PARK AVENUE SECURITIES LLC Diversified Active

CIK: 0001071640 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 8, 2017

Total Value ($000): $323,795 (100.0% shares, 0.0% debt)

Holdings (113)

— POWERSHARES EXCHANGE-TRADED FD TR S&P 500 HIGH QUALITY PORT 13.0%
Value ($000) $42,254 Shares 1,459,035 Est. Cost $582.12 Unrealized —
HEFA ISHARES TR ISHARES CURRENCY HEDGED MSCI EAFE ETF 12.0%
Value ($000) $38,854 Shares 1,336,584 Est. Cost $2947.61 Unrealized —
— POWERSHARES DB COMMODITY INDEX TRACKING FD 9.0%
Value ($000) $29,280 Shares 1,917,474 Est. Cost $2282.84 Unrealized —
IEMG ISHARES INC CORE MSCI EMERGING MKTS ETF 8.5%
Value ($000) $27,676 Shares 512,131 Est. Cost $49.43 Unrealized —
IEFA ISHARES TR CORE MSCI EAFE ETF 8.4%
Value ($000) $27,041 Shares 421,916 Est. Cost $10467.05 Unrealized —
VMBS VANGUARD MTG BACKED SECS ETF 7.1%
Value ($000) $23,106 Shares 437,858 Est. Cost $1866.38 Unrealized —
USMV ISHARES TR MSCI USA MINIMUM VOLATILITY ETF 6.4%
Value ($000) $20,602 Shares 407,961 Est. Cost $6645.16 Unrealized —
NEAR ISHARES U S ETF TR SHORT MTY BD ETF 5.4%
Value ($000) $17,482 Shares 348,240 Est. Cost $14396.97 Unrealized —
GOVT ISHARES TR U S TREAS BD ETF 5.4%
Value ($000) $17,344 Shares 688,794 Est. Cost $24.93 Unrealized —
MTUM ISHARES TR EDGE MSCI USA MOMENTUM FACTOR ETF 4.3%
Value ($000) $14,053 Shares 146,281 Est. Cost $95.96 Unrealized —
— VANECK VECTORS ETF TR JP MORGAN EMERGING MKTS LOC CURRENCY BD ETF 3.7%
Value ($000) $12,119 Shares 635,838 Est. Cost $18.08 Unrealized —
— RYDEX ETF TR GUGGENHEIM S&P 500 PURE VALUE ETF 3.5%
Value ($000) $11,320 Shares 182,646 Est. Cost $4549.41 Unrealized —
— SPDR SER TR BLOOMBERG BARCLAYS HIGH YIELD BD ETF 0.6%
Value ($000) $1,807 Shares 48,606 Est. Cost $17272.62 Unrealized —
JPM JP MORGAN CHASE & CO COM ISIN US46625H1005 0.5%
Value ($000) $1,570 Shares 16,209 Est. Cost $70.59 Unrealized +4.3%
UNH UNITEDHEALTH GROUP INC COM 0.4%
Value ($000) $1,244 Shares 6,303 Est. Cost $153.89 Unrealized +9.8%
GOOGL ALPHABET INC CL A 0.4%
Value ($000) $1,241 Shares 1,283 Est. Cost $46.70 Unrealized +0.8%
HDV ISHARES TR CORE HIGH DIVID ETF 0.4%
Value ($000) $1,183 Shares 13,724 Est. Cost $81.50 Unrealized —
XOM EXXON MOBIL CORP COM 0.4%
Value ($000) $1,157 Shares 14,172 Est. Cost $55.10 Unrealized -1.4%
VCIT VANGUARD SCOTTSDALE FDS VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX ETF SHS 0.3%
Value ($000) $1,043 Shares 11,885 Est. Cost $86.76 Unrealized —
