Polar Asset Management Partners Inc. Quant / Systematic

Location: Toronto, Ontario, Canada

CIK: 0001326389 · Show all filings

Period: Q2 2018 (← Previous) (Next →)

Filing Date: Aug 14, 2018

Total Value: $5.68B (76.5% shares, 23.5% debt)

Holdings (374)

SPY SPDR S&P 500 ETF TR 16.0%

Value $909M Shares 3,350,000 Est. Cost $263.00 Unrealized —

IWM ISHARES TR 6.6%

Value $377M Shares 2,300,000 Est. Cost — Unrealized —

— INTEL CORP 4.7%

Value $266M Shares 110,000,000 Est. Cost $1.79 Unrealized —

— MICRON TECHNOLOGY INC 4.6%

Value $263M Shares 50,000,000 Est. Cost $3.02 Unrealized —

BABA ALIBABA GROUP HLDG LTD 2.2%

Value $126M Shares 680,000 Est. Cost — Unrealized —

— NXP SEMICONDUCTORS N V 2.1%

Value $120M Shares 100,000,000 Est. Cost $1.17 Unrealized —

PHYS SPROTT PHYSICAL GOLD TRUST 2.0%

Value $111M Shares 10,928,632 Est. Cost $9.55 Unrealized —

— MICROCHIP TECHNOLOGY INC 1.9%

Value $105M Shares 60,000,000 Est. Cost $1.44 Unrealized —

SPY SPDR S&P 500 ETF TR 1.4%

Value $81.38M Shares 300,000 Est. Cost $263.00 Unrealized —

— TTM TECHNOLOGIES INC 1.0%

Value $56.27M Shares 30,000,000 Est. Cost $1.68 Unrealized —

— MICRON TECHNOLOGY INC 1.0%

Value $54.48M Shares 10,000,000 Est. Cost $2.72 Unrealized —

— PRICELINE GRP INC 0.8%

Value $46.46M Shares 30,000,000 Est. Cost $1.46 Unrealized —

— WORKDAY INC 0.8%

Value $46.27M Shares 30,000,000 Est. Cost $1.40 Unrealized —

— INSULET CORP 0.8%

Value $45.63M Shares 30,000,000 Est. Cost $1.46 Unrealized —

VIAV VIAVI SOLUTIONS INC 0.8%

Value $43.47M Shares 4,245,276 Est. Cost $9.23 Unrealized +7.1%

EEM ISHARES TR 0.8%

Value $43.33M Shares 1,000,000 Est. Cost — Unrealized —

— REALPAGE INC 0.7%

Value $42.55M Shares 30,000,000 Est. Cost $1.42 Unrealized —

DAL DELTA AIR LINES INC DEL 0.7%

Value $39.63M Shares 800,000 Est. Cost $46.65 Unrealized +5.9%

— VIAVI SOLUTIONS INC 0.7%

Value $39.34M Shares 39,025,000 Est. Cost $1.02 Unrealized —

GOOG ALPHABET INC 0.7%

Value $39.05M Shares 35,000 Est. Cost $46.93 Unrealized +14.3%

— ON SEMICONDUCTOR CORP 0.7%

Value $38.05M Shares 30,000,000 Est. Cost $1.27 Unrealized —

VMC VULCAN MATLS CO 0.7%

Value $37.41M Shares 289,900 Est. Cost $115.56 Unrealized -0.2%

— IHS MARKIT LTD 0.7%

Value $37.08M Shares 718,800 Est. Cost $51.59 Unrealized —

T AT&T INC 0.7%

Value $36.93M Shares 1,150,000 Est. Cost — Unrealized —

META FACEBOOK INC 0.6%

Value $36.82M Shares 189,500 Est. Cost $144.26 Unrealized +24.4%

BIO BIO RAD LABS INC 0.6%

Value $34.57M Shares 119,800 Est. Cost $198.66 Unrealized +39.0%

— EASTERLY ACQUISITION CORP 0.6%

Value $32.66M Shares 3,171,070 Est. Cost $10.11 Unrealized —

MHK MOHAWK INDS INC 0.5%

Value $30.7M Shares 143,300 Est. Cost $237.86 Unrealized -8.0%

TRMB TRIMBLE INC 0.5%

Value $30.62M Shares 932,400 Est. Cost $38.08 Unrealized -8.9%

SLB SCHLUMBERGER LTD 0.5%

Value $30.5M Shares 455,100 Est. Cost $55.08 Unrealized 0.0%

HD HOME DEPOT INC 0.5%

Value $30.45M Shares 156,100 Est. Cost $155.00 Unrealized 0.0%

— B2GOLD CORP 0.5%

Value $30.04M Shares 30,000,000 Est. Cost $1.03 Unrealized —

DG DOLLAR GEN CORP NEW 0.5%

Value $28.99M Shares 294,000 Est. Cost $79.20 Unrealized +10.0%

PSLV SPROTT PHYSICAL SILVER TR 0.5%

Value $28.37M Shares 4,833,617 Est. Cost $6.55 Unrealized —

— J2 GLOBAL INC 0.5%

Value $27.04M Shares 20,000,000 Est. Cost $1.10 Unrealized —

— LIBERTY MEDIA CORP DELAWARE 0.5%

Value $26.4M Shares 50,000,000 Est. Cost $1.06 Unrealized —

SMH VANECK VECTORS ETF TR 0.5%

Value $25.67M Shares 250,000 Est. Cost — Unrealized —

LKQ LKQ CORP 0.4%

Value $25.39M Shares 795,800 Est. Cost $29.88 Unrealized +0.2%

— CONSTELLATION ALPHA CAP CORP 0.4%

Value $25.25M Shares 2,535,646 Est. Cost $9.82 Unrealized —

SCI SERVICE CORP INTL 0.4%

Value $25.09M Shares 701,006 Est. Cost $31.15 Unrealized +18.9%

— CYRUSONE INC 0.4%

Value $24.49M Shares 419,600 Est. Cost $53.38 Unrealized —

— STRAYER ED INC 0.4%

Value $24.25M Shares 214,535 Est. Cost $103.56 Unrealized —

— ADVANCED DISP SVCS INC DEL 0.4%

Value $23.04M Shares 929,960 Est. Cost $23.54 Unrealized —

DAL DELTA AIR LINES INC DEL 0.4%

Value $22.99M Shares 464,000 Est. Cost $46.65 Unrealized +5.9%

BC BRUNSWICK CORP 0.4%

Value $22.94M Shares 355,720 Est. Cost $52.76 Unrealized +2.7%

— FAR PT ACQUISITION CORP 0.4%

Value $22.93M Shares 2,250,000 Est. Cost $10.19 Unrealized —

— CTRIP COM INTL LTD 0.4%

Value $22.9M Shares 20,000,000 Est. Cost $1.16 Unrealized —

— LABORATORY CORP AMER HLDGS 0.4%

Value $22.84M Shares 127,200 Est. Cost $142.37 Unrealized —

CVSA ADTALEM GLOBAL ED INC 0.4%

Value $22.76M Shares 473,251 Est. Cost $43.44 Unrealized +10.1%

DLB DOLBY LABORATORIES INC 0.4%

Value $22.54M Shares 365,300 Est. Cost $50.45 Unrealized +13.2%

RWGE/U REGALWOOD GLOBAL ENERGY LTD 0.4%

Value $22.33M Shares 2,200,400 Est. Cost $9.98 Unrealized —

SYK STRYKER CORP 0.4%

Value $22.31M Shares 132,100 Est. Cost $154.79 Unrealized 0.0%

— GARDNER DENVER HLDGS INC 0.4%

Value $22.3M Shares 758,599 Est. Cost $29.39 Unrealized —

— PLAYAGS INC 0.4%

Value $22.25M Shares 821,793 Est. Cost $27.07 Unrealized —

— VANTAGE ENERGY ACQUISITION 0.4%

Value $21.78M Shares 2,094,437 Est. Cost $10.13 Unrealized —

— PENSARE ACQUISITION CORP 0.4%

Value $21.43M Shares 2,166,900 Est. Cost $9.67 Unrealized —

JBHT HUNT J B TRANS SVCS INC 0.4%

Value $21.17M Shares 174,200 Est. Cost $111.28 Unrealized +2.5%

— MATLIN & PARTNERS ACQUISITIO 0.4%

Value $21.04M Shares 2,129,000 Est. Cost $9.72 Unrealized —

TLT ISHARES TR 0.4%

Value $20.67M Shares 169,800 Est. Cost — Unrealized —

— ADVANCED MICRO DEVICES INC 0.4%

Value $19.91M Shares 10,000,000 Est. Cost $1.98 Unrealized —

— FEDERAL STR ACQUISITION CORP 0.3%

Value $19.64M Shares 2,000,000 Est. Cost $9.71 Unrealized —

TPR TAPESTRY INC 0.3%

Value $19.62M Shares 420,040 Est. Cost $32.95 Unrealized +18.4%

— VANTAGE ENERGY ACQUISITION 0.3%

Value $19.54M Shares 1,979,197 Est. Cost $9.75 Unrealized —

LITE LUMENTUM HLDGS INC 0.3%

Value $19.51M Shares 337,000 Est. Cost $56.88 Unrealized +4.8%

— TRINITY MERGER CORP 0.3%

Value $19.3M Shares 1,975,000 Est. Cost $9.77 Unrealized —

TAC TRANSALTA CORP 0.3%

Value $18.87M Shares 3,773,487 Est. Cost $5.30 Unrealized -1.9%

— TABLEAU SOFTWARE INC 0.3%

Value $18.7M Shares 191,300 Est. Cost $97.75 Unrealized —

A AGILENT TECHNOLOGIES INC 0.3%

Value $18.64M Shares 301,400 Est. Cost $58.10 Unrealized +6.2%

UA UNDER ARMOUR INC 0.3%

Value $18.55M Shares 880,000 Est. Cost $17.77 Unrealized 0.0%

AME AMETEK INC NEW 0.3%

Value $18.15M Shares 251,559 Est. Cost $48.40 Unrealized +45.3%

— DUN & BRADSTREET CORP DEL NE 0.3%

Value $17.44M Shares 142,164 Est. Cost $117.94 Unrealized —

— TWENTY FIRST CENTY FOX INC 0.3%

Value $17.39M Shares 350,000 Est. Cost $46.44 Unrealized —

TDG TRANSDIGM GROUP INC 0.3%

Value $17.26M Shares 50,000 Est. Cost — Unrealized —

QQQ INVESCO QQQ TR 0.3%

Value $17.16M Shares 100,000 Est. Cost — Unrealized —

HUNTF HUNTER MARITIME ACQUISITION 0.3%

Value $16.84M Shares 1,704,968 Est. Cost $9.81 Unrealized +0.2%

— MODERN MEDIA ACQUISITION 0.3%

Value $16.79M Shares 1,682,468 Est. Cost $9.83 Unrealized —

CPB CAMPBELL SOUP CO 0.3%

Value $16.22M Shares 400,000 Est. Cost — Unrealized —

— GTY TECHNOLOGY HOLDINGS INC 0.3%

Value $16.11M Shares 1,600,000 Est. Cost $10.07 Unrealized —

— CAPITOL INVT CORP IV 0.3%

Value $15.88M Shares 1,541,700 Est. Cost $10.12 Unrealized —

— INDUSTREA ACQUISITION CORP 0.3%

Value $15.52M Shares 1,490,900 Est. Cost $10.11 Unrealized —

— BLACK RIDGE ACQUISITION CORP 0.3%

Value $15.49M Shares 1,583,688 Est. Cost $9.71 Unrealized —

IYR ISHARES TR 0.3%

Value $15.31M Shares 190,000 Est. Cost $80.58 Unrealized —

— HAYMAKER ACQUISITION CORP 0.3%

Value $15.13M Shares 1,549,900 Est. Cost $9.73 Unrealized —

— TRIDENT ACQUISITIONS CORP 0.3%

Value $15.12M Shares 1,500,000 Est. Cost $10.08 Unrealized —

— VECTOIQ ACQUISITION CORP 0.3%

Value $15.1M Shares 1,500,000 Est. Cost $10.07 Unrealized —

— TWELVE SEAS INVESTMENT COMPA 0.3%

Value $15.09M Shares 1,500,000 Est. Cost $10.06 Unrealized —

— KAYNE ANDERSON ACQUISITION 0.3%

Value $15.03M Shares 1,517,667 Est. Cost $9.80 Unrealized —

AAPL APPLE INC 0.3%

Value $14.81M Shares 80,000 Est. Cost — Unrealized —

— CM SEVEN STAR ACQUISITION CO 0.3%

Value $14.75M Shares 1,491,500 Est. Cost $9.68 Unrealized —

— TIBERIUS ACQUISITION CORP 0.3%

Value $14.56M Shares 1,445,800 Est. Cost $10.09 Unrealized —

— SABAN CAP ACQUISITION CORP 0.2%

Value $14.06M Shares 1,392,398 Est. Cost $9.96 Unrealized —

— THUNDER BRIDGE ACQUISITION L 0.2%

Value $14.05M Shares 1,400,000 Est. Cost $10.03 Unrealized —

— HAYMAKER ACQUISITION CORP 0.2%

Value $14.01M Shares 1,386,100 Est. Cost $9.91 Unrealized —

— HENNESSY CAP ACQUSTON CORP I 0.2%

Value $13.88M Shares 1,244,400 Est. Cost $10.14 Unrealized —

— CM SEVEN STAR ACQUISITION CO 0.2%

Value $13.85M Shares 1,338,500 Est. Cost $9.96 Unrealized —

BNS BANK N S HALIFAX 0.2%

Value $13.82M Shares 241,600 Est. Cost — Unrealized —

PACK ONE MADISON CORP 0.2%

Value $13.56M Shares 1,398,014 Est. Cost $9.55 Unrealized —

— GIGCAPITAL INC 0.2%

Value $13.41M Shares 1,363,300 Est. Cost $9.79 Unrealized —

— PURE ACQUISITION CORP 0.2%

Value $13.26M Shares 1,375,000 Est. Cost $9.64 Unrealized —

— KAYNE ANDERSON ACQUISITION 0.2%

Value $13.21M Shares 1,269,858 Est. Cost $10.04 Unrealized —

— SENSEONICS HLDGS INC 0.2%

Value $12.95M Shares 3,150,000 Est. Cost $4.11 Unrealized —

— INDUSTREA ACQUISITION CORP 0.2%

Value $12.91M Shares 1,309,000 Est. Cost $9.75 Unrealized —

OLED UNIVERSAL DISPLAY CORP 0.2%

Value $12.9M Shares 150,000 Est. Cost $90.46 Unrealized 0.0%

CVS CVS HEALTH CORP 0.2%

Value $12.87M Shares 200,000 Est. Cost — Unrealized —

— DFB HEALTHCARE ACQUISTION CO 0.2%

Value $12.69M Shares 1,250,000 Est. Cost $10.05 Unrealized —

— ZILLOW GROUP INC 0.2%

Value $12.65M Shares 10,000,000 Est. Cost $1.09 Unrealized —

— ONE MADISON CORP 0.2%

Value $12.6M Shares 1,245,871 Est. Cost $10.00 Unrealized —

— ORBCOMM INC 0.2%

Value $12.23M Shares 1,211,000 Est. Cost $10.10 Unrealized —

NFLX NETFLIX INC 0.2%

Value $11.74M Shares 30,000 Est. Cost — Unrealized —

— C&J ENERGY SVCS INC NEW 0.2%

Value $11.62M Shares 492,451 Est. Cost $29.68 Unrealized —

— DYCOM INDS INC 0.2%

Value $11.61M Shares 10,000,000 Est. Cost $1.27 Unrealized —

BMO BANK MONTREAL QUE 0.2%

Value $11.59M Shares 150,000 Est. Cost $56.33 Unrealized 0.0%

LMNR LIMONEIRA CO 0.2%

Value $11.56M Shares 469,707 Est. Cost $21.25 Unrealized 0.0%

CBZ CBIZ INC 0.2%

Value $11.31M Shares 491,948 Est. Cost $13.32 Unrealized +51.8%

— UNITED STATES OIL FUND LP 0.2%

Value $11.29M Shares 750,000 Est. Cost — Unrealized —

— MOSAIC ACQUISITION CORP 0.2%

Value $11.19M Shares 1,116,380 Est. Cost $10.10 Unrealized —

TKR TIMKEN CO 0.2%

Value $11.14M Shares 255,800 Est. Cost $46.64 Unrealized 0.0%

DKS DICKS SPORTING GOODS INC 0.2%

Value $11.1M Shares 314,800 Est. Cost $26.88 Unrealized 0.0%

KMX CARMAX INC 0.2%

Value $10.95M Shares 150,200 Est. Cost $66.77 Unrealized 0.0%

— LEO HOLDINGS CORP 0.2%

Value $10.89M Shares 1,071,000 Est. Cost $10.00 Unrealized —

— OPES ACQUISITION CORP 0.2%

Value $10.89M Shares 1,120,000 Est. Cost $9.71 Unrealized —

— GTY TECHNOLOGY HOLDINGS INC 0.2%

Value $10.87M Shares 1,023,234 Est. Cost $10.50 Unrealized —

— SOCIAL CAP HEDOSOPHIA HLDGS 0.2%

Value $10.8M Shares 1,074,975 Est. Cost $10.09 Unrealized —

— AMERICAN OUTDOOR BRANDS CORP 0.2%

Value $10.66M Shares 885,828 Est. Cost $12.03 Unrealized —

— UNION ACQUISITION CORP 0.2%

Value $10.46M Shares 1,080,000 Est. Cost $9.60 Unrealized —

— MUDRICK CAP ACQUISITION CORP 0.2%

Value $10.46M Shares 1,084,800 Est. Cost $9.60 Unrealized —

— BANK AMER CORP 0.2%

Value $10.33M Shares 631,000 Est. Cost $9.97 Unrealized —

— IHS MARKIT LTD 0.2%

Value $10.32M Shares 200,000 Est. Cost $51.59 Unrealized —

— PENSARE ACQUISITION CORP 0.2%

Value $10.25M Shares 967,000 Est. Cost $10.37 Unrealized —

— SENTINEL ENERGY SVCS INC 0.2%

Value $10.24M Shares 1,014,707 Est. Cost $9.97 Unrealized —

— GS ACQUISITION HLDGS CORP 0.2%

Value $10.22M Shares 1,000,000 Est. Cost $10.22 Unrealized —

— MUDRICK CAP ACQUISITION CORP 0.2%

Value $10.17M Shares 995,000 Est. Cost $10.22 Unrealized —

— GUIDEWIRE SOFTWARE INC 0.2%

Value $10.14M Shares 10,000,000 Est. Cost $0.98 Unrealized —

BA BOEING CO 0.2%

Value $10.06M Shares 30,000 Est. Cost — Unrealized —

— NEW FRONTIER CORP 0.2%

Value $10.05M Shares 1,000,000 Est. Cost $10.05 Unrealized —

HLIT HARMONIC INC 0.2%

Value $9.797M Shares 2,305,246 Est. Cost $4.18 Unrealized -6.0%

— MODERN MEDIA ACQUISITION 0.2%

Value $9.796M Shares 903,710 Est. Cost $10.34 Unrealized —

— LEO HOLDINGS CORP 0.2%

Value $9.66M Shares 1,000,000 Est. Cost $9.66 Unrealized —

— KBL MERGER CORP IV 0.2%

Value $9.623M Shares 966,150 Est. Cost $9.74 Unrealized —

GSM FERROGLOBE PLC 0.2%

Value $9.47M Shares 1,105,048 Est. Cost $13.04 Unrealized -22.4%

— OSPREY ENERGY ACQUISITION CO 0.2%

Value $9.452M Shares 931,274 Est. Cost $9.56 Unrealized —

— MATLIN & PARTNERS ACQUISITIO 0.2%

Value $9.449M Shares 899,900 Est. Cost $10.02 Unrealized —

TPGH/U TPG PACE HLDGS CORP 0.2%

Value $9.396M Shares 899,102 Est. Cost $10.26 Unrealized —

— GIGCAPITAL INC 0.2%

Value $9.184M Shares 874,652 Est. Cost $10.00 Unrealized —

— AETNA INC NEW 0.2%

Value $9.175M Shares 50,000 Est. Cost $181.18 Unrealized —

VIPS VIPSHOP HLDGS LTD 0.2%

Value $8.897M Shares 820,000 Est. Cost $10.85 Unrealized —

CACC CREDIT ACCEP CORP MICH 0.2%

Value $8.835M Shares 25,000 Est. Cost — Unrealized —

— ETF MANAGERS TR 0.2%

Value $8.82M Shares 300,000 Est. Cost — Unrealized —

MGA MAGNA INTL INC 0.2%

Value $8.72M Shares 150,000 Est. Cost $48.93 Unrealized 0.0%

— WRIGHT MED GROUP N V 0.2%

Value $8.7M Shares 6,500,000 Est. Cost $1.41 Unrealized —

— SOCIAL CAP HEDOSOPHIA HLDGS 0.1%

Value $8.295M Shares 778,900 Est. Cost $10.60 Unrealized —

— TRINITY MERGER CORP 0.1%

Value $8.268M Shares 821,877 Est. Cost $10.06 Unrealized —

— KBL MERGER CORP IV 0.1%

Value $8.182M Shares 777,400 Est. Cost $10.20 Unrealized —

— PLATINUM EAGLE ACQUISITIN CO 0.1%

Value $8.144M Shares 800,000 Est. Cost $10.15 Unrealized —

NOMD NOMAD FOODS LTD 0.1%

Value $7.676M Shares 400,000 Est. Cost $17.31 Unrealized 0.0%

— TRANSCANADA CORP 0.1%

Value $7.53M Shares 174,300 Est. Cost — Unrealized —

PWR QUANTA SVCS INC 0.1%

Value $7.515M Shares 225,000 Est. Cost $34.34 Unrealized 0.0%

— SKECHERS U S A INC 0.1%

Value $7.502M Shares 250,000 Est. Cost — Unrealized —

— CARBONITE INC 0.1%

Value $7.446M Shares 5,000,000 Est. Cost $1.49 Unrealized —

— CASA SYS INC 0.1%

Value $7.357M Shares 450,500 Est. Cost $16.33 Unrealized —

LSCC LATTICE SEMICONDUCTOR CORP 0.1%

Value $7.346M Shares 1,119,811 Est. Cost $6.56 Unrealized —

— EXPRESS SCRIPTS HLDG CO 0.1%

Value $7.335M Shares 95,000 Est. Cost $71.65 Unrealized —

— HUBSPOT INC 0.1%

Value $7.144M Shares 5,000,000 Est. Cost $1.43 Unrealized —

TD TORONTO DOMINION BK ONT 0.1%

Value $7.001M Shares 121,000 Est. Cost — Unrealized —

— ALTAIR ENGR INC 0.1%

Value $6.976M Shares 204,100 Est. Cost $34.18 Unrealized —

— AVISTA HEALTHCARE PUB ACQ CO 0.1%

Value $6.953M Shares 693,259 Est. Cost $9.92 Unrealized —

— TERADYNE INC 0.1%

Value $6.653M Shares 5,000,000 Est. Cost $1.44 Unrealized —

— ATLAS AIR WORLDWIDE HLDGS IN 0.1%

Value $6.632M Shares 5,000,000 Est. Cost $1.33 Unrealized —

— ON SEMICONDUCTOR CORP 0.1%

Value $6.571M Shares 5,000,000 Est. Cost $1.31 Unrealized —

— CONSTELLATION ALPHA CAP CORP 0.1%

Value $6.518M Shares 609,113 Est. Cost $10.14 Unrealized —

ENB ENBRIDGE INC 0.1%

Value $6.346M Shares 177,800 Est. Cost — Unrealized —

— EDUCATION RLTY TR INC 0.1%

Value $6.225M Shares 150,000 Est. Cost $41.50 Unrealized —

— NAUTILUS INC 0.1%

Value $6.054M Shares 385,600 Est. Cost $15.70 Unrealized —

— TPG PACE HLDGS CORP 0.1%

Value $5.958M Shares 600,000 Est. Cost $9.74 Unrealized —

— CAPITOL INVT CORP IV 0.1%

Value $5.921M Shares 599,900 Est. Cost $9.68 Unrealized —

— GARDNER DENVER HLDGS INC 0.1%

Value $5.878M Shares 200,000 Est. Cost $29.39 Unrealized —

SSYS STRATASYS LTD 0.1%

Value $5.742M Shares 300,000 Est. Cost — Unrealized —

— INTERDIGITAL INC 0.1%

Value $5.447M Shares 4,500,000 Est. Cost $1.31 Unrealized —

AAOI APPLIED OPTOELECTRONICS INC 0.1%

Value $5.314M Shares 118,361 Est. Cost $35.53 Unrealized 0.0%

BJRI BJS RESTAURANTS INC 0.1%

Value $5.256M Shares 87,600 Est. Cost $39.35 Unrealized +33.7%

— VARIAN MED SYS INC 0.1%

Value $5.215M Shares 45,860 Est. Cost $122.66 Unrealized —

— FEDERAL STR ACQUISITION CORP 0.1%

Value $5.175M Shares 500,000 Est. Cost $10.30 Unrealized —

— ATLANTIC ACQUISITION CORP 0.1%

Value $5.05M Shares 500,000 Est. Cost $9.86 Unrealized —

— XL GROUP LTD 0.1%

Value $5.036M Shares 90,000 Est. Cost $55.64 Unrealized —

USLM UNITED STATES LIME & MINERAL 0.1%

Value $5.01M Shares 59,714 Est. Cost $15.90 Unrealized -1.5%

— BISON CAP ACQUISITION CORP 0.1%

Value $5.01M Shares 500,000 Est. Cost $9.87 Unrealized —

TRNS TRANSCAT INC 0.1%

Value $5.008M Shares 265,000 Est. Cost $13.75 Unrealized +28.5%

FLXS FLEXSTEEL INDS INC 0.1%

Value $4.988M Shares 125,000 Est. Cost $35.96 Unrealized -13.5%

— TWENTY FIRST CENTY FOX INC 0.1%

Value $4.969M Shares 100,000 Est. Cost $46.44 Unrealized —

— TWENTY FIRST CENTY FOX INC 0.1%

Value $4.927M Shares 100,000 Est. Cost $49.27 Unrealized —

HURC HURCO COMPANIES INC 0.1%

Value $4.922M Shares 110,000 Est. Cost $45.40 Unrealized +1.2%

MLR MILLER INDS INC TENN 0.1%

Value $4.771M Shares 186,731 Est. Cost $21.69 Unrealized +1.8%

— C&J ENERGY SVCS INC NEW 0.1%

Value $4.72M Shares 200,000 Est. Cost $29.68 Unrealized —

— SHIRE PLC 0.1%

Value $4.642M Shares 27,500 Est. Cost $168.80 Unrealized —

— BIG ROCK PARTNERS ACQUISI CO 0.1%

Value $4.641M Shares 468,300 Est. Cost $9.73 Unrealized —

— ORBOTECH LTD 0.1%

Value $4.635M Shares 75,000 Est. Cost $62.05 Unrealized —

— I AM CAP ACQUISITION CO 0.1%

Value $4.621M Shares 458,000 Est. Cost $9.87 Unrealized —

LCUT LIFETIME BRANDS INC 0.1%

Value $4.617M Shares 365,000 Est. Cost $13.30 Unrealized -26.6%

— FIESTA RESTAURANT GROUP INC 0.1%

Value $4.574M Shares 159,360 Est. Cost $28.70 Unrealized —

— MAM SOFTWARE GROUP INC 0.1%

Value $4.526M Shares 525,000 Est. Cost $8.62 Unrealized —

— SIGMA DESIGNS INC 0.1%

Value $4.422M Shares 725,000 Est. Cost $6.46 Unrealized —

DLHC DLH HLDGS CORP 0.1%

Value $4.384M Shares 800,000 Est. Cost $6.01 Unrealized -4.7%

— CAVIUM INC 0.1%

Value $4.325M Shares 50,000 Est. Cost $85.16 Unrealized —

FONR FONAR CORP 0.1%

Value $4.158M Shares 156,597 Est. Cost $27.06 Unrealized +3.0%

BCE BCE INC 0.1%

Value $4.13M Shares 102,000 Est. Cost $27.49 Unrealized -5.3%

— AVISTA HEALTHCARE PUB ACQ CO 0.1%

Value $4.112M Shares 397,636 Est. Cost $10.19 Unrealized —

— OSPREY ENERGY ACQUISITION CO 0.1%

Value $4.037M Shares 367,331 Est. Cost $9.94 Unrealized —

— DRAPER OAKWOOD TECHNOLOGY 0.1%

Value $3.992M Shares 400,000 Est. Cost $9.78 Unrealized —

— SABAN CAP ACQUISITION CORP 0.1%

Value $3.957M Shares 371,900 Est. Cost $10.48 Unrealized —

SPPP SPROTT PHYSICAL PLAT PALLAD 0.1%

Value $3.939M Shares 477,477 Est. Cost $8.35 Unrealized —

CMT CORE MOLDING TECHNOLOGIES IN 0.1%

Value $3.937M Shares 275,703 Est. Cost $19.27 Unrealized -20.2%

MGA MAGNA INTL INC 0.1%

Value $3.871M Shares 66,600 Est. Cost $48.93 Unrealized 0.0%

— GLOBALSCAPE INC 0.1%

Value $3.87M Shares 1,000,000 Est. Cost $3.74 Unrealized —

— MITEL NETWORKS CORP 0.1%

Value $3.84M Shares 350,000 Est. Cost $10.97 Unrealized —

— BIG ROCK PARTNERS ACQUISI CO 0.1%

Value $3.675M Shares 349,200 Est. Cost $10.23 Unrealized —

— OPES ACQUISITION CORP 0.1%

Value $3.622M Shares 360,000 Est. Cost $10.06 Unrealized —

— GOLDCORP INC NEW 0.1%

Value $3.595M Shares 262,200 Est. Cost — Unrealized —

— KLX INC 0.1%

Value $3.595M Shares 50,000 Est. Cost $71.90 Unrealized —

— UNION ACQUISITION CORP 0.1%

Value $3.584M Shares 350,000 Est. Cost $10.23 Unrealized —

AVAV AEROVIRONMENT INC 0.1%

Value $3.572M Shares 50,000 Est. Cost — Unrealized —

— OCLARO INC 0.1%

Value $3.572M Shares 400,000 Est. Cost $8.93 Unrealized —

— AKORN INC 0.1%

Value $3.567M Shares 215,000 Est. Cost $30.31 Unrealized —

— JENSYN ACQUISITION CORP 0.1%

Value $3.529M Shares 327,500 Est. Cost $10.04 Unrealized —

BC BRUNSWICK CORP 0.1%

Value $3.443M Shares 53,400 Est. Cost $52.76 Unrealized +2.7%

— HABIT RESTAURANTS INC 0.1%

Value $3.428M Shares 342,752 Est. Cost $12.08 Unrealized —

LOVE LOVESAC COMPANY 0.1%

Value $3.424M Shares 165,000 Est. Cost $22.02 Unrealized 0.0%

— LASALLE HOTEL PPTYS 0.1%

Value $3.423M Shares 100,000 Est. Cost $34.23 Unrealized —

— EASTERLY ACQUISITION CORP 0.1%

Value $3.294M Shares 2,635,288 Est. Cost $0.53 Unrealized —

— COBIZ FINANCIAL INC 0.1%

Value $3.222M Shares 150,000 Est. Cost $21.48 Unrealized —

— MTECH ACQUISITION CORP 0.1%

Value $3.11M Shares 299,900 Est. Cost $10.17 Unrealized —

— BISON CAP ACQUISITION CORP 0.1%

Value $3.095M Shares 295,000 Est. Cost $10.22 Unrealized —

— PRIMO WTR CORP 0.1%

Value $3.061M Shares 175,000 Est. Cost $17.49 Unrealized —

— PATRIOT TRANSN HLDG INC 0.1%

Value $3.044M Shares 144,896 Est. Cost $18.54 Unrealized —

— PROFIRE ENERGY INC 0.1%

Value $3.042M Shares 900,000 Est. Cost $3.38 Unrealized —

QSR RESTAURANT BRANDS INTL INC 0.1%

Value $3.015M Shares 50,000 Est. Cost — Unrealized —

— SPECTRA ENERGY PARTNERS LP 0.1%

Value $3.011M Shares 85,000 Est. Cost $35.42 Unrealized —

— LEGACY ACQUISITION CORP 0.1%

Value $3.006M Shares 300,000 Est. Cost $9.94 Unrealized —

— BELLATRIX EXPLORATION LTD 0.1%

Value $2.933M Shares 2,963,067 Est. Cost $2.11 Unrealized —

— CANOPY GROWTH CORP 0.1%

Value $2.929M Shares 100,000 Est. Cost — Unrealized —

— M I ACQUISITIONS INC 0.1%

Value $2.888M Shares 275,000 Est. Cost $10.07 Unrealized —

— LEGACY ACQUISITION CORP 0.1%

Value $2.859M Shares 297,235 Est. Cost $9.63 Unrealized —

— FINTECH ACQUISITION CORP II 0.1%

Value $2.85M Shares 284,998 Est. Cost $9.88 Unrealized —

— APOLLO ENDOSURGERY INC 0.0%

Value $2.792M Shares 400,000 Est. Cost $6.98 Unrealized —

— NXSTAGE MEDICAL INC 0.0%

Value $2.79M Shares 100,000 Est. Cost $24.78 Unrealized —

— HUDSON GLOBAL INC 0.0%

Value $2.768M Shares 1,708,765 Est. Cost $2.46 Unrealized —

— LEISURE ACQUISITION CORP 0.0%

Value $2.764M Shares 275,000 Est. Cost $9.91 Unrealized —

— INFRA AND ENERGY ALTRNTIVE I 0.0%

Value $2.72M Shares 320,714 Est. Cost $8.35 Unrealized —

— TRIBUNE MEDIA CO 0.0%

Value $2.679M Shares 70,000 Est. Cost $38.27 Unrealized —

CDNA CAREDX INC 0.0%

Value $2.663M Shares 217,557 Est. Cost $6.16 Unrealized +86.0%

— LEISURE ACQUISITION CORP 0.0%

Value $2.656M Shares 275,000 Est. Cost $9.67 Unrealized —

— GORDON POINTE ACQUISITION CO 0.0%

Value $2.636M Shares 255,700 Est. Cost $10.32 Unrealized —

LAKE LAKELAND INDS INC 0.0%

Value $2.604M Shares 184,000 Est. Cost $14.23 Unrealized -0.8%

— PURE ACQUISITION CORP 0.0%

Value $2.525M Shares 246,300 Est. Cost $10.25 Unrealized —

— DRAPER OAKWOOD TECHNOLOGY 0.0%

Value $2.46M Shares 225,000 Est. Cost $10.20 Unrealized —

TIPT TIPTREE INC 0.0%

Value $2.38M Shares 350,000 Est. Cost $6.96 Unrealized -7.1%

BMO BANK MONTREAL QUE 0.0%

Value $2.318M Shares 30,000 Est. Cost $56.33 Unrealized 0.0%

— HL ACQUISITIONS CORP 0.0%

Value $2.264M Shares 225,000 Est. Cost $10.06 Unrealized —

AAOI APPLIED OPTOELECTRONICS INC 0.0%

Value $2.245M Shares 50,000 Est. Cost $35.53 Unrealized 0.0%

— FINTECH ACQUISITION CORP II 0.0%

Value $2.231M Shares 1,393,419 Est. Cost $1.36 Unrealized —

— HENNESSY CAP ACQUSTON CORP I 0.0%

Value $2.222M Shares 1,542,823 Est. Cost $0.86 Unrealized —

— BG STAFFING INC 0.0%

Value $2.209M Shares 95,000 Est. Cost $23.25 Unrealized —

— WEB COM GROUP INC 0.0%

Value $2.197M Shares 85,000 Est. Cost $25.85 Unrealized —

STNL SENTINEL ENERGY SVCS INC 0.0%

Value $2.159M Shares 219,200 Est. Cost $9.82 Unrealized —

— ATLANTIC ACQUISITION CORP 0.0%

Value $2.15M Shares 200,000 Est. Cost $10.28 Unrealized —

— SOUTHWESTERN ENERGY CO 0.0%

Value $2.12M Shares 400,000 Est. Cost $7.11 Unrealized —

— TWITTER INC 0.0%

Value $2.101M Shares 48,100 Est. Cost $43.68 Unrealized —

CAE CAE INC 0.0%

Value $2.077M Shares 100,000 Est. Cost $19.35 Unrealized 0.0%

— AVISTA HEALTHCARE PUB ACQ CO 0.0%

Value $2.047M Shares 4,401,411 Est. Cost $0.39 Unrealized —

— GGP INC 0.0%

Value $2.043M Shares 100,000 Est. Cost $21.93 Unrealized —

HOFT HOOKER FURNITURE CORP 0.0%

Value $1.97M Shares 42,000 Est. Cost $38.65 Unrealized +6.0%

— MTECH ACQUISITION CORP 0.0%

Value $1.952M Shares 200,000 Est. Cost $9.58 Unrealized —

— GORDON POINTE ACQUISITION CO 0.0%

Value $1.944M Shares 200,000 Est. Cost $9.76 Unrealized —

TH PLATINUM EAGLE ACQUISITIN CO 0.0%

Value $1.944M Shares 200,000 Est. Cost $9.72 Unrealized —

HIMX HIMAX TECHNOLOGIES INC 0.0%

Value $1.907M Shares 255,600 Est. Cost $7.46 Unrealized —

— ENERGY XXI GULF COAST INC 0.0%

Value $1.768M Shares 200,000 Est. Cost $8.84 Unrealized —

— CONSTELLATION ALPHA CAP CORP 0.0%

Value $1.679M Shares 2,583,500 Est. Cost $0.32 Unrealized —

— PENSARE ACQUISITION CORP 0.0%

Value $1.652M Shares 3,371,400 Est. Cost $0.42 Unrealized —

FTS FORTIS INC 0.0%

Value $1.594M Shares 50,000 Est. Cost — Unrealized —

— M I ACQUISITIONS INC 0.0%

Value $1.555M Shares 1,030,000 Est. Cost $0.70 Unrealized —

— SCANA CORP NEW 0.0%

Value $1.541M Shares 40,000 Est. Cost $38.04 Unrealized —

— FIRST CONN BANCORP INC MD 0.0%

Value $1.53M Shares 50,000 Est. Cost $30.60 Unrealized —

MFC MANULIFE FINL CORP 0.0%

Value $1.418M Shares 78,900 Est. Cost — Unrealized —

— FEDERAL STR ACQUISITION CORP 0.0%

Value $1.3M Shares 1,000,000 Est. Cost $1.15 Unrealized —

RCI ROGERS COMMUNICATIONS INC 0.0%

Value $1.281M Shares 27,000 Est. Cost — Unrealized —

CNQ CANADIAN NAT RES LTD 0.0%

Value $1.262M Shares 35,000 Est. Cost $11.72 Unrealized 0.0%

— TWENTY FIRST CENTY FOX INC 0.0%

Value $1.252M Shares 25,200 Est. Cost $46.44 Unrealized —

— MATLIN & PARTNERS ACQUISITIO 0.0%

Value $1.218M Shares 1,792,500 Est. Cost $0.43 Unrealized —

— KIMBALL INTL INC 0.0%

Value $1.212M Shares 75,000 Est. Cost $19.43 Unrealized —

APT ALPHA PRO TECH LTD 0.0%

Value $1.114M Shares 332,500 Est. Cost $3.55 Unrealized -4.8%

— LANDCADIA HLDGS INC 0.0%

Value $1.065M Shares 1,282,803 Est. Cost $0.83 Unrealized —

— MAG SILVER CORP 0.0%

Value $1.065M Shares 98,500 Est. Cost — Unrealized —

— BARINGTON HILCO ACQUISITION 0.0%

Value $1.055M Shares 100,000 Est. Cost $9.70 Unrealized —

— SABAN CAP ACQUISITION CORP 0.0%

Value $1.04M Shares 831,810 Est. Cost $1.26 Unrealized —

— INDUSTREA ACQUISITION CORP 0.0%

Value $1.04M Shares 1,732,879 Est. Cost $0.43 Unrealized —

— NEBULA ACQUISITION CORP 0.0%

Value $1.007M Shares 100,000 Est. Cost $10.10 Unrealized —

— KIRKLAND LAKE GOLD LTD 0.0%

Value $1.003M Shares 47,500 Est. Cost — Unrealized —

HTO SJW GROUP 0.0%

Value $993K Shares 15,000 Est. Cost $60.77 Unrealized 0.0%

— CONNECTICUT WTR SVC INC 0.0%

Value $980K Shares 15,000 Est. Cost $65.33 Unrealized —

— TRIDENT ACQUISITIONS CORP 0.0%

Value $975K Shares 100,000 Est. Cost $9.75 Unrealized —

— OSISKO GOLD ROYALTIES LTD 0.0%

Value $947K Shares 100,000 Est. Cost — Unrealized —

— MODERN MEDIA ACQUISITION 0.0%

Value $910K Shares 1,750,000 Est. Cost $0.39 Unrealized —

— ESTRE AMBIENTAL INC 0.0%

Value $897K Shares 2,110,661 Est. Cost $0.69 Unrealized —

TECK TECK RESOURCES LTD 0.0%

Value $896K Shares 35,200 Est. Cost — Unrealized —

— PRETIUM RES INC 0.0%

Value $869K Shares 1,000,000 Est. Cost $0.84 Unrealized —

SPSC SPS COMM INC 0.0%

Value $860K Shares 11,707 Est. Cost $29.61 Unrealized +19.8%

— SPRINT CORP 0.0%

Value $816K Shares 150,000 Est. Cost $5.44 Unrealized —

— MATTERSIGHT CORP 0.0%

Value $802K Shares 300,000 Est. Cost $2.67 Unrealized —

— VANTAGE ENERGY ACQUISITION 0.0%

Value $780K Shares 600,000 Est. Cost $1.32 Unrealized —

— PENSARE ACQUISITION CORP 0.0%

Value $698K Shares 1,089,900 Est. Cost $0.54 Unrealized —

— GORES HLDGS II INC 0.0%

Value $659K Shares 386,272 Est. Cost $1.62 Unrealized —

— MUDRICK CAP ACQUISITION CORP 0.0%

Value $640K Shares 1,000,000 Est. Cost $0.65 Unrealized —

— ONE MADISON CORP 0.0%

Value $630K Shares 600,000 Est. Cost $0.91 Unrealized —

— CM SEVEN STAR ACQUISITION CO 0.0%

Value $575K Shares 1,796,500 Est. Cost $0.31 Unrealized —

NEXT NEXTDECADE CORP 0.0%

Value $536K Shares 80,000 Est. Cost $9.79 Unrealized -35.7%

— LEO HOLDINGS CORP 0.0%

Value $535K Shares 500,000 Est. Cost $1.07 Unrealized —

— NEVSUN RES LTD 0.0%

Value $521K Shares 150,000 Est. Cost $3.47 Unrealized —

— ENBRIDGE ENERGY MANAGEMENT L 0.0%

Value $513K Shares 50,000 Est. Cost $10.26 Unrealized —

ENB ENBRIDGE INC 0.0%

Value $500K Shares 14,000 Est. Cost — Unrealized —

— TRINITY MERGER CORP 0.0%

Value $480K Shares 1,200,000 Est. Cost $0.40 Unrealized —

— MAGICJACK VOCALTEC LTD 0.0%

Value $474K Shares 55,718 Est. Cost $8.45 Unrealized —

— HAYMAKER ACQUISITION CORP 0.0%

Value $434K Shares 490,450 Est. Cost $0.88 Unrealized —

TECK TECK RESOURCES LTD 0.0%

Value $430K Shares 16,900 Est. Cost — Unrealized —

CAE CAE INC 0.0%

Value $417K Shares 20,100 Est. Cost $19.35 Unrealized 0.0%

— COASTWAY BANCORP INC 0.0%

Value $416K Shares 15,000 Est. Cost $27.27 Unrealized —

BMO BANK MONTREAL QUE 0.0%

Value $409K Shares 5,300 Est. Cost $56.33 Unrealized 0.0%

— CM SEVEN STAR ACQUISITION CO 0.0%

Value $376K Shares 952,750 Est. Cost $0.30 Unrealized —

— CONSTELLATION ALPHA CAP CORP 0.0%

Value $373K Shares 1,036,000 Est. Cost $0.23 Unrealized —

— OSPREY ENERGY ACQUISITION CO 0.0%

Value $362K Shares 226,200 Est. Cost $0.77 Unrealized —

BCE BCE INC 0.0%

Value $336K Shares 8,300 Est. Cost $27.49 Unrealized -5.3%

CRON CRONOS GROUP INC 0.0%

Value $326K Shares 50,000 Est. Cost $7.75 Unrealized -15.4%

— ATLANTIC ACQUISITION CORP 0.0%

Value $320K Shares 561,200 Est. Cost $0.52 Unrealized —

— HUNTER MARITIME ACQUISITION 0.0%

Value $311K Shares 722,209 Est. Cost $0.56 Unrealized —

— BLACK RIDGE ACQUISITION CORP 0.0%

Value $304K Shares 868,400 Est. Cost $0.30 Unrealized —

— UNION ACQUISITION CORP 0.0%

Value $298K Shares 850,000 Est. Cost $0.35 Unrealized —

— GIGCAPITAL INC 0.0%

Value $298K Shares 663,300 Est. Cost $0.43 Unrealized —

— GTY TECHNOLOGY HOLDINGS INC 0.0%

Value $292K Shares 233,333 Est. Cost $1.28 Unrealized —

— KBL MERGER CORP IV 0.0%

Value $287K Shares 800,000 Est. Cost $0.36 Unrealized —

— CAPITOL INVT CORP IV 0.0%

Value $276K Shares 200,000 Est. Cost $1.07 Unrealized —

— UNION ACQUISITION CORP 0.0%

Value $268K Shares 850,000 Est. Cost $0.34 Unrealized —

— KAYNE ANDERSON ACQUISITION 0.0%

Value $260K Shares 217,000 Est. Cost $0.91 Unrealized —

— MOSAIC ACQUISITION CORP 0.0%

Value $250K Shares 200,000 Est. Cost $1.25 Unrealized —

— DRAPER OAKWOOD TECHNOLOGY 0.0%

Value $236K Shares 400,000 Est. Cost $0.52 Unrealized —

— REGALWOOD GLOBAL ENERGY LTD 0.0%

Value $233K Shares 187,166 Est. Cost $1.24 Unrealized —

MGA MAGNA INTL INC 0.0%

Value $233K Shares 4,000 Est. Cost $48.93 Unrealized 0.0%

— KBL MERGER CORP IV 0.0%

Value $232K Shares 800,948 Est. Cost $0.18 Unrealized —

— I AM CAP ACQUISITION CO 0.0%

Value $205K Shares 539,400 Est. Cost $0.32 Unrealized —

EXAS EXACT SCIENCES CORP 0.0%

Value $202K Shares 3,382 Est. Cost $53.82 Unrealized 0.0%

— I AM CAP ACQUISITION CO 0.0%

Value $193K Shares 458,000 Est. Cost $0.30 Unrealized —

— BIG ROCK PARTNERS ACQUISI CO 0.0%

Value $180K Shares 400,000 Est. Cost $0.41 Unrealized —

— BISON CAP ACQUISITION CORP 0.0%

Value $176K Shares 534,300 Est. Cost $0.34 Unrealized —

— OPES ACQUISITION CORP 0.0%

Value $160K Shares 450,000 Est. Cost $0.38 Unrealized —

— BLACK RIDGE ACQUISITION CORP 0.0%

Value $157K Shares 14,992 Est. Cost $10.14 Unrealized —

— LEISURE ACQUISITION CORP 0.0%

Value $151K Shares 137,500 Est. Cost $0.49 Unrealized —

— DRAPER OAKWOOD TECHNOLOGY 0.0%

Value $146K Shares 199,600 Est. Cost $0.61 Unrealized —

— GIGCAPITAL INC 0.0%

Value $145K Shares 322,725 Est. Cost $0.45 Unrealized —

— STELLAR ACQUISITION III INC 0.0%

Value $145K Shares 556,545 Est. Cost $0.35 Unrealized —

— JENSYN ACQUISITION CORP 0.0%

Value $142K Shares 914,885 Est. Cost $0.27 Unrealized —

— PLATINUM EAGLE ACQUISITIN CO 0.0%

Value $140K Shares 100,000 Est. Cost $1.40 Unrealized —

HIMX HIMAX TECHNOLOGIES INC 0.0%

Value $134K Shares 18,000 Est. Cost $7.46 Unrealized —

— MTECH ACQUISITION CORP 0.0%

Value $130K Shares 200,000 Est. Cost $0.66 Unrealized —

— LEGACY ACQUISITION CORP 0.0%

Value $121K Shares 282,400 Est. Cost $0.43 Unrealized —

— JENSYN ACQUISITION CORP 0.0%

Value $112K Shares 771,396 Est. Cost $0.15 Unrealized —

— TIBERIUS ACQUISITION CORP 0.0%

Value $112K Shares 200,000 Est. Cost $0.56 Unrealized —

— GORDON POINTE ACQUISITION CO 0.0%

Value $99,000 Shares 180,000 Est. Cost $0.48 Unrealized —

— BARINGTON HILCO ACQUISITION 0.0%

Value $94,000 Shares 588,200 Est. Cost $0.16 Unrealized —

— TPG PACE HLDGS CORP 0.0%

Value $90,000 Shares 53,333 Est. Cost $1.55 Unrealized —

— BLACK RIDGE ACQUISITION CORP 0.0%

Value $86,000 Shares 200,000 Est. Cost $0.30 Unrealized —

— BIG ROCK PARTNERS ACQUISI CO 0.0%

Value $76,000 Shares 200,000 Est. Cost $0.47 Unrealized —

— FAR PT ACQUISITION CORP 0.0%

Value $70,000 Shares 50,000 Est. Cost $1.40 Unrealized —

— SENTINEL ENERGY SVCS INC 0.0%

Value $69,000 Shares 56,400 Est. Cost $1.22 Unrealized —

— BISON CAP ACQUISITION CORP 0.0%

Value $65,000 Shares 175,000 Est. Cost $0.35 Unrealized —

— TRIDENT ACQUISITIONS CORP 0.0%

Value $35,000 Shares 110,000 Est. Cost $0.32 Unrealized —

— MODERN MEDIA ACQUISITION 0.0%

Value $32,000 Shares 50,000 Est. Cost $0.44 Unrealized —

— BARINGTON HILCO ACQUISITION 0.0%

Value $4,000 Shares 20,000 Est. Cost $0.28 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	3,350,000	$909M	16.0%	$263.00	—	Put	78462F103
IWM	ISHARES TR	2,300,000	$377M	6.6%	—	—	Put	464287655
—	INTEL CORP	110,000,000	$266M	4.7%	$1.79	—	SDCV 3.250% 8/0	458140AF7
—	MICRON TECHNOLOGY INC	50,000,000	$263M	4.6%	$3.02	—	NOTE 3.125% 5/0	595112AX1
BABA	ALIBABA GROUP HLDG LTD	680,000	$126M	2.2%	—	—	Put	01609W102
—	NXP SEMICONDUCTORS N V	100,000,000	$120M	2.1%	$1.17	—	NOTE 1.000%12/0	62952QAB6
PHYS	SPROTT PHYSICAL GOLD TRUST	10,928,632	$111M	2.0%	$9.55	—	UNIT	85207H104
—	MICROCHIP TECHNOLOGY INC	60,000,000	$105M	1.9%	$1.44	—	NOTE 1.625% 2/1	595017AD6
SPY	SPDR S&P 500 ETF TR	300,000	$81.38M	1.4%	$263.00	—	Call	78462F103
—	TTM TECHNOLOGIES INC	30,000,000	$56.27M	1.0%	$1.68	—	NOTE 1.750%12/1	87305RAD1
—	MICRON TECHNOLOGY INC	10,000,000	$54.48M	1.0%	$2.72	—	NOTE 2.375% 5/0	595112AW3
—	PRICELINE GRP INC	30,000,000	$46.46M	0.8%	$1.46	—	NOTE 0.350% 6/1	741503AS5
—	WORKDAY INC	30,000,000	$46.27M	0.8%	$1.40	—	NOTE 1.500% 7/1	98138HAD3
—	INSULET CORP	30,000,000	$45.63M	0.8%	$1.46	—	NOTE 1.250% 9/1	45784PAF8
VIAV	VIAVI SOLUTIONS INC	4,245,276	$43.47M	0.8%	$9.23	+7.1%	COM	925550105
EEM	ISHARES TR	1,000,000	$43.33M	0.8%	—	—	Call	464287234
—	REALPAGE INC	30,000,000	$42.55M	0.7%	$1.42	—	NOTE 1.500%11/1	75606NAB5
DAL	DELTA AIR LINES INC DEL	800,000	$39.63M	0.7%	$46.65	+5.9%	Call	247361702
—	VIAVI SOLUTIONS INC	39,025,000	$39.34M	0.7%	$1.02	—	NOTE 1.000% 3/0	925550AB1
GOOG	ALPHABET INC	35,000	$39.05M	0.7%	$46.93	+14.3%	CAP STK CL C	02079K107
—	ON SEMICONDUCTOR CORP	30,000,000	$38.05M	0.7%	$1.27	—	NOTE 1.625%10/1	682189AP0
VMC	VULCAN MATLS CO	289,900	$37.41M	0.7%	$115.56	-0.2%	COM	929160109
—	IHS MARKIT LTD	718,800	$37.08M	0.7%	$51.59	—	SHS	G47567105
T	AT&T INC	1,150,000	$36.93M	0.7%	—	—	Call	00206R102
META	FACEBOOK INC	189,500	$36.82M	0.6%	$144.26	+24.4%	CL A	30303M102
BIO	BIO RAD LABS INC	119,800	$34.57M	0.6%	$198.66	+39.0%	CL A	090572207
—	EASTERLY ACQUISITION CORP	3,171,070	$32.66M	0.6%	$10.11	—	COM	27616L102
MHK	MOHAWK INDS INC	143,300	$30.7M	0.5%	$237.86	-8.0%	COM	608190104
TRMB	TRIMBLE INC	932,400	$30.62M	0.5%	$38.08	-8.9%	COM	896239100
SLB	SCHLUMBERGER LTD	455,100	$30.5M	0.5%	$55.08	0.0%	COM	806857108
HD	HOME DEPOT INC	156,100	$30.45M	0.5%	$155.00	0.0%	COM	437076102
—	B2GOLD CORP	30,000,000	$30.04M	0.5%	$1.03	—	NOTE 3.250%10/0	11777QAB6
DG	DOLLAR GEN CORP NEW	294,000	$28.99M	0.5%	$79.20	+10.0%	COM	256677105
PSLV	SPROTT PHYSICAL SILVER TR	4,833,617	$28.37M	0.5%	$6.55	—	TR UNIT	85207K107
—	J2 GLOBAL INC	20,000,000	$27.04M	0.5%	$1.10	—	NOTE 3.250% 6/1	48123VAC6
—	LIBERTY MEDIA CORP DELAWARE	50,000,000	$26.4M	0.5%	$1.06	—	DEB 2.250% 9/3	531229AE2
SMH	VANECK VECTORS ETF TR	250,000	$25.67M	0.5%	—	—	Put	92189F676
LKQ	LKQ CORP	795,800	$25.39M	0.4%	$29.88	+0.2%	COM	501889208
—	CONSTELLATION ALPHA CAP CORP	2,535,646	$25.25M	0.4%	$9.82	—	SHS	G2379F108
SCI	SERVICE CORP INTL	701,006	$25.09M	0.4%	$31.15	+18.9%	COM	817565104
—	CYRUSONE INC	419,600	$24.49M	0.4%	$53.38	—	COM	23283R100
—	STRAYER ED INC	214,535	$24.25M	0.4%	$103.56	—	COM	863236105
—	ADVANCED DISP SVCS INC DEL	929,960	$23.04M	0.4%	$23.54	—	COM	00790X101
DAL	DELTA AIR LINES INC DEL	464,000	$22.99M	0.4%	$46.65	+5.9%	COM NEW	247361702
BC	BRUNSWICK CORP	355,720	$22.94M	0.4%	$52.76	+2.7%	COM	117043109
—	FAR PT ACQUISITION CORP	2,250,000	$22.93M	0.4%	$10.19	—	UNIT 06/01/2025	30734W208
—	CTRIP COM INTL LTD	20,000,000	$22.9M	0.4%	$1.16	—	NOTE 1.990% 7/0	22943FAH3
—	LABORATORY CORP AMER HLDGS	127,200	$22.84M	0.4%	$142.37	—	COM NEW	50540R409
CVSA	ADTALEM GLOBAL ED INC	473,251	$22.76M	0.4%	$43.44	+10.1%	COM	00737L103
DLB	DOLBY LABORATORIES INC	365,300	$22.54M	0.4%	$50.45	+13.2%	COM	25659T107
RWGE/U	REGALWOOD GLOBAL ENERGY LTD	2,200,400	$22.33M	0.4%	$9.98	—	UNIT 99/99/9999	G74760110
SYK	STRYKER CORP	132,100	$22.31M	0.4%	$154.79	0.0%	COM	863667101
—	GARDNER DENVER HLDGS INC	758,599	$22.3M	0.4%	$29.39	—	COM	36555P107
—	PLAYAGS INC	821,793	$22.25M	0.4%	$27.07	—	COM	72814N104
—	VANTAGE ENERGY ACQUISITION	2,094,437	$21.78M	0.4%	$10.13	—	UNIT 04/12/2024	92211L204
—	PENSARE ACQUISITION CORP	2,166,900	$21.43M	0.4%	$9.67	—	COM	70957E105
JBHT	HUNT J B TRANS SVCS INC	174,200	$21.17M	0.4%	$111.28	+2.5%	COM	445658107
—	MATLIN & PARTNERS ACQUISITIO	2,129,000	$21.04M	0.4%	$9.72	—	CL A	57682V106
TLT	ISHARES TR	169,800	$20.67M	0.4%	—	—	Call	464287432
—	ADVANCED MICRO DEVICES INC	10,000,000	$19.91M	0.4%	$1.98	—	NOTE 2.125% 9/0	007903BD8
—	FEDERAL STR ACQUISITION CORP	2,000,000	$19.64M	0.3%	$9.71	—	CL A	31421V107
TPR	TAPESTRY INC	420,040	$19.62M	0.3%	$32.95	+18.4%	COM	876030107
—	VANTAGE ENERGY ACQUISITION	1,979,197	$19.54M	0.3%	$9.75	—	COM CL A	92211L105
LITE	LUMENTUM HLDGS INC	337,000	$19.51M	0.3%	$56.88	+4.8%	COM	55024U109
—	TRINITY MERGER CORP	1,975,000	$19.3M	0.3%	$9.77	—	COM CL A	89653L106
TAC	TRANSALTA CORP	3,773,487	$18.87M	0.3%	$5.30	-1.9%	COM	89346D107
—	TABLEAU SOFTWARE INC	191,300	$18.7M	0.3%	$97.75	—	CL A	87336U105
A	AGILENT TECHNOLOGIES INC	301,400	$18.64M	0.3%	$58.10	+6.2%	COM	00846U101
UA	UNDER ARMOUR INC	880,000	$18.55M	0.3%	$17.77	0.0%	CL C	904311206
AME	AMETEK INC NEW	251,559	$18.15M	0.3%	$48.40	+45.3%	COM	031100100
—	DUN & BRADSTREET CORP DEL NE	142,164	$17.44M	0.3%	$117.94	—	COM	26483E100
—	TWENTY FIRST CENTY FOX INC	350,000	$17.39M	0.3%	$46.44	—	Call	90130A101
TDG	TRANSDIGM GROUP INC	50,000	$17.26M	0.3%	—	—	Call	893641100
QQQ	INVESCO QQQ TR	100,000	$17.16M	0.3%	—	—	Put	46090E103
HUNTF	HUNTER MARITIME ACQUISITION	1,704,968	$16.84M	0.3%	$9.81	+0.2%	CL A	Y37828111
—	MODERN MEDIA ACQUISITION	1,682,468	$16.79M	0.3%	$9.83	—	COM	60765P103
CPB	CAMPBELL SOUP CO	400,000	$16.22M	0.3%	—	—	Call	134429109
—	GTY TECHNOLOGY HOLDINGS INC	1,600,000	$16.11M	0.3%	$10.07	—	CL A	G4182A102
—	CAPITOL INVT CORP IV	1,541,700	$15.88M	0.3%	$10.12	—	UNIT 99/99/9999	G18920119
—	INDUSTREA ACQUISITION CORP	1,490,900	$15.52M	0.3%	$10.11	—	UNIT 07/21/2024	45579J203
—	BLACK RIDGE ACQUISITION CORP	1,583,688	$15.49M	0.3%	$9.71	—	COM	09216T107
IYR	ISHARES TR	190,000	$15.31M	0.3%	$80.58	—	U.S. REAL ES ETF	464287739
—	HAYMAKER ACQUISITION CORP	1,549,900	$15.13M	0.3%	$9.73	—	COM CLASS A	420870107
—	TRIDENT ACQUISITIONS CORP	1,500,000	$15.12M	0.3%	$10.08	—	UNIT 05/09/2023	89615T205
—	VECTOIQ ACQUISITION CORP	1,500,000	$15.1M	0.3%	$10.07	—	UNIT 05/11/2023	92243N202
—	TWELVE SEAS INVESTMENT COMPA	1,500,000	$15.09M	0.3%	$10.06	—	UNIT 06/21/2023	G9145A123
—	KAYNE ANDERSON ACQUISITION	1,517,667	$15.03M	0.3%	$9.80	—	COM CL A	48661U102
AAPL	APPLE INC	80,000	$14.81M	0.3%	—	—	Put	037833100
—	CM SEVEN STAR ACQUISITION CO	1,491,500	$14.75M	0.3%	$9.68	—	SHS	G2345N102
—	TIBERIUS ACQUISITION CORP	1,445,800	$14.56M	0.3%	$10.09	—	UNIT 02/28/2021	88633A206
—	SABAN CAP ACQUISITION CORP	1,392,398	$14.06M	0.2%	$9.96	—	COM CL A	78516C106
—	THUNDER BRIDGE ACQUISITION L	1,400,000	$14.05M	0.2%	$10.03	—	UNIT 01/01/2025	G8857R118
—	HAYMAKER ACQUISITION CORP	1,386,100	$14.01M	0.2%	$9.91	—	UNIT 10/19/2022	420870206
—	HENNESSY CAP ACQUSTON CORP I	1,244,400	$13.88M	0.2%	$10.14	—	UNIT 06/15/2024	42588L204
—	CM SEVEN STAR ACQUISITION CO	1,338,500	$13.85M	0.2%	$9.96	—	UNIT 08/21/2022	G2345N128
BNS	BANK N S HALIFAX	241,600	$13.82M	0.2%	—	—	Call	064149107
PACK	ONE MADISON CORP	1,398,014	$13.56M	0.2%	$9.55	—	COM CL A	G6772P100
—	GIGCAPITAL INC	1,363,300	$13.41M	0.2%	$9.79	—	COM	37518N106
—	PURE ACQUISITION CORP	1,375,000	$13.26M	0.2%	$9.64	—	CL A	74621Q106
—	KAYNE ANDERSON ACQUISITION	1,269,858	$13.21M	0.2%	$10.04	—	UNIT 06/30/2022	48661U201
—	SENSEONICS HLDGS INC	3,150,000	$12.95M	0.2%	$4.11	—	COM	81727U105
—	INDUSTREA ACQUISITION CORP	1,309,000	$12.91M	0.2%	$9.75	—	CL A	45579J104
OLED	UNIVERSAL DISPLAY CORP	150,000	$12.9M	0.2%	$90.46	0.0%	COM	91347P105
CVS	CVS HEALTH CORP	200,000	$12.87M	0.2%	—	—	Call	126650100
—	DFB HEALTHCARE ACQUISTION CO	1,250,000	$12.69M	0.2%	$10.05	—	UNIT 01/30/2023	23291E208
—	ZILLOW GROUP INC	10,000,000	$12.65M	0.2%	$1.09	—	NOTE 2.000%12/0	98954MAB7
—	ONE MADISON CORP	1,245,871	$12.6M	0.2%	$10.00	—	UNIT 99/99/9999	G6772P118
—	ORBCOMM INC	1,211,000	$12.23M	0.2%	$10.10	—	COM	68555P100
NFLX	NETFLIX INC	30,000	$11.74M	0.2%	—	—	Put	64110L106
—	C&J ENERGY SVCS INC NEW	492,451	$11.62M	0.2%	$29.68	—	COM	12674R100
—	DYCOM INDS INC	10,000,000	$11.61M	0.2%	$1.27	—	NOTE 0.750% 9/1	267475AB7
BMO	BANK MONTREAL QUE	150,000	$11.59M	0.2%	$56.33	0.0%	Put	063671101
LMNR	LIMONEIRA CO	469,707	$11.56M	0.2%	$21.25	0.0%	COM	532746104
CBZ	CBIZ INC	491,948	$11.31M	0.2%	$13.32	+51.8%	COM	124805102
—	UNITED STATES OIL FUND LP	750,000	$11.29M	0.2%	—	—	Call	91232N108
—	MOSAIC ACQUISITION CORP	1,116,380	$11.19M	0.2%	$10.10	—	UNIT 99/99/9999	G62848117
TKR	TIMKEN CO	255,800	$11.14M	0.2%	$46.64	0.0%	COM	887389104
DKS	DICKS SPORTING GOODS INC	314,800	$11.1M	0.2%	$26.88	0.0%	COM	253393102
KMX	CARMAX INC	150,200	$10.95M	0.2%	$66.77	0.0%	COM	143130102
—	LEO HOLDINGS CORP	1,071,000	$10.89M	0.2%	$10.00	—	UNIT 99/99/9999	G5463L121
—	OPES ACQUISITION CORP	1,120,000	$10.89M	0.2%	$9.71	—	COM	68373P100
—	GTY TECHNOLOGY HOLDINGS INC	1,023,234	$10.87M	0.2%	$10.50	—	UNIT 99/99/9999	G4182A110
—	SOCIAL CAP HEDOSOPHIA HLDGS	1,074,975	$10.8M	0.2%	$10.09	—	CL A	G8250R103
—	AMERICAN OUTDOOR BRANDS CORP	885,828	$10.66M	0.2%	$12.03	—	COM	02874P103
—	UNION ACQUISITION CORP	1,080,000	$10.46M	0.2%	$9.60	—	SHS	G9366W101
—	MUDRICK CAP ACQUISITION CORP	1,084,800	$10.46M	0.2%	$9.60	—	COM CLASS A	624745105
—	BANK AMER CORP	631,000	$10.33M	0.2%	$9.97	—	*W EXP 01/16/201	060505146
—	IHS MARKIT LTD	200,000	$10.32M	0.2%	$51.59	—	Put	G47567105
—	PENSARE ACQUISITION CORP	967,000	$10.25M	0.2%	$10.37	—	UNIT 07/27/2022	70957E204
—	SENTINEL ENERGY SVCS INC	1,014,707	$10.24M	0.2%	$9.97	—	UNIT 11/02/2022	G8062D128
—	GS ACQUISITION HLDGS CORP	1,000,000	$10.22M	0.2%	$10.22	—	UNIT 06/12/2023	36255F201
—	MUDRICK CAP ACQUISITION CORP	995,000	$10.17M	0.2%	$10.22	—	UNIT 02/01/2023	624745204
—	GUIDEWIRE SOFTWARE INC	10,000,000	$10.14M	0.2%	$0.98	—	NOTE 1.250% 3/1	40171VAA8
BA	BOEING CO	30,000	$10.06M	0.2%	—	—	Put	097023105
—	NEW FRONTIER CORP	1,000,000	$10.05M	0.2%	$10.05	—	UNIT 99/99/9999	G6485P116
HLIT	HARMONIC INC	2,305,246	$9.797M	0.2%	$4.18	-6.0%	COM	413160102
—	MODERN MEDIA ACQUISITION	903,710	$9.796M	0.2%	$10.34	—	UNIT 99/99/9999	60765P202
—	LEO HOLDINGS CORP	1,000,000	$9.66M	0.2%	$9.66	—	COM CL A	G5463L105
—	KBL MERGER CORP IV	966,150	$9.623M	0.2%	$9.74	—	COM	48242A104
GSM	FERROGLOBE PLC	1,105,048	$9.47M	0.2%	$13.04	-22.4%	SHS	G33856108
—	OSPREY ENERGY ACQUISITION CO	931,274	$9.452M	0.2%	$9.56	—	CL A COM	688397108
—	MATLIN & PARTNERS ACQUISITIO	899,900	$9.449M	0.2%	$10.02	—	UNIT 05/28/2021A	57682V205
TPGH/U	TPG PACE HLDGS CORP	899,102	$9.396M	0.2%	$10.26	—	UNIT 99/99/9999	G89827102
—	GIGCAPITAL INC	874,652	$9.184M	0.2%	$10.00	—	UNIT 03/06/2025	37518N205
—	AETNA INC NEW	50,000	$9.175M	0.2%	$181.18	—	COM	00817Y108
VIPS	VIPSHOP HLDGS LTD	820,000	$8.897M	0.2%	$10.85	—	SPONSORED ADR	92763W103
CACC	CREDIT ACCEP CORP MICH	25,000	$8.835M	0.2%	—	—	Call	225310101
—	ETF MANAGERS TR	300,000	$8.82M	0.2%	—	—	Put	26924G508
MGA	MAGNA INTL INC	150,000	$8.72M	0.2%	$48.93	0.0%	Put	559222401
—	WRIGHT MED GROUP N V	6,500,000	$8.7M	0.2%	$1.41	—	NOTE 2.250%11/1	98236JAB4
—	SOCIAL CAP HEDOSOPHIA HLDGS	778,900	$8.295M	0.1%	$10.60	—	UNIT 99/99/9999	G8250R111
—	TRINITY MERGER CORP	821,877	$8.268M	0.1%	$10.06	—	UNIT 05/11/2025	89653L205
—	KBL MERGER CORP IV	777,400	$8.182M	0.1%	$10.20	—	UNIT 01/15/2024	48242A203
—	PLATINUM EAGLE ACQUISITIN CO	800,000	$8.144M	0.1%	$10.15	—	UNIT 01/09/2023	G7126L126
NOMD	NOMAD FOODS LTD	400,000	$7.676M	0.1%	$17.31	0.0%	USD ORD SHS	G6564A105
—	TRANSCANADA CORP	174,300	$7.53M	0.1%	—	—	Call	89353D107
PWR	QUANTA SVCS INC	225,000	$7.515M	0.1%	$34.34	0.0%	COM	74762E102
—	SKECHERS U S A INC	250,000	$7.502M	0.1%	—	—	Call	830566105
—	CARBONITE INC	5,000,000	$7.446M	0.1%	$1.49	—	NOTE 2.500% 4/0	141337AB1
—	CASA SYS INC	450,500	$7.357M	0.1%	$16.33	—	COM	14713L102
LSCC	LATTICE SEMICONDUCTOR CORP	1,119,811	$7.346M	0.1%	$6.56	—	COM	518415104
—	EXPRESS SCRIPTS HLDG CO	95,000	$7.335M	0.1%	$71.65	—	COM	30219G108
—	HUBSPOT INC	5,000,000	$7.144M	0.1%	$1.43	—	NOTE 0.250% 6/0	443573AB6
TD	TORONTO DOMINION BK ONT	121,000	$7.001M	0.1%	—	—	Call	891160509
—	ALTAIR ENGR INC	204,100	$6.976M	0.1%	$34.18	—	COM CL A	021369103
—	AVISTA HEALTHCARE PUB ACQ CO	693,259	$6.953M	0.1%	$9.92	—	CL A	G0726L125
—	TERADYNE INC	5,000,000	$6.653M	0.1%	$1.44	—	NOTE 1.250%12/1	880770AG7
—	ATLAS AIR WORLDWIDE HLDGS IN	5,000,000	$6.632M	0.1%	$1.33	—	NOTE 1.875% 6/0	049164BJ4
—	ON SEMICONDUCTOR CORP	5,000,000	$6.571M	0.1%	$1.31	—	NOTE 1.000%12/0	682189AK1
—	CONSTELLATION ALPHA CAP CORP	609,113	$6.518M	0.1%	$10.14	—	UNIT 99/99/9999	G2379F124
ENB	ENBRIDGE INC	177,800	$6.346M	0.1%	—	—	Put	29250N105
—	EDUCATION RLTY TR INC	150,000	$6.225M	0.1%	$41.50	—	COM NEW	28140H203
—	NAUTILUS INC	385,600	$6.054M	0.1%	$15.70	—	COM	63910B102
—	TPG PACE HLDGS CORP	600,000	$5.958M	0.1%	$9.74	—	CL A	G89827128
—	CAPITOL INVT CORP IV	599,900	$5.921M	0.1%	$9.68	—	CL A ORD	G18920101
—	GARDNER DENVER HLDGS INC	200,000	$5.878M	0.1%	$29.39	—	Put	36555P107
SSYS	STRATASYS LTD	300,000	$5.742M	0.1%	—	—	Call	M85548101
—	INTERDIGITAL INC	4,500,000	$5.447M	0.1%	$1.31	—	NOTE 1.500% 3/0	458660AD9
AAOI	APPLIED OPTOELECTRONICS INC	118,361	$5.314M	0.1%	$35.53	0.0%	COM	03823U102
BJRI	BJS RESTAURANTS INC	87,600	$5.256M	0.1%	$39.35	+33.7%	COM	09180C106
—	VARIAN MED SYS INC	45,860	$5.215M	0.1%	$122.66	—	COM	92220P105
—	FEDERAL STR ACQUISITION CORP	500,000	$5.175M	0.1%	$10.30	—	UNIT 99/99/9999	31421V206
—	ATLANTIC ACQUISITION CORP	500,000	$5.05M	0.1%	$9.86	—	COM	048206106
—	XL GROUP LTD	90,000	$5.036M	0.1%	$55.64	—	COM	G98294104
USLM	UNITED STATES LIME & MINERAL	59,714	$5.01M	0.1%	$15.90	-1.5%	COM	911922102
—	BISON CAP ACQUISITION CORP	500,000	$5.01M	0.1%	$9.87	—	ORD SHS	G1142P104
TRNS	TRANSCAT INC	265,000	$5.008M	0.1%	$13.75	+28.5%	COM	893529107
FLXS	FLEXSTEEL INDS INC	125,000	$4.988M	0.1%	$35.96	-13.5%	COM	339382103
—	TWENTY FIRST CENTY FOX INC	100,000	$4.969M	0.1%	$46.44	—	CL A	90130A101
—	TWENTY FIRST CENTY FOX INC	100,000	$4.927M	0.1%	$49.27	—	CL B	90130A200
HURC	HURCO COMPANIES INC	110,000	$4.922M	0.1%	$45.40	+1.2%	COM	447324104
MLR	MILLER INDS INC TENN	186,731	$4.771M	0.1%	$21.69	+1.8%	COM NEW	600551204
—	C&J ENERGY SVCS INC NEW	200,000	$4.72M	0.1%	$29.68	—	Call	12674R100
—	SHIRE PLC	27,500	$4.642M	0.1%	$168.80	—	SPONSORED ADR	82481R106
—	BIG ROCK PARTNERS ACQUISI CO	468,300	$4.641M	0.1%	$9.73	—	COM	089482103
—	ORBOTECH LTD	75,000	$4.635M	0.1%	$62.05	—	ORD	M75253100
—	I AM CAP ACQUISITION CO	458,000	$4.621M	0.1%	$9.87	—	COM	45074Q108
LCUT	LIFETIME BRANDS INC	365,000	$4.617M	0.1%	$13.30	-26.6%	COM	53222Q103
—	FIESTA RESTAURANT GROUP INC	159,360	$4.574M	0.1%	$28.70	—	COM	31660B101
—	MAM SOFTWARE GROUP INC	525,000	$4.526M	0.1%	$8.62	—	COM NEW	55277Q201
—	SIGMA DESIGNS INC	725,000	$4.422M	0.1%	$6.46	—	COM	826565103
DLHC	DLH HLDGS CORP	800,000	$4.384M	0.1%	$6.01	-4.7%	COM	23335Q100
—	CAVIUM INC	50,000	$4.325M	0.1%	$85.16	—	COM	14964U108
FONR	FONAR CORP	156,597	$4.158M	0.1%	$27.06	+3.0%	COM NEW	344437405
BCE	BCE INC	102,000	$4.13M	0.1%	$27.49	-5.3%	Call	05534B760
—	AVISTA HEALTHCARE PUB ACQ CO	397,636	$4.112M	0.1%	$10.19	—	UNIT 99/99/9999	G0726L109
—	OSPREY ENERGY ACQUISITION CO	367,331	$4.037M	0.1%	$9.94	—	UNIT 07/21/2022	688397207
—	DRAPER OAKWOOD TECHNOLOGY	400,000	$3.992M	0.1%	$9.78	—	COM CL A	26146L103
—	SABAN CAP ACQUISITION CORP	371,900	$3.957M	0.1%	$10.48	—	UNIT 99/99/9999	78516C205
SPPP	SPROTT PHYSICAL PLAT PALLAD	477,477	$3.939M	0.1%	$8.35	—	UNIT	85207Q104
CMT	CORE MOLDING TECHNOLOGIES IN	275,703	$3.937M	0.1%	$19.27	-20.2%	COM	218683100
MGA	MAGNA INTL INC	66,600	$3.871M	0.1%	$48.93	0.0%	COM	559222401
—	GLOBALSCAPE INC	1,000,000	$3.87M	0.1%	$3.74	—	COM	37940G109
—	MITEL NETWORKS CORP	350,000	$3.84M	0.1%	$10.97	—	COM	60671Q104
—	BIG ROCK PARTNERS ACQUISI CO	349,200	$3.675M	0.1%	$10.23	—	UNIT 11/20/2022	089482202
—	OPES ACQUISITION CORP	360,000	$3.622M	0.1%	$10.06	—	UNIT 03/07/2023	68373P209
—	GOLDCORP INC NEW	262,200	$3.595M	0.1%	—	—	Call	380956409
—	KLX INC	50,000	$3.595M	0.1%	$71.90	—	COM	482539103
—	UNION ACQUISITION CORP	350,000	$3.584M	0.1%	$10.23	—	UNIT 99/99/9999	G9366W119
AVAV	AEROVIRONMENT INC	50,000	$3.572M	0.1%	—	—	Call	008073108
—	OCLARO INC	400,000	$3.572M	0.1%	$8.93	—	COM NEW	67555N206
—	AKORN INC	215,000	$3.567M	0.1%	$30.31	—	COM	009728106
—	JENSYN ACQUISITION CORP	327,500	$3.529M	0.1%	$10.04	—	COM	47632B102
BC	BRUNSWICK CORP	53,400	$3.443M	0.1%	$52.76	+2.7%	Call	117043109
—	HABIT RESTAURANTS INC	342,752	$3.428M	0.1%	$12.08	—	COM CL A	40449J103
LOVE	LOVESAC COMPANY	165,000	$3.424M	0.1%	$22.02	0.0%	COM	54738L109
—	LASALLE HOTEL PPTYS	100,000	$3.423M	0.1%	$34.23	—	COM SH BEN INT	517942108
—	EASTERLY ACQUISITION CORP	2,635,288	$3.294M	0.1%	$0.53	—	*W EXP 07/29/202	27616L110
—	COBIZ FINANCIAL INC	150,000	$3.222M	0.1%	$21.48	—	COM	190897108
—	MTECH ACQUISITION CORP	299,900	$3.11M	0.1%	$10.17	—	UNIT 01/19/2023	55378W206
—	BISON CAP ACQUISITION CORP	295,000	$3.095M	0.1%	$10.22	—	UNIT 99/99/9999T	G1142P120
—	PRIMO WTR CORP	175,000	$3.061M	0.1%	$17.49	—	COM	74165N105
—	PATRIOT TRANSN HLDG INC	144,896	$3.044M	0.1%	$18.54	—	COM	70338W105
—	PROFIRE ENERGY INC	900,000	$3.042M	0.1%	$3.38	—	COM	74316X101
QSR	RESTAURANT BRANDS INTL INC	50,000	$3.015M	0.1%	—	—	Call	76131D103
—	SPECTRA ENERGY PARTNERS LP	85,000	$3.011M	0.1%	$35.42	—	COM	84756N109
—	LEGACY ACQUISITION CORP	300,000	$3.006M	0.1%	$9.94	—	UNIT 05/31/2024	524643202
—	BELLATRIX EXPLORATION LTD	2,963,067	$2.933M	0.1%	$2.11	—	COM NEW	078314507
—	CANOPY GROWTH CORP	100,000	$2.929M	0.1%	—	—	Call	138035100
—	M I ACQUISITIONS INC	275,000	$2.888M	0.1%	$10.07	—	COM	55304A104
—	LEGACY ACQUISITION CORP	297,235	$2.859M	0.1%	$9.63	—	COM CL A	524643103
—	FINTECH ACQUISITION CORP II	284,998	$2.85M	0.1%	$9.88	—	COM	31810G109
—	APOLLO ENDOSURGERY INC	400,000	$2.792M	0.0%	$6.98	—	COM	03767D108
—	NXSTAGE MEDICAL INC	100,000	$2.79M	0.0%	$24.78	—	COM	67072V103
—	HUDSON GLOBAL INC	1,708,765	$2.768M	0.0%	$2.46	—	COM	443787106
—	LEISURE ACQUISITION CORP	275,000	$2.764M	0.0%	$9.91	—	UNIT 99/99/9999	52539T206
—	INFRA AND ENERGY ALTRNTIVE I	320,714	$2.72M	0.0%	$8.35	—	COM	45686J104
—	TRIBUNE MEDIA CO	70,000	$2.679M	0.0%	$38.27	—	CL A	896047503
CDNA	CAREDX INC	217,557	$2.663M	0.0%	$6.16	+86.0%	COM	14167L103
—	LEISURE ACQUISITION CORP	275,000	$2.656M	0.0%	$9.67	—	COM	52539T107
—	GORDON POINTE ACQUISITION CO	255,700	$2.636M	0.0%	$10.32	—	UNIT 01/18/2023	382788206
LAKE	LAKELAND INDS INC	184,000	$2.604M	0.0%	$14.23	-0.8%	COM	511795106
—	PURE ACQUISITION CORP	246,300	$2.525M	0.0%	$10.25	—	UNIT 04/13/2023	74621Q205
—	DRAPER OAKWOOD TECHNOLOGY	225,000	$2.46M	0.0%	$10.20	—	UNIT 09/30/2024	26146L202
TIPT	TIPTREE INC	350,000	$2.38M	0.0%	$6.96	-7.1%	COM	88822Q103
BMO	BANK MONTREAL QUE	30,000	$2.318M	0.0%	$56.33	0.0%	Call	063671101
—	HL ACQUISITIONS CORP	225,000	$2.264M	0.0%	$10.06	—	UNIT 06/21/2023	G4603R114
AAOI	APPLIED OPTOELECTRONICS INC	50,000	$2.245M	0.0%	$35.53	0.0%	Call	03823U102
—	FINTECH ACQUISITION CORP II	1,393,419	$2.231M	0.0%	$1.36	—	*W EXP 01/19/202	31810G117
—	HENNESSY CAP ACQUSTON CORP I	1,542,823	$2.222M	0.0%	$0.86	—	*W EXP 06/15/202	42588L113
—	BG STAFFING INC	95,000	$2.209M	0.0%	$23.25	—	COM	05544A109
—	WEB COM GROUP INC	85,000	$2.197M	0.0%	$25.85	—	COM	94733A104
STNL	SENTINEL ENERGY SVCS INC	219,200	$2.159M	0.0%	$9.82	—	COM CL A	G8062D102
—	ATLANTIC ACQUISITION CORP	200,000	$2.15M	0.0%	$10.28	—	UNIT 02/08/2019	048206205
—	SOUTHWESTERN ENERGY CO	400,000	$2.12M	0.0%	$7.11	—	COM	845467109
—	TWITTER INC	48,100	$2.101M	0.0%	$43.68	—	COM	90184L102
CAE	CAE INC	100,000	$2.077M	0.0%	$19.35	0.0%	Put	124765108
—	AVISTA HEALTHCARE PUB ACQ CO	4,401,411	$2.047M	0.0%	$0.39	—	*W EXP 99/99/999	G0726L117
—	GGP INC	100,000	$2.043M	0.0%	$21.93	—	COM	36174X101
HOFT	HOOKER FURNITURE CORP	42,000	$1.97M	0.0%	$38.65	+6.0%	COM	439038100
—	MTECH ACQUISITION CORP	200,000	$1.952M	0.0%	$9.58	—	COM CLASS A	55378W107
—	GORDON POINTE ACQUISITION CO	200,000	$1.944M	0.0%	$9.76	—	COM CLASS A	382788107
TH	PLATINUM EAGLE ACQUISITIN CO	200,000	$1.944M	0.0%	$9.72	—	SHS CL A	G7126L100
HIMX	HIMAX TECHNOLOGIES INC	255,600	$1.907M	0.0%	$7.46	—	SPONSORED ADR	43289P106
—	ENERGY XXI GULF COAST INC	200,000	$1.768M	0.0%	$8.84	—	COM	29276K101
—	CONSTELLATION ALPHA CAP CORP	2,583,500	$1.679M	0.0%	$0.32	—	RIGHT 99/99/9999	G2379F132
—	PENSARE ACQUISITION CORP	3,371,400	$1.652M	0.0%	$0.42	—	RIGHT 99/99/9999	70957E121
FTS	FORTIS INC	50,000	$1.594M	0.0%	—	—	Call	349553107
—	M I ACQUISITIONS INC	1,030,000	$1.555M	0.0%	$0.70	—	*W EXP 11/15/202	55304A112
—	SCANA CORP NEW	40,000	$1.541M	0.0%	$38.04	—	COM	80589M102
—	FIRST CONN BANCORP INC MD	50,000	$1.53M	0.0%	$30.60	—	COM	319850103
MFC	MANULIFE FINL CORP	78,900	$1.418M	0.0%	—	—	Call	56501R106
—	FEDERAL STR ACQUISITION CORP	1,000,000	$1.3M	0.0%	$1.15	—	*W EXP 07/24/202	31421V115
RCI	ROGERS COMMUNICATIONS INC	27,000	$1.281M	0.0%	—	—	Call	775109200
CNQ	CANADIAN NAT RES LTD	35,000	$1.262M	0.0%	$11.72	0.0%	COM	136385101
—	TWENTY FIRST CENTY FOX INC	25,200	$1.252M	0.0%	$46.44	—	Put	90130A101
—	MATLIN & PARTNERS ACQUISITIO	1,792,500	$1.218M	0.0%	$0.43	—	*W EXP 05/28/202	57682V114
—	KIMBALL INTL INC	75,000	$1.212M	0.0%	$19.43	—	CL B	494274103
APT	ALPHA PRO TECH LTD	332,500	$1.114M	0.0%	$3.55	-4.8%	COM	020772109
—	LANDCADIA HLDGS INC	1,282,803	$1.065M	0.0%	$0.83	—	*W EXP 06/01/202	51476W115
—	MAG SILVER CORP	98,500	$1.065M	0.0%	—	—	Call	55903Q104
—	BARINGTON HILCO ACQUISITION	100,000	$1.055M	0.0%	$9.70	—	COM	06759V101
—	SABAN CAP ACQUISITION CORP	831,810	$1.04M	0.0%	$1.26	—	*W EXP 09/21/202	78516C114
—	INDUSTREA ACQUISITION CORP	1,732,879	$1.04M	0.0%	$0.43	—	*W EXP 08/01/202	45579J112
—	NEBULA ACQUISITION CORP	100,000	$1.007M	0.0%	$10.10	—	UNIT 03/12/2025	629076209
—	KIRKLAND LAKE GOLD LTD	47,500	$1.003M	0.0%	—	—	Call	49741E100
HTO	SJW GROUP	15,000	$993K	0.0%	$60.77	0.0%	COM	784305104
—	CONNECTICUT WTR SVC INC	15,000	$980K	0.0%	$65.33	—	COM	207797101
—	TRIDENT ACQUISITIONS CORP	100,000	$975K	0.0%	$9.75	—	COM	89615T106
—	OSISKO GOLD ROYALTIES LTD	100,000	$947K	0.0%	—	—	Call	68827L101
—	MODERN MEDIA ACQUISITION	1,750,000	$910K	0.0%	$0.39	—	RIGHT 99/99/9999	60765P129
—	ESTRE AMBIENTAL INC	2,110,661	$897K	0.0%	$0.69	—	*W EXP 12/21/202	G3206V118
TECK	TECK RESOURCES LTD	35,200	$896K	0.0%	—	—	Call	878742204
—	PRETIUM RES INC	1,000,000	$869K	0.0%	$0.84	—	NOTE 2.250% 3/1	74139CAB8
SPSC	SPS COMM INC	11,707	$860K	0.0%	$29.61	+19.8%	COM	78463M107
—	SPRINT CORP	150,000	$816K	0.0%	$5.44	—	COM SER 1	85207U105
—	MATTERSIGHT CORP	300,000	$802K	0.0%	$2.67	—	COM	577097108
—	VANTAGE ENERGY ACQUISITION	600,000	$780K	0.0%	$1.32	—	*W EXP 04/12/202	92211L113
—	PENSARE ACQUISITION CORP	1,089,900	$698K	0.0%	$0.54	—	*W EXP 07/27/202	70957E113
—	GORES HLDGS II INC	386,272	$659K	0.0%	$1.62	—	*W EXP 01/13/202	382867117
—	MUDRICK CAP ACQUISITION CORP	1,000,000	$640K	0.0%	$0.65	—	*W EXP 02/12/202	624745113
—	ONE MADISON CORP	600,000	$630K	0.0%	$0.91	—	*W EXP 99/99/999	G6772P126
—	CM SEVEN STAR ACQUISITION CO	1,796,500	$575K	0.0%	$0.31	—	RIGHT 08/21/2022	G2345N136
NEXT	NEXTDECADE CORP	80,000	$536K	0.0%	$9.79	-35.7%	COM	65342K105
—	LEO HOLDINGS CORP	500,000	$535K	0.0%	$1.07	—	*W EXP 02/07/202	G5463L113
—	NEVSUN RES LTD	150,000	$521K	0.0%	$3.47	—	COM	64156L101
—	ENBRIDGE ENERGY MANAGEMENT L	50,000	$513K	0.0%	$10.26	—	SHS UNITS LLI	29250X103
ENB	ENBRIDGE INC	14,000	$500K	0.0%	—	—	Call	29250N105
—	TRINITY MERGER CORP	1,200,000	$480K	0.0%	$0.40	—	*W EXP 05/11/202	89653L114
—	MAGICJACK VOCALTEC LTD	55,718	$474K	0.0%	$8.45	—	SHS	M6787E101
—	HAYMAKER ACQUISITION CORP	490,450	$434K	0.0%	$0.88	—	*W EXP 10/27/202	420870115
TECK	TECK RESOURCES LTD	16,900	$430K	0.0%	—	—	Put	878742204
CAE	CAE INC	20,100	$417K	0.0%	$19.35	0.0%	COM	124765108
—	COASTWAY BANCORP INC	15,000	$416K	0.0%	$27.27	—	COM	190632109
BMO	BANK MONTREAL QUE	5,300	$409K	0.0%	$56.33	0.0%	COM	063671101
—	CM SEVEN STAR ACQUISITION CO	952,750	$376K	0.0%	$0.30	—	*W EXP 08/21/202	G2345N110
—	CONSTELLATION ALPHA CAP CORP	1,036,000	$373K	0.0%	$0.23	—	*W EXP 03/23/202	G2379F116
—	OSPREY ENERGY ACQUISITION CO	226,200	$362K	0.0%	$0.77	—	*W EXP 07/21/202	688397116
BCE	BCE INC	8,300	$336K	0.0%	$27.49	-5.3%	Put	05534B760
CRON	CRONOS GROUP INC	50,000	$326K	0.0%	$7.75	-15.4%	COM	22717L101
—	ATLANTIC ACQUISITION CORP	561,200	$320K	0.0%	$0.52	—	RIGHT 02/08/2019	048206304
—	HUNTER MARITIME ACQUISITION	722,209	$311K	0.0%	$0.56	—	*W EXP 11/17/202	Y37828129
—	BLACK RIDGE ACQUISITION CORP	868,400	$304K	0.0%	$0.30	—	RIGHT 07/10/2019	09216T123
—	UNION ACQUISITION CORP	850,000	$298K	0.0%	$0.35	—	*W EXP 07/01/202	G9366W127
—	GIGCAPITAL INC	663,300	$298K	0.0%	$0.43	—	RIGHT 03/06/2020	37518N114
—	GTY TECHNOLOGY HOLDINGS INC	233,333	$292K	0.0%	$1.28	—	*W EXP 10/25/202	G4182A128
—	KBL MERGER CORP IV	800,000	$287K	0.0%	$0.36	—	RIGHT 03/22/2019	48242A120
—	CAPITOL INVT CORP IV	200,000	$276K	0.0%	$1.07	—	*W EXP 01/01/202	G18920127
—	UNION ACQUISITION CORP	850,000	$268K	0.0%	$0.34	—	RIGHT 12/02/2019	G9366W135
—	KAYNE ANDERSON ACQUISITION	217,000	$260K	0.0%	$0.91	—	*W EXP 06/30/202	48661U110
—	MOSAIC ACQUISITION CORP	200,000	$250K	0.0%	$1.25	—	*W EXP 10/23/202	G62848125
—	DRAPER OAKWOOD TECHNOLOGY	400,000	$236K	0.0%	$0.52	—	RIGHT 09/19/2018	26146L129
—	REGALWOOD GLOBAL ENERGY LTD	187,166	$233K	0.0%	$1.24	—	*W EXP 12/05/202	G74760128
MGA	MAGNA INTL INC	4,000	$233K	0.0%	$48.93	0.0%	Call	559222401
—	KBL MERGER CORP IV	800,948	$232K	0.0%	$0.18	—	*W EXP 01/15/202	48242A112
—	I AM CAP ACQUISITION CO	539,400	$205K	0.0%	$0.32	—	RIGHT 05/22/2019	45074Q124
EXAS	EXACT SCIENCES CORP	3,382	$202K	0.0%	$53.82	0.0%	COM	30063P105
—	I AM CAP ACQUISITION CO	458,000	$193K	0.0%	$0.30	—	*W EXP 05/22/202	45074Q116
—	BIG ROCK PARTNERS ACQUISI CO	400,000	$180K	0.0%	$0.41	—	RIGHT 12/01/2022	089482129
—	BISON CAP ACQUISITION CORP	534,300	$176K	0.0%	$0.34	—	RIGHT 03/20/2019	G1142P138
—	OPES ACQUISITION CORP	450,000	$160K	0.0%	$0.38	—	*W EXP 03/13/202	68373P118
—	BLACK RIDGE ACQUISITION CORP	14,992	$157K	0.0%	$10.14	—	UNIT 10/05/2022	09216T206
—	LEISURE ACQUISITION CORP	137,500	$151K	0.0%	$0.49	—	*W EXP 12/05/201	52539T115
—	DRAPER OAKWOOD TECHNOLOGY	199,600	$146K	0.0%	$0.61	—	*W EXP 09/19/202	26146L111
—	GIGCAPITAL INC	322,725	$145K	0.0%	$0.45	—	*W EXP 06/08/202	37518N122
—	STELLAR ACQUISITION III INC	556,545	$145K	0.0%	$0.35	—	*W EXP 03/22/202	Y8172W115
—	JENSYN ACQUISITION CORP	914,885	$142K	0.0%	$0.27	—	RIGHT 99/99/9999	47632B128
—	PLATINUM EAGLE ACQUISITIN CO	100,000	$140K	0.0%	$1.40	—	*W EXP 01/17/202	G7126L118
HIMX	HIMAX TECHNOLOGIES INC	18,000	$134K	0.0%	$7.46	—	Call	43289P106
—	MTECH ACQUISITION CORP	200,000	$130K	0.0%	$0.66	—	*W EXP 08/01/202	55378W115
—	LEGACY ACQUISITION CORP	282,400	$121K	0.0%	$0.43	—	*W EXP 11/30/202	524643111
—	JENSYN ACQUISITION CORP	771,396	$112K	0.0%	$0.15	—	*W EXP 03/07/202	47632B110
—	TIBERIUS ACQUISITION CORP	200,000	$112K	0.0%	$0.56	—	*W EXP 02/28/202	88633A115
—	GORDON POINTE ACQUISITION CO	180,000	$99,000	0.0%	$0.48	—	*W EXP 07/30/202	382788115
—	BARINGTON HILCO ACQUISITION	588,200	$94,000	0.0%	$0.16	—	*W EXP 02/11/202	06759V127
—	TPG PACE HLDGS CORP	53,333	$90,000	0.0%	$1.55	—	*W EXP 06/27/202	G89827110
—	BLACK RIDGE ACQUISITION CORP	200,000	$86,000	0.0%	$0.30	—	*W EXP 07/10/202	09216T115
—	BIG ROCK PARTNERS ACQUISI CO	200,000	$76,000	0.0%	$0.47	—	*W EXP 12/01/202	089482111
—	FAR PT ACQUISITION CORP	50,000	$70,000	0.0%	$1.40	—	*W EXP 06/01/202	30734W117
—	SENTINEL ENERGY SVCS INC	56,400	$69,000	0.0%	$1.22	—	*W EXP 11/02/202	G8062D110
—	BISON CAP ACQUISITION CORP	175,000	$65,000	0.0%	$0.35	—	*W EXP 06/20/202	G1142P112
—	TRIDENT ACQUISITIONS CORP	110,000	$35,000	0.0%	$0.32	—	*W EXP 05/09/202	89615T114
—	MODERN MEDIA ACQUISITION	50,000	$32,000	0.0%	$0.44	—	*W EXP 05/17/202	60765P111
—	BARINGTON HILCO ACQUISITION	20,000	$4,000	0.0%	$0.28	—	RIGHT 08/11/2017	06759V119