Location: Stamford, CT
CIK: 0001511857 · Show all filings
Period: Q2 2013 (Next →)
Filing Date: Jul 19, 2013
Total Value: $337M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| ROP | ROPER INDS INC NEW | 380,302 | $47.24M | 14.0% | $113.55 | 0.0% | COM | 776696106 |
| — | PIONEER NAT RES CO | 111,960 | $16.21M | 4.8% | $144.75 | — | COM | 723787107 |
| AWK | AMERICAN WTR WKS CO INC NEW | 265,674 | $10.95M | 3.2% | $31.82 | 0.0% | COM | 030420103 |
| — | NORTHERN OIL & GAS INC NEV | 733,604 | $9.786M | 2.9% | $13.34 | — | COM | 665531109 |
| TRMB | TRIMBLE NAVIGATION LTD | 354,445 | $9.212M | 2.7% | $27.63 | 0.0% | COM | 896239100 |
| FLEX | FLEXTRONICS INTL LTD | 1,126,109 | $8.716M | 2.6% | $5.43 | 0.0% | ORD | Y2573F102 |
| — | CORE LABORATORIES N V | 55,767 | $8.458M | 2.5% | $151.67 | — | COM | N22717107 |
| PH | PARKER HANNIFIN CORP | 84,152 | $8.028M | 2.4% | $75.97 | 0.0% | COM | 701094104 |
| — | ENERGEN CORP | 145,794 | $7.619M | 2.3% | $52.26 | — | COM | 29265N108 |
| — | JOHNSON CTLS INC | 197,736 | $7.077M | 2.1% | $35.79 | — | COM | 478366107 |
| XOM | EXXON MOBIL CORP | 77,197 | $6.975M | 2.1% | $53.69 | 0.0% | COM | 30231G102 |
| HIG | HARTFORD FINL SVCS GROUP INC | 194,201 | $6.005M | 1.8% | $22.20 | 0.0% | COM | 416515104 |
| — | QUESTAR CORP | 244,952 | $5.842M | 1.7% | $23.85 | — | COM | 748356102 |
| — | NORTHWEST NAT GAS CO | 132,103 | $5.612M | 1.7% | $42.48 | — | COM | 667655104 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 49,955 | $5.591M | 1.7% | $110.02 | 0.0% | CL B NEW | 084670702 |
| — | APACHE CORP | 66,159 | $5.546M | 1.6% | $83.83 | — | COM | 037411105 |
| EQT | EQT CORP | 69,473 | $5.514M | 1.6% | $37.67 | 0.0% | COM | 26884L109 |
| CAT | CATERPILLAR INC DEL | 66,616 | $5.495M | 1.6% | $61.55 | 0.0% | COM | 149123101 |
| AAPL | APPLE INC | 12,234 | $4.851M | 1.4% | $13.16 | 0.0% | COM | 037833100 |
| JNJ | JOHNSON & JOHNSON | 51,380 | $4.411M | 1.3% | $59.66 | 0.0% | COM | 478160104 |
| — | QEP RES INC | 151,710 | $4.215M | 1.2% | $27.78 | — | COM | 74733V100 |
| — | FX ENERGY INC | 1,209,474 | $3.882M | 1.2% | $3.21 | — | COM | 302695101 |
| — | SEAGATE TECHNOLOGY PLC | 85,725 | $3.843M | 1.1% | $44.83 | — | SHS | G7945M107 |
| — | VODAFONE GROUP PLC NEW | 131,685 | $3.785M | 1.1% | $28.74 | — | SPONS ADR NEW | 92857W209 |
| — | CONNECTICUT WTR SVC INC | 130,175 | $3.736M | 1.1% | $28.70 | — | COM | 207797101 |
| NJR | NEW JERSEY RES | 87,559 | $3.636M | 1.1% | $14.85 | 0.0% | COM | 646025106 |