META FACEBOOK INC CL A 0.3%
Value ($000) $1,039 Shares 6,129 Est. Cost $149.70 Unrealized +10.7%
CMCSA COMCAST CORP CL A 0.3%
Value ($000) $1,001 Shares 26,350 Est. Cost $31.92 Unrealized +0.3%
VZ VERIZON COMMUNICATIONS INC COM 0.3%
Value ($000) $951 Shares 19,271 Est. Cost $29.67 Unrealized +1.9%
T AT&T INC COM 0.3%
Value ($000) $890 Shares 22,762 Est. Cost $15.90 Unrealized -1.9%
VDC VANGUARD WORLD FDS VANGUARD CONSUMER STAPLES ETF 0.3%
Value ($000) $890 Shares 6,433 Est. Cost $140.08 Unrealized —
MRK MERCK & CO INC NEW COM 0.2%
Value ($000) $809 Shares 12,528 Est. Cost $46.56 Unrealized +0.3%
FLOT ISHARES TR FLTG RATE NT ETF 0.2%
Value ($000) $803 Shares 15,786 Est. Cost $50.68 Unrealized —
MO ALTRIA GROUP INC COM 0.2%
Value ($000) $790 Shares 12,559 Est. Cost $38.64 Unrealized -6.6%
MA MASTERCARD INC CL A COM 0.2%
Value ($000) $736 Shares 5,191 Est. Cost $103.58 Unrealized +22.0%
GOOG ALPHABET INC CAP STK CL C 0.2%
Value ($000) $731 Shares 767 Est. Cost $45.89 Unrealized +0.7%
— ALPS ETF TR ALERIAN MLP ETF 0.2%
Value ($000) $652 Shares 57,742 Est. Cost $11.99 Unrealized —
V VISA INC COM CL A 0.2%
Value ($000) $641 Shares 6,080 Est. Cost $88.15 Unrealized +8.6%
DUK DUKE ENERGY CORP NEW COM NEW 0.2%
Value ($000) $526 Shares 6,238 Est. Cost $55.03 Unrealized +10.5%
ZTS ZOETIS INC CL A 0.2%
Value ($000) $515 Shares 8,085 Est. Cost $56.98 Unrealized +3.0%
ADBE ADOBE SYS INC COM 0.2%
Value ($000) $503 Shares 3,400 Est. Cost $138.81 Unrealized +7.5%
WELL WELLTOWER INC COM 0.2%
Value ($000) $493 Shares 7,082 Est. Cost $50.38 Unrealized +7.1%
— GLAXOSMITHKLINE PLC SPONS ADR 0.1%
Value ($000) $479 Shares 11,716 Est. Cost $42.27 Unrealized —
IQDF FLEXSHARES TR INTL QUALITY DIVIDEND INDEX FD 0.1%
Value ($000) $476 Shares 18,183 Est. Cost $25.51 Unrealized —
GS GOLDMAN SACHS GROUP INC COM 0.1%
Value ($000) $456 Shares 1,896 Est. Cost $188.03 Unrealized 0.0%
IPAC ISHARES TR CORE MSCI PAC ETF MKT ETF 0.1%
Value ($000) $455 Shares 8,049 Est. Cost $29976.81 Unrealized —
— BLACKROCK INC COM 0.1%
Value ($000) $450 Shares 1,000 Est. Cost $385.45 Unrealized —
XEL XCEL ENERGY INC COM 0.1%
Value ($000) $445 Shares 9,406 Est. Cost $31.85 Unrealized +16.4%
DOX AMDOCS LTD SHS ISIN GB0022569080 0.1%
Value ($000) $443 Shares 6,857 Est. Cost $48.93 Unrealized +11.7%
— AVANGRID INC COM 0.1%
Value ($000) $440 Shares 9,245 Est. Cost $44.33 Unrealized —
D DOMINION ENERGY INC COM 0.1%
Value ($000) $434 Shares 5,655 Est. Cost $53.73 Unrealized -0.1%
CSCO CISCO SYSTEMS INC 0.1%
Value ($000) $433 Shares 12,820 Est. Cost $25.06 Unrealized -1.4%
HYEM VANECK VECTORS ETF TR EMERGING MKTS HIGH YIELD BD ETF 0.1%
Value ($000) $423 Shares 17,110 Est. Cost $24.13 Unrealized —
PCG PG&E CORP COM 0.1%
Value ($000) $415 Shares 6,094 Est. Cost $67.23 Unrealized 0.0%
FDX FEDEX CORP COM 0.1%
Value ($000) $414 Shares 1,828 Est. Cost $184.90 Unrealized 0.0%
— SIX FLAGS ENTMT CORP NEW COM 0.1%
Value ($000) $411 Shares 6,768 Est. Cost $56.55 Unrealized —
ABBV ABBVIE INC COM 0.1%
Value ($000) $400 Shares 4,423 Est. Cost $46.96 Unrealized +14.3%
MAA MID-AMER APT CMNTYS INC COM 0.1%
Value ($000) $399 Shares 3,722 Est. Cost $74.60 Unrealized +5.4%
ACN ACCENTURE PLC IRELAND CLASS SHS ISIN IE00B4BNMY34 0.1%
Value ($000) $396 Shares 2,924 Est. Cost $97.11 Unrealized +18.1%
EPR EPR PPTYS COM SH BEN INT 0.1%
Value ($000) $385 Shares 5,523 Est. Cost $72.39 Unrealized —
SJNK SPDR SER TR BLOOMBERG BARCLAYS SHORT TERM HIGH YIELD BD ETF 0.1%
Value ($000) $384 Shares 13,781 Est. Cost $12549.77 Unrealized —
BBVA BANCO BILBAO VIZCAYA ARGENTARIA SA ISIN US05946K1016 APONSORED ADR 0.1%
Value ($000) $376 Shares 43,364 Est. Cost $6.96 Unrealized —
NXPI NXP SEMICONDUCTORS NV COM ISIN NL0009538784 0.1%
Value ($000) $358 Shares 3,162 Est. Cost $95.18 Unrealized +4.1%
SHYG ISHARES TR 0-5 YR HIGH YIELD CORP BD ETF 0.1%
Value ($000) $354 Shares 7,437 Est. Cost $47.37 Unrealized —
— VECTOR GROUP LTD COM 0.1%
Value ($000) $340 Shares 16,481 Est. Cost $20.63 Unrealized —
BCE BCE INC COM NEW ISIN CA05534B7604 SHS 0.1%
Value ($000) $336 Shares 7,178 Est. Cost $26.22 Unrealized +6.6%
EW EDWARDS LIFESCIENCES CORP COM 0.1%
Value ($000) $335 Shares 3,045 Est. Cost $33.14 Unrealized +15.1%
CHKP CHECK POINT SOFTWARE TECHNOLOGIES LTD SHS ISIN IL0010824113 0.1%
Value ($000) $331 Shares 2,874 Est. Cost $99.40 Unrealized +10.6%
CME CME GROUP INC COM 0.1%
Value ($000) $327 Shares 2,400 Est. Cost $88.36 Unrealized +5.2%
CCI CROWN CASTLE INTL CORP NEW COM 0.1%
Value ($000) $319 Shares 3,197 Est. Cost $68.78 Unrealized +4.5%
COST COSTCO WHOLESALE CORP NEW COM 0.1%
Value ($000) $303 Shares 1,828 Est. Cost $149.19 Unrealized -6.1%
MMM 3M CO COM 0.1%
Value ($000) $302 Shares 1,418 Est. Cost $126.00 Unrealized +3.1%
ISRG INTUITIVE SURGICAL INC COM NEW 0.1%
Value ($000) $300 Shares 283 Est. Cost $108.96 Unrealized 0.0%
— HEALTHCARE TR AMER INC CL A NEW 0.1%
Value ($000) $296 Shares 10,000 Est. Cost $29.53 Unrealized —
MDT MEDTRONIC PLC SHS ISIN IE00BTN1Y115 0.1%
Value ($000) $278 Shares 3,557 Est. Cost $67.64 Unrealized -1.0%
SPY SPDR S&P 500 ETF TR TR UNIT 0.1%
Value ($000) $275 Shares 1,089 Est. Cost $242.42 Unrealized —
DGX QUEST DIAGNOSTICS INC COM 0.1%
Value ($000) $273 Shares 2,914 Est. Cost $89.87 Unrealized 0.0%
ES EVERSOURCE ENERGY COM 0.1%
Value ($000) $273 Shares 4,518 Est. Cost $46.03 Unrealized 0.0%
VOD VODAFONE GROUP PLC NEW SPONSORED ADR NO PAR 0.1%
Value ($000) $270 Shares 9,514 Est. Cost $28.70 Unrealized —
— ALLIANZGI NFJ DIVID INT & PREM STRATEGY FD COM 0.1%
Value ($000) $269 Shares 20,105 Est. Cost $13.38 Unrealized —
ARCC ARES CAP CORP COM 0.1%
Value ($000) $266 Shares 16,236 Est. Cost $7.38 Unrealized -1.3%
PPL PPL CORP COM 0.1%
Value ($000) $256 Shares 6,781 Est. Cost $26.29 Unrealized +0.9%
— WESTERN ASSET EMERGING MKTS DEBT FD INC COM 0.1%
Value ($000) $252 Shares 16,055 Est. Cost $15.70 Unrealized —
— BLACKROCK ENHANCED EQUITY DIVID TR COM 0.1%
Value ($000) $248 Shares 27,321 Est. Cost $8.77 Unrealized —
— POWERSHARES QQQ TR UNIT SER 1 0.1%
Value ($000) $242 Shares 1,662 Est. Cost $145.61 Unrealized —
EFAV ISHARES MSCI EAFE MINIMUM VOLATILITY ETF 0.1%
Value ($000) $239 Shares 3,367 Est. Cost $70.98 Unrealized —
TRV TRAVELERS COS INC COM 0.1%
Value ($000) $237 Shares 1,923 Est. Cost $101.88 Unrealized +2.0%
SPIB SPDR SER TR BLOOMBERG BARCLAYS INTER TERM CORPORATE BD ETF 0.1%
Value ($000) $235 Shares 6,816 Est. Cost $34.48 Unrealized —
VTWO VANGUARD SCOTTSDALE FDS VANGUARD RUSSELL 2000 INDEX FD ETF SHS 0.1%
Value ($000) $231 Shares 1,917 Est. Cost $120.50 Unrealized —
— DOWDUPONT INC COM 0.1%
Value ($000) $228 Shares 3,232 Est. Cost $70.54 Unrealized —
— BROADCOM LTD SHS ISIN SG9999014823 0.1%
Value ($000) $227 Shares 944 Est. Cost $240.47 Unrealized —
HDB HDFC BK LTD ADR REPSTG 3 SHS 0.1%
Value ($000) $224 Shares 2,366 Est. Cost $94.67 Unrealized —
ARMK ARAMARK COM 0.1%
Value ($000) $222 Shares 5,425 Est. Cost $26.15 Unrealized 0.0%
AMT AMERICAN TOWER REIT COM 0.1%
Value ($000) $220 Shares 1,619 Est. Cost $112.31 Unrealized 0.0%
SNY SANOFI SPONS ADR ISIN US80105N1054 0.1%
Value ($000) $219 Shares 4,404 Est. Cost $48.24 Unrealized —
MPC MARATHON PETE CORP COM 0.1%
Value ($000) $218 Shares 3,907 Est. Cost $41.33 Unrealized 0.0%
— NUVEEN DIVID ADVANTAGE MUN FD COM 0.1%
Value ($000) $215 Shares 15,179 Est. Cost $14.16 Unrealized —
SWKS SKYWORKS SOLUTIONS INC COM 0.1%
Value ($000) $211 Shares 2,060 Est. Cost $86.28 Unrealized 0.0%
— CORESITE RLTY CORP COM 0.1%
Value ($000) $207 Shares 1,849 Est. Cost $111.95 Unrealized —
LYB LYONDELLBASELL INDUSTRIES N V ORD SHS CL A 0.1%
Value ($000) $206 Shares 2,048 Est. Cost $54.53 Unrealized 0.0%
VLO VALERO ENERGY CORP NEW COM 0.1%
Value ($000) $205 Shares 2,655 Est. Cost $49.43 Unrealized 0.0%
— UBS AG LONDON BRH ETRACS ALERIAN MLP INDEX ETN 0.1%
Value ($000) $203 Shares 11,415 Est. Cost $17.78 Unrealized —
WPP WPP PLC NEW ADR ISIN US92937A1025 0.1%
Value ($000) $202 Shares 2,201 Est. Cost $107.31 Unrealized —
WPC W P CAREY INC COM 0.1%
Value ($000) $201 Shares 2,973 Est. Cost $67.61 Unrealized —
CB CHUBB LTD COM ISIN CH0044328745 0.1%
Value ($000) $201 Shares 1,383 Est. Cost $124.84 Unrealized 0.0%
— POWERSHARES EXCHANGE TRADED FD TR II PFD PORTFOLIO 0.1%
Value ($000) $201 Shares 13,370 Est. Cost $15.03 Unrealized —
— BLACKROCK DEBT STRATEGIES FD INC COM NEW 0.1%
Value ($000) $175 Shares 14,975 Est. Cost $11.69 Unrealized —
XMUIX BLACKROCK MUNI INTER DURATION FD INC COM 0.0%
Value ($000) $148 Shares 10,487 Est. Cost $14.11 Unrealized —
— ALLIANCEBERNSTEIN NATL MUN INCOME FD INC 0.0%
Value ($000) $144 Shares 10,362 Est. Cost $13.90 Unrealized —
— EATON VANCE MUN BD FD COM 0.0%
Value ($000) $133 Shares 10,490 Est. Cost $12.68 Unrealized —
SAN BANCO SANTANDER SA ADR ISIN US05964H1059 0.0%
Value ($000) $132 Shares 19,301 Est. Cost $6.84 Unrealized —
IBN ICICI BK LTD ADR ISIN#US45104G1040 0.0%
Value ($000) $122 Shares 14,263 Est. Cost $7.84 Unrealized —
SMFG SUMITOMO MITSUI FINL GROUP INC SPONS ADR ISIN US86562M2098 0.0%
Value ($000) $110 Shares 14,324 Est. Cost $7.90 Unrealized —
— WELLS FARGO INCOME OPPORTUNITIES FUND COM SHS 0.0%
Value ($000) $106 Shares 12,209 Est. Cost $8.68 Unrealized —
— WELLS FARGO GLOBAL DIVID OPPORTUNITY FD COM ISIN US94987C1036 0.0%
Value ($000) $102 Shares 16,223 Est. Cost $6.05 Unrealized —
— VOYA GLOBAL EQUITY DIVID & PREM OPPORTUNITY FD COM 0.0%
Value ($000) $95 Shares 11,714 Est. Cost $8.11 Unrealized —
— OCLARO INC COM NEW 0.0%
Value ($000) $93 Shares 10,463 Est. Cost $9.53 Unrealized —
— WESTERN ASSET HIGH INCOME OPPTY FD INC 0.0%
Value ($000) $93 Shares 18,234 Est. Cost $5.10 Unrealized —
— ALPINE GLOBAL PREMIER PPTYS FD COM SHS OF BEN INT 0.0%
Value ($000) $80 Shares 12,102 Est. Cost $6.61 Unrealized —
— CREDIT SUISSE HIGH YIELD BD FD 0.0%
Value ($000) $47 Shares 16,221 Est. Cost $2.90 Unrealized —