,065,496	$24.51M	0.5%	$25.62	—	COM	72814N104
TTWO	TAKE-TWO INTERACTIVE SOFTWAR	234,200	$24.11M	0.5%	$115.13	0.0%	COM	874054109
—	LIBERTY MEDIA CORP DELAWARE	48,917,000	$23.79M	0.5%	$1.06	—	DEB 2.250% 9/3	531229AE2
—	THUNDER BRIDGE ACQUISITION L	2,332,979	$23.1M	0.5%	$9.80	—	SHS CLASS A	G8857R100
PHYS	SPROTT PHYSICAL GOLD TRUST	2,194,175	$22.62M	0.4%	$9.55	—	UNIT	85207H104
RWGE/U	REGALWOOD GLOBAL ENERGY LTD	2,200,400	$22.42M	0.4%	$9.98	—	UNIT 99/99/9999	G74760110
—	WORLD WRESTLING ENTMT INC	294,600	$22.01M	0.4%	$74.72	—	CL A	98156Q108
—	PENSARE ACQUISITION CORP	2,171,900	$22M	0.4%	$9.67	—	COM	70957E105
VRRM	VERRA MOBILITY CORP	2,251,336	$21.97M	0.4%	$10.08	0.0%	COM	92511U102
BABA	ALIBABA GROUP HLDG LTD	160,000	$21.93M	0.4%	$164.76	—	SPONSORED ADS	01609W102
SYK	STRYKER CORP	139,900	$21.93M	0.4%	$155.98	-0.8%	COM	863667101
VMC	VULCAN MATLS CO	220,600	$21.8M	0.4%	$115.56	-17.6%	COM	929160109
—	VANTAGE ENERGY ACQUISITION	2,094,119	$21.57M	0.4%	$10.13	—	UNIT 04/12/2024	92211L204
TPR	TAPESTRY INC	618,240	$20.87M	0.4%	$33.35	-0.7%	COM	876030107
GOOG	ALPHABET INC	20,000	$20.71M	0.4%	$48.93	+8.6%	Put	02079K107
—	SPARTAN ENERGY ACQUISITON CO	2,064,099	$20.64M	0.4%	$10.15	—	UNIT 99/99/9999	846784114
—	IHS MARKIT LTD	429,225	$20.59M	0.4%	$51.76	—	SHS	G47567105
—	FAR PT ACQUISITION CORP	2,010,000	$20.28M	0.4%	$10.19	—	UNIT 06/01/2025	30734W208
IFF	INTERNATIONAL FLAVORS&FRAGRA	148,400	$19.93M	0.4%	$114.56	0.0%	COM	459506101
VIAV	VIAVI SOLUTIONS INC	1,974,200	$19.84M	0.4%	$9.23	+16.9%	COM	925550105
—	TWELVE SEAS INVESTMENT COMPA	1,937,601	$19.03M	0.4%	$9.60	—	SHS	G9145A107
—	GUESS INC	872,256	$18.12M	0.4%	$22.18	—	COM	401617105
CENTA	CENTRAL GARDEN & PET CO	578,113	$18.07M	0.4%	$29.00	-17.4%	CL A NON-VTG	153527205
LKQ	LKQ CORP	753,701	$17.89M	0.3%	$29.87	-18.3%	COM	501889208
—	KBL MERGER CORP IV	1,743,550	$17.78M	0.3%	$9.95	—	COM	48242A104
LAUR	LAUREATE EDUCATION INC	1,105,500	$16.85M	0.3%	$14.97	0.0%	CL A	518613203
BIO	BIO RAD LABS INC	72,400	$16.81M	0.3%	$198.66	+35.1%	CL A	090572207
—	GARDNER DENVER HLDGS INC	819,299	$16.75M	0.3%	$29.11	—	COM	36555P107
CM	CDN IMPERIAL BK COMM TORONTO	220,000	$16.4M	0.3%	—	—	Call	136069101
OLED	UNIVERSAL DISPLAY CORP	175,000	$16.38M	0.3%	$96.21	-0.4%	Call	91347P105
—	TRIDENT ACQUISITIONS CORP	1,607,000	$16.38M	0.3%	$10.08	—	UNIT 05/09/2023	89615T205
—	BLACK RIDGE ACQUISITION CORP	1,621,333	$16.28M	0.3%	$9.72	—	COM	09216T107
BC	BRUNSWICK CORP	350,000	$16.26M	0.3%	$48.59	-3.9%	Put	117043109
—	VECTOIQ ACQUISITION CORP	1,673,000	$16.23M	0.3%	$9.62	—	COM	92243N103
—	CAPITOL INVT CORP IV	1,541,700	$15.94M	0.3%	$10.12	—	UNIT 99/99/9999	G18920119
ROG	ROGERS CORP	158,241	$15.68M	0.3%	$129.37	-7.3%	COM	775133101
—	HAYMAKER ACQUISITION CORP	1,536,072	$15.38M	0.3%	$9.73	—	COM CLASS A	420870107
—	SABAN CAP ACQUISITION CORP	1,500,000	$15.18M	0.3%	$9.97	—	COM CL A	78516C106
—	CHURCHILL CAP CORP	1,491,100	$15.07M	0.3%	$10.13	—	UNIT 99/99/9999	17142R202