| — | SOUTH JERSEY INDS INC | 62,233 | $3.573M | 1.1% | $57.41 | — | COM | 838518108 |
| — | CHINA CERAMICS CO LTD | 1,601,523 | $3.331M | 1.0% | $2.08 | — | SHS | G2113X100 |
| HXL | HEXCEL CORP NEW | 94,225 | $3.208M | 1.0% | $32.19 | 0.0% | COM | 428291108 |
| — | GENERAL ELECTRIC CO | 134,293 | $3.114M | 0.9% | $23.19 | — | COM | 369604103 |
| MSFT | MICROSOFT CORP | 88,065 | $3.042M | 0.9% | $26.70 | 0.0% | COM | 594918104 |
| CPK | CHESAPEAKE UTILS CORP | 58,440 | $3.009M | 0.9% | $26.98 | 0.0% | COM | 165303108 |
| — | ENERNOC INC | 226,410 | $3.002M | 0.9% | $13.26 | — | COM | 292764107 |
| AXS | AXIS CAPITAL HOLDINGS LTD | 63,843 | $2.923M | 0.9% | $31.36 | 0.0% | SHS | G0692U109 |
| GTY | GETTY RLTY CORP NEW | 138,096 | $2.852M | 0.8% | $20.65 | — | COM | 374297109 |
| OXY | OCCIDENTAL PETE CORP DEL | 31,852 | $2.842M | 0.8% | $57.83 | 0.0% | COM | 674599105 |
| ED | CONSOLIDATED EDISON INC | 40,165 | $2.342M | 0.7% | $37.50 | 0.0% | COM | 209115104 |
| CWT | CALIFORNIA WTR SVC GROUP | 110,174 | $2.149M | 0.6% | $15.03 | 0.0% | COM | 130788102 |
| — | SOLAR SR CAP LTD | 116,181 | $2.139M | 0.6% | $18.41 | — | COM | 83416M105 |
| — | HATTERAS FINL CORP | 83,898 | $2.067M | 0.6% | $24.64 | — | COM | 41902R103 |
| JBL | JABIL CIRCUIT INC | 98,862 | $2.015M | 0.6% | $16.76 | 0.0% | COM | 466313103 |
| — | EXTERRAN PARTNERS LP | 63,310 | $1.911M | 0.6% | $30.18 | — | COM UNITS | 30225N105 |
| UNP | UNION PAC CORP | 12,118 | $1.87M | 0.6% | $57.06 | 0.0% | COM | 907818108 |
| TWI | TITAN INTL INC ILL | 109,660 | $1.85M | 0.5% | $20.56 | 0.0% | COM | 88830M102 |
| F | FORD MTR CO DEL | 118,475 | $1.833M | 0.5% | $7.61 | 0.0% | COM PAR $0.01 | 345370860 |
| SLRC | SOLAR CAP LTD | 76,640 | $1.77M | 0.5% | $7.36 | 0.0% | COM | 83413U100 |
| JPM | JPMORGAN CHASE & CO | 32,429 | $1.712M | 0.5% | $36.24 | 0.0% | COM | 46625H100 |
| — | UNI PIXEL INC | 115,980 | $1.7M | 0.5% | $14.66 | — | COM NEW | 904572203 |
| UNH | UNITEDHEALTH GROUP INC | 24,800 | $1.624M | 0.5% | $50.75 | 0.0% | COM | 91324P102 |
| — | GENERAL MTRS CO | 97,800 | $1.599M | 0.5% | $16.35 | — | *W EXP 07/10/201 | 37045V126 |
| — | AETNA INC NEW | 24,626 | $1.565M | 0.5% | $63.55 | — | COM | 00817Y108 |
| — | ODYSSEY MARINE EXPLORATION I | 527,140 | $1.56M | 0.5% | $2.96 | — | COM | 676118102 |
| IBM | INTERNATIONAL BUSINESS MACHS | 7,891 | $1.508M | 0.4% | $118.94 | 0.0% | COM | 459200101 |
| — | EXTERRAN HLDGS INC | 52,595 | $1.479M | 0.4% | $28.12 | — | COM | 30225X103 |
| WTI | W & T OFFSHORE INC | 101,610 | $1.452M | 0.4% | $13.64 | 0.0% | COM | 92922P106 |
