Location: New York, NY
CIK: 0001071640 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 8, 2017
Total Value: $324M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | POWERSHARES EXCHANGE-TRADED FD TR S&P 500 HIGH QUALITY PORT | 1,459,035 | $42.25M | 13.0% | $28.96 | $23.50 | — | ETF | 73935X682 |
| HEFA | ISHARES TR ISHARES CURRENCY HEDGED MSCI EAFE ETF | 1,336,584 | $38.85M | 12.0% | $29.07 | $27.03 | +7.1% | ETF | 46434V803 |
| — | POWERSHARES DB COMMODITY INDEX TRACKING FD | 1,917,474 | $29.28M | 9.0% | $15.27 | $16.83 | — | ETF | 73935S105 |
| IEMG | ISHARES INC CORE MSCI EMERGING MKTS ETF | 512,131 | $27.68M | 8.5% | $54.04 | $48.67 | +11.0% | ETF | 46434G103 |
| IEFA | ISHARES TR CORE MSCI EAFE ETF | 421,916 | $27.04M | 8.4% | $64.09 | $56.61 | +13.4% | ETF | 46432F842 |
| VMBS | VANGUARD MTG BACKED SECS ETF | 437,858 | $23.11M | 7.1% | $52.77 | $53.22 | -0.8% | ETF | 92206C771 |
| USMV | ISHARES TR MSCI USA MINIMUM VOLATILITY ETF | 407,961 | $20.6M | 6.4% | $50.50 | $46.83 | +7.5% | ETF | 46429B697 |
| NEAR | ISHARES U S ETF TR SHORT MTY BD ETF | 348,240 | $17.48M | 5.4% | $50.20 | $50.13 | +0.3% | ETF | 46431W507 |
| GOVT | ISHARES TR U S TREAS BD ETF | 688,794 | $17.34M | 5.4% | $25.18 | $25.34 | -0.4% | ETF | 46429B267 |
| MTUM | ISHARES TR EDGE MSCI USA MOMENTUM FACTOR ETF | 146,281 | $14.05M | 4.3% | $96.07 | $92.41 | +3.5% | ETF | 46432F396 |
| — | VANECK VECTORS ETF TR JP MORGAN EMERGING MKTS LOC CURRENCY BD ETF | 635,838 | $12.12M | 3.7% | $19.06 | $18.08 | — | ETF | 92189F494 |
| — | RYDEX ETF TR GUGGENHEIM S&P 500 PURE VALUE ETF | 182,646 | $11.32M | 3.5% | $61.98 | $56.15 | — | ETF | 78355W304 |
| — | SPDR SER TR BLOOMBERG BARCLAYS HIGH YIELD BD ETF | 48,606 | $1.807M | 0.6% | $37.18 | $35.34 | — | ETF | 78464A417 |
| JPM | JP MORGAN CHASE & CO COM ISIN US46625H1005 | 16,209 | $1.57M | 0.5% | $96.86 * | $70.59 | +8.1% | COM | 46625H100 |
| UNH | UNITEDHEALTH GROUP INC COM | 6,303 | $1.244M | 0.4% | $197.37 * | $153.89 | +11.6% | COM | 91324P102 |
| GOOGL | ALPHABET INC CL A | 1,283 | $1.241M | 0.4% | $967.26 * | $46.70 | +3.5% | CAP STK CL A | 02079K305 |
| HDV | ISHARES TR CORE HIGH DIVID ETF | 13,724 | $1.183M | 0.4% | $86.20 * | $16.51 | +4.1% | ETF | 46429B663 |
| XOM | EXXON MOBIL CORP COM | 14,172 | $1.157M | 0.4% | $81.64 * | $55.10 | +2.2% | COM | 30231G102 |
| VCIT | VANGUARD SCOTTSDALE FDS VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX ETF SHS | 11,885 | $1.043M | 0.3% | $87.76 | $86.35 | +1.9% | ETF | 92206C870 |
| META | FACEBOOK INC CL A | 6,129 | $1.039M | 0.3% | $169.52 | $149.70 | +13.3% | CL A | 30303M102 |