—	CM SEVEN STAR ACQUISITION CO	1,491,500	$15.06M	0.3%	$9.68	—	SHS	G2345N102
—	PURE ACQUISITION CORP	1,526,250	$15.02M	0.3%	$9.66	—	CL A	74621Q106
—	TIBERIUS ACQUISITION CORP	1,445,800	$14.76M	0.3%	$10.09	—	UNIT 02/28/2021	88633A206
—	REALPAGE INC	305,000	$14.7M	0.3%	$48.19	—	COM	75606N109
META	FACEBOOK INC	110,000	$14.42M	0.3%	$144.26	-0.3%	CL A	30303M102
—	CM SEVEN STAR ACQUISITION CO	1,338,500	$14.26M	0.3%	$9.96	—	UNIT 08/21/2022	G2345N128
EMN	EASTMAN CHEM CO	192,800	$14.1M	0.3%	$61.76	0.0%	COM	277432100
—	VANTAGE ENERGY ACQUISITION	1,398,097	$14.05M	0.3%	$9.75	—	COM CL A	92211L105
PACK	ONE MADISON CORP	1,398,014	$14.02M	0.3%	$9.55	—	COM CL A	G6772P100
—	CF FIN ACQUISITION CORP	1,400,000	$14M	0.3%	$10.00	—	UNIT 04/30/2025	12528N206
—	SENTINEL ENERGY SVCS INC	1,381,006	$13.84M	0.3%	$10.02	—	CL A	81728P105
EGHT	8X8 INC NEW	766,003	$13.82M	0.3%	$21.48	-14.4%	COM	282914100
ROKU	ROKU INC	450,000	$13.79M	0.3%	$47.13	0.0%	COM CL A	77543R102
—	GIGCAPITAL INC	1,363,300	$13.77M	0.3%	$9.79	—	COM	37518N106
UA	UNDER ARMOUR INC	846,800	$13.69M	0.3%	$17.81	+6.3%	CL C	904311206
NFLX	NETFLIX INC	50,000	$13.38M	0.3%	$29.93	0.0%	Put	64110L106
—	TABLEAU SOFTWARE INC	111,300	$13.36M	0.3%	$97.75	—	CL A	87336U105
META	FACEBOOK INC	100,000	$13.11M	0.3%	$144.26	-0.3%	Put	30303M102
—	ONE MADISON CORP	1,245,871	$12.96M	0.3%	$10.00	—	UNIT 99/99/9999	G6772P118
—	DFB HEALTHCARE ACQUISTION CO	1,250,000	$12.75M	0.2%	$10.05	—	UNIT 01/30/2023	23291E208
HLIT	HARMONIC INC	2,605,124	$12.3M	0.2%	$4.27	+27.7%	COM	413160102
—	MEGALITH FINL ACQUISITION CO	1,200,000	$12.1M	0.2%	$10.10	—	UNIT 09/30/2025	58518F208
—	MOSAIC ACQUISITION CORP	1,166,380	$11.8M	0.2%	$10.12	—	UNIT 99/99/9999	61946M209
—	ORBCOMM INC	1,417,004	$11.7M	0.2%	$10.30	—	COM	68555P100
DLB	DOLBY LABORATORIES INC	182,352	$11.28M	0.2%	$51.70	+17.5%	COM	25659T107
—	OPES ACQUISITION CORP	1,120,000	$11.12M	0.2%	$9.71	—	COM	68373P100
—	AEROJET ROCKETDYNE HLDGS INC	7,500,000	$11.05M	0.2%	$1.46	—	NOTE 2.250%12/1	007800AB1
—	LEO HOLDINGS CORP	1,071,000	$10.95M	0.2%	$10.00	—	UNIT 99/99/9999	G5463L121
—	MUDRICK CAP ACQUISITION CORP	1,084,800	$10.72M	0.2%	$9.60	—	COM CLASS A	624745105
NOW	SERVICENOW INC	60,000	$10.68M	0.2%	$35.49	0.0%	COM	81762P102
—	UNION ACQUISITION CORP	1,060,000	$10.67M	0.2%	$9.60	—	SHS	G9366W101
—	SPARTAN ENERGY ACQUISITON CO	1,100,001	$10.59M	0.2%	$9.63	—	CL A COM STK	846784106
—	PENSARE ACQUISITION CORP	995,855	$10.51M	0.2%	$10.38	—	UNIT 07/27/2022	70957E204
—	J2 GLOBAL INC	8,980,000	$10.28M	0.2%	$1.14	—	NOTE 3.250% 6/1	48123VAC6
—	GS ACQUISITION HLDGS CORP	1,000,000	$10.25M	0.2%	$10.22	—	UNIT 06/12/2023	36255F201
—	MUDRICK CAP ACQUISITION CORP	995,000	$10.25M	0.2%	$10.22	—	UNIT 02/01/2023	624745204
—	VECTOIQ ACQUISITION CORP	1,000,000	$10.08M	0.2%	$10.07	—	UNIT 05/11/2023	92243N202
—	COLLIER CREEK HOLDINGS	1,000,000	$10.05M	0.2%	$10.05	—	UNIT 99/99/9999	G22707122
CDNA	CAREDX INC	398,337	$10.01M	0.2%	$25.69	0.0%	COM	14167L103