| — | VECTREN CORP | 41,345 | $1.399M | 0.4% | $33.84 | — | COM | 92240G101 |
| — | RDA MICROELECTRONICS INC | 124,850 | $1.383M | 0.4% | $11.08 | — | SPONSORED ADR | 749394102 |
| PG | PROCTER & GAMBLE CO | 17,635 | $1.358M | 0.4% | $55.00 | 0.0% | COM | 742718109 |
| MTDR | MATADOR RES CO | 111,886 | $1.34M | 0.4% | $9.87 | 0.0% | COM | 576485205 |
| CVX | CHEVRON CORP NEW | 10,267 | $1.215M | 0.4% | $71.30 | 0.0% | COM | 166764100 |
| GLD | SPDR GOLD TRUST | 10,202 | $1.215M | 0.4% | $119.09 | — | GOLD SHS | 78463V107 |
| — | VIVUS INC | 93,300 | $1.174M | 0.3% | $12.58 | — | COM | 928551100 |
| CVE | CENOVUS ENERGY INC | 39,259 | $1.12M | 0.3% | $22.39 | 0.0% | COM | 15135U109 |
| — | TRADE STR RESIDENTIAL INC | 126,870 | $1.116M | 0.3% | $8.80 | — | COM NEW | 89255N203 |
| NVDA | NVIDIA CORP | 78,730 | $1.105M | 0.3% | $0.32 | 0.0% | COM | 67066G104 |
| CSCO | CISCO SYS INC | 42,443 | $1.033M | 0.3% | $15.24 | 0.0% | COM | 17275R102 |
| — | DELTA NAT GAS INC | 48,183 | $1.024M | 0.3% | $21.25 | — | COM | 247748106 |
| ITRI | ITRON INC | 23,970 | $1.017M | 0.3% | $42.64 | 0.0% | COM | 465741106 |
| — | WILLIAMS CLAYTON ENERGY INC | 22,365 | $973K | 0.3% | $43.51 | — | COM | 969490101 |
| KR | KROGER CO | 27,755 | $959K | 0.3% | $13.44 | 0.0% | COM | 501044101 |
| MRK | MERCK & CO INC NEW | 20,577 | $956K | 0.3% | $30.02 | 0.0% | COM | 58933Y105 |
| — | OXFORD LANE CAP CORP | 57,639 | $954K | 0.3% | $16.55 | — | COM | 691543102 |
| PFE | PFIZER INC | 32,232 | $903K | 0.3% | $16.46 | 0.0% | COM | 717081103 |
| — | SELECT INCOME REIT | 31,443 | $882K | 0.3% | $28.05 | — | COM SH BEN INT | 81618T100 |
| — | AQUA AMERICA INC | 28,014 | $877K | 0.3% | $31.31 | — | COM | 03836W103 |
| SLB | SCHLUMBERGER LTD | 11,947 | $856K | 0.3% | $52.90 | 0.0% | COM | 806857108 |
| — | LABORATORY CORP AMER HLDGS | 8,246 | $825K | 0.2% | $100.05 | — | COM NEW | 50540R409 |
| — | URS CORP NEW | 17,125 | $809K | 0.2% | $47.24 | — | COM | 903236107 |
| ECL | ECOLAB INC | 9,479 | $808K | 0.2% | $73.48 | 0.0% | COM | 278865100 |
| COP | CONOCOPHILLIPS | 13,154 | $796K | 0.2% | $39.96 | 0.0% | COM | 20825C104 |
| — | ENERGY XXI (BERMUDA) LTD | 35,604 | $790K | 0.2% | $22.19 | — | USD UNRS SHS | G10082140 |
| — | PARAMETRIC SOUND CORP | 48,024 | $780K | 0.2% | $16.24 | — | COM NEW | 699172201 |
| PNC | PNC FINL SVCS GROUP INC | 10,573 | $771K | 0.2% | $47.34 | 0.0% | COM | 693475105 |
