Location: Toronto, Ontario, Canada
CIK: 0001326389 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 14, 2019
Total Value: $5.113B (89.7% shares, 10.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 3,510,000 | $877M | 17.2% | $249.92 | $249.86 | — | Put | 78462F103 |
| IWM | ISHARES TR | 3,798,900 | $509M | 9.9% | $133.90 | — | — | Put | 464287655 |
| IWM | ISHARES TR | 2,400,000 | $321M | 6.3% | $133.90 | — | — | Call | 464287655 |
| LQD | ISHARES TR | 2,000,000 | $226M | 4.4% | $112.82 | — | — | Put | 464287242 |
| — | MICRON TECHNOLOGY INC | 50,000,000 | $159M | 3.1% | $3.18 | $3.02 | — | NOTE 3.125% 5/0 | 595112AX1 |
| BABA | ALIBABA GROUP HLDG LTD | 780,000 | $107M | 2.1% | $137.07 | $164.76 | — | Put | 01609W102 |
| SPY | SPDR S&P 500 ETF TR | 315,000 | $78.72M | 1.5% | $249.92 | $249.86 | — | Call | 78462F103 |
| — | MICROCHIP TECHNOLOGY INC | 53,500,000 | $75.46M | 1.5% | $1.41 | $1.44 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | WORKDAY INC | 30,000,000 | $59.14M | 1.2% | $1.97 | $1.40 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| — | BARRICK GOLD CORP | 641,900 | $53.21M | 1.0% | $82.89 | — | — | Call | 067901108 |
| GOOG | ALPHABET INC | 42,500 | $44.01M | 0.9% | $1035.60 * | $48.93 | +8.6% | CAP STK CL C | 02079K107 |
| BCE | BCE INC | 800,000 | $43.14M | 0.8% | $53.93 * | $25.89 | +0.5% | Call | 05534B760 |
| BC | BRUNSWICK CORP | 839,718 | $39.01M | 0.8% | $46.45 | $48.59 | -3.9% | COM | 117043109 |
| — | VIAVI SOLUTIONS INC | 39,025,000 | $38.76M | 0.8% | $0.99 | $1.02 | — | NOTE 1.000% 3/0 | 925550AB1 |
| GLD | SPDR GOLD TRUST | 310,000 | $37.59M | 0.7% | $121.25 | — | — | Call | 78463V107 |
| TRMB | TRIMBLE INC | 1,135,800 | $37.38M | 0.7% | $32.91 * | $37.77 | -2.6% | COM | 896239100 |
| DAL | DELTA AIR LINES INC DEL | 704,100 | $35.13M | 0.7% | $49.90 * | $49.45 | +3.3% | COM NEW | 247361702 |
| BKLN | INVESCO EXCHNG TRADED FD TR | 1,500,000 | $32.67M | 0.6% | $21.78 | — | — | Put | 46138G508 |
| — | REALPAGE INC | 25,000,000 | $32.37M | 0.6% | $1.29 | $1.45 | — | NOTE 1.500%11/1 | 75606NAB5 |
| — | CONSTELLATION ALPHA CAP CORP | 3,144,759 | $32.11M | 0.6% | $10.21 | $9.88 | — | SHS | G2379F108 |
| — | TRINITY MERGER CORP | 3,118,000 | $31.15M | 0.6% | $9.99 | $9.84 | — | COM CL A | 89653L106 |
| HD | HOME DEPOT INC | 176,700 | $30.36M | 0.6% | $171.82 * | $153.39 | -2.0% | COM | 437076102 |
| AME | AMETEK INC NEW | 443,059 | $30M | 0.6% | $67.70 | $57.31 | +19.3% | COM | 031100100 |
| ARMK | ARAMARK | 1,029,600 | $29.83M | 0.6% | $28.97 * | $23.69 | 0.0% | COM | 03852U106 |
| DG | DOLLAR GEN CORP NEW | 275,800 | $29.81M | 0.6% | $108.08 * | $79.20 | +24.5% | COM | 256677105 |
| NFLX | NETFLIX INC | 110,500 | $29.58M | 0.6% | $267.66 * | $29.93 | 0.0% | COM | 64110L106 |
| GLD | SPDR GOLD TRUST | 239,600 | $29.05M | 0.6% | $121.25 | — | — | Put | 78463V107 |
| — | TTM TECHNOLOGIES INC | 25,000,000 | $28.97M | 0.6% | $1.16 | $1.68 | — | NOTE 1.750%12/1 | 87305RAD1 |
| PSLV | SPROTT PHYSICAL SILVER TR | 4,950,493 | $27.67M | 0.5% | $5.59 | $6.52 | — | TR UNIT | 85207K107 |
| — | WRIGHT MED GROUP N V | 20,000,000 | $27.54M | 0.5% | $1.38 | $1.40 | — | NOTE 2.250%11/1 | 98236JAB4 |
| KEYS | KEYSIGHT TECHNOLOGIES INC | 434,900 | $27M | 0.5% | $62.08 * | $60.17 | 0.0% | COM | 49338L103 |
| — | MODERN MEDIA ACQUISITION | 2,587,176 | $26.39M | 0.5% | $10.20 | $9.96 | — | COM | 60765P103 |
| META | FACEBOOK INC | 200,000 | $26.22M | 0.5% | $131.09 * | $144.26 | -0.3% | Call | 30303M102 |
| SLB | SCHLUMBERGER LTD | 700,000 | $25.26M | 0.5% | $36.08 * | $54.28 | -25.9% | Call | 806857108 |
| — | PLAYAGS INC | 1,065,496 | $24.51M | 0.5% | $23.00 | $25.62 | — | COM | 72814N104 |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | 234,200 | $24.11M | 0.5% | $102.94 * | $115.13 | 0.0% | COM | 874054109 |
| — | LIBERTY MEDIA CORP DELAWARE | 48,917,000 | $23.79M | 0.5% | $0.49 | $1.06 | — | DEB 2.250% 9/3 | 531229AE2 |
| — | THUNDER BRIDGE ACQUISITION L | 2,332,979 | $23.1M | 0.5% | $9.90 | $9.80 | — | SHS CLASS A | G8857R100 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 2,194,175 | $22.62M | 0.4% | $10.31 | $9.55 | — | UNIT | 85207H104 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 2,200,400 | $22.42M | 0.4% | $10.19 | $9.98 | — | UNIT 99/99/9999 | G74760110 |
| — | WORLD WRESTLING ENTMT INC | 294,600 | $22.01M | 0.4% | $74.72 | $74.72 | — | CL A | 98156Q108 |
| — | PENSARE ACQUISITION CORP | 2,171,900 | $22M | 0.4% | $10.13 | $9.67 | — | COM | 70957E105 |