—	SENSEONICS HLDGS INC	3,779,000	$9.788M	0.2%	$3.68	—	COM	81727U105
—	LEO HOLDINGS CORP	1,000,000	$9.725M	0.2%	$9.66	—	COM CL A	G5463L105
—	DEL FRISCOS RESTAURANT GROUP	1,355,777	$9.694M	0.2%	$8.30	—	COM	245077102
—	HABIT RESTAURANTS INC	911,572	$9.572M	0.2%	$13.17	—	COM CL A	40449J103
—	ATLAS AIR WORLDWIDE HLDGS IN	10,000,000	$9.559M	0.2%	$1.27	—	NOTE 1.875% 6/0	049164BJ4
—	CLEVELAND CLIFFS INC	8,500,000	$9.491M	0.2%	$1.12	—	DBCV 1.500% 1/1	185899AA9
—	GIGCAPITAL INC	874,652	$9.245M	0.2%	$10.00	—	UNIT 03/06/2025	37518N205
LITE	LUMENTUM HLDGS INC	220,000	$9.242M	0.2%	$56.88	-13.4%	COM	55024U109
CEF	SPROTT PHYSICAL GOLD & SILVE	723,070	$9.067M	0.2%	$11.68	—	TR UNIT	85208R101
—	TRINITY MERGER CORP	869,876	$8.977M	0.2%	$10.07	—	UNIT 05/11/2025	89653L205
NOW	SERVICENOW INC	50,000	$8.902M	0.2%	$35.49	0.0%	Put	81762P102
—	TPG PACE HLDGS CORP	884,143	$8.841M	0.2%	$9.99	—	CL A	G89827128
SMH	VANECK VECTORS ETF TR	100,000	$8.728M	0.2%	—	—	Put	92189F676
—	CHURCHILL CAP CORP	900,000	$8.595M	0.2%	$9.55	—	COM CL A	17142R103
MCRI	MONARCH CASINO & RESORT INC	225,038	$8.583M	0.2%	$43.26	-6.1%	COM	609027107
LSCC	LATTICE SEMICONDUCTOR CORP	1,231,352	$8.521M	0.2%	$7.24	—	COM	518415104
—	BARRICK GOLD CORP	101,900	$8.446M	0.2%	—	—	Put	067901108
FTS	FORTIS INC	250,000	$8.34M	0.2%	$25.70	0.0%	Put	349553107
TSLA	TESLA INC	25,000	$8.32M	0.2%	—	—	Call	88160R101
—	TRIDENT ACQUISITIONS CORP	819,405	$8.169M	0.2%	$9.81	—	COM	89615T106
—	SOCIAL CAP HEDOSOPHIA HLDGS	814,875	$8.149M	0.2%	$10.09	—	CL A	G8250R103
—	BANK AMER CORP	631,000	$8.105M	0.2%	$9.97	—	*W EXP 01/16/201	060505146
TRIP	TRIPADVISOR INC	150,000	$8.091M	0.2%	—	—	Put	896945201
—	SOCIAL CAP HEDOSOPHIA HLDGS	781,310	$7.993M	0.2%	$10.60	—	UNIT 99/99/9999	G8250R111
—	HARMONIC INC	7,500,000	$7.946M	0.2%	$1.13	—	NOTE 4.000%12/0	413160AB8
—	TKK SYMPHONY ACQUISITION COR	821,300	$7.926M	0.2%	$9.57	—	ORD SHS	G88950103
SHY	ISHARES TR	90,274	$7.549M	0.1%	$83.62	—	1 3 YR TREAS BD	464287457
DAL	DELTA AIR LINES INC DEL	150,000	$7.485M	0.1%	$49.45	+3.3%	Put	247361702
IQ	IQIYI INC	500,000	$7.435M	0.1%	$14.87	—	SPONSORED ADS	46267X108
—	ALLEGRO MERGER CORP	750,000	$7.312M	0.1%	$9.72	—	COM	01749N103
—	TWELVE SEAS INVESTMENT COMPA	711,110	$7.291M	0.1%	$10.06	—	UNIT 06/21/2023	G9145A123
BABA	ALIBABA GROUP HLDG LTD	50,000	$6.854M	0.1%	$164.76	—	Call	01609W102
—	DEXCOM INC	5,000,000	$6.761M	0.1%	$1.53	—	NOTE 0.750% 5/1	252131AF4
—	PRICELINE GRP INC	5,000,000	$6.73M	0.1%	$1.46	—	NOTE 0.350% 6/1	741503AS5
OLED	UNIVERSAL DISPLAY CORP	70,000	$6.55M	0.1%	$96.21	-0.4%	COM	91347P105
ENB	ENBRIDGE INC	200,000	$6.216M	0.1%	—	—	Call	29250N105
NTR	NUTRIEN LTD	132,000	$6.204M	0.1%	—	—	Call	67077M108
ROKU	ROKU INC	200,000	$6.128M	0.1%	$47.13	0.0%	Call	77543R102
—	THUNDER BRIDGE ACQUISITION L	595,000	$6.059M	0.1%	$10.05	—	UNIT 01/01/2025	G8857R118
—	CAPITOL INVT CORP IV	599,900	$5.996M	0.1%	$9.68	—	CL A ORD	G18920101
—	CARBONITE INC	5,000,000	$5.968M	0.1%	$1.50	—	NOTE 2.500% 4/0	141337AB1
—	NAUTILUS INC	535,269	$5.834M	0.1%	$14.95	—	COM	63910B102
—	TKK SYMPHONY ACQUISITION COR	570,400	$5.755M	0.1%	$10.10	—	UNIT 08/15/2023	G88950111
TH	PLATINUM EAGLE ACQUISITIN CO	554,398	$5.588M	0.1%	$9.95	—	SHS CL A	G7126L100
AMD	ADVANCED MICRO DEVICES INC	300,000	$5.538M	0.1%	—	—	Put	007903107
—	WAYFAIR INC	5,000,000	$5.37M	0.1%	$1.07	—	NOTE 0.375% 9/0	94419LAB7
—	ON SEMICONDUCTOR CORP	5,000,000	$5.365M	0.1%	$1.27	—	NOTE 1.625%10/1	682189AP0
—	BRIDGEPOINT ED INC	756,462	$5.303M	0.1%	$9.12	—	COM	10807M105
—	HL ACQUISITIONS CORP	530,769	$5.225M	0.1%	$9.63	—	SHS	G4603R106
—	BISON CAP ACQUISITION CORP	500,000	$5.2M	0.1%	$9.87	—	ORD SHS	G1142P104
—	VARIAN MED SYS INC	45,860	$5.196M	0.1%	$122.66	—	COM	92220P105
—	NEW FRONTIER CORP	500,000	$5.075M	0.1%	$10.05	—	UNIT 99/99/9999	G6485P116
—	GORDON POINTE ACQUISITION CO	500,000	$5M	0.1%	$9.84	—	COM CLASS A	382788107
—	ETF MANAGERS TR	200,000	$4.988M	0.1%	—	—	Put	26924G508
BNS	BANK N S HALIFAX	100,000	$4.987M	0.1%	—	—	Call	064149107
ALAC	ALBERTON ACQUISITION CORP	500,000	$4.9M	0.1%	$9.80	—	ORD SHS	G35006108
—	NEW FRONTIER CORP	500,000	$4.9M	0.1%	$9.80	—	COM CL A	G6485P108
—	BIG ROCK PARTNERS ACQUISI CO	468,300	$4.777M	0.1%	$9.73	—	COM	089482103
—	DOVER DOWNS GAMING & ENTMT I	1,659,900	$4.598M	0.1%	$2.83	—	COM	260095104
—	TRAVELCENTERS AMER LLC	1,218,995	$4.583M	0.1%	$5.70	—	COM	894174101
—	LF CAP ACQUISITION CORP	464,269	$4.541M	0.1%	$9.63	—	CL A	50200K108
—	FORESCOUT TECHNOLOGIES INC	162,054	$4.212M	0.1%	$25.99	—	COM	34553D101
—	MAM SOFTWARE GROUP INC	532,735	$4.209M	0.1%	$8.57	—	COM NEW	55277Q201
HURC	HURCO COMPANIES INC	115,000	$4.106M	0.1%	$45.24	-11.7%	COM	447324104
TOTA	TOTTENHAM ACQUISITION I LTD	412,000	$4.079M	0.1%	$9.78	—	SHS	G8959N106
DLHC	DLH HLDGS CORP	871,984	$4.055M	0.1%	$5.95	-13.0%	COM	23335Q100
PAAS	PAN AMERICAN SILVER CORP	265,000	$3.869M	0.1%	—	—	Call	697900108
—	GORES HOLDINGS III INC	380,000	$3.819M	0.1%	$10.21	—	UNIT 09/07/2024	38286G208
—	UNION ACQUISITION CORP	350,000	$3.762M	0.1%	$10.23	—	UNIT 99/99/9999	G9366W119
—	KIRKLAND LAKE GOLD LTD	143,100	$3.733M	0.1%	—	—	Call	49741E100
ACCS	ISSUER DIRECT CORPORATION	326,456	$3.705M	0.1%	$16.87	-24.7%	COM NEW	46520M204
—	OPES ACQUISITION CORP	360,000	$3.697M	0.1%	$10.06	—	UNIT 03/07/2023	68373P209
—	BIG ROCK PARTNERS ACQUISI CO	349,200	$3.693M	0.1%	$10.23	—	UNIT 11/20/2022	089482202
CAE	CAE INC	200,000	$3.67M	0.1%	$18.71	0.0%	Put	124765108
LCUT	LIFETIME BRANDS INC	360,650	$3.617M	0.1%	$13.30	-33.3%	COM	53222Q103
USPH	U S PHYSICAL THERAPY INC	35,200	$3.603M	0.1%	—	—	Put	90337L108
TRNS	TRANSCAT INC	183,609	$3.492M	0.1%	$14.26	+44.7%	COM	893529107
SPPP	SPROTT PHYSICAL PLAT PALLAD	332,214	$3.274M	0.1%	$8.37	—	UNIT	85207Q104
—	BISON CAP ACQUISITION CORP	293,315	$3.202M	0.1%	$10.22	—	UNIT 99/99/9999T	G1142P120
USLM	UNITED STATES LIME & MINERAL	44,808	$3.181M	0.1%	$15.90	-6.2%	COM	911922102
AAOI	APPLIED OPTOELECTRONICS INC	200,000	$3.086M	0.1%	$35.53	-43.3%	Call	03823U102
—	RED HAT INC	17,500	$3.074M	0.1%	$175.66	—	COM	756577102
—	LEGACY ACQUISITION CORP	300,000	$3.054M	0.1%	$9.94	—	UNIT 05/31/2024	524643202
FLXS	FLEXSTEEL INDS INC	138,000	$3.047M	0.1%	$35.06	-40.7%	COM	339382103
—	CHARDAN HEALTHCARE ACQUISITI	300,000	$3.021M	0.1%	$10.07	—	UNIT 12/13/2023	15957A207
—	JENSYN ACQUISITION CORP	270,000	$2.973M	0.1%	$10.04	—	COM	47632B102
—	LEGACY ACQUISITION CORP	297,235	$2.919M	0.1%	$9.63	—	COM CL A	524643103
—	LEISURE ACQUISITION CORP	275,000	$2.786M	0.1%	$9.91	—	UNIT 99/99/9999	52539T206
AVA	AVISTA CORP	65,000	$2.761M	0.1%	$36.19	0.0%	COM	05379B107
—	LEISURE ACQUISITION CORP	275,000	$2.7M	0.1%	$9.67	—	COM	52539T107
—	GORDON POINTE ACQUISITION CO	259,250	$2.691M	0.1%	$10.32	—	UNIT 01/18/2023	382788206
—	TIBERIUS ACQUISITION CORP	268,500	$2.631M	0.1%	$9.67	—	COM	88633A107
—	PURE ACQUISITION CORP	246,300	$2.586M	0.1%	$10.25	—	UNIT 04/13/2023	74621Q205
—	ALLEGRO MERGER CORP	250,000	$2.58M	0.1%	$10.27	—	UNIT 12/31/2023	01749N301
EXK	ENDEAVOUR SILVER CORP	1,188,800	$2.556M	0.0%	$2.10	0.0%	COM	29258Y103
—	ALBERTON ACQUISITION CORP	250,000	$2.516M	0.0%	$10.06	—	UNIT 04/22/2020	G35006116
—	GREENLAND ACQUISITIN CORPORA	246,500	$2.44M	0.0%	$9.68	—	SHS	G40981139
LOAC	LONGEVITY ACQUISITION CORP	240,000	$2.412M	0.0%	$10.05	—	ORD SHS	G56372132
—	FORUM MERGER II CORP	243,138	$2.346M	0.0%	$9.65	—	CL A	34986F103
—	FAR PT ACQUISITION CORP	240,000	$2.316M	0.0%	$9.65	—	COM CL A	30734W109
—	HUDSON GLOBAL INC	1,708,765	$2.307M	0.0%	$2.46	—	COM	443787106
—	SMAAASH ENTERTAINMENT INC	686,837	$2.306M	0.0%	$3.36	—	COM	831550108
—	INFRA AND ENERGY ALTRNTIVE I	285,714	$2.177M	0.0%	$8.35	—	COM	45686J104
LAKE	LAKELAND INDS INC	204,200	$2.132M	0.0%	$14.10	-9.9%	COM	511795106
—	U S WELL SVCS INC	3,525,040	$2.115M	0.0%	$0.60	—	*W EXP 03/15/202	91274U119
—	SENTINEL ENERGY SVCS INC	200,001	$2.06M	0.0%	$10.30	—	UNIT 11/02/2022	81728P204
—	EDTECHX HLDGS ACQUISITION CO	200,000	$1.998M	0.0%	$9.99	—	UNIT 12/31/2025	28138X202
—	INFINERA CORPORATION	500,000	$1.995M	0.0%	$7.30	—	Call	45667G103
—	EDTECHX HLDGS ACQUISITION CO	200,000	$1.946M	0.0%	$9.73	—	COM	28138X103
—	CONCRETE PUMPING HLDGS INC	2,423,779	$1.891M	0.0%	$0.78	—	*W EXP 08/01/202	206704116
—	PATRIOT TRANSN HLDG INC	91,407	$1.802M	0.0%	$18.54	—	COM	70338W105
SPY	SPDR S&P 500 ETF TR	7,200	$1.799M	0.0%	$249.86	—	TR UNIT	78462F103
OTEX	OPEN TEXT CORP	54,000	$1.76M	0.0%	$28.27	0.0%	Put	683715106
—	RED HAT INC	10,000	$1.756M	0.0%	$175.66	—	Put	756577102
—	ATHENAHEALTH INC	12,500	$1.649M	0.0%	$131.92	—	COM	04685W103
—	NRC GROUP HLDGS CORP	2,025,875	$1.641M	0.0%	$0.81	—	*W EXP 10/17/202	629375114
MHH	MASTECH DIGITAL INC	256,534	$1.616M	0.0%	$6.68	0.0%	COM	57633B100
APT	ALPHA PRO TECH LTD	431,474	$1.601M	0.0%	$3.54	+0.6%	COM	020772109
GWRS	GLOBAL WTR RES INC	152,995	$1.551M	0.0%	$8.18	+7.1%	COM	379463102
—	TOTTENHAM ACQUISITION I LTD	150,000	$1.53M	0.0%	$10.38	—	UNIT 05/06/2025	G8959N130
—	GREENLAND ACQUISITIN CORPORA	140,000	$1.437M	0.0%	$10.33	—	UNIT 03/03/2025	G40981121
AAOI	APPLIED OPTOELECTRONICS INC	92,500	$1.427M	0.0%	$35.53	-43.3%	Put	03823U102
—	TENZING ACQUISITION CORP	136,100	$1.371M	0.0%	$10.07	—	UNIT 08/24/2024	G8708A124
—	SOUTHWESTERN ENERGY CO	400,000	$1.364M	0.0%	$7.11	—	COM	845467109
ATOM	ATOMERA INC	420,000	$1.205M	0.0%	$3.97	0.0%	COM	04965B100
—	GORES HOLDINGS III INC	120,000	$1.166M	0.0%	$9.72	—	CLASS A	38286G109
—	PRIORITY TECHNOLOGY HLDGS IN	842,500	$1.053M	0.0%	$1.53	—	*W EXP 11/15/202	74275G115
—	HL ACQUISITIONS CORP	100,000	$1.035M	0.0%	$10.06	—	UNIT 06/21/2023	G4603R114
—	LONGEVITY ACQUISITION CORP	100,000	$1.015M	0.0%	$10.24	—	UNIT 08/29/2024	G56372108
—	NEBULA ACQUISITION CORP	100,000	$1.011M	0.0%	$10.10	—	UNIT 03/12/2025	629076209
—	FEDERAL STR ACQUISITION CORP	1,250,000	$1M	0.0%	$1.08	—	*W EXP 07/24/202	31421V115
—	PENSARE ACQUISITION CORP	3,371,400	$978K	0.0%	$0.42	—	RIGHT 99/99/9999	70957E121
—	HAYMAKER ACQUISITION CORP	1,187,436	$974K	0.0%	$0.85	—	*W EXP 10/27/202	420870115
—	ORGANOGENESIS HLDGS INC	4,799,047	$960K	0.0%	$0.20	—	*W EXP 10/07/202	68621F110
TIPT	TIPTREE INC	161,916	$905K	0.0%	$6.96	-17.6%	COM	88822Q103
—	PRETIUM RES INC	1,000,000	$892K	0.0%	$0.84	—	NOTE 2.250% 3/1	74139CAB8
—	INTERNATIONAL SPEEDWAY CORP	20,000	$877K	0.0%	$43.85	—	CL A	460335201
—	CONSTELLATION ALPHA CAP CORP	3,202,613	$801K	0.0%	$0.33	—	RIGHT 99/99/9999	G2379F132
FTS	FORTIS INC	23,500	$784K	0.0%	$25.70	0.0%	COM	349553107
—	SABAN CAP ACQUISITION CORP	1,241,760	$745K	0.0%	$1.20	—	*W EXP 09/21/202	78516C114
—	CM SEVEN STAR ACQUISITION CO	1,905,500	$724K	0.0%	$0.31	—	RIGHT 08/21/2022	G2345N136
—	GRAF INDL CORP	74,750	$718K	0.0%	$9.61	—	COM	384278107
—	MODERN MEDIA ACQUISITION	2,744,453	$686K	0.0%	$0.34	—	RIGHT 99/99/9999	60765P129
—	BELLATRIX EXPLORATION LTD	1,377,733	$637K	0.0%	$0.46	—	COM NEW	078314507
—	KBL MERGER CORP IV	1,577,400	$615K	0.0%	$0.37	—	RIGHT 03/22/2019	48242A120
PAAS	PAN AMERICAN SILVER CORP	42,000	$613K	0.0%	—	—	Put	697900108
—	BROOKFIELD PROPERTY REIT INC	35,000	$564K	0.0%	$20.94	—	CL A	11282X103
CAE	CAE INC	29,700	$545K	0.0%	$18.71	0.0%	COM	124765108
—	LEO HOLDINGS CORP	500,000	$535K	0.0%	$1.07	—	*W EXP 02/07/202	G5463L113
OTEX	OPEN TEXT CORP	15,800	$515K	0.0%	$28.27	0.0%	COM	683715106
CCJ	CAMECO CORP	45,400	$515K	0.0%	—	—	Put	13321L108
RVPH	TENZING ACQUISITION CORP	50,000	$492K	0.0%	$9.84	—	ORD SHS	G8708A116
—	TWELVE SEAS INVESTMENT COMPA	1,378,500	$482K	0.0%	$0.42	—	RIGHT 12/22/2019	G9145A131
—	ONE MADISON CORP	600,000	$480K	0.0%	$0.91	—	*W EXP 99/99/999	G6772P126
—	PLATINUM EAGLE ACQUISITIN CO	368,266	$479K	0.0%	$1.33	—	*W EXP 01/17/202	G7126L118
—	TRINITY MERGER CORP	1,200,000	$474K	0.0%	$0.40	—	*W EXP 05/11/202	89653L114
—	UNION ACQUISITION CORP	1,240,736	$471K	0.0%	$0.36	—	RIGHT 12/02/2019	G9366W135
—	GIGCAPITAL INC	1,697,672	$467K	0.0%	$0.34	—	RIGHT 03/06/2020	37518N114
—	VANTAGE ENERGY ACQUISITION	983,219	$462K	0.0%	$0.99	—	*W EXP 04/12/202	92211L113
—	MUDRICK CAP ACQUISITION CORP	1,000,000	$450K	0.0%	$0.65	—	*W EXP 02/12/202	624745113