| CMCSA | COMCAST CORP CL A | 26,350 | $1.001M | 0.3% | $37.99 * | $31.92 | -2.0% | CL A | 20030N101 |
| VZ | VERIZON COMMUNICATIONS INC COM | 19,271 | $951K | 0.3% | $49.35 * | $29.67 | +7.2% | COM | 92343V104 |
| T | AT&T INC COM | 22,762 | $890K | 0.3% | $39.10 * | $15.90 | +2.3% | COM | 00206R102 |
| VDC | VANGUARD WORLD FDS VANGUARD CONSUMER STAPLES ETF | 6,433 | $890K | 0.3% | $138.35 | $139.03 | -0.3% | ETF | 92204A207 |
| MRK | MERCK & CO INC NEW COM | 12,528 | $809K | 0.2% | $64.58 * | $46.56 | +1.6% | COM | 58933Y105 |
| FLOT | ISHARES TR FLTG RATE NT ETF | 15,786 | $803K | 0.2% | $50.87 | $50.87 | +0.1% | ETF | 46429B655 |
| MO | ALTRIA GROUP INC COM | 12,559 | $790K | 0.2% | $62.90 * | $38.64 | -10.4% | COM | 02209S103 |
| MA | MASTERCARD INC CL A COM | 5,191 | $736K | 0.2% | $141.78 * | $103.58 | +30.2% | COM | 57636Q104 |
| GOOG | ALPHABET INC CAP STK CL C | 767 | $731K | 0.2% | $953.06 * | $45.89 | +3.7% | CAP STK CL C | 02079K107 |
| — | ALPS ETF TR ALERIAN MLP ETF | 57,742 | $652K | 0.2% | $11.29 | $11.99 | — | ETF | 00162Q866 |
| V | VISA INC COM CL A | 6,080 | $641K | 0.2% | $105.43 * | $88.15 | +12.7% | COM CL A | 92826C839 |
| DUK | DUKE ENERGY CORP NEW COM NEW | 6,238 | $526K | 0.2% | $84.32 * | $55.03 | +8.9% | COM | 26441C204 |
| ZTS | ZOETIS INC CL A | 8,085 | $515K | 0.2% | $63.70 * | $56.98 | +4.9% | CL A | 98978V103 |
| ADBE | ADOBE SYS INC COM | 3,400 | $503K | 0.2% | $147.94 | $138.81 | +7.5% | COM | 00724F101 |
| WELL | WELLTOWER INC COM | 7,082 | $493K | 0.2% | $69.61 * | $50.38 | +3.9% | COM | 95040Q104 |
| — | GLAXOSMITHKLINE PLC SPONS ADR | 11,716 | $479K | 0.1% | $40.88 | $42.27 | — | ADR | 37733W105 |
| IQDF | FLEXSHARES TR INTL QUALITY DIVIDEND INDEX FD | 18,183 | $476K | 0.1% | $26.18 | $25.36 | +3.4% | INTL QLTDV IDX | 33939L837 |
| GS | GOLDMAN SACHS GROUP INC COM | 1,896 | $456K | 0.1% | $240.51 * | $188.03 | +5.4% | COM | 38141G104 |
| IPAC | ISHARES TR CORE MSCI PAC ETF MKT ETF | 8,049 | $455K | 0.1% | $56.53 | $48.95 | +15.4% | ETF | 46434V696 |
| — | BLACKROCK INC COM | 1,000 | $450K | 0.1% | $450.00 | $385.45 | — | COM | 09247X101 |
| XEL | XCEL ENERGY INC COM | 9,406 | $445K | 0.1% | $47.31 * | $31.85 | +15.4% | COM | 98389B100 |
| DOX | AMDOCS LTD SHS ISIN GB0022569080 | 6,857 | $443K | 0.1% | $64.61 * | $48.93 | +11.7% | SHS | G02602103 |
| — | AVANGRID INC COM | 9,245 | $440K | 0.1% | $47.59 | $44.33 | — | COM | 05351W103 |
| D | DOMINION ENERGY INC COM | 5,655 | $434K | 0.1% | $76.75 * | $53.73 | -0.6% | COM | 25746U109 |
| CSCO | CISCO SYSTEMS INC | 12,820 | $433K | 0.1% | $33.78 * | $25.06 | +4.2% | COM | 17275R102 |
| HYEM | VANECK VECTORS ETF TR EMERGING MKTS HIGH YIELD BD ETF | 17,110 | $423K | 0.1% | $24.72 | $24.16 | +2.7% | ETF | 92189F353 |
| PCG | PG&E CORP COM | 6,094 | $415K | 0.1% | $68.10 | $67.23 | +0.1% | COM | 69331C108 |
| FDX | FEDEX CORP COM | 1,828 | $414K | 0.1% | $226.48 * | $184.90 | +6.1% | COM | 31428X106 |
| — | SIX FLAGS ENTMT CORP NEW COM | 6,768 | $411K | 0.1% | $60.73 | $56.55 | — | COM | 83001A102 |
| ABBV | ABBVIE INC COM | 4,423 | $400K | 0.1% | $90.44 * | $46.96 | +33.5% | COM | 00287Y109 |
| MAA | MID-AMER APT CMNTYS INC COM | 3,722 | $399K | 0.1% | $107.20 * | $74.60 | +7.4% | COM | 59522J103 |
| ACN | ACCENTURE PLC IRELAND CLASS SHS ISIN IE00B4BNMY34 | 2,924 | $396K | 0.1% | $135.43 * | $97.11 | +22.4% | SHS CLASS A | G1151C101 |
| EPR | EPR PPTYS COM SH BEN INT | 5,523 | $385K | 0.1% | $69.71 | $72.39 | — | COM SH BEN INT | 26884U109 |
| SJNK | SPDR SER TR BLOOMBERG BARCLAYS SHORT TERM HIGH YIELD BD ETF | 13,781 | $384K | 0.1% | $27.86 | $26.89 | +4.0% | ETF | 78468R408 |
| BBVA | BANCO BILBAO VIZCAYA ARGENTARIA SA ISIN US05946K1016 APONSORED ADR | 43,364 | $376K | 0.1% | $8.67 * | $6.97 | +28.0% | ADR | 05946K101 |
| NXPI | NXP SEMICONDUCTORS NV COM ISIN NL0009538784 | 3,162 | $358K | 0.1% | $113.22 * | $95.18 | +5.6% | COM | N6596X109 |
| SHYG | ISHARES TR 0-5 YR HIGH YIELD CORP BD ETF | 7,437 | $354K | 0.1% | $47.60 | $47.64 | +0.4% | ETF | 46434V407 |
| — | VECTOR GROUP LTD COM | 16,481 | $340K | 0.1% | $20.63 | $20.63 | — | COM | 92240M108 |
| BCE | BCE INC COM NEW ISIN CA05534B7604 SHS | 7,178 | $336K | 0.1% | $46.81 * | $26.22 | +7.7% | COM | 05534B760 |
| EW | EDWARDS LIFESCIENCES CORP COM | 3,045 | $335K | 0.1% | $110.02 * | $33.14 | +9.9% | COM | 28176E108 |
| CHKP | CHECK POINT SOFTWARE TECHNOLOGIES LTD SHS ISIN IL0010824113 | 2,874 | $331K | 0.1% | $115.17 | $99.40 | +14.7% | ORD | M22465104 |
| CME | CME GROUP INC COM | 2,400 | $327K | 0.1% | $136.25 * | $88.36 | +13.4% | COM | 12572Q105 |
| CCI | CROWN CASTLE INTL CORP NEW COM | 3,197 | $319K | 0.1% | $99.78 * | $68.78 | +2.9% | COM | 22822V101 |
| COST | COSTCO WHOLESALE CORP NEW COM | 1,828 | $303K | 0.1% | $165.75 * | $149.19 | -1.6% | COM | 22160K105 |
| MMM | 3M CO COM | 1,418 | $302K | 0.1% | $212.98 * | $126.00 | +4.7% | COM | 88579Y101 |
| ISRG | INTUITIVE SURGICAL INC COM NEW | 283 | $300K | 0.1% | $1060.07 * | $108.96 | +6.7% | COM | 46120E602 |
| — | HEALTHCARE TR AMER INC CL A NEW | 10,000 | $296K | 0.1% | $29.60 | $29.53 | — | CL A NEW | 42225P501 |