| VRRM | VERRA MOBILITY CORP | 2,251,336 | $21.97M | 0.4% | $9.76 * | $10.08 | 0.0% | COM | 92511U102 |
| BABA | ALIBABA GROUP HLDG LTD | 160,000 | $21.93M | 0.4% | $137.07 | $164.76 | — | SPONSORED ADS | 01609W102 |
| SYK | STRYKER CORP | 139,900 | $21.93M | 0.4% | $156.75 | $155.98 | -0.8% | COM | 863667101 |
| VMC | VULCAN MATLS CO | 220,600 | $21.8M | 0.4% | $98.80 * | $115.56 | -17.6% | COM | 929160109 |
| — | VANTAGE ENERGY ACQUISITION | 2,094,119 | $21.57M | 0.4% | $10.30 | $10.13 | — | UNIT 04/12/2024 | 92211L204 |
| TPR | TAPESTRY INC | 618,240 | $20.87M | 0.4% | $33.75 | $33.35 | -0.7% | COM | 876030107 |
| GOOG | ALPHABET INC | 20,000 | $20.71M | 0.4% | $1035.60 * | $48.93 | +8.6% | Put | 02079K107 |
| — | SPARTAN ENERGY ACQUISITON CO | 2,064,099 | $20.64M | 0.4% | $10.00 | $10.15 | — | UNIT 99/99/9999 | 846784114 |
| — | IHS MARKIT LTD | 429,225 | $20.59M | 0.4% | $47.97 | $51.76 | — | SHS | G47567105 |
| — | FAR PT ACQUISITION CORP | 2,010,000 | $20.28M | 0.4% | $10.09 | $10.19 | — | UNIT 06/01/2025 | 30734W208 |
| IFF | INTERNATIONAL FLAVORS&FRAGRA | 148,400 | $19.93M | 0.4% | $134.27 * | $114.56 | 0.0% | COM | 459506101 |
| VIAV | VIAVI SOLUTIONS INC | 1,974,200 | $19.84M | 0.4% | $10.05 * | $9.23 | +16.9% | COM | 925550105 |
| — | TWELVE SEAS INVESTMENT COMPA | 1,937,601 | $19.03M | 0.4% | $9.82 | $9.60 | — | SHS | G9145A107 |
| — | GUESS INC | 872,256 | $18.12M | 0.4% | $20.77 | $22.18 | — | COM | 401617105 |
| CENTA | CENTRAL GARDEN & PET CO | 578,113 | $18.07M | 0.4% | $31.25 * | $29.00 | -17.4% | CL A NON-VTG | 153527205 |
| LKQ | LKQ CORP | 753,701 | $17.89M | 0.3% | $23.73 * | $29.87 | -18.3% | COM | 501889208 |
| — | KBL MERGER CORP IV | 1,743,550 | $17.78M | 0.3% | $10.20 | $9.95 | — | COM | 48242A104 |
| LAUR | LAUREATE EDUCATION INC | 1,105,500 | $16.85M | 0.3% | $15.24 | $14.97 | 0.0% | CL A | 518613203 |
| BIO | BIO RAD LABS INC | 72,400 | $16.81M | 0.3% | $232.22 * | $198.66 | +35.1% | CL A | 090572207 |
| — | GARDNER DENVER HLDGS INC | 819,299 | $16.75M | 0.3% | $20.45 | $29.11 | — | COM | 36555P107 |
| CM | CDN IMPERIAL BK COMM TORONTO | 220,000 | $16.4M | 0.3% | $74.54 | — | — | Call | 136069101 |
| OLED | UNIVERSAL DISPLAY CORP | 175,000 | $16.38M | 0.3% | $93.57 * | $96.21 | -0.4% | Call | 91347P105 |
| — | TRIDENT ACQUISITIONS CORP | 1,607,000 | $16.38M | 0.3% | $10.19 | $10.08 | — | UNIT 05/09/2023 | 89615T205 |
| — | BLACK RIDGE ACQUISITION CORP | 1,621,333 | $16.28M | 0.3% | $10.04 | $9.72 | — | COM | 09216T107 |
| BC | BRUNSWICK CORP | 350,000 | $16.26M | 0.3% | $46.45 | $48.59 | -3.9% | Put | 117043109 |
| — | VECTOIQ ACQUISITION CORP | 1,673,000 | $16.23M | 0.3% | $9.70 | $9.62 | — | COM | 92243N103 |
| — | CAPITOL INVT CORP IV | 1,541,700 | $15.94M | 0.3% | $10.34 | $10.12 | — | UNIT 99/99/9999 | G18920119 |
| ROG | ROGERS CORP | 158,241 | $15.68M | 0.3% | $99.06 * | $129.37 | -7.3% | COM | 775133101 |
| — | HAYMAKER ACQUISITION CORP | 1,536,072 | $15.38M | 0.3% | $10.01 | $9.73 | — | COM CLASS A | 420870107 |
| — | SABAN CAP ACQUISITION CORP | 1,500,000 | $15.18M | 0.3% | $10.12 | $9.97 | — | COM CL A | 78516C106 |
| — | CHURCHILL CAP CORP | 1,491,100 | $15.07M | 0.3% | $10.11 | $10.13 | — | UNIT 99/99/9999 | 17142R202 |
| — | CM SEVEN STAR ACQUISITION CO | 1,491,500 | $15.06M | 0.3% | $10.10 | $9.68 | — | SHS | G2345N102 |
| — | PURE ACQUISITION CORP | 1,526,250 | $15.02M | 0.3% | $9.84 | $9.66 | — | CL A | 74621Q106 |
| — | TIBERIUS ACQUISITION CORP | 1,445,800 | $14.76M | 0.3% | $10.21 | $10.09 | — | UNIT 02/28/2021 | 88633A206 |
| — | REALPAGE INC | 305,000 | $14.7M | 0.3% | $48.19 | $48.19 | — | COM | 75606N109 |
| META | FACEBOOK INC | 110,000 | $14.42M | 0.3% | $131.09 * | $144.26 | -0.3% | CL A | 30303M102 |
| — | CM SEVEN STAR ACQUISITION CO | 1,338,500 | $14.26M | 0.3% | $10.65 | $9.96 | — | UNIT 08/21/2022 | G2345N128 |
| EMN | EASTMAN CHEM CO | 192,800 | $14.1M | 0.3% | $73.11 * | $61.76 | 0.0% | COM | 277432100 |
| — | VANTAGE ENERGY ACQUISITION | 1,398,097 | $14.05M | 0.3% | $10.05 | $9.75 | — | COM CL A | 92211L105 |
| PACK | ONE MADISON CORP | 1,398,014 | $14.02M | 0.3% | $10.03 | $9.55 | — | COM CL A | G6772P100 |
| — | CF FIN ACQUISITION CORP | 1,400,000 | $14M | 0.3% | $10.00 | $10.00 | — | UNIT 04/30/2025 | 12528N206 |
| — | SENTINEL ENERGY SVCS INC | 1,381,006 | $13.84M | 0.3% | $10.02 | $10.02 | — | CL A | 81728P105 |
| EGHT | 8X8 INC NEW | 766,003 | $13.82M | 0.3% | $18.04 | $21.48 | -14.4% | COM | 282914100 |
| ROKU | ROKU INC | 450,000 | $13.79M | 0.3% | $30.64 * | $47.13 | 0.0% | COM CL A | 77543R102 |