—	MTECH ACQUISITION CORP	733,386	$440K	0.0%	$1.10	—	*W EXP 08/01/202	55378W115
—	THUNDER BRIDGE ACQUISITION L	1,100,000	$407K	0.0%	$0.37	—	*W EXP 01/01/202	G8857R126
—	EMC INS GROUP INC	12,500	$398K	0.0%	$31.84	—	COM	268664109
—	CHURCHILL CAP CORP	450,000	$394K	0.0%	$0.88	—	*W EXP 09/11/202	17142R111
CCJ	CAMECO CORP	33,900	$385K	0.0%	—	—	Call	13321L108
—	SPARTAN ENERGY ACQUISITON CO	366,667	$356K	0.0%	$0.97	—	*W EXP 08/27/202	846784122
—	TPG PACE HLDGS CORP	352,999	$353K	0.0%	$1.08	—	*W EXP 06/27/202	G89827110
—	SIRIUS INTERNATIONAL INSURAN	26,784	$336K	0.0%	$12.54	—	COM	G8196D101
—	SENTINEL ENERGY SVCS INC	394,702	$328K	0.0%	$0.83	—	*W EXP 11/02/202	81728P113
—	REEBONZ HLDG LTD	150,726	$314K	0.0%	$2.08	—	ORD SHS	G7457R106
OTEX	OPEN TEXT CORP	8,700	$284K	0.0%	$28.27	0.0%	Call	683715106
—	VECTOIQ ACQUISITION CORP	525,000	$262K	0.0%	$0.50	—	*W EXP 05/11/202	92243N111
—	ALLEGRO MERGER CORP	900,000	$261K	0.0%	$0.29	—	RIGHT 12/31/2023	01749N129
—	BLACK RIDGE ACQUISITION CORP	868,400	$261K	0.0%	$0.30	—	RIGHT 07/10/2019	09216T123
—	TWELVE SEAS INVESTMENT COMPA	1,000,000	$260K	0.0%	$0.36	—	*W EXP 12/22/202	G9145A115
—	MTECH ACQUISITION CORP	25,000	$252K	0.0%	$9.58	—	COM CLASS A	55378W107
—	CM SEVEN STAR ACQUISITION CO	952,750	$238K	0.0%	$0.30	—	*W EXP 08/21/202	G2345N110
—	NEW FRONTIER CORP	250,000	$225K	0.0%	$0.90	—	*W EXP 99/99/999	G6485P124
—	ALBERTON ACQUISITION CORP	850,000	$221K	0.0%	$0.26	—	RIGHT 10/04/2020	G35006132
—	PENSARE ACQUISITION CORP	1,089,900	$218K	0.0%	$0.54	—	*W EXP 07/27/202	70957E113
—	CONSTELLATION ALPHA CAP CORP	1,645,113	$214K	0.0%	$0.23	—	*W EXP 03/23/202	G2379F116
EXAS	EXACT SCIENCES CORP	3,382	$213K	0.0%	$53.82	+27.5%	COM	30063P105
NTR	NUTRIEN LTD	4,500	$212K	0.0%	—	—	Put	67077M108
—	UNION ACQUISITION CORP	850,000	$212K	0.0%	$0.35	—	*W EXP 07/01/202	G9366W127
—	CAPITOL INVT CORP IV	200,000	$200K	0.0%	$1.07	—	*W EXP 01/01/202	G18920127
—	REGALWOOD GLOBAL ENERGY LTD	187,166	$199K	0.0%	$1.24	—	*W EXP 12/05/202	G74760128
—	MOSAIC ACQUISITION CORP	200,000	$198K	0.0%	$0.99	—	*W EXP 10/23/202	61946M118
—	ALLEGRO MERGER CORP	650,000	$195K	0.0%	$0.30	—	*W EXP 01/06/202	01749N111
IMXI	INTERNATIONAL MNY EXPRESS IN	40,000	$191K	0.0%	$10.10	+18.9%	COM	46005L101
—	FAR PT ACQUISITION CORP	130,000	$169K	0.0%	$1.34	—	*W EXP 06/01/202	30734W117
—	ESTRE AMBIENTAL INC	2,110,661	$168K	0.0%	$0.69	—	*W EXP 12/21/202	G3206V118
—	HL ACQUISITIONS CORP	210,000	$159K	0.0%	$0.61	—	RIGHT 07/17/2023	G4603R130
—	BLACK RIDGE ACQUISITION CORP	14,992	$157K	0.0%	$10.47	—	UNIT 10/05/2022	09216T206
—	BIG ROCK PARTNERS ACQUISI CO	423,200	$152K	0.0%	$0.41	—	RIGHT 12/01/2022	089482129
—	JENSYN ACQUISITION CORP	914,885	$151K	0.0%	$0.27	—	RIGHT 99/99/9999	47632B128
—	BISON CAP ACQUISITION CORP	534,300	$150K	0.0%	$0.34	—	RIGHT 03/20/2019	G1142P138
—	KBL MERGER CORP IV	1,578,348	$142K	0.0%	$0.14	—	*W EXP 01/15/202	48242A112
—	TKK SYMPHONY ACQUISITION COR	401,300	$140K	0.0%	$0.35	—	RIGHT 02/20/2020	G88950137
—	MODERN MEDIA ACQUISITION	501,854	$135K	0.0%	$0.29	—	*W EXP 05/17/202	60765P111
HFFG	HF FOODS GROUP INC	10,000	$133K	0.0%	$12.27	+8.6%	COM	40417F109
—	OPES ACQUISITION CORP	450,000	$130K	0.0%	$0.38	—	*W EXP 03/13/202	68373P118
—	KIRKLAND LAKE GOLD LTD	5,000	$130K	0.0%	—	—	Put	49741E100
—	HUNTER MARITIME ACQUISITION	715,959	$122K	0.0%	$0.56	—	*W EXP 11/17/202	Y37828129
AQN	ALGONQUIN PWR UTILS CORP	11,500	$116K	0.0%	—	—	Call	015857105
—	EDTECHX HLDGS ACQUISITION CO	325,000	$114K	0.0%	$0.35	—	*W EXP 12/31/202	28138X111
—	LEISURE ACQUISITION CORP	137,500	$109K	0.0%	$0.49	—	*W EXP 12/05/201	52539T115
BCE	BCE INC	2,000	$108K	0.0%	$25.89	+0.5%	Put	05534B760
PACB	PACIFIC BIOSCIENCES CALIF IN	13,800	$102K	0.0%	—	—	Put	69404D108
—	MEGALITH FINL ACQUISITION CO	250,000	$100K	0.0%	$0.60	—	*W EXP 08/26/202	58518F117
—	LONGEVITY ACQUISITION CORP	240,000	$96,000	0.0%	$0.40	—	RIGHT 07/31/2020	G56372124
—	LEGACY ACQUISITION CORP	282,400	$93,000	0.0%	$0.43	—	*W EXP 11/30/202	524643111
—	PHUNWARE INC	357,945	$91,000	0.0%	$0.25	—	*W EXP 08/11/202	71948P118
—	GIGCAPITAL INC	322,725	$81,000	0.0%	$0.45	—	*W EXP 06/08/202	37518N122
—	SMAAASH ENTERTAINMENT INC	456,600	$79,000	0.0%	$0.17	—	*W EXP 05/22/202	831550116
—	TIBERIUS ACQUISITION CORP	200,000	$78,000	0.0%	$0.56	—	*W EXP 02/28/202	88633A115
—	BIG ROCK PARTNERS ACQUISI CO	200,000	$77,000	0.0%	$0.47	—	*W EXP 12/01/202	089482111
—	BLACK RIDGE ACQUISITION CORP	200,000	$64,000	0.0%	$0.30	—	*W EXP 07/10/202	09216T115
—	TKK SYMPHONY ACQUISITION COR	401,300	$60,000	0.0%	$0.15	—	*W EXP 02/20/202	G88950129
—	JENSYN ACQUISITION CORP	771,396	$58,000	0.0%	$0.15	—	*W EXP 03/07/202	47632B110
—	ALBERTON ACQUISITION CORP	500,000	$58,000	0.0%	$0.12	—	*W EXP 04/26/202	G35006124
—	REEBONZ HLDG LTD	289,100	$55,000	0.0%	$0.19	—	*W EXP 12/19/202	G7457R114
—	GREENLAND ACQUISITIN CORPORA	180,000	$55,000	0.0%	$0.36	—	RIGHT 04/27/2025	G40981113
—	GORES HOLDINGS III INC	40,000	$46,000	0.0%	$1.15	—	*W EXP 09/11/202	38286G117
—	BISON CAP ACQUISITION CORP	175,000	$42,000	0.0%	$0.35	—	*W EXP 06/20/202	G1142P112
—	HL ACQUISITIONS CORP	125,000	$41,000	0.0%	$0.33	—	*W EXP 06/21/202	G4603R122
—	LONGEVITY ACQUISITION CORP	240,000	$35,000	0.0%	$0.15	—	*W EXP 07/31/202	G56372116
—	TRIDENT ACQUISITIONS CORP	110,000	$33,000	0.0%	$0.32	—	*W EXP 05/09/202	89615T114
—	GREENLAND ACQUISITIN CORPORA	180,000	$33,000	0.0%	$0.27	—	*W EXP 03/03/202	G40981105
—	TOTTENHAM ACQUISITION I LTD	162,000	$26,000	0.0%	$0.16	—	*W EXP 05/06/202	G8959N114
—	TOTTENHAM ACQUISITION I LTD	162,000	$23,000	0.0%	$0.14	—	RIGHT 06/05/2020	G8959N122
—	LF CAP ACQUISITION CORP	50,000	$22,000	0.0%	$0.56	—	*W EXP 06/22/202	50200K116
—	GTY TECHNOLOGY HOLDINGS INC	24,411	$19,000	0.0%	$1.28	—	*W EXP 10/25/202	G4182A128
—	TENZING ACQUISITION CORP	40,000	$13,000	0.0%	$0.33	—	*W EXP 02/23/202	G8708A108
—	GORDON POINTE ACQUISITION CO	18,990	$7,000	0.0%	$0.48	—	*W EXP 07/30/202	382788115