| MDT | MEDTRONIC PLC SHS ISIN IE00BTN1Y115 | 3,557 | $278K | 0.1% | $78.16 * | $67.64 | -6.7% | SHS | G5960L103 |
| SPY | SPDR S&P 500 ETF TR TR UNIT | 1,089 | $275K | 0.1% | $252.53 | $239.64 | +4.8% | ETF | 78462F103 |
| DGX | QUEST DIAGNOSTICS INC COM | 2,914 | $273K | 0.1% | $93.69 * | $89.87 | -11.8% | COM | 74834L100 |
| ES | EVERSOURCE ENERGY COM | 4,518 | $273K | 0.1% | $60.42 * | $46.03 | -1.4% | COM | 30040W108 |
| VOD | VODAFONE GROUP PLC NEW SPONSORED ADR NO PAR | 9,514 | $270K | 0.1% | $28.38 | $27.89 | +2.1% | ADR | 92857W308 |
| — | ALLIANZGI NFJ DIVID INT & PREM STRATEGY FD COM | 20,105 | $269K | 0.1% | $13.38 | $13.38 | — | COM | 01883A107 |
| ARCC | ARES CAP CORP COM | 16,236 | $266K | 0.1% | $16.38 * | $7.38 | +1.9% | COM | 04010L103 |
| PPL | PPL CORP COM | 6,781 | $256K | 0.1% | $37.75 * | $26.29 | -0.3% | COM | 69351T106 |
| — | WESTERN ASSET EMERGING MKTS DEBT FD INC COM | 16,055 | $252K | 0.1% | $15.70 | $15.70 | — | COM | 95766A101 |
| — | BLACKROCK ENHANCED EQUITY DIVID TR COM | 27,321 | $248K | 0.1% | $9.08 | $8.77 | — | COM | 09251A104 |
| — | POWERSHARES QQQ TR UNIT SER 1 | 1,662 | $242K | 0.1% | $145.61 | $145.61 | — | UNIT SER 1 | 73935A104 |
| EFAV | ISHARES MSCI EAFE MINIMUM VOLATILITY ETF | 3,367 | $239K | 0.1% | $70.98 | $70.42 | +0.9% | ETF | 46429B689 |
| TRV | TRAVELERS COS INC COM | 1,923 | $237K | 0.1% | $123.24 * | $101.88 | +0.6% | COM | 89417E109 |
| SPIB | SPDR SER TR BLOOMBERG BARCLAYS INTER TERM CORPORATE BD ETF | 6,816 | $235K | 0.1% | $34.48 | $34.52 | -0.0% | ETF | 78464A375 |
| VTWO | VANGUARD SCOTTSDALE FDS VANGUARD RUSSELL 2000 INDEX FD ETF SHS | 1,917 | $231K | 0.1% | $120.50 * | $56.50 | +5.2% | ETF | 92206C664 |
| — | DOWDUPONT INC COM | 3,232 | $228K | 0.1% | $70.54 | $70.54 | — | COM | 26078J100 |
| — | BROADCOM LTD SHS ISIN SG9999014823 | 944 | $227K | 0.1% | $240.47 | $240.47 | — | SHS | Y09827109 |
| HDB | HDFC BK LTD ADR REPSTG 3 SHS | 2,366 | $224K | 0.1% | $94.67 | $95.03 | +1.4% | ADR | 40415F101 |
| ARMK | ARAMARK COM | 5,425 | $222K | 0.1% | $40.92 * | $26.15 | +1.2% | COM | 03852U106 |
| AMT | AMERICAN TOWER REIT COM | 1,619 | $220K | 0.1% | $135.89 * | $112.31 | -1.4% | COM | 03027X100 |
| SNY | SANOFI SPONS ADR ISIN US80105N1054 | 4,404 | $219K | 0.1% | $49.73 | $47.79 | +4.2% | ADR | 80105N105 |
| MPC | MARATHON PETE CORP COM | 3,907 | $218K | 0.1% | $55.80 * | $41.33 | +4.9% | COM | 56585A102 |
| — | NUVEEN DIVID ADVANTAGE MUN FD COM | 15,179 | $215K | 0.1% | $14.16 | $14.16 | — | COM | 67066V101 |
| SWKS | SKYWORKS SOLUTIONS INC COM | 2,060 | $211K | 0.1% | $102.43 * | $86.28 | -1.7% | COM | 83088M102 |
| — | CORESITE RLTY CORP COM | 1,849 | $207K | 0.1% | $111.95 | $111.95 | — | COM | 21870Q105 |
| LYB | LYONDELLBASELL INDUSTRIES N V ORD SHS CL A | 2,048 | $206K | 0.1% | $100.59 * | $54.53 | +10.8% | SHS A | N53745100 |
| VLO | VALERO ENERGY CORP NEW COM | 2,655 | $205K | 0.1% | $77.21 * | $49.43 | +12.1% | COM | 91913Y100 |
| — | UBS AG LONDON BRH ETRACS ALERIAN MLP INDEX ETN | 11,415 | $203K | 0.1% | $17.78 | $17.78 | — | ETRAC ALER MLP | 90267B682 |
| WPP | WPP PLC NEW ADR ISIN US92937A1025 | 2,201 | $202K | 0.1% | $91.78 | $113.00 | -17.9% | ADR | 92937A102 |
| WPC | W P CAREY INC COM | 2,973 | $201K | 0.1% | $67.61 | $67.61 | — | COM | 92936U109 |
| CB | CHUBB LTD COM ISIN CH0044328745 | 1,383 | $201K | 0.1% | $145.34 * | $124.84 | -1.0% | COM | H1467J104 |
| — | POWERSHARES EXCHANGE TRADED FD TR II PFD PORTFOLIO | 13,370 | $201K | 0.1% | $15.03 | $15.03 | — | ETF | 73936T565 |
| — | BLACKROCK DEBT STRATEGIES FD INC COM NEW | 14,975 | $175K | 0.1% | $11.69 | $11.69 | — | COM | 09255R202 |
| XMUIX | BLACKROCK MUNI INTER DURATION FD INC COM | 10,487 | $148K | 0.0% | $14.11 | $14.11 | — | COM | 09253X102 |
| — | ALLIANCEBERNSTEIN NATL MUN INCOME FD INC | 10,362 | $144K | 0.0% | $13.90 | $13.90 | — | COM | 01864U106 |
| — | EATON VANCE MUN BD FD COM | 10,490 | $133K | 0.0% | $12.68 | $12.68 | — | COM | 27827X101 |
| SAN | BANCO SANTANDER SA ADR ISIN US05964H1059 | 19,301 | $132K | 0.0% | $6.84 | $6.66 | +4.2% | ADR | 05964H105 |
| IBN | ICICI BK LTD ADR ISIN#US45104G1040 | 14,263 | $122K | 0.0% | $8.55 | $7.42 | +15.3% | ADR | 45104G104 |
| SMFG | SUMITOMO MITSUI FINL GROUP INC SPONS ADR ISIN US86562M2098 | 14,324 | $110K | 0.0% | $7.68 | $7.44 | +3.6% | ADR | 86562M209 |
| — | WELLS FARGO INCOME OPPORTUNITIES FUND COM SHS | 12,209 | $106K | 0.0% | $8.68 | $8.68 | — | COM | 94987B105 |
| — | WELLS FARGO GLOBAL DIVID OPPORTUNITY FD COM ISIN US94987C1036 | 16,223 | $102K | 0.0% | $6.29 | $6.05 | — | COM | 94987C103 |
| — | VOYA GLOBAL EQUITY DIVID & PREM OPPORTUNITY FD COM | 11,714 | $95,000 | 0.0% | $8.11 | $8.11 | — | COM | 92912T100 |
| — | OCLARO INC COM NEW | 10,463 | $93,000 | 0.0% | $8.89 | $9.53 | — | COM | 67555N206 |
| — | WESTERN ASSET HIGH INCOME OPPTY FD INC | 18,234 | $93,000 | 0.0% | $5.10 | $5.10 | — | COM | 95766K109 |
| — | ALPINE GLOBAL PREMIER PPTYS FD COM SHS OF BEN INT | 12,102 | $80,000 | 0.0% | $6.61 | $6.61 | — | COM | 02083A103 |
| — | CREDIT SUISSE HIGH YIELD BD FD | 16,221 | $47,000 | 0.0% | $2.90 | $2.90 | — | SH BEN INT | 22544F103 |