| — | GIGCAPITAL INC | 1,363,300 | $13.77M | 0.3% | $10.10 | $9.79 | — | COM | 37518N106 |
| UA | UNDER ARMOUR INC | 846,800 | $13.69M | 0.3% | $16.17 * | $17.81 | +6.3% | CL C | 904311206 |
| NFLX | NETFLIX INC | 50,000 | $13.38M | 0.3% | $267.66 * | $29.93 | 0.0% | Put | 64110L106 |
| — | TABLEAU SOFTWARE INC | 111,300 | $13.36M | 0.3% | $120.00 | $97.75 | — | CL A | 87336U105 |
| META | FACEBOOK INC | 100,000 | $13.11M | 0.3% | $131.09 * | $144.26 | -0.3% | Put | 30303M102 |
| — | ONE MADISON CORP | 1,245,871 | $12.96M | 0.3% | $10.40 | $10.00 | — | UNIT 99/99/9999 | G6772P118 |
| — | DFB HEALTHCARE ACQUISTION CO | 1,250,000 | $12.75M | 0.2% | $10.20 | $10.05 | — | UNIT 01/30/2023 | 23291E208 |
| HLIT | HARMONIC INC | 2,605,124 | $12.3M | 0.2% | $4.72 * | $4.27 | +27.7% | COM | 413160102 |
| — | MEGALITH FINL ACQUISITION CO | 1,200,000 | $12.1M | 0.2% | $10.08 | $10.10 | — | UNIT 09/30/2025 | 58518F208 |
| — | MOSAIC ACQUISITION CORP | 1,166,380 | $11.8M | 0.2% | $10.12 | $10.12 | — | UNIT 99/99/9999 | 61946M209 |
| — | ORBCOMM INC | 1,417,004 | $11.7M | 0.2% | $8.26 | $10.30 | — | COM | 68555P100 |
| DLB | DOLBY LABORATORIES INC | 182,352 | $11.28M | 0.2% | $61.84 | $51.70 | +17.5% | COM | 25659T107 |
| — | OPES ACQUISITION CORP | 1,120,000 | $11.12M | 0.2% | $9.93 | $9.71 | — | COM | 68373P100 |
| — | AEROJET ROCKETDYNE HLDGS INC | 7,500,000 | $11.05M | 0.2% | $1.47 | $1.46 | — | NOTE 2.250%12/1 | 007800AB1 |
| — | LEO HOLDINGS CORP | 1,071,000 | $10.95M | 0.2% | $10.22 | $10.00 | — | UNIT 99/99/9999 | G5463L121 |
| — | MUDRICK CAP ACQUISITION CORP | 1,084,800 | $10.72M | 0.2% | $9.88 | $9.60 | — | COM CLASS A | 624745105 |
| NOW | SERVICENOW INC | 60,000 | $10.68M | 0.2% | $178.05 * | $35.49 | 0.0% | COM | 81762P102 |
| — | UNION ACQUISITION CORP | 1,060,000 | $10.67M | 0.2% | $10.07 | $9.60 | — | SHS | G9366W101 |
| — | SPARTAN ENERGY ACQUISITON CO | 1,100,001 | $10.59M | 0.2% | $9.63 | $9.63 | — | CL A COM STK | 846784106 |
| — | PENSARE ACQUISITION CORP | 995,855 | $10.51M | 0.2% | $10.55 | $10.38 | — | UNIT 07/27/2022 | 70957E204 |
| — | J2 GLOBAL INC | 8,980,000 | $10.28M | 0.2% | $1.15 | $1.14 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | GS ACQUISITION HLDGS CORP | 1,000,000 | $10.25M | 0.2% | $10.25 | $10.22 | — | UNIT 06/12/2023 | 36255F201 |
| — | MUDRICK CAP ACQUISITION CORP | 995,000 | $10.25M | 0.2% | $10.30 | $10.22 | — | UNIT 02/01/2023 | 624745204 |
| — | VECTOIQ ACQUISITION CORP | 1,000,000 | $10.08M | 0.2% | $10.08 | $10.07 | — | UNIT 05/11/2023 | 92243N202 |
| — | COLLIER CREEK HOLDINGS | 1,000,000 | $10.05M | 0.2% | $10.05 | $10.05 | — | UNIT 99/99/9999 | G22707122 |
| CDNA | CAREDX INC | 398,337 | $10.01M | 0.2% | $25.14 * | $25.69 | 0.0% | COM | 14167L103 |
| — | SENSEONICS HLDGS INC | 3,779,000 | $9.788M | 0.2% | $2.59 | $3.68 | — | COM | 81727U105 |
| — | LEO HOLDINGS CORP | 1,000,000 | $9.725M | 0.2% | $9.72 | $9.66 | — | COM CL A | G5463L105 |
| — | DEL FRISCOS RESTAURANT GROUP | 1,355,777 | $9.694M | 0.2% | $7.15 | $8.30 | — | COM | 245077102 |
| — | HABIT RESTAURANTS INC | 911,572 | $9.572M | 0.2% | $10.50 | $13.17 | — | COM CL A | 40449J103 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 10,000,000 | $9.559M | 0.2% | $0.96 | $1.27 | — | NOTE 1.875% 6/0 | 049164BJ4 |
| — | CLEVELAND CLIFFS INC | 8,500,000 | $9.491M | 0.2% | $1.12 | $1.12 | — | DBCV 1.500% 1/1 | 185899AA9 |
| — | GIGCAPITAL INC | 874,652 | $9.245M | 0.2% | $10.57 | $10.00 | — | UNIT 03/06/2025 | 37518N205 |
| LITE | LUMENTUM HLDGS INC | 220,000 | $9.242M | 0.2% | $42.01 * | $56.88 | -13.4% | COM | 55024U109 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 723,070 | $9.067M | 0.2% | $12.54 | $11.68 | — | TR UNIT | 85208R101 |
| — | TRINITY MERGER CORP | 869,876 | $8.977M | 0.2% | $10.32 | $10.07 | — | UNIT 05/11/2025 | 89653L205 |
| NOW | SERVICENOW INC | 50,000 | $8.902M | 0.2% | $178.04 * | $35.49 | 0.0% | Put | 81762P102 |
| — | TPG PACE HLDGS CORP | 884,143 | $8.841M | 0.2% | $10.00 | $9.99 | — | CL A | G89827128 |
| SMH | VANECK VECTORS ETF TR | 100,000 | $8.728M | 0.2% | $87.28 | — | — | Put | 92189F676 |
| — | CHURCHILL CAP CORP | 900,000 | $8.595M | 0.2% | $9.55 | $9.55 | — | COM CL A | 17142R103 |
| MCRI | MONARCH CASINO & RESORT INC | 225,038 | $8.583M | 0.2% | $38.14 * | $43.26 | -6.1% | COM | 609027107 |
| LSCC | LATTICE SEMICONDUCTOR CORP | 1,231,352 | $8.521M | 0.2% | $6.92 | $7.24 | — | COM | 518415104 |
| — | BARRICK GOLD CORP | 101,900 | $8.446M | 0.2% | $82.89 | — | — | Put | 067901108 |