| DXJ | WISDOMTREE TRUST | 16,775 | $765K | 0.2% | $45.60 | — | JAPN HEDGE EQT | 97717W851 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 40,929 | $750K | 0.2% | $18.32 | — | SPONSORED ADR | 874039100 |
| — | INTEVAC INC | 126,490 | $716K | 0.2% | $5.66 | — | COM | 461148108 |
| SJM | SMUCKER J M CO | 6,932 | $715K | 0.2% | $70.84 | 0.0% | COM NEW | 832696405 |
| YORW | YORK WTR CO | 37,025 | $705K | 0.2% | $14.26 | 0.0% | COM | 987184108 |
| NEM | NEWMONT MINING CORP | 22,535 | $675K | 0.2% | $25.34 | 0.0% | COM | 651639106 |
| — | POWERSHARES ETF TRUST II | 27,250 | $674K | 0.2% | $24.73 | — | SENIOR LN PORT | 73936Q769 |
| — | LIHUA INTL INC | 135,468 | $652K | 0.2% | $4.81 | — | COM | 532352101 |
| BHP | BHP BILLITON LTD | 10,900 | $628K | 0.2% | $57.61 | — | SPONSORED ADR | 088606108 |
| MCK | MCKESSON CORP | 5,380 | $616K | 0.2% | $101.46 | 0.0% | COM | 58155Q103 |
| PCYO | PURECYCLE CORP | 107,736 | $602K | 0.2% | $5.95 | 0.0% | COM NEW | 746228303 |
| LOW | LOWES COS INC | 13,750 | $562K | 0.2% | $32.16 | 0.0% | COM | 548661107 |
| — | BOFI HLDG INC | 12,140 | $556K | 0.2% | $45.80 | — | COM | 05566U108 |
| — | TICC CAPITAL CORP | 57,427 | $552K | 0.2% | $9.61 | — | COM | 87244T109 |
| CL | COLGATE PALMOLIVE CO | 9,484 | $543K | 0.2% | $44.38 | 0.0% | COM | 194162103 |
| — | AGL RES INC | 12,453 | $534K | 0.2% | $42.88 | — | COM | 001204106 |
| EMR | EMERSON ELEC CO | 9,430 | $514K | 0.2% | $40.02 | 0.0% | COM | 291011104 |
| — | WALGREEN CO | 11,348 | $502K | 0.1% | $44.24 | — | COM | 931422109 |
| — | ISHARES GOLD TRUST | 41,715 | $500K | 0.1% | $11.99 | — | ISHARES | 464285105 |
| — | SPECTRANETICS CORP | 26,510 | $495K | 0.1% | $18.67 | — | COM | 84760C107 |
| IEF | ISHARES TR | 4,815 | $494K | 0.1% | $102.60 | — | BARCLYS 7-10 YR | 464287440 |
| — | FIFTH STREET FINANCE CORP | 46,734 | $488K | 0.1% | $10.44 | — | COM | 31678A103 |
| — | XEROX CORP | 53,855 | $488K | 0.1% | $9.06 | — | COM | 984121103 |
| — | MARVELL TECHNOLOGY GROUP LTD | 41,270 | $483K | 0.1% | $11.70 | — | ORD | G5876H105 |
| ABBV | ABBVIE INC | 11,640 | $481K | 0.1% | $26.55 | 0.0% | COM | 00287Y109 |
| — | SANDSTORM GOLD LTD | 82,288 | $481K | 0.1% | $5.85 | — | COM NEW | 80013R206 |
| T | AT&T INC | 13,055 | $462K | 0.1% | $11.40 | 0.0% | COM | 00206R102 |
| KMB | KIMBERLY CLARK CORP | 4,581 | $445K | 0.1% | $63.06 | 0.0% | COM | 494368103 |
| INTC | INTEL CORP | 18,303 | $443K | 0.1% | $17.18 | 0.0% | COM | 458140100 |
| TLT | ISHARES TR | 4,005 | $442K | 0.1% | $110.36 | — | BARCLYS 20+ YR | 464287432 |
| IGSB | ISHARES TR | 4,148 | $436K | 0.1% | $105.11 | — | BARCLYS 1-3YR CR | 464288646 |
| ABT | ABBOTT LABS | 11,615 | $405K | 0.1% | $28.85 | 0.0% | COM | 002824100 |
| — | PIEDMONT NAT GAS INC | 11,800 | $398K | 0.1% | $33.73 | — | COM | 720186105 |
| PEP | PEPSICO INC | 4,807 | $393K | 0.1% | $56.00 | 0.0% | COM | 713448108 |
| PFG | PRINCIPAL FINL GROUP INC | 10,444 | $391K | 0.1% | $23.49 | 0.0% | COM | 74251V102 |
| WDC | WESTERN DIGITAL CORP | 6,300 | $391K | 0.1% | $35.69 | 0.0% | COM | 958102105 |
| — | TWO HBRS INVT CORP | 37,568 | $385K | 0.1% | $10.25 | — | COM | 90187B101 |
| DVN | DEVON ENERGY CORP NEW | 7,296 | $379K | 0.1% | $37.00 | 0.0% | COM | 25179M103 |
| BMY | BRISTOL MYERS SQUIBB CO | 8,324 | $372K | 0.1% | $28.67 | 0.0% | COM | 110122108 |
| LQD | ISHARES TR | 3,206 | $364K | 0.1% | $113.54 | — | IBOXX INV CPBD | 464287242 |
| KO | COCA COLA CO | 8,600 | $345K | 0.1% | $27.85 | 0.0% | COM | 191216100 |
| — | E M C CORP MASS | 14,285 | $337K | 0.1% | $23.59 | — | COM | 268648102 |
| — | GOOGLE INC | 383 | $337K | 0.1% | $879.90 | — | CL A | 38259P508 |
| — | STILLWATER MNG CO | 31,250 | $336K | 0.1% | $10.75 | — | COM | 86074Q102 |
| — | WISDOMTREE TR | 6,790 | $331K | 0.1% | $48.75 | — | ASIA LC DBT FD | 97717X842 |
| — | EQT MIDSTREAM PARTNERS LP | 6,700 | $327K | 0.1% | $48.81 | — | UNIT LTD PARTN | 26885B100 |
| — | UNITED TECHNOLOGIES CORP | 3,503 | $326K | 0.1% | $93.06 | — | COM | 913017109 |
| — | BLACKROCK INCOME TR INC | 47,334 | $324K | 0.1% | $6.84 | — | COM | 09247F100 |
| — | MACQUARIE INFRASTR CO LLC | 6,000 | $321K | 0.1% | $53.50 | — | MEMBERSHIP INT | 55608B105 |
| NVS | NOVARTIS A G | 4,530 | $320K | 0.1% | $70.64 | — | SPONSORED ADR | 66987V109 |
| PM | PHILIP MORRIS INTL INC | 3,590 | $311K | 0.1% | $49.85 | 0.0% | COM | 718172109 |
| — | ATHENAHEALTH INC | 3,550 | $301K | 0.1% | $84.79 | — | COM | 04685W103 |
| PAA | PLAINS ALL AMERN PIPELINE L | 5,400 | $301K | 0.1% | $55.74 | — | UNIT LTD PARTN | 726503105 |
| — | ORBOTECH LTD | 24,000 | $299K | 0.1% | $12.46 | — | ORD | M75253100 |
| — | HAWAIIAN HOLDINGS INC | 49,010 | $299K | 0.1% | $6.10 | — | COM | 419879101 |
| — | EXPRESS SCRIPTS HLDG CO | 4,527 | $279K | 0.1% | $61.63 | — | COM | 30219G108 |
| — | DIREXION SHS ETF TR | 260,700 | $266K | 0.1% | — | — | Call | 25459Y488 |
| DSX | DIANA SHIPPING INC | 25,900 | $260K | 0.1% | $5.75 | 0.0% | COM | Y2066G104 |
| ORCL | ORACLE CORP | 8,430 | $259K | 0.1% | $27.58 | 0.0% | COM | 68389X105 |
| — | PLUM CREEK TIMBER CO INC | 5,200 | $243K | 0.1% | $46.73 | — | COM | 729251108 |
| ETN | EATON CORP PLC | 3,635 | $239K | 0.1% | $46.59 | 0.0% | SHS | G29183103 |
| — | CHINA TECHFAITH WIRLS COMM T | 223,350 | $228K | 0.1% | $1.02 | — | SPONSORED ADR | 169424108 |
| — | VITESSE SEMICONDUCTOR CORP | 85,000 | $224K | 0.1% | $2.64 | — | COM NEW | 928497304 |
| — | NTS INC NEV | 142,744 | $224K | 0.1% | $1.57 | — | COM | 62943B105 |
| — | DIME CMNTY BANCSHARES | 14,536 | $223K | 0.1% | $15.34 | — | COM | 253922108 |
| — | STERICYCLE INC | 2,000 | $221K | 0.1% | $110.50 | — | COM | 858912108 |
| HD | HOME DEPOT INC | 2,812 | $218K | 0.1% | $56.05 | 0.0% | COM | 437076102 |
| ABBNY | ABB LTD | 9,390 | $203K | 0.1% | $21.62 | — | SPONSORED ADR | 000375204 |
| — | ENBRIDGE ENERGY PARTNERS L P | 6,600 | $201K | 0.1% | $30.45 | — | COM | 29250R106 |
| — | LTX-CREDENCE CORP | 31,751 | $190K | 0.1% | $5.98 | — | COM NEW | 502403207 |
| — | CENTRAL FD CDA LTD | 14,000 | $190K | 0.1% | $13.57 | — | CL A | 153501101 |
| — | BARRICK GOLD CORP | 11,429 | $180K | 0.1% | $15.75 | — | COM | 067901108 |
| IEI | ISHARES TR | 1,200 | $145K | 0.0% | $120.83 | — | BARCLYS 3-7 YR | 464288661 |
| — | PROFESSIONAL DIVERSITY NET I | 34,390 | $144K | 0.0% | $4.19 | — | COM | 74312Y103 |
| — | DIREXION SHS ETF TR | 51,000 | $135K | 0.0% | — | — | Put | 25459W888 |
| MBI | MBIA INC | 10,000 | $133K | 0.0% | $5.48 | 0.0% | COM | 55262C100 |
| — | WISDOMTREE TRUST | 5,550 | $109K | 0.0% | $19.64 | — | AUST NEW ZEAL DB | 97717W216 |
| MSFT | MICROSOFT CORP | 25,000 | $91,000 | 0.0% | $26.70 | 0.0% | Call | 594918104 |
| — | NEWFIELD EXPL CO | 37,500 | $90,000 | 0.0% | $24.00 | — | Call | 651290108 |
| HYG | ISHARES TR | 934 | $85,000 | 0.0% | $91.01 | — | HIGH YLD CORP | 464288513 |
| SHY | ISHARES TR | 1,000 | $84,000 | 0.0% | $84.00 | — | BARCLYS 1-3 YR | 464287457 |
| — | ARENA PHARMACEUTICALS INC | 10,000 | $77,000 | 0.0% | $7.70 | — | COM | 040047102 |
| — | SPECTRUM PHARMACEUTICALS INC | 10,066 | $75,000 | 0.0% | $7.45 | — | COM | 84763A108 |
| — | PERMA-FIX ENVIRONMENTAL SVCS | 185,550 | $67,000 | 0.0% | $0.36 | — | COM | 714157104 |
| — | NEWFIELD EXPL CO | 2,667 | $64,000 | 0.0% | $24.00 | — | COM | 651290108 |
| — | WHITING PETE CORP NEW | 1,375 | $63,000 | 0.0% | $45.82 | — | COM | 966387102 |
| — | CROSSROADS SYS INC | 31,700 | $59,000 | 0.0% | $1.86 | — | COM NEW | 22765D209 |
| — | WHITING PETE CORP NEW | 10,000 | $58,000 | 0.0% | $45.82 | — | Call | 966387102 |
| — | EMMIS COMMUNICATIONS CORP | 25,000 | $54,000 | 0.0% | $2.16 | — | CL A | 291525103 |
| — | PETROQUEST ENERGY INC | