Location: Toronto, Ontario, Canada
CIK: 0001326389 · Show all filings
Period: Q2 2018 (← Previous) (Next →)
Filing Date: Aug 14, 2018
Total Value: $5.68B (76.5% shares, 23.5% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 3,350,000 | $909M | 16.0% | $271.28 | $263.00 | — | Put | 78462F103 |
| IWM | ISHARES TR | 2,300,000 | $377M | 6.6% | $163.77 | — | — | Put | 464287655 |
| — | INTEL CORP | 110,000,000 | $266M | 4.7% | $2.42 | $1.79 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | MICRON TECHNOLOGY INC | 50,000,000 | $263M | 4.6% | $5.25 | $3.02 | — | NOTE 3.125% 5/0 | 595112AX1 |
| BABA | ALIBABA GROUP HLDG LTD | 680,000 | $126M | 2.2% | $185.53 | — | — | Put | 01609W102 |
| — | NXP SEMICONDUCTORS N V | 100,000,000 | $120M | 2.1% | $1.20 | $1.17 | — | NOTE 1.000%12/0 | 62952QAB6 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 10,928,632 | $111M | 2.0% | $10.18 | $9.55 | — | UNIT | 85207H104 |
| — | MICROCHIP TECHNOLOGY INC | 60,000,000 | $105M | 1.9% | $1.75 | $1.44 | — | NOTE 1.625% 2/1 | 595017AD6 |
| SPY | SPDR S&P 500 ETF TR | 300,000 | $81.38M | 1.4% | $271.28 | $263.00 | — | Call | 78462F103 |
| — | TTM TECHNOLOGIES INC | 30,000,000 | $56.27M | 1.0% | $1.88 | $1.68 | — | NOTE 1.750%12/1 | 87305RAD1 |
| — | MICRON TECHNOLOGY INC | 10,000,000 | $54.48M | 1.0% | $5.45 | $2.72 | — | NOTE 2.375% 5/0 | 595112AW3 |
| — | PRICELINE GRP INC | 30,000,000 | $46.46M | 0.8% | $1.55 | $1.46 | — | NOTE 0.350% 6/1 | 741503AS5 |
| — | WORKDAY INC | 30,000,000 | $46.27M | 0.8% | $1.54 | $1.40 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| — | INSULET CORP | 30,000,000 | $45.63M | 0.8% | $1.52 | $1.46 | — | NOTE 1.250% 9/1 | 45784PAF8 |
| VIAV | VIAVI SOLUTIONS INC | 4,245,276 | $43.47M | 0.8% | $10.24 * | $9.23 | +7.1% | COM | 925550105 |
| EEM | ISHARES TR | 1,000,000 | $43.33M | 0.8% | $43.33 | — | — | Call | 464287234 |
| — | REALPAGE INC | 30,000,000 | $42.55M | 0.7% | $1.42 | $1.42 | — | NOTE 1.500%11/1 | 75606NAB5 |
| DAL | DELTA AIR LINES INC DEL | 800,000 | $39.63M | 0.7% | $49.54 | $46.65 | +5.9% | Call | 247361702 |
| — | VIAVI SOLUTIONS INC | 39,025,000 | $39.34M | 0.7% | $1.01 | $1.02 | — | NOTE 1.000% 3/0 | 925550AB1 |
| GOOG | ALPHABET INC | 35,000 | $39.05M | 0.7% | $1115.66 * | $46.93 | +14.3% | CAP STK CL C | 02079K107 |
| — | ON SEMICONDUCTOR CORP | 30,000,000 | $38.05M | 0.7% | $1.27 | $1.27 | — | NOTE 1.625%10/1 | 682189AP0 |
| VMC | VULCAN MATLS CO | 289,900 | $37.41M | 0.7% | $129.06 * | $115.56 | -0.2% | COM | 929160109 |
| — | IHS MARKIT LTD | 718,800 | $37.08M | 0.7% | $51.59 | $51.59 | — | SHS | G47567105 |
| T | AT&T INC | 1,150,000 | $36.93M | 0.7% | $32.11 | — | — | Call | 00206R102 |
| META | FACEBOOK INC | 189,500 | $36.82M | 0.6% | $194.32 * | $144.26 | +24.4% | CL A | 30303M102 |
| BIO | BIO RAD LABS INC | 119,800 | $34.57M | 0.6% | $288.54 * | $198.66 | +39.0% | CL A | 090572207 |
| — | EASTERLY ACQUISITION CORP | 3,171,070 | $32.66M | 0.6% | $10.30 | $10.11 | — | COM | 27616L102 |
| MHK | MOHAWK INDS INC | 143,300 | $30.7M | 0.5% | $214.27 * | $237.86 | -8.0% | COM | 608190104 |
| TRMB | TRIMBLE INC | 932,400 | $30.62M | 0.5% | $32.84 * | $38.08 | -8.9% | COM | 896239100 |
| SLB | SCHLUMBERGER LTD | 455,100 | $30.5M | 0.5% | $67.03 * | $55.08 | 0.0% | COM | 806857108 |
| HD | HOME DEPOT INC | 156,100 | $30.45M | 0.5% | $195.10 * | $155.00 | 0.0% | COM | 437076102 |
| — | B2GOLD CORP | 30,000,000 | $30.04M | 0.5% | $1.00 | $1.03 | — | NOTE 3.250%10/0 | 11777QAB6 |
| DG | DOLLAR GEN CORP NEW | 294,000 | $28.99M | 0.5% | $98.60 * | $79.20 | +10.0% | COM | 256677105 |
| PSLV | SPROTT PHYSICAL SILVER TR | 4,833,617 | $28.37M | 0.5% | $5.87 | $6.55 | — | TR UNIT | 85207K107 |
| — | J2 GLOBAL INC | 20,000,000 | $27.04M | 0.5% | $1.35 | $1.10 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | LIBERTY MEDIA CORP DELAWARE | 50,000,000 | $26.4M | 0.5% | $0.53 | $1.06 | — | DEB 2.250% 9/3 | 531229AE2 |
| SMH | VANECK VECTORS ETF TR | 250,000 | $25.67M | 0.5% | $102.67 | — | — | Put | 92189F676 |
| LKQ | LKQ CORP | 795,800 | $25.39M | 0.4% | $31.90 * | $29.88 | +0.2% | COM | 501889208 |
| — | CONSTELLATION ALPHA CAP CORP | 2,535,646 | $25.25M | 0.4% | $9.96 | $9.82 | — | SHS | G2379F108 |
| SCI | SERVICE CORP INTL | 701,006 | $25.09M | 0.4% | $35.79 * | $31.15 | +18.9% | COM | 817565104 |
| — | CYRUSONE INC | 419,600 | $24.49M | 0.4% | $58.36 | $53.38 | — | COM | 23283R100 |
| — | STRAYER ED INC | 214,535 | $24.25M | 0.4% | $113.01 | $103.56 | — | COM | 863236105 |
| — | ADVANCED DISP SVCS INC DEL | 929,960 | $23.04M | 0.4% | $24.78 | $23.54 | — | COM | 00790X101 |
| DAL | DELTA AIR LINES INC DEL | 464,000 | $22.99M | 0.4% | $49.54 | $46.65 | +5.9% | COM NEW | 247361702 |
| BC | BRUNSWICK CORP | 355,720 | $22.94M | 0.4% | $64.48 * | $52.76 | +2.7% | COM | 117043109 |
| — | FAR PT ACQUISITION CORP | 2,250,000 | $22.93M | 0.4% | $10.19 | $10.19 | — | UNIT 06/01/2025 | 30734W208 |
| — | CTRIP COM INTL LTD | 20,000,000 | $22.9M | 0.4% | $1.14 | $1.16 | — | NOTE 1.990% 7/0 | 22943FAH3 |
| — | LABORATORY CORP AMER HLDGS | 127,200 | $22.84M | 0.4% | $179.53 | $142.37 | — | COM NEW | 50540R409 |
| CVSA | ADTALEM GLOBAL ED INC | 473,251 | $22.76M | 0.4% | $48.10 | $43.44 | +10.1% | COM | 00737L103 |
| DLB | DOLBY LABORATORIES INC | 365,300 | $22.54M | 0.4% | $61.69 * | $50.45 | +13.2% | COM | 25659T107 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 2,200,400 | $22.33M | 0.4% | $10.15 | $9.98 | — | UNIT 99/99/9999 | G74760110 |
| SYK | STRYKER CORP | 132,100 | $22.31M | 0.4% | $168.86 * | $154.79 | 0.0% | COM | 863667101 |
| — | GARDNER DENVER HLDGS INC | 758,599 | $22.3M | 0.4% | $29.39 | $29.39 | — | COM | 36555P107 |
| — | PLAYAGS INC | 821,793 | $22.25M | 0.4% | $27.07 | $27.07 | — | COM | 72814N104 |
| — | VANTAGE ENERGY ACQUISITION | 2,094,437 | $21.78M | 0.4% | $10.40 | $10.13 | — | UNIT 04/12/2024 | 92211L204 |
| — | PENSARE ACQUISITION CORP | 2,166,900 | $21.43M | 0.4% | $9.89 | $9.67 | — | COM | 70957E105 |
| JBHT | HUNT J B TRANS SVCS INC | 174,200 | $21.17M | 0.4% | $121.55 * | $111.28 | +2.5% | COM | 445658107 |
| — | MATLIN & PARTNERS ACQUISITIO | 2,129,000 | $21.04M | 0.4% | $9.88 | $9.72 | — | CL A | 57682V106 |
| TLT | ISHARES TR | 169,800 | $20.67M | 0.4% | $121.72 | — | — | Call | 464287432 |
| — | ADVANCED MICRO DEVICES INC | 10,000,000 | $19.91M | 0.4% | $1.99 | $1.98 | — | NOTE 2.125% 9/0 | 007903BD8 |
| — | FEDERAL STR ACQUISITION CORP | 2,000,000 | $19.64M | 0.3% | $9.82 | $9.71 | — | CL A | 31421V107 |
| TPR | TAPESTRY INC | 420,040 | $19.62M | 0.3% | $46.71 * | $32.95 | +18.4% | COM | 876030107 |
| — | VANTAGE ENERGY ACQUISITION | 1,979,197 | $19.54M | 0.3% | $9.87 | $9.75 | — | COM CL A | 92211L105 |
| LITE | LUMENTUM HLDGS INC | 337,000 | $19.51M | 0.3% | $57.90 * | $56.88 | +4.8% | COM | 55024U109 |
| — | TRINITY MERGER CORP | 1,975,000 | $19.3M | 0.3% | $9.77 | $9.77 | — | COM CL A | 89653L106 |
| TAC | TRANSALTA CORP | 3,773,487 | $18.87M | 0.3% | $5.00 * | $5.30 | -1.9% | COM | 89346D107 |
| — | TABLEAU SOFTWARE INC | 191,300 | $18.7M | 0.3% | $97.75 | $97.75 | — | CL A | 87336U105 |
| A | AGILENT TECHNOLOGIES INC | 301,400 | $18.64M | 0.3% | $61.84 | $58.10 | +6.2% | COM | 00846U101 |
| UA | UNDER ARMOUR INC | 880,000 | $18.55M | 0.3% | $21.08 * | $17.77 | 0.0% | CL C | 904311206 |
| AME | AMETEK INC NEW | 251,559 | $18.15M | 0.3% | $72.16 * | $48.40 | +45.3% | COM | 031100100 |
| — | DUN & BRADSTREET CORP DEL NE | 142,164 | $17.44M | 0.3% | $122.65 | $117.94 | — | COM | 26483E100 |
| — | TWENTY FIRST CENTY FOX INC | 350,000 | $17.39M | 0.3% | $49.69 | $46.44 | — | Call | 90130A101 |
| TDG | TRANSDIGM GROUP INC | 50,000 | $17.26M | 0.3% | $345.14 | — | — | Call | 893641100 |
| QQQ | INVESCO QQQ TR | 100,000 | $17.16M | 0.3% | $171.65 | — | — | Put | 46090E103 |
| HUNTF | HUNTER MARITIME ACQUISITION | 1,704,968 | $16.84M | 0.3% | $9.88 | $9.81 | +0.2% | CL A | Y37828111 |
| — | MODERN MEDIA ACQUISITION | 1,682,468 | $16.79M | 0.3% | $9.98 | $9.83 | — | COM | 60765P103 |
| CPB | CAMPBELL SOUP CO | 400,000 | $16.22M | 0.3% | $40.54 | — | — | Call | 134429109 |
| — | GTY TECHNOLOGY HOLDINGS INC | 1,600,000 | $16.11M | 0.3% | $10.07 | $10.07 | — | CL A | G4182A102 |
| — | CAPITOL INVT CORP IV | 1,541,700 | $15.88M | 0.3% | $10.30 | $10.12 | — | UNIT 99/99/9999 | G18920119 |
| — | INDUSTREA ACQUISITION CORP | 1,490,900 | $15.52M | 0.3% | $10.41 | $10.11 | — | UNIT 07/21/2024 | 45579J203 |
| — | BLACK RIDGE ACQUISITION CORP | 1,583,688 | $15.49M | 0.3% | $9.78 | $9.71 | — | COM | 09216T107 |
| IYR | ISHARES TR | 190,000 | $15.31M | 0.3% | $80.58 | $80.58 | — | U.S. REAL ES ETF | 464287739 |
| — | HAYMAKER ACQUISITION CORP | 1,549,900 | $15.13M | 0.3% | $9.76 | $9.73 | — | COM CLASS A | 420870107 |
| — | TRIDENT ACQUISITIONS CORP | 1,500,000 | $15.12M | 0.3% | $10.08 | $10.08 | — | UNIT 05/09/2023 | 89615T205 |
| — | VECTOIQ ACQUISITION CORP | 1,500,000 | $15.1M | 0.3% | $10.07 | $10.07 | — | UNIT 05/11/2023 | 92243N202 |
| — | TWELVE SEAS INVESTMENT COMPA | 1,500,000 | $15.09M | 0.3% | $10.06 | $10.06 | — | UNIT 06/21/2023 | G9145A123 |
| — | KAYNE ANDERSON ACQUISITION | 1,517,667 | $15.03M | 0.3% | $9.90 | $9.80 | — | COM CL A | 48661U102 |
| AAPL | APPLE INC | 80,000 | $14.81M | 0.3% | $185.11 | — | — | Put | 037833100 |
| — | CM SEVEN STAR ACQUISITION CO | 1,491,500 | $14.75M | 0.3% | $9.89 | $9.68 | — | SHS | G2345N102 |
| — | TIBERIUS ACQUISITION CORP | 1,445,800 | $14.56M | 0.3% | $10.07 | $10.09 | — | UNIT 02/28/2021 | 88633A206 |
| — | SABAN CAP ACQUISITION CORP | 1,392,398 | $14.06M | 0.2% | $10.10 | $9.96 | — | COM CL A | 78516C106 |
| — | THUNDER BRIDGE ACQUISITION L | 1,400,000 | $14.05M | 0.2% | $10.03 | $10.03 | — | UNIT 01/01/2025 | G8857R118 |
| — | HAYMAKER ACQUISITION CORP | 1,386,100 | $14.01M | 0.2% | $10.11 | $9.91 | — | UNIT 10/19/2022 | 420870206 |
| — | HENNESSY CAP ACQUSTON CORP I | 1,244,400 | $13.88M | 0.2% | $11.15 | $10.14 | — | UNIT 06/15/2024 | 42588L204 |
| — | CM SEVEN STAR ACQUISITION CO | 1,338,500 | $13.85M | 0.2% | $10.35 | $9.96 | — | UNIT 08/21/2022 | G2345N128 |
| BNS | BANK N S HALIFAX | 241,600 | $13.82M | 0.2% | $57.22 | — | — | Call | 064149107 |
| PACK | ONE MADISON CORP | 1,398,014 | $13.56M | 0.2% | $9.70 | $9.55 | — | COM CL A | G6772P100 |
| — | GIGCAPITAL INC | 1,363,300 | $13.41M | 0.2% | $9.84 | $9.79 | — | COM | 37518N106 |
| — | PURE ACQUISITION CORP | 1,375,000 | $13.26M | 0.2% | $9.64 | $9.64 | — | CL A | 74621Q106 |
| — | KAYNE ANDERSON ACQUISITION | 1,269,858 | $13.21M | 0.2% | $10.40 | $10.04 | — | UNIT 06/30/2022 | 48661U201 |
| — | SENSEONICS HLDGS INC | 3,150,000 | $12.95M | 0.2% | $4.11 | $4.11 | — | COM | 81727U105 |
| — | INDUSTREA ACQUISITION CORP | 1,309,000 | $12.91M | 0.2% | $9.86 | $9.75 | — | CL A | 45579J104 |
| OLED | UNIVERSAL DISPLAY CORP | 150,000 | $12.9M | 0.2% | $86.00 * | $90.46 | 0.0% | COM | 91347P105 |
| CVS | CVS HEALTH CORP | 200,000 | $12.87M | 0.2% | $64.35 | — | — | Call | 126650100 |
| — | DFB HEALTHCARE ACQUISTION CO | 1,250,000 | $12.69M | 0.2% | $10.15 | $10.05 | — | UNIT 01/30/2023 | 23291E208 |
| — | ZILLOW GROUP INC | 10,000,000 | $12.65M | 0.2% | $1.27 | $1.09 | — | NOTE 2.000%12/0 | 98954MAB7 |
| — | ONE MADISON CORP | 1,245,871 | $12.6M | 0.2% | $10.11 | $10.00 | — | UNIT 99/99/9999 | G6772P118 |
| — | ORBCOMM INC | 1,211,000 | $12.23M | 0.2% | $10.10 | $10.10 | — | COM | 68555P100 |
| NFLX | NETFLIX INC | 30,000 | $11.74M | 0.2% | $391.43 | — | — | Put | 64110L106 |
| — | C&J ENERGY SVCS INC NEW | 492,451 | $11.62M | 0.2% | $23.60 | $29.68 | — | COM | 12674R100 |
| — | DYCOM INDS INC | 10,000,000 | $11.61M | 0.2% | $1.16 | $1.27 | — | NOTE 0.750% 9/1 | 267475AB7 |
| BMO | BANK MONTREAL QUE | 150,000 | $11.59M | 0.2% | $77.26 * | $56.33 | 0.0% | Put | 063671101 |
| LMNR | LIMONEIRA CO | 469,707 | $11.56M | 0.2% | $24.61 * | $21.25 | 0.0% | COM | 532746104 |
| CBZ | CBIZ INC | 491,948 | $11.31M | 0.2% | $23.00 * | $13.32 | +51.8% | COM | 124805102 |
| — | UNITED STATES OIL FUND LP | 750,000 | $11.29M | 0.2% | $15.06 | — | — | Call | 91232N108 |
| — | MOSAIC ACQUISITION CORP | 1,116,380 | $11.19M | 0.2% | $10.02 | $10.10 | — | UNIT 99/99/9999 | G62848117 |
| TKR | TIMKEN CO | 255,800 | $11.14M | 0.2% | $43.55 * | $46.64 | 0.0% | COM | 887389104 |
| DKS | DICKS SPORTING GOODS INC | 314,800 | $11.1M | 0.2% | $35.25 * | $26.88 | 0.0% | COM | 253393102 |
| KMX | CARMAX INC | 150,200 | $10.95M | 0.2% | $72.87 * | $66.77 | 0.0% | COM | 143130102 |
| — | OPES ACQUISITION CORP | 1,120,000 | $10.89M | 0.2% | $9.72 | $9.71 | — | COM | 68373P100 |
| — | LEO HOLDINGS CORP | 1,071,000 | $10.89M | 0.2% | $10.17 | $10.00 | — | UNIT 99/99/9999 | G5463L121 |
| — | GTY TECHNOLOGY HOLDINGS INC | 1,023,234 | $10.87M | 0.2% | $10.62 | $10.50 | — | UNIT 99/99/9999 | G4182A110 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 1,074,975 | $10.8M | 0.2% | $10.05 | $10.09 | — | CL A | G8250R103 |
| — | AMERICAN OUTDOOR BRANDS CORP | 885,828 | $10.66M | 0.2% | $12.03 | $12.03 | — | COM | 02874P103 |
| — | UNION ACQUISITION CORP | 1,080,000 | $10.46M | 0.2% | $9.69 | $9.60 | — | SHS | G9366W101 |
| — | MUDRICK CAP ACQUISITION CORP | 1,084,800 | $10.46M | 0.2% | $9.64 | $9.60 | — | COM CLASS A | 624745105 |
| — | BANK AMER CORP | 631,000 | $10.33M | 0.2% | $16.36 | $9.97 | — | *W EXP 01/16/201 | 060505146 |
| — | IHS MARKIT LTD | 200,000 | $10.32M | 0.2% | $51.59 | $51.59 | — | Put | G47567105 |
| — | PENSARE ACQUISITION CORP | 967,000 | $10.25M | 0.2% | $10.60 | $10.37 | — | UNIT 07/27/2022 | 70957E204 |
| — | SENTINEL ENERGY SVCS INC | 1,014,707 | $10.24M | 0.2% | $10.09 | $9.97 | — | UNIT 11/02/2022 | G8062D128 |
| — | GS ACQUISITION HLDGS CORP | 1,000,000 | $10.22M | 0.2% | $10.22 | $10.22 | — | UNIT 06/12/2023 | 36255F201 |
| — | MUDRICK CAP ACQUISITION CORP | 995,000 | $10.17M | 0.2% | $10.22 | $10.22 | — | UNIT 02/01/2023 | 624745204 |
| — | GUIDEWIRE SOFTWARE INC | 10,000,000 | $10.14M | 0.2% | $1.01 | $0.98 | — | NOTE 1.250% 3/1 | 40171VAA8 |
| BA | BOEING CO | 30,000 | $10.06M | 0.2% | $335.50 | — | — | Put | 097023105 |
| — | NEW FRONTIER CORP | 1,000,000 | $10.05M | 0.2% | $10.05 | $10.05 | — | UNIT 99/99/9999 | G6485P116 |
| HLIT | HARMONIC INC | 2,305,246 | $9.797M | 0.2% | $4.25 * | $4.18 | -6.0% | COM | 413160102 |
| — | MODERN MEDIA ACQUISITION | 903,710 | $9.796M | 0.2% | $10.84 | $10.34 | — | UNIT 99/99/9999 | 60765P202 |
| — | LEO HOLDINGS CORP | 1,000,000 | $9.66M | 0.2% | $9.66 | $9.66 | — | COM CL A | G5463L105 |
| — | KBL MERGER CORP IV | 966,150 | $9.623M | 0.2% | $9.96 | $9.74 | — | COM | 48242A104 |
| GSM | FERROGLOBE PLC | 1,105,048 | $9.47M | 0.2% | $8.57 * | $13.04 | -22.4% | SHS | G33856108 |
| — | OSPREY ENERGY ACQUISITION CO | 931,274 | $9.452M | 0.2% | $10.15 | $9.56 | — | CL A COM | 688397108 |
| — | MATLIN & PARTNERS ACQUISITIO | 899,900 | $9.449M | 0.2% | $10.50 | $10.02 | — | UNIT 05/28/2021A | 57682V205 |
| TPGH/U | TPG PACE HLDGS CORP | 899,102 | $9.396M | 0.2% | $10.45 | $10.26 | — | UNIT 99/99/9999 | G89827102 |
| — | GIGCAPITAL INC | 874,652 | $9.184M | 0.2% | $10.50 | $10.00 | — | UNIT 03/06/2025 | 37518N205 |
| — | AETNA INC NEW | 50,000 | $9.175M | 0.2% | $183.50 | $181.18 | — | COM | 00817Y108 |
| VIPS | VIPSHOP HLDGS LTD | 820,000 | $8.897M | 0.2% | $10.85 | $10.85 | — | SPONSORED ADR | 92763W103 |
| CACC | CREDIT ACCEP CORP MICH | 25,000 | $8.835M | 0.2% | $353.40 | — | — | Call | 225310101 |
| — | ETF MANAGERS TR | 300,000 | $8.82M | 0.2% | $29.40 | — | — | Put | 26924G508 |
| MGA | MAGNA INTL INC | 150,000 | $8.72M | 0.2% | $58.13 * | $48.93 | 0.0% | Put | 559222401 |
| — | WRIGHT MED GROUP N V | 6,500,000 | $8.7M | 0.2% | $1.34 | $1.41 | — | NOTE 2.250%11/1 | 98236JAB4 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 778,900 | $8.295M | 0.1% | $10.65 | $10.60 | — | UNIT 99/99/9999 | G8250R111 |
| — | TRINITY MERGER CORP | 821,877 | $8.268M | 0.1% | $10.06 | $10.06 | — | UNIT 05/11/2025 | 89653L205 |
| — | KBL MERGER CORP IV | 777,400 | $8.182M | 0.1% | $10.52 | $10.20 | — | UNIT 01/15/2024 | 48242A203 |
| — | PLATINUM EAGLE ACQUISITIN CO | 800,000 | $8.144M | 0.1% | $10.18 | $10.15 | — | UNIT 01/09/2023 | G7126L126 |
| NOMD | NOMAD FOODS LTD | 400,000 | $7.676M | 0.1% | $19.19 * | $17.31 | 0.0% | USD ORD SHS | G6564A105 |
| — | TRANSCANADA CORP | 174,300 | $7.53M | 0.1% | $43.20 | — | — | Call | 89353D107 |
| PWR | QUANTA SVCS INC | 225,000 | $7.515M | 0.1% | $33.40 * | $34.34 | 0.0% | COM | 74762E102 |
| — | SKECHERS U S A INC | 250,000 | $7.502M | 0.1% | $30.01 | — | — | Call | 830566105 |
| — | CARBONITE INC | 5,000,000 | $7.446M | 0.1% | $1.49 | $1.49 | — | NOTE 2.500% 4/0 | 141337AB1 |
| — | CASA SYS INC | 450,500 | $7.357M | 0.1% | $16.33 | $16.33 | — | COM | 14713L102 |
| LSCC | LATTICE SEMICONDUCTOR CORP | 1,119,811 | $7.346M | 0.1% | $6.56 | $6.56 | — | COM | 518415104 |
| — | EXPRESS SCRIPTS HLDG CO | 95,000 | $7.335M | 0.1% | $77.21 | $71.65 | — | COM | 30219G108 |
| — | HUBSPOT INC | 5,000,000 | $7.144M | 0.1% | $1.43 | $1.43 | — | NOTE 0.250% 6/0 | 443573AB6 |
| TD | TORONTO DOMINION BK ONT | 121,000 | $7.001M | 0.1% | $57.86 | — | — | Call | 891160509 |
| — | ALTAIR ENGR INC | 204,100 | $6.976M | 0.1% | $34.18 | $34.18 | — | COM CL A | 021369103 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 693,259 | $6.953M | 0.1% | $10.03 | $9.92 | — | CL A | G0726L125 |
| — | TERADYNE INC | 5,000,000 | $6.653M | 0.1% | $1.33 | $1.44 | — | NOTE 1.250%12/1 | 880770AG7 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 5,000,000 | $6.632M | 0.1% | $1.33 | $1.33 | — | NOTE 1.875% 6/0 | 049164BJ4 |
| — | ON SEMICONDUCTOR CORP | 5,000,000 | $6.571M | 0.1% | $1.31 | $1.31 | — | NOTE 1.000%12/0 | 682189AK1 |
| — | CONSTELLATION ALPHA CAP CORP | 609,113 | $6.518M | 0.1% | $10.70 | $10.14 | — | UNIT 99/99/9999 | G2379F124 |
| ENB | ENBRIDGE INC | 177,800 | $6.346M | 0.1% | $35.69 | — | — | Put | 29250N105 |
| — | EDUCATION RLTY TR INC | 150,000 | $6.225M | 0.1% | $41.50 | $41.50 | — | COM NEW | 28140H203 |
| — | NAUTILUS INC | 385,600 | $6.054M | 0.1% | $15.70 | $15.70 | — | COM | 63910B102 |
| — | TPG PACE HLDGS CORP | 600,000 | $5.958M | 0.1% | $9.93 | $9.74 | — | CL A | G89827128 |
| — | CAPITOL INVT CORP IV | 599,900 | $5.921M | 0.1% | $9.87 | $9.68 | — | CL A ORD | G18920101 |
| — | GARDNER DENVER HLDGS INC | 200,000 | $5.878M | 0.1% | $29.39 | $29.39 | — | Put | 36555P107 |
| SSYS | STRATASYS LTD | 300,000 | $5.742M | 0.1% | $19.14 | — | — | Call | M85548101 |
| — | INTERDIGITAL INC | 4,500,000 | $5.447M | 0.1% | $1.21 | $1.31 | — | NOTE 1.500% 3/0 | 458660AD9 |
| AAOI | APPLIED OPTOELECTRONICS INC | 118,361 | $5.314M | 0.1% | $44.90 * | $35.53 | 0.0% | COM | 03823U102 |
| BJRI | BJS RESTAURANTS INC | 87,600 | $5.256M | 0.1% | $60.00 * | $39.35 | +33.7% | COM | 09180C106 |
| — | VARIAN MED SYS INC | 45,860 | $5.215M | 0.1% | $113.72 | $122.66 | — | COM | 92220P105 |
| — | FEDERAL STR ACQUISITION CORP | 500,000 | $5.175M | 0.1% | $10.35 | $10.30 | — | UNIT 99/99/9999 | 31421V206 |
| — | ATLANTIC ACQUISITION CORP | 500,000 | $5.05M | 0.1% | $10.10 | $9.86 | — | COM | 048206106 |
| — | XL GROUP LTD | 90,000 | $5.036M | 0.1% | $55.96 | $55.64 | — | COM | G98294104 |
| — | BISON CAP ACQUISITION CORP | 500,000 | $5.01M | 0.1% | $10.02 | $9.87 | — | ORD SHS | G1142P104 |
| USLM | UNITED STATES LIME & MINERAL | 59,714 | $5.01M | 0.1% | $83.90 * | $15.90 | -1.5% | COM | 911922102 |
| TRNS | TRANSCAT INC | 265,000 | $5.008M | 0.1% | $18.90 * | $13.75 | +28.5% | COM | 893529107 |
| FLXS | FLEXSTEEL INDS INC | 125,000 | $4.988M | 0.1% | $39.90 * | $35.96 | -13.5% | COM | 339382103 |
| — | TWENTY FIRST CENTY FOX INC | 100,000 | $4.969M | 0.1% | $49.69 | $46.44 | — | CL A | 90130A101 |
| — | TWENTY FIRST CENTY FOX INC | 100,000 | $4.927M | 0.1% | $49.27 | $49.27 | — | CL B | 90130A200 |
| HURC | HURCO COMPANIES INC | 110,000 | $4.922M | 0.1% | $44.75 * | $45.40 | +1.2% | COM | 447324104 |
| MLR | MILLER INDS INC TENN | 186,731 | $4.771M | 0.1% | $25.55 * | $21.69 | +1.8% | COM NEW | 600551204 |
| — | C&J ENERGY SVCS INC NEW | 200,000 | $4.72M | 0.1% | $23.60 | $29.68 | — | Call | 12674R100 |
| — | SHIRE PLC | 27,500 | $4.642M | 0.1% | $168.80 | $168.80 | — | SPONSORED ADR | 82481R106 |
| — | BIG ROCK PARTNERS ACQUISI CO | 468,300 | $4.641M | 0.1% | $9.91 | $9.73 | — | COM | 089482103 |
| — | ORBOTECH LTD | 75,000 | $4.635M | 0.1% | $61.80 | $62.05 | — | ORD | M75253100 |
| — | I AM CAP ACQUISITION CO | 458,000 | $4.621M | 0.1% | $10.09 | $9.87 | — | COM | 45074Q108 |
| LCUT | LIFETIME BRANDS INC | 365,000 | $4.617M | 0.1% | $12.65 * | $13.30 | -26.6% | COM | 53222Q103 |
| — | FIESTA RESTAURANT GROUP INC | 159,360 | $4.574M | 0.1% | $28.70 | $28.70 | — | COM | 31660B101 |
| — | MAM SOFTWARE GROUP INC | 525,000 | $4.526M | 0.1% | $8.62 | $8.62 | — | COM NEW | 55277Q201 |
| — | SIGMA DESIGNS INC | 725,000 | $4.422M | 0.1% | $6.10 | $6.46 | — | COM | 826565103 |
| DLHC | DLH HLDGS CORP | 800,000 | $4.384M | 0.1% | $5.48 * | $6.01 | -4.7% | COM | 23335Q100 |
| — | CAVIUM INC | 50,000 | $4.325M | 0.1% | $86.50 | $85.16 | — | COM | 14964U108 |
| FONR | FONAR CORP | 156,597 | $4.158M | 0.1% | $26.55 * | $27.06 | +3.0% | COM NEW | 344437405 |
| BCE | BCE INC | 102,000 | $4.13M | 0.1% | $40.49 * | $27.49 | -5.3% | Call | 05534B760 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 397,636 | $4.112M | 0.1% | $10.34 | $10.19 | — | UNIT 99/99/9999 | G0726L109 |
| — | OSPREY ENERGY ACQUISITION CO | 367,331 | $4.037M | 0.1% | $10.99 | $9.94 | — | UNIT 07/21/2022 | 688397207 |
| — | DRAPER OAKWOOD TECHNOLOGY | 400,000 | $3.992M | 0.1% | $9.98 | $9.78 | — | COM CL A | 26146L103 |
| — | SABAN CAP ACQUISITION CORP | 371,900 | $3.957M | 0.1% | $10.64 | $10.48 | — | UNIT 99/99/9999 | 78516C205 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 477,477 | $3.939M | 0.1% | $8.25 | $8.35 | — | UNIT | 85207Q104 |
| CMT | CORE MOLDING TECHNOLOGIES IN | 275,703 | $3.937M | 0.1% | $14.28 * | $19.27 | -20.2% | COM | 218683100 |
| MGA | MAGNA INTL INC | 66,600 | $3.871M | 0.1% | $58.12 * | $48.93 | 0.0% | COM | 559222401 |
| — | GLOBALSCAPE INC | 1,000,000 | $3.87M | 0.1% | $3.87 | $3.74 | — | COM | 37940G109 |
| — | MITEL NETWORKS CORP | 350,000 | $3.84M | 0.1% | $10.97 | $10.97 | — | COM | 60671Q104 |
| — | BIG ROCK PARTNERS ACQUISI CO | 349,200 | $3.675M | 0.1% | $10.52 | $10.23 | — | UNIT 11/20/2022 | 089482202 |
| — | OPES ACQUISITION CORP | 360,000 | $3.622M | 0.1% | $10.06 | $10.06 | — | UNIT 03/07/2023 | 68373P209 |
| — | KLX INC | 50,000 | $3.595M | 0.1% | $71.90 | $71.90 | — | COM | 482539103 |
| — | GOLDCORP INC NEW | 262,200 | $3.595M | 0.1% | $13.71 | — | — | Call | 380956409 |
| — | UNION ACQUISITION CORP | 350,000 | $3.584M | 0.1% | $10.24 | $10.23 | — | UNIT 99/99/9999 | G9366W119 |
| — | OCLARO INC | 400,000 | $3.572M | 0.1% | $8.93 | $8.93 | — | COM NEW | 67555N206 |
| AVAV | AEROVIRONMENT INC | 50,000 | $3.572M | 0.1% | $71.44 | — | — | Call | 008073108 |
| — | AKORN INC | 215,000 | $3.567M | 0.1% | $16.59 | $30.31 | — | COM | 009728106 |
| — | JENSYN ACQUISITION CORP | 327,500 | $3.529M | 0.1% | $10.78 | $10.04 | — | COM | 47632B102 |
| BC | BRUNSWICK CORP | 53,400 | $3.443M | 0.1% | $64.48 * | $52.76 | +2.7% | Call | 117043109 |
| — | HABIT RESTAURANTS INC | 342,752 | $3.428M | 0.1% | $10.00 | $12.08 | — | COM CL A | 40449J103 |
| LOVE | LOVESAC COMPANY | 165,000 | $3.424M | 0.1% | $20.75 * | $22.02 | 0.0% | COM | 54738L109 |
| — | LASALLE HOTEL PPTYS | 100,000 | $3.423M | 0.1% | $34.23 | $34.23 | — | COM SH BEN INT | 517942108 |
| — | EASTERLY ACQUISITION CORP | 2,635,288 | $3.294M | 0.1% | $1.25 | $0.53 | — | *W EXP 07/29/202 | 27616L110 |
| — | COBIZ FINANCIAL INC | 150,000 | $3.222M | 0.1% | $21.48 | $21.48 | — | COM | 190897108 |
| — | MTECH ACQUISITION CORP | 299,900 | $3.11M | 0.1% | $10.37 | $10.17 | — | UNIT 01/19/2023 | 55378W206 |
| — | BISON CAP ACQUISITION CORP | 295,000 | $3.095M | 0.1% | $10.49 | $10.22 | — | UNIT 99/99/9999T | G1142P120 |
| — | PRIMO WTR CORP | 175,000 | $3.061M | 0.1% | $17.49 | $17.49 | — | COM | 74165N105 |
| — | PATRIOT TRANSN HLDG INC | 144,896 | $3.044M | 0.1% | $21.01 | $18.54 | — | COM | 70338W105 |
| — | PROFIRE ENERGY INC | 900,000 | $3.042M | 0.1% | $3.38 | $3.38 | — | COM | 74316X101 |
| QSR | RESTAURANT BRANDS INTL INC | 50,000 | $3.015M | 0.1% | $60.30 | — | — | Call | 76131D103 |
| — | SPECTRA ENERGY PARTNERS LP | 85,000 | $3.011M | 0.1% | $35.42 | $35.42 | — | COM | 84756N109 |
| — | LEGACY ACQUISITION CORP | 300,000 | $3.006M | 0.1% | $10.02 | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| — | BELLATRIX EXPLORATION LTD | 2,963,067 | $2.933M | 0.1% | $0.99 | $2.11 | — | COM NEW | 078314507 |
| — | CANOPY GROWTH CORP | 100,000 | $2.929M | 0.1% | $29.29 | — | — | Call | 138035100 |
| — | M I ACQUISITIONS INC | 275,000 | $2.888M | 0.1% | $10.50 | $10.07 | — | COM | 55304A104 |
| — | LEGACY ACQUISITION CORP | 297,235 | $2.859M | 0.1% | $9.62 | $9.63 | — | COM CL A | 524643103 |
| — | FINTECH ACQUISITION CORP II | 284,998 | $2.85M | 0.1% | $10.00 | $9.88 | — | COM | 31810G109 |
| — | APOLLO ENDOSURGERY INC | 400,000 | $2.792M | 0.0% | $6.98 | $6.98 | — | COM | 03767D108 |
| — | NXSTAGE MEDICAL INC | 100,000 | $2.79M | 0.0% | $27.90 | $24.78 | — | COM | 67072V103 |
| — | HUDSON GLOBAL INC | 1,708,765 | $2.768M | 0.0% | $1.62 | $2.46 | — | COM | 443787106 |
| — | LEISURE ACQUISITION CORP | 275,000 | $2.764M | 0.0% | $10.05 | $9.91 | — | UNIT 99/99/9999 | 52539T206 |
| — | INFRA AND ENERGY ALTRNTIVE I | 320,714 | $2.72M | 0.0% | $8.48 | $8.35 | — | COM | 45686J104 |
| — | TRIBUNE MEDIA CO | 70,000 | $2.679M | 0.0% | $38.27 | $38.27 | — | CL A | 896047503 |
| CDNA | CAREDX INC | 217,557 | $2.663M | 0.0% | $12.24 * | $6.16 | +86.0% | COM | 14167L103 |
| — | LEISURE ACQUISITION CORP | 275,000 | $2.656M | 0.0% | $9.66 | $9.67 | — | COM | 52539T107 |
| — | GORDON POINTE ACQUISITION CO | 255,700 | $2.636M | 0.0% | $10.31 | $10.32 | — | UNIT 01/18/2023 | 382788206 |
| LAKE | LAKELAND INDS INC | 184,000 | $2.604M | 0.0% | $14.15 | $14.23 | -0.8% | COM | 511795106 |
| — | PURE ACQUISITION CORP | 246,300 | $2.525M | 0.0% | $10.25 | $10.25 | — | UNIT 04/13/2023 | 74621Q205 |
| — | DRAPER OAKWOOD TECHNOLOGY | 225,000 | $2.46M | 0.0% | $10.93 | $10.20 | — | UNIT 09/30/2024 | 26146L202 |
| TIPT | TIPTREE INC | 350,000 | $2.38M | 0.0% | $6.80 * | $6.96 | -7.1% | COM | 88822Q103 |
| BMO | BANK MONTREAL QUE | 30,000 | $2.318M | 0.0% | $77.27 * | $56.33 | 0.0% | Call | 063671101 |
| — | HL ACQUISITIONS CORP | 225,000 | $2.264M | 0.0% | $10.06 | $10.06 | — | UNIT 06/21/2023 | G4603R114 |
| AAOI | APPLIED OPTOELECTRONICS INC | 50,000 | $2.245M | 0.0% | $44.90 * | $35.53 | 0.0% | Call | 03823U102 |
| — | FINTECH ACQUISITION CORP II | 1,393,419 | $2.231M | 0.0% | $1.60 | $1.36 | — | *W EXP 01/19/202 | 31810G117 |
| — | HENNESSY CAP ACQUSTON CORP I | 1,542,823 | $2.222M | 0.0% | $1.44 | $0.86 | — | *W EXP 06/15/202 | 42588L113 |
| — | BG STAFFING INC | 95,000 | $2.209M | 0.0% | $23.25 | $23.25 | — | COM | 05544A109 |
| — | WEB COM GROUP INC | 85,000 | $2.197M | 0.0% | $25.85 | $25.85 | — | COM | 94733A104 |
| STNL | SENTINEL ENERGY SVCS INC | 219,200 | $2.159M | 0.0% | $9.85 | $9.82 | — | COM CL A | G8062D102 |
| — | ATLANTIC ACQUISITION CORP | 200,000 | $2.15M | 0.0% | $10.75 | $10.28 | — | UNIT 02/08/2019 | 048206205 |
| — | SOUTHWESTERN ENERGY CO | 400,000 | $2.12M | 0.0% | $5.30 | $7.11 | — | COM | 845467109 |
| — | TWITTER INC | 48,100 | $2.101M | 0.0% | $43.68 | $43.68 | — | COM | 90184L102 |
| CAE | CAE INC | 100,000 | $2.077M | 0.0% | $20.77 * | $19.35 | 0.0% | Put | 124765108 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 4,401,411 | $2.047M | 0.0% | $0.47 | $0.39 | — | *W EXP 99/99/999 | G0726L117 |
| — | GGP INC | 100,000 | $2.043M | 0.0% | $20.43 | $21.93 | — | COM | 36174X101 |
| HOFT | HOOKER FURNITURE CORP | 42,000 | $1.97M | 0.0% | $46.90 * | $38.65 | +6.0% | COM | 439038100 |
| — | MTECH ACQUISITION CORP | 200,000 | $1.952M | 0.0% | $9.76 | $9.58 | — | COM CLASS A | 55378W107 |
| — | GORDON POINTE ACQUISITION CO | 200,000 | $1.944M | 0.0% | $9.72 | $9.76 | — | COM CLASS A | 382788107 |
| TH | PLATINUM EAGLE ACQUISITIN CO | 200,000 | $1.944M | 0.0% | $9.72 | $9.72 | — | SHS CL A | G7126L100 |
| HIMX | HIMAX TECHNOLOGIES INC | 255,600 | $1.907M | 0.0% | $7.46 | $7.46 | — | SPONSORED ADR | 43289P106 |
| — | ENERGY XXI GULF COAST INC | 200,000 | $1.768M | 0.0% | $8.84 | $8.84 | — | COM | 29276K101 |
| — | CONSTELLATION ALPHA CAP CORP | 2,583,500 | $1.679M | 0.0% | $0.65 | $0.32 | — | RIGHT 99/99/9999 | G2379F132 |
| — | PENSARE ACQUISITION CORP | 3,371,400 | $1.652M | 0.0% | $0.49 | $0.42 | — | RIGHT 99/99/9999 | 70957E121 |
| FTS | FORTIS INC | 50,000 | $1.594M | 0.0% | $31.88 | — | — | Call | 349553107 |
| — | M I ACQUISITIONS INC | 1,030,000 | $1.555M | 0.0% | $1.51 | $0.70 | — | *W EXP 11/15/202 | 55304A112 |
| — | SCANA CORP NEW | 40,000 | $1.541M | 0.0% | $38.52 | $38.04 | — | COM | 80589M102 |
| — | FIRST CONN BANCORP INC MD | 50,000 | $1.53M | 0.0% | $30.60 | $30.60 | — | COM | 319850103 |
| MFC | MANULIFE FINL CORP | 78,900 | $1.418M | 0.0% | $17.97 | — | — | Call | 56501R106 |
| — | FEDERAL STR ACQUISITION CORP | 1,000,000 | $1.3M | 0.0% | $1.30 | $1.15 | — | *W EXP 07/24/202 | 31421V115 |
| RCI | ROGERS COMMUNICATIONS INC | 27,000 | $1.281M | 0.0% | $47.44 | — | — | Call | 775109200 |
| CNQ | CANADIAN NAT RES LTD | 35,000 | $1.262M | 0.0% | $36.06 * | $11.72 | 0.0% | COM | 136385101 |
| — | TWENTY FIRST CENTY FOX INC | 25,200 | $1.252M | 0.0% | $49.68 | $46.44 | — | Put | 90130A101 |
| — | MATLIN & PARTNERS ACQUISITIO | 1,792,500 | $1.218M | 0.0% | $0.68 | $0.43 | — | *W EXP 05/28/202 | 57682V114 |
| — | KIMBALL INTL INC | 75,000 | $1.212M | 0.0% | $16.16 | $19.43 | — | CL B | 494274103 |
| APT | ALPHA PRO TECH LTD | 332,500 | $1.114M | 0.0% | $3.35 | $3.55 | -4.8% | COM | 020772109 |
| — | LANDCADIA HLDGS INC | 1,282,803 | $1.065M | 0.0% | $0.83 | $0.83 | — | *W EXP 06/01/202 | 51476W115 |
| — | MAG SILVER CORP | 98,500 | $1.065M | 0.0% | $10.81 | — | — | Call | 55903Q104 |
| — | BARINGTON HILCO ACQUISITION | 100,000 | $1.055M | 0.0% | $10.55 | $9.70 | — | COM | 06759V101 |
| — | INDUSTREA ACQUISITION CORP | 1,732,879 | $1.04M | 0.0% | $0.60 | $0.43 | — | *W EXP 08/01/202 | 45579J112 |
| — | SABAN CAP ACQUISITION CORP | 831,810 | $1.04M | 0.0% | $1.25 | $1.26 | — | *W EXP 09/21/202 | 78516C114 |
| — | NEBULA ACQUISITION CORP | 100,000 | $1.007M | 0.0% | $10.07 | $10.10 | — | UNIT 03/12/2025 | 629076209 |
| — | KIRKLAND LAKE GOLD LTD | 47,500 | $1.003M | 0.0% | $21.12 | — | — | Call | 49741E100 |
| HTO | SJW GROUP | 15,000 | $993K | 0.0% | $66.20 * | $60.77 | 0.0% | COM | 784305104 |
| — | CONNECTICUT WTR SVC INC | 15,000 | $980K | 0.0% | $65.33 | $65.33 | — | COM | 207797101 |
| — | TRIDENT ACQUISITIONS CORP | 100,000 | $975K | 0.0% | $9.75 | $9.75 | — | COM | 89615T106 |
| — | OSISKO GOLD ROYALTIES LTD | 100,000 | $947K | 0.0% | $9.47 | — | — | Call | 68827L101 |
| — | MODERN MEDIA ACQUISITION | 1,750,000 | $910K | 0.0% | $0.52 | $0.39 | — | RIGHT 99/99/9999 | 60765P129 |
| — | ESTRE AMBIENTAL INC | 2,110,661 | $897K | 0.0% | $0.42 | $0.69 | — | *W EXP 12/21/202 | G3206V118 |
| TECK | TECK RESOURCES LTD | 35,200 | $896K | 0.0% | $25.45 | — | — | Call | 878742204 |
| — | PRETIUM RES INC | 1,000,000 | $869K | 0.0% | $0.87 | $0.84 | — | NOTE 2.250% 3/1 | 74139CAB8 |
| SPSC | SPS COMM INC | 11,707 | $860K | 0.0% | $73.46 * | $29.61 | +19.8% | COM | 78463M107 |
| — | SPRINT CORP | 150,000 | $816K | 0.0% | $5.44 | $5.44 | — | COM SER 1 | 85207U105 |
| — | MATTERSIGHT CORP | 300,000 | $802K | 0.0% | $2.67 | $2.67 | — | COM | 577097108 |
| — | VANTAGE ENERGY ACQUISITION | 600,000 | $780K | 0.0% | $1.30 | $1.32 | — | *W EXP 04/12/202 | 92211L113 |
| — | PENSARE ACQUISITION CORP | 1,089,900 | $698K | 0.0% | $0.64 | $0.54 | — | *W EXP 07/27/202 | 70957E113 |
| — | GORES HLDGS II INC | 386,272 | $659K | 0.0% | $1.71 | $1.62 | — | *W EXP 01/13/202 | 382867117 |
| — | MUDRICK CAP ACQUISITION CORP | 1,000,000 | $640K | 0.0% | $0.64 | $0.65 | — | *W EXP 02/12/202 | 624745113 |
| — | ONE MADISON CORP | 600,000 | $630K | 0.0% | $1.05 | $0.91 | — | *W EXP 99/99/999 | G6772P126 |
| — | CM SEVEN STAR ACQUISITION CO | 1,796,500 | $575K | 0.0% | $0.32 | $0.31 | — | RIGHT 08/21/2022 | G2345N136 |
| NEXT | NEXTDECADE CORP | 80,000 | $536K | 0.0% | $6.70 * | $9.79 | -35.7% | COM | 65342K105 |
| — | LEO HOLDINGS CORP | 500,000 | $535K | 0.0% | $1.07 | $1.07 | — | *W EXP 02/07/202 | G5463L113 |
| — | NEVSUN RES LTD | 150,000 | $521K | 0.0% | $3.47 | $3.47 | — | COM | 64156L101 |
| — | ENBRIDGE ENERGY MANAGEMENT L | 50,000 | $513K | 0.0% | $10.26 | $10.26 | — | SHS UNITS LLI | 29250X103 |
| ENB | ENBRIDGE INC | 14,000 | $500K | 0.0% | $35.71 | — | — | Call | 29250N105 |
| — | TRINITY MERGER CORP | 1,200,000 | $480K | 0.0% | $0.40 | $0.40 | — | *W EXP 05/11/202 | 89653L114 |
| — | MAGICJACK VOCALTEC LTD | 55,718 | $474K | 0.0% | $8.51 | $8.45 | — | SHS | M6787E101 |
| — | HAYMAKER ACQUISITION CORP | 490,450 | $434K | 0.0% | $0.88 | $0.88 | — | *W EXP 10/27/202 | 420870115 |
| TECK | TECK RESOURCES LTD | 16,900 | $430K | 0.0% | $25.44 | — | — | Put | 878742204 |
| CAE | CAE INC | 20,100 | $417K | 0.0% | $20.75 * | $19.35 | 0.0% | COM | 124765108 |
| — | COASTWAY BANCORP INC | 15,000 | $416K | 0.0% | $27.73 | $27.27 | — | COM | 190632109 |
| BMO | BANK MONTREAL QUE | 5,300 | $409K | 0.0% | $77.17 * | $56.33 | 0.0% | COM | 063671101 |
| — | CM SEVEN STAR ACQUISITION CO | 952,750 | $376K | 0.0% | $0.39 | $0.30 | — | *W EXP 08/21/202 | G2345N110 |
| — | CONSTELLATION ALPHA CAP CORP | 1,036,000 | $373K | 0.0% | $0.36 | $0.23 | — | *W EXP 03/23/202 | G2379F116 |
| — | OSPREY ENERGY ACQUISITION CO | 226,200 | $362K | 0.0% | $1.60 | $0.77 | — | *W EXP 07/21/202 | 688397116 |
| BCE | BCE INC | 8,300 | $336K | 0.0% | $40.48 * | $27.49 | -5.3% | Put | 05534B760 |
| CRON | CRONOS GROUP INC | 50,000 | $326K | 0.0% | $6.52 | $7.75 | -15.4% | COM | 22717L101 |
| — | ATLANTIC ACQUISITION CORP | 561,200 | $320K | 0.0% | $0.57 | $0.52 | — | RIGHT 02/08/2019 | 048206304 |
| — | HUNTER MARITIME ACQUISITION | 722,209 | $311K | 0.0% | $0.43 | $0.56 | — | *W EXP 11/17/202 | Y37828129 |
| — | BLACK RIDGE ACQUISITION CORP | 868,400 | $304K | 0.0% | $0.35 | $0.30 | — | RIGHT 07/10/2019 | 09216T123 |
| — | GIGCAPITAL INC | 663,300 | $298K | 0.0% | $0.45 | $0.43 | — | RIGHT 03/06/2020 | 37518N114 |
| — | UNION ACQUISITION CORP | 850,000 | $298K | 0.0% | $0.35 | $0.35 | — | *W EXP 07/01/202 | G9366W127 |
| — | GTY TECHNOLOGY HOLDINGS INC | 233,333 | $292K | 0.0% | $1.25 | $1.28 | — | *W EXP 10/25/202 | G4182A128 |
| — | KBL MERGER CORP IV | 800,000 | $287K | 0.0% | $0.36 | $0.36 | — | RIGHT 03/22/2019 | 48242A120 |
| — | CAPITOL INVT CORP IV | 200,000 | $276K | 0.0% | $1.38 | $1.07 | — | *W EXP 01/01/202 | G18920127 |
| — | UNION ACQUISITION CORP | 850,000 | $268K | 0.0% | $0.32 | $0.34 | — | RIGHT 12/02/2019 | G9366W135 |
| — | KAYNE ANDERSON ACQUISITION | 217,000 | $260K | 0.0% | $1.20 | $0.91 | — | *W EXP 06/30/202 | 48661U110 |
| — | MOSAIC ACQUISITION CORP | 200,000 | $250K | 0.0% | $1.25 | $1.25 | — | *W EXP 10/23/202 | G62848125 |
| — | DRAPER OAKWOOD TECHNOLOGY | 400,000 | $236K | 0.0% | $0.59 | $0.52 | — | RIGHT 09/19/2018 | 26146L129 |
| MGA | MAGNA INTL INC | 4,000 | $233K | 0.0% | $58.25 * | $48.93 | 0.0% | Call | 559222401 |
| — | REGALWOOD GLOBAL ENERGY LTD | 187,166 | $233K | 0.0% | $1.24 | $1.24 | — | *W EXP 12/05/202 | G74760128 |
| — | KBL MERGER CORP IV | 800,948 | $232K | 0.0% | $0.29 | $0.18 | — | *W EXP 01/15/202 | 48242A112 |
| — | I AM CAP ACQUISITION CO | 539,400 | $205K | 0.0% | $0.38 | $0.32 | — | RIGHT 05/22/2019 | 45074Q124 |
| EXAS | EXACT SCIENCES CORP | 3,382 | $202K | 0.0% | $59.73 * | $53.82 | 0.0% | COM | 30063P105 |
| — | I AM CAP ACQUISITION CO | 458,000 | $193K | 0.0% | $0.42 | $0.30 | — | *W EXP 05/22/202 | 45074Q116 |
| — | BIG ROCK PARTNERS ACQUISI CO | 400,000 | $180K | 0.0% | $0.45 | $0.41 | — | RIGHT 12/01/2022 | 089482129 |
| — | BISON CAP ACQUISITION CORP | 534,300 | $176K | 0.0% | $0.33 | $0.34 | — | RIGHT 03/20/2019 | G1142P138 |
| — | OPES ACQUISITION CORP | 450,000 | $160K | 0.0% | $0.36 | $0.38 | — | *W EXP 03/13/202 | 68373P118 |
| — | BLACK RIDGE ACQUISITION CORP | 14,992 | $157K | 0.0% | $10.47 | $10.14 | — | UNIT 10/05/2022 | 09216T206 |
| — | LEISURE ACQUISITION CORP | 137,500 | $151K | 0.0% | $1.10 | $0.49 | — | *W EXP 12/05/201 | 52539T115 |
| — | DRAPER OAKWOOD TECHNOLOGY | 199,600 | $146K | 0.0% | $0.73 | $0.61 | — | *W EXP 09/19/202 | 26146L111 |
| — | STELLAR ACQUISITION III INC | 556,545 | $145K | 0.0% | $0.26 | $0.35 | — | *W EXP 03/22/202 | Y8172W115 |
| — | GIGCAPITAL INC | 322,725 | $145K | 0.0% | $0.45 | $0.45 | — | *W EXP 06/08/202 | 37518N122 |
| — | JENSYN ACQUISITION CORP | 914,885 | $142K | 0.0% | $0.16 | $0.27 | — | RIGHT 99/99/9999 | 47632B128 |
| — | PLATINUM EAGLE ACQUISITIN CO | 100,000 | $140K | 0.0% | $1.40 | $1.40 | — | *W EXP 01/17/202 | G7126L118 |
| HIMX | HIMAX TECHNOLOGIES INC | 18,000 | $134K | 0.0% | $7.44 | $7.46 | — | Call | 43289P106 |
| — | MTECH ACQUISITION CORP | 200,000 | $130K | 0.0% | $0.65 | $0.66 | — | *W EXP 08/01/202 | 55378W115 |
| — | LEGACY ACQUISITION CORP | 282,400 | $121K | 0.0% | $0.43 | $0.43 | — | *W EXP 11/30/202 | 524643111 |
| — | TIBERIUS ACQUISITION CORP | 200,000 | $112K | 0.0% | $0.56 | $0.56 | — | *W EXP 02/28/202 | 88633A115 |
| — | JENSYN ACQUISITION CORP | 771,396 | $112K | 0.0% | $0.15 | $0.15 | — | *W EXP 03/07/202 | 47632B110 |
| — | GORDON POINTE ACQUISITION CO | 180,000 | $99,000 | 0.0% | $0.55 | $0.48 | — | *W EXP 07/30/202 | 382788115 |
| — | BARINGTON HILCO ACQUISITION | 588,200 | $94,000 | 0.0% | $0.16 | $0.16 | — | *W EXP 02/11/202 | 06759V127 |
| — | TPG PACE HLDGS CORP | 53,333 | $90,000 | 0.0% | $1.69 | $1.55 | — | *W EXP 06/27/202 | G89827110 |
| — | BLACK RIDGE ACQUISITION CORP | 200,000 | $86,000 | 0.0% | $0.43 | $0.30 | — | *W EXP 07/10/202 | 09216T115 |
| — | BIG ROCK PARTNERS ACQUISI CO | 200,000 | $76,000 | 0.0% | $0.38 | $0.47 | — | *W EXP 12/01/202 | 089482111 |
| — | FAR PT ACQUISITION CORP | 50,000 | $70,000 | 0.0% | $1.40 | $1.40 | — | *W EXP 06/01/202 | 30734W117 |
| — | SENTINEL ENERGY SVCS INC | 56,400 | $69,000 | 0.0% | $1.22 | $1.22 | — | *W EXP 11/02/202 | G8062D110 |
| — | BISON CAP ACQUISITION CORP | 175,000 | $65,000 | 0.0% | $0.37 | $0.35 | — | *W EXP 06/20/202 | G1142P112 |
| — | TRIDENT ACQUISITIONS CORP | 110,000 | $35,000 | 0.0% | $0.32 | $0.32 | — | *W EXP 05/09/202 | 89615T114 |
| — | MODERN MEDIA ACQUISITION | 50,000 | $32,000 | 0.0% | $0.64 | $0.44 | — | *W EXP 05/17/202 | 60765P111 |
| — | BARINGTON HILCO ACQUISITION | 20,000 | $4,000 | 0.0% | $0.20 | $0.28 | — | RIGHT 08/11/2017 | 06759V119 |