| FTS | FORTIS INC | 250,000 | $8.34M | 0.2% | $33.36 * | $25.70 | 0.0% | Put | 349553107 |
| TSLA | TESLA INC | 25,000 | $8.32M | 0.2% | $332.80 | — | — | Call | 88160R101 |
| — | TRIDENT ACQUISITIONS CORP | 819,405 | $8.169M | 0.2% | $9.97 | $9.81 | — | COM | 89615T106 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 814,875 | $8.149M | 0.2% | $10.00 | $10.09 | — | CL A | G8250R103 |
| — | BANK AMER CORP | 631,000 | $8.105M | 0.2% | $12.84 | $9.97 | — | *W EXP 01/16/201 | 060505146 |
| TRIP | TRIPADVISOR INC | 150,000 | $8.091M | 0.2% | $53.94 | — | — | Put | 896945201 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 781,310 | $7.993M | 0.2% | $10.23 | $10.60 | — | UNIT 99/99/9999 | G8250R111 |
| — | HARMONIC INC | 7,500,000 | $7.946M | 0.2% | $1.06 | $1.13 | — | NOTE 4.000%12/0 | 413160AB8 |
| — | TKK SYMPHONY ACQUISITION COR | 821,300 | $7.926M | 0.2% | $9.65 | $9.57 | — | ORD SHS | G88950103 |
| SHY | ISHARES TR | 90,274 | $7.549M | 0.1% | $83.62 | $83.62 | — | 1 3 YR TREAS BD | 464287457 |
| DAL | DELTA AIR LINES INC DEL | 150,000 | $7.485M | 0.1% | $49.90 * | $49.45 | +3.3% | Put | 247361702 |
| IQ | IQIYI INC | 500,000 | $7.435M | 0.1% | $14.87 | $14.87 | — | SPONSORED ADS | 46267X108 |
| — | ALLEGRO MERGER CORP | 750,000 | $7.312M | 0.1% | $9.75 | $9.72 | — | COM | 01749N103 |
| — | TWELVE SEAS INVESTMENT COMPA | 711,110 | $7.291M | 0.1% | $10.25 | $10.06 | — | UNIT 06/21/2023 | G9145A123 |
| BABA | ALIBABA GROUP HLDG LTD | 50,000 | $6.854M | 0.1% | $137.08 | $164.76 | — | Call | 01609W102 |
| — | DEXCOM INC | 5,000,000 | $6.761M | 0.1% | $1.35 | $1.53 | — | NOTE 0.750% 5/1 | 252131AF4 |
| — | PRICELINE GRP INC | 5,000,000 | $6.73M | 0.1% | $1.35 | $1.46 | — | NOTE 0.350% 6/1 | 741503AS5 |
| OLED | UNIVERSAL DISPLAY CORP | 70,000 | $6.55M | 0.1% | $93.57 * | $96.21 | -0.4% | COM | 91347P105 |
| ENB | ENBRIDGE INC | 200,000 | $6.216M | 0.1% | $31.08 | — | — | Call | 29250N105 |
| NTR | NUTRIEN LTD | 132,000 | $6.204M | 0.1% | $47.00 | — | — | Call | 67077M108 |
| ROKU | ROKU INC | 200,000 | $6.128M | 0.1% | $30.64 * | $47.13 | 0.0% | Call | 77543R102 |
| — | THUNDER BRIDGE ACQUISITION L | 595,000 | $6.059M | 0.1% | $10.18 | $10.05 | — | UNIT 01/01/2025 | G8857R118 |
| — | CAPITOL INVT CORP IV | 599,900 | $5.996M | 0.1% | $9.99 | $9.68 | — | CL A ORD | G18920101 |
| — | CARBONITE INC | 5,000,000 | $5.968M | 0.1% | $1.19 | $1.50 | — | NOTE 2.500% 4/0 | 141337AB1 |
| — | NAUTILUS INC | 535,269 | $5.834M | 0.1% | $10.90 | $14.95 | — | COM | 63910B102 |
| — | TKK SYMPHONY ACQUISITION COR | 570,400 | $5.755M | 0.1% | $10.09 | $10.10 | — | UNIT 08/15/2023 | G88950111 |
| TH | PLATINUM EAGLE ACQUISITIN CO | 554,398 | $5.588M | 0.1% | $10.08 | $9.95 | — | SHS CL A | G7126L100 |
| AMD | ADVANCED MICRO DEVICES INC | 300,000 | $5.538M | 0.1% | $18.46 | — | — | Put | 007903107 |
| — | WAYFAIR INC | 5,000,000 | $5.37M | 0.1% | $1.07 | $1.07 | — | NOTE 0.375% 9/0 | 94419LAB7 |
| — | ON SEMICONDUCTOR CORP | 5,000,000 | $5.365M | 0.1% | $1.07 | $1.27 | — | NOTE 1.625%10/1 | 682189AP0 |
| — | BRIDGEPOINT ED INC | 756,462 | $5.303M | 0.1% | $7.01 | $9.12 | — | COM | 10807M105 |
| — | HL ACQUISITIONS CORP | 530,769 | $5.225M | 0.1% | $9.84 | $9.63 | — | SHS | G4603R106 |
| — | BISON CAP ACQUISITION CORP | 500,000 | $5.2M | 0.1% | $10.40 | $9.87 | — | ORD SHS | G1142P104 |
| — | VARIAN MED SYS INC | 45,860 | $5.196M | 0.1% | $113.30 | $122.66 | — | COM | 92220P105 |
| — | NEW FRONTIER CORP | 500,000 | $5.075M | 0.1% | $10.15 | $10.05 | — | UNIT 99/99/9999 | G6485P116 |
| — | GORDON POINTE ACQUISITION CO | 500,000 | $5M | 0.1% | $10.00 | $9.84 | — | COM CLASS A | 382788107 |
| — | ETF MANAGERS TR | 200,000 | $4.988M | 0.1% | $24.94 | — | — | Put | 26924G508 |
| BNS | BANK N S HALIFAX | 100,000 | $4.987M | 0.1% | $49.87 | — | — | Call | 064149107 |
| ALAC | ALBERTON ACQUISITION CORP | 500,000 | $4.9M | 0.1% | $9.80 | $9.80 | — | ORD SHS | G35006108 |
| — | NEW FRONTIER CORP | 500,000 | $4.9M | 0.1% | $9.80 | $9.80 | — | COM CL A | G6485P108 |
| — | BIG ROCK PARTNERS ACQUISI CO | 468,300 | $4.777M | 0.1% | $10.20 | $9.73 | — | COM | 089482103 |
| — | DOVER DOWNS GAMING & ENTMT I | 1,659,900 | $4.598M | 0.1% | $2.77 | $2.83 | — | COM | 260095104 |
| — | TRAVELCENTERS AMER LLC | 1,218,995 | $4.583M | 0.1% | $3.76 | $5.70 | — | COM | 894174101 |
| — | LF CAP ACQUISITION CORP | 464,269 | $4.541M | 0.1% | $9.78 | $9.63 | — | CL A | 50200K108 |
| — | FORESCOUT TECHNOLOGIES INC | 162,054 | $4.212M | 0.1% | $25.99 | $25.99 | — | COM | 34553D101 |
| — | MAM SOFTWARE GROUP INC | 532,735 | $4.209M | 0.1% | $7.90 | $8.57 | — | COM NEW | 55277Q201 |
| HURC | HURCO COMPANIES INC | 115,000 | $4.106M | 0.1% | $35.70 * | $45.24 | -11.7% | COM | 447324104 |
| TOTA | TOTTENHAM ACQUISITION I LTD | 412,000 | $4.079M | 0.1% | $9.90 | $9.78 | — | SHS | G8959N106 |
| DLHC | DLH HLDGS CORP | 871,984 | $4.055M | 0.1% | $4.65 * | $5.95 | -13.0% | COM | 23335Q100 |
| PAAS | PAN AMERICAN SILVER CORP | 265,000 | $3.869M | 0.1% | $14.60 | — | — | Call | 697900108 |
| — | GORES HOLDINGS III INC | 380,000 | $3.819M | 0.1% | $10.05 | $10.21 | — | UNIT 09/07/2024 | 38286G208 |
| — | UNION ACQUISITION CORP | 350,000 | $3.762M | 0.1% | $10.75 | $10.23 | — | UNIT 99/99/9999 | G9366W119 |
| — | KIRKLAND LAKE GOLD LTD | 143,100 | $3.733M | 0.1% | $26.09 | — | — | Call | 49741E100 |
| ACCS | ISSUER DIRECT CORPORATION | 326,456 | $3.705M | 0.1% | $11.35 * | $16.87 | -24.7% | COM NEW | 46520M204 |
| — | OPES ACQUISITION CORP | 360,000 | $3.697M | 0.1% | $10.27 | $10.06 | — | UNIT 03/07/2023 | 68373P209 |
| — | BIG ROCK PARTNERS ACQUISI CO | 349,200 | $3.693M | 0.1% | $10.58 | $10.23 | — | UNIT 11/20/2022 | 089482202 |
| CAE | CAE INC | 200,000 | $3.67M | 0.1% | $18.35 | $18.71 | 0.0% | Put | 124765108 |
| LCUT | LIFETIME BRANDS INC | 360,650 | $3.617M | 0.1% | $10.03 * | $13.30 | -33.3% | COM | 53222Q103 |
| USPH | U S PHYSICAL THERAPY INC | 35,200 | $3.603M | 0.1% | $102.36 | — | — | Put | 90337L108 |
| TRNS | TRANSCAT INC | 183,609 | $3.492M | 0.1% | $19.02 * | $14.26 | +44.7% | COM | 893529107 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 332,214 | $3.274M | 0.1% | $9.86 | $8.37 | — | UNIT | 85207Q104 |
| — | BISON CAP ACQUISITION CORP | 293,315 | $3.202M | 0.1% | $10.92 | $10.22 | — | UNIT 99/99/9999T | G1142P120 |
| USLM | UNITED STATES LIME & MINERAL | 44,808 | $3.181M | 0.1% | $70.99 * | $15.90 | -6.2% | COM | 911922102 |
| AAOI | APPLIED OPTOELECTRONICS INC | 200,000 | $3.086M | 0.1% | $15.43 * | $35.53 | -43.3% | Call | 03823U102 |
| — | RED HAT INC | 17,500 | $3.074M | 0.1% | $175.66 | $175.66 | — | COM | 756577102 |
| — | LEGACY ACQUISITION CORP | 300,000 | $3.054M | 0.1% | $10.18 | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| FLXS | FLEXSTEEL INDS INC | 138,000 | $3.047M | 0.1% | $22.08 * | $35.06 | -40.7% | COM | 339382103 |
| — | CHARDAN HEALTHCARE ACQUISITI | 300,000 | $3.021M | 0.1% | $10.07 | $10.07 | — | UNIT 12/13/2023 | 15957A207 |
| — | JENSYN ACQUISITION CORP | 270,000 | $2.973M | 0.1% | $11.01 | $10.04 | — | COM | 47632B102 |
| — | LEGACY ACQUISITION CORP | 297,235 | $2.919M | 0.1% | $9.82 | $9.63 | — | COM CL A | 524643103 |
| — | LEISURE ACQUISITION CORP | 275,000 | $2.786M | 0.1% | $10.13 | $9.91 | — | UNIT 99/99/9999 | 52539T206 |
| AVA | AVISTA CORP | 65,000 | $2.761M | 0.1% | $42.48 * | $36.19 | 0.0% | COM | 05379B107 |
| — | LEISURE ACQUISITION CORP | 275,000 | $2.7M | 0.1% | $9.82 | $9.67 | — | COM | 52539T107 |
| — | GORDON POINTE ACQUISITION CO | 259,250 | $2.691M | 0.1% | $10.38 | $10.32 | — | UNIT 01/18/2023 | 382788206 |
| — | TIBERIUS ACQUISITION CORP | 268,500 | $2.631M | 0.1% | $9.80 | $9.67 | — | COM | 88633A107 |
| — | PURE ACQUISITION CORP | 246,300 | $2.586M | 0.1% | $10.50 | $10.25 | — | UNIT 04/13/2023 | 74621Q205 |
| — | ALLEGRO MERGER CORP | 250,000 | $2.58M | 0.1% | $10.32 | $10.27 | — | UNIT 12/31/2023 | 01749N301 |
| EXK | ENDEAVOUR SILVER CORP | 1,188,800 | $2.556M | 0.0% | $2.15 * | $2.10 | 0.0% | COM | 29258Y103 |
| — | ALBERTON ACQUISITION CORP | 250,000 | $2.516M | 0.0% | $10.06 | $10.06 | — | UNIT 04/22/2020 | G35006116 |
| — | GREENLAND ACQUISITIN CORPORA | 246,500 | $2.44M | 0.0% | $9.90 | $9.68 | — | SHS | G40981139 |
| LOAC | LONGEVITY ACQUISITION CORP | 240,000 | $2.412M | 0.0% | $10.05 | $10.05 | — | ORD SHS | G56372132 |
| — | FORUM MERGER II CORP | 243,138 | $2.346M | 0.0% | $9.65 | $9.65 | — | CL A | 34986F103 |
| — | FAR PT ACQUISITION CORP | 240,000 | $2.316M | 0.0% | $9.65 | $9.65 | — | COM CL A | 30734W109 |
| — | HUDSON GLOBAL INC | 1,708,765 | $2.307M | 0.0% | $1.35 | $2.46 | — | COM | 443787106 |
| — | SMAAASH ENTERTAINMENT INC | 686,837 | $2.306M | 0.0% | $3.36 | $3.36 | — | COM | 831550108 |
| — | INFRA AND ENERGY ALTRNTIVE I | 285,714 | $2.177M | 0.0% | $7.62 | $8.35 | — | COM | 45686J104 |
| LAKE | LAKELAND INDS INC | 204,200 | $2.132M | 0.0% | $10.44 * | $14.10 | -9.9% | COM | 511795106 |
| — | U S WELL SVCS INC | 3,525,040 | $2.115M | 0.0% | $0.60 | $0.60 | — | *W EXP 03/15/202 | 91274U119 |
| — | SENTINEL ENERGY SVCS INC | 200,001 | $2.06M | 0.0% | $10.30 | $10.30 | — | UNIT 11/02/2022 | 81728P204 |
| — | EDTECHX HLDGS ACQUISITION CO | 200,000 | $1.998M | 0.0% | $9.99 | $9.99 | — | UNIT 12/31/2025 | 28138X202 |
| — | INFINERA CORPORATION | 500,000 | $1.995M | 0.0% | $3.99 | $7.30 | — | Call | 45667G103 |
| — | EDTECHX HLDGS ACQUISITION CO | 200,000 | $1.946M | 0.0% | $9.73 | $9.73 | — | COM | 28138X103 |
| — | CONCRETE PUMPING HLDGS INC | 2,423,779 | $1.891M | 0.0% | $0.78 | $0.78 | — | *W EXP 08/01/202 | 206704116 |
| — | PATRIOT TRANSN HLDG INC | 91,407 | $1.802M | 0.0% | $19.71 | $18.54 | — | COM | 70338W105 |
| SPY | SPDR S&P 500 ETF TR | 7,200 | $1.799M | 0.0% | $249.86 | $249.86 | — | TR UNIT | 78462F103 |
| OTEX | OPEN TEXT CORP | 54,000 | $1.76M | 0.0% | $32.59 * | $28.27 | 0.0% | Put | 683715106 |
| — | RED HAT INC | 10,000 | $1.756M | 0.0% | $175.60 | $175.66 | — | Put | 756577102 |
| — | ATHENAHEALTH INC | 12,500 | $1.649M | 0.0% | $131.92 | $131.92 | — | COM | 04685W103 |
| — | NRC GROUP HLDGS CORP | 2,025,875 | $1.641M | 0.0% | $0.81 | $0.81 | — | *W EXP 10/17/202 | 629375114 |
| MHH | MASTECH DIGITAL INC | 256,534 | $1.616M | 0.0% | $6.30 * | $6.68 | 0.0% | COM | 57633B100 |
| APT | ALPHA PRO TECH LTD | 431,474 | $1.601M | 0.0% | $3.71 * | $3.54 | +0.6% | COM | 020772109 |
| GWRS | GLOBAL WTR RES INC | 152,995 | $1.551M | 0.0% | $10.14 * | $8.18 | +7.1% | COM | 379463102 |
| — | TOTTENHAM ACQUISITION I LTD | 150,000 | $1.53M | 0.0% | $10.20 | $10.38 | — | UNIT 05/06/2025 | G8959N130 |
| — | GREENLAND ACQUISITIN CORPORA | 140,000 | $1.437M | 0.0% | $10.26 | $10.33 | — | UNIT 03/03/2025 | G40981121 |
| AAOI | APPLIED OPTOELECTRONICS INC | 92,500 | $1.427M | 0.0% | $15.43 * | $35.53 | -43.3% | Put | 03823U102 |
| — | TENZING ACQUISITION CORP | 136,100 | $1.371M | 0.0% | $10.07 | $10.07 | — | UNIT 08/24/2024 | G8708A124 |
| — | SOUTHWESTERN ENERGY CO | 400,000 | $1.364M | 0.0% | $3.41 | $7.11 | — | COM | 845467109 |
| ATOM | ATOMERA INC | 420,000 | $1.205M | 0.0% | $2.87 * | $3.97 | 0.0% | COM | 04965B100 |
| — | GORES HOLDINGS III INC | 120,000 | $1.166M | 0.0% | $9.72 | $9.72 | — | CLASS A | 38286G109 |
| — | PRIORITY TECHNOLOGY HLDGS IN | 842,500 | $1.053M | 0.0% | $1.25 | $1.53 | — | *W EXP 11/15/202 | 74275G115 |
| — | HL ACQUISITIONS CORP | 100,000 | $1.035M | 0.0% | $10.35 | $10.06 | — | UNIT 06/21/2023 | G4603R114 |
| — | LONGEVITY ACQUISITION CORP | 100,000 | $1.015M | 0.0% | $10.15 | $10.24 | — | UNIT 08/29/2024 | G56372108 |
| — | NEBULA ACQUISITION CORP | 100,000 | $1.011M | 0.0% | $10.11 | $10.10 | — | UNIT 03/12/2025 | 629076209 |
| — | FEDERAL STR ACQUISITION CORP | 1,250,000 | $1M | 0.0% | $0.80 | $1.08 | — | *W EXP 07/24/202 | 31421V115 |
| — | PENSARE ACQUISITION CORP | 3,371,400 | $978K | 0.0% | $0.29 | $0.42 | — | RIGHT 99/99/9999 | 70957E121 |
| — | HAYMAKER ACQUISITION CORP | 1,187,436 | $974K | 0.0% | $0.82 | $0.85 | — | *W EXP 10/27/202 | 420870115 |
| — | ORGANOGENESIS HLDGS INC | 4,799,047 | $960K | 0.0% | $0.20 | $0.20 | — | *W EXP 10/07/202 | 68621F110 |
| TIPT | TIPTREE INC | 161,916 | $905K | 0.0% | $5.59 * | $6.96 | -17.6% | COM | 88822Q103 |
| — | PRETIUM RES INC | 1,000,000 | $892K | 0.0% | $0.89 | $0.84 | — | NOTE 2.250% 3/1 | 74139CAB8 |
| — | INTERNATIONAL SPEEDWAY CORP | 20,000 | $877K | 0.0% | $43.85 | $43.85 | — | CL A | 460335201 |
| — | CONSTELLATION ALPHA CAP CORP | 3,202,613 | $801K | 0.0% | $0.25 | $0.33 | — | RIGHT 99/99/9999 | G2379F132 |
| FTS | FORTIS INC | 23,500 | $784K | 0.0% | $33.36 * | $25.70 | 0.0% | COM | 349553107 |
| — | SABAN CAP ACQUISITION CORP | 1,241,760 | $745K | 0.0% | $0.60 | $1.20 | — | *W EXP 09/21/202 | 78516C114 |
| — | CM SEVEN STAR ACQUISITION CO | 1,905,500 | $724K | 0.0% | $0.38 | $0.31 | — | RIGHT 08/21/2022 | G2345N136 |
| — | GRAF INDL CORP | 74,750 | $718K | 0.0% | $9.61 | $9.61 | — | COM | 384278107 |
| — | MODERN MEDIA ACQUISITION | 2,744,453 | $686K | 0.0% | $0.25 | $0.34 | — | RIGHT 99/99/9999 | 60765P129 |
| — | BELLATRIX EXPLORATION LTD | 1,377,733 | $637K | 0.0% | $0.46 | $0.46 | — | COM NEW | 078314507 |
| — | KBL MERGER CORP IV | 1,577,400 | $615K | 0.0% | $0.39 | $0.37 | — | RIGHT 03/22/2019 | 48242A120 |
| PAAS | PAN AMERICAN SILVER CORP | 42,000 | $613K | 0.0% | $14.60 | — | — | Put | 697900108 |
| — | BROOKFIELD PROPERTY REIT INC | 35,000 | $564K | 0.0% | $16.11 | $20.94 | — | CL A | 11282X103 |
| CAE | CAE INC | 29,700 | $545K | 0.0% | $18.35 | $18.71 | 0.0% | COM | 124765108 |
| — | LEO HOLDINGS CORP | 500,000 | $535K | 0.0% | $1.07 | $1.07 | — | *W EXP 02/07/202 | G5463L113 |
| OTEX | OPEN TEXT CORP | 15,800 | $515K | 0.0% | $32.59 * | $28.27 | 0.0% | COM | 683715106 |
| CCJ | CAMECO CORP | 45,400 | $515K | 0.0% | $11.34 | — | — | Put | 13321L108 |
| RVPH | TENZING ACQUISITION CORP | 50,000 | $492K | 0.0% | $9.84 | $9.84 | — | ORD SHS | G8708A116 |
| — | TWELVE SEAS INVESTMENT COMPA | 1,378,500 | $482K | 0.0% | $0.35 | $0.42 | — | RIGHT 12/22/2019 | G9145A131 |
| — | ONE MADISON CORP | 600,000 | $480K | 0.0% | $0.80 | $0.91 | — | *W EXP 99/99/999 | G6772P126 |
| — | PLATINUM EAGLE ACQUISITIN CO | 368,266 | $479K | 0.0% | $1.30 | $1.33 | — | *W EXP 01/17/202 | G7126L118 |
| — | TRINITY MERGER CORP | 1,200,000 | $474K | 0.0% | $0.40 | $0.40 | — | *W EXP 05/11/202 | 89653L114 |
| — | UNION ACQUISITION CORP | 1,240,736 | $471K | 0.0% | $0.38 | $0.36 | — | RIGHT 12/02/2019 | G9366W135 |
| — | GIGCAPITAL INC | 1,697,672 | $467K | 0.0% | $0.28 | $0.34 | — | RIGHT 03/06/2020 | 37518N114 |
| — | VANTAGE ENERGY ACQUISITION | 983,219 | $462K | 0.0% | $0.47 | $0.99 | — | *W EXP 04/12/202 | 92211L113 |
| — | MUDRICK CAP ACQUISITION CORP | 1,000,000 | $450K | 0.0% | $0.45 | $0.65 | — | *W EXP 02/12/202 | 624745113 |
| — | MTECH ACQUISITION CORP | 733,386 | $440K | 0.0% | $0.60 | $1.10 | — | *W EXP 08/01/202 | 55378W115 |
| — | THUNDER BRIDGE ACQUISITION L | 1,100,000 | $407K | 0.0% | $0.37 | $0.37 | — | *W EXP 01/01/202 | G8857R126 |
| — | EMC INS GROUP INC | 12,500 | $398K | 0.0% | $31.84 | $31.84 | — | COM | 268664109 |
| — | CHURCHILL CAP CORP | 450,000 | $394K | 0.0% | $0.88 | $0.88 | — | *W EXP 09/11/202 | 17142R111 |
| CCJ | CAMECO CORP | 33,900 | $385K | 0.0% | $11.36 | — | — | Call | 13321L108 |
| — | SPARTAN ENERGY ACQUISITON CO | 366,667 | $356K | 0.0% | $0.97 | $0.97 | — | *W EXP 08/27/202 | 846784122 |
| — | TPG PACE HLDGS CORP | 352,999 | $353K | 0.0% | $1.00 | $1.08 | — | *W EXP 06/27/202 | G89827110 |
| — | SIRIUS INTERNATIONAL INSURAN | 26,784 | $336K | 0.0% | $12.54 | $12.54 | — | COM | G8196D101 |
| — | SENTINEL ENERGY SVCS INC | 394,702 | $328K | 0.0% | $0.83 | $0.83 | — | *W EXP 11/02/202 | 81728P113 |
| — | REEBONZ HLDG LTD | 150,726 | $314K | 0.0% | $2.08 | $2.08 | — | ORD SHS | G7457R106 |
| OTEX | OPEN TEXT CORP | 8,700 | $284K | 0.0% | $32.64 * | $28.27 | 0.0% | Call | 683715106 |
| — | VECTOIQ ACQUISITION CORP | 525,000 | $262K | 0.0% | $0.50 | $0.50 | — | *W EXP 05/11/202 | 92243N111 |
| — | BLACK RIDGE ACQUISITION CORP | 868,400 | $261K | 0.0% | $0.30 | $0.30 | — | RIGHT 07/10/2019 | 09216T123 |
| — | ALLEGRO MERGER CORP | 900,000 | $261K | 0.0% | $0.29 | $0.29 | — | RIGHT 12/31/2023 | 01749N129 |
| — | TWELVE SEAS INVESTMENT COMPA | 1,000,000 | $260K | 0.0% | $0.26 | $0.36 | — | *W EXP 12/22/202 | G9145A115 |
| — | MTECH ACQUISITION CORP | 25,000 | $252K | 0.0% | $10.08 | $9.58 | — | COM CLASS A | 55378W107 |
| — | CM SEVEN STAR ACQUISITION CO | 952,750 | $238K | 0.0% | $0.25 | $0.30 | — | *W EXP 08/21/202 | G2345N110 |
| — | NEW FRONTIER CORP | 250,000 | $225K | 0.0% | $0.90 | $0.90 | — | *W EXP 99/99/999 | G6485P124 |
| — | ALBERTON ACQUISITION CORP | 850,000 | $221K | 0.0% | $0.26 | $0.26 | — | RIGHT 10/04/2020 | G35006132 |
| — | PENSARE ACQUISITION CORP | 1,089,900 | $218K | 0.0% | $0.20 | $0.54 | — | *W EXP 07/27/202 | 70957E113 |
| — | CONSTELLATION ALPHA CAP CORP | 1,645,113 | $214K | 0.0% | $0.13 | $0.23 | — | *W EXP 03/23/202 | G2379F116 |
| EXAS | EXACT SCIENCES CORP | 3,382 | $213K | 0.0% | $62.98 * | $53.82 | +27.5% | COM | 30063P105 |
| — | UNION ACQUISITION CORP | 850,000 | $212K | 0.0% | $0.25 | $0.35 | — | *W EXP 07/01/202 | G9366W127 |
| NTR | NUTRIEN LTD | 4,500 | $212K | 0.0% | $47.11 | — | — | Put | 67077M108 |
| — | CAPITOL INVT CORP IV | 200,000 | $200K | 0.0% | $1.00 | $1.07 | — | *W EXP 01/01/202 | G18920127 |
| — | REGALWOOD GLOBAL ENERGY LTD | 187,166 | $199K | 0.0% | $1.06 | $1.24 | — | *W EXP 12/05/202 | G74760128 |
| — | MOSAIC ACQUISITION CORP | 200,000 | $198K | 0.0% | $0.99 | $0.99 | — | *W EXP 10/23/202 | 61946M118 |
| — | ALLEGRO MERGER CORP | 650,000 | $195K | 0.0% | $0.30 | $0.30 | — | *W EXP 01/06/202 | 01749N111 |
| IMXI | INTERNATIONAL MNY EXPRESS IN | 40,000 | $191K | 0.0% | $4.78 * | $10.10 | +18.9% | COM | 46005L101 |
| — | FAR PT ACQUISITION CORP | 130,000 | $169K | 0.0% | $1.30 | $1.34 | — | *W EXP 06/01/202 | 30734W117 |
| — | ESTRE AMBIENTAL INC | 2,110,661 | $168K | 0.0% | $0.08 | $0.69 | — | *W EXP 12/21/202 | G3206V118 |
| — | HL ACQUISITIONS CORP | 210,000 | $159K | 0.0% | $0.76 | $0.61 | — | RIGHT 07/17/2023 | G4603R130 |
| — | BLACK RIDGE ACQUISITION CORP | 14,992 | $157K | 0.0% | $10.47 | $10.47 | — | UNIT 10/05/2022 | 09216T206 |
| — | BIG ROCK PARTNERS ACQUISI CO | 423,200 | $152K | 0.0% | $0.36 | $0.41 | — | RIGHT 12/01/2022 | 089482129 |
| — | JENSYN ACQUISITION CORP | 914,885 | $151K | 0.0% | $0.17 | $0.27 | — | RIGHT 99/99/9999 | 47632B128 |
| — | BISON CAP ACQUISITION CORP | 534,300 | $150K | 0.0% | $0.28 | $0.34 | — | RIGHT 03/20/2019 | G1142P138 |
| — | KBL MERGER CORP IV | 1,578,348 | $142K | 0.0% | $0.09 | $0.14 | — | *W EXP 01/15/202 | 48242A112 |
| — | TKK SYMPHONY ACQUISITION COR | 401,300 | $140K | 0.0% | $0.35 | $0.35 | — | RIGHT 02/20/2020 | G88950137 |
| — | MODERN MEDIA ACQUISITION | 501,854 | $135K | 0.0% | $0.27 | $0.29 | — | *W EXP 05/17/202 | 60765P111 |
| HFFG | HF FOODS GROUP INC | 10,000 | $133K | 0.0% | $13.30 | $12.27 | +8.6% | COM | 40417F109 |
| — | OPES ACQUISITION CORP | 450,000 | $130K | 0.0% | $0.29 | $0.38 | — | *W EXP 03/13/202 | 68373P118 |
| — | KIRKLAND LAKE GOLD LTD | 5,000 | $130K | 0.0% | $26.00 | — | — | Put | 49741E100 |
| — | HUNTER MARITIME ACQUISITION | 715,959 | $122K | 0.0% | $0.17 | $0.56 | — | *W EXP 11/17/202 | Y37828129 |
| AQN | ALGONQUIN PWR UTILS CORP | 11,500 | $116K | 0.0% | $10.09 | — | — | Call | 015857105 |
| — | EDTECHX HLDGS ACQUISITION CO | 325,000 | $114K | 0.0% | $0.35 | $0.35 | — | *W EXP 12/31/202 | 28138X111 |
| — | LEISURE ACQUISITION CORP | 137,500 | $109K | 0.0% | $0.79 | $0.49 | — | *W EXP 12/05/201 | 52539T115 |
| BCE | BCE INC | 2,000 | $108K | 0.0% | $54.00 * | $25.89 | +0.5% | Put | 05534B760 |
| PACB | PACIFIC BIOSCIENCES CALIF IN | 13,800 | $102K | 0.0% | $7.39 | — | — | Put | 69404D108 |
| — | MEGALITH FINL ACQUISITION CO | 250,000 | $100K | 0.0% | $0.40 | $0.60 | — | *W EXP 08/26/202 | 58518F117 |
| — | LONGEVITY ACQUISITION CORP | 240,000 | $96,000 | 0.0% | $0.40 | $0.40 | — | RIGHT 07/31/2020 | G56372124 |
| — | LEGACY ACQUISITION CORP | 282,400 | $93,000 | 0.0% | $0.33 | $0.43 | — | *W EXP 11/30/202 | 524643111 |
| — | PHUNWARE INC | 357,945 | $91,000 | 0.0% | $0.25 | $0.25 | — | *W EXP 08/11/202 | 71948P118 |
| — | GIGCAPITAL INC | 322,725 | $81,000 | 0.0% | $0.25 | $0.45 | — | *W EXP 06/08/202 | 37518N122 |
| — | SMAAASH ENTERTAINMENT INC | 456,600 | $79,000 | 0.0% | $0.17 | $0.17 | — | *W EXP 05/22/202 | 831550116 |
| — | TIBERIUS ACQUISITION CORP | 200,000 | $78,000 | 0.0% | $0.39 | $0.56 | — | *W EXP 02/28/202 | 88633A115 |
| — | BIG ROCK PARTNERS ACQUISI CO | 200,000 | $77,000 | 0.0% | $0.39 | $0.47 | — | *W EXP 12/01/202 | 089482111 |
| — | BLACK RIDGE ACQUISITION CORP | 200,000 | $64,000 | 0.0% | $0.32 | $0.30 | — | *W EXP 07/10/202 | 09216T115 |
| — | TKK SYMPHONY ACQUISITION COR | 401,300 | $60,000 | 0.0% | $0.15 | $0.15 | — | *W EXP 02/20/202 | G88950129 |
| — | JENSYN ACQUISITION CORP | 771,396 | $58,000 | 0.0% | $0.08 | $0.15 | — | *W EXP 03/07/202 | 47632B110 |
| — | ALBERTON ACQUISITION CORP | 500,000 | $58,000 | 0.0% | $0.12 | $0.12 | — | *W EXP 04/26/202 | G35006124 |
| — | REEBONZ HLDG LTD | 289,100 | $55,000 | 0.0% | $0.19 | $0.19 | — | *W EXP 12/19/202 | G7457R114 |
| — | GREENLAND ACQUISITIN CORPORA | 180,000 | $55,000 | 0.0% | $0.31 | $0.36 | — | RIGHT 04/27/2025 | G40981113 |
| — | GORES HOLDINGS III INC | 40,000 | $46,000 | 0.0% | $1.15 | $1.15 | — | *W EXP 09/11/202 | 38286G117 |
| — | BISON CAP ACQUISITION CORP | 175,000 | $42,000 | 0.0% | $0.24 | $0.35 | — | *W EXP 06/20/202 | G1142P112 |
| — | HL ACQUISITIONS CORP | 125,000 | $41,000 | 0.0% | $0.33 | $0.33 | — | *W EXP 06/21/202 | G4603R122 |
| — | LONGEVITY ACQUISITION CORP | 240,000 | $35,000 | 0.0% | $0.15 | $0.15 | — | *W EXP 07/31/202 | G56372116 |
| — | TRIDENT ACQUISITIONS CORP | 110,000 | $33,000 | 0.0% | $0.30 | $0.32 | — | *W EXP 05/09/202 | 89615T114 |
| — | GREENLAND ACQUISITIN CORPORA | 180,000 | $33,000 | 0.0% | $0.18 | $0.27 | — | *W EXP 03/03/202 | G40981105 |
| — | TOTTENHAM ACQUISITION I LTD | 162,000 | $26,000 | 0.0% | $0.16 | $0.16 | — | *W EXP 05/06/202 | G8959N114 |
| — | TOTTENHAM ACQUISITION I LTD | 162,000 | $23,000 | 0.0% | $0.14 | $0.14 | — | RIGHT 06/05/2020 | G8959N122 |
| — | LF CAP ACQUISITION CORP | 50,000 | $22,000 | 0.0% | $0.44 | $0.56 | — | *W EXP 06/22/202 | 50200K116 |
| — | GTY TECHNOLOGY HOLDINGS INC | 24,411 | $19,000 | 0.0% | $0.78 | $1.28 | — | *W EXP 10/25/202 | G4182A128 |
| — | TENZING ACQUISITION CORP | 40,000 | $13,000 | 0.0% | $0.33 | $0.33 | — | *W EXP 02/23/202 | G8708A108 |
| — | GORDON POINTE ACQUISITION CO | 18,990 | $7,000 | 0.0% | $0.37 | $0.48 | — | *W EXP 07/30/202 | 382788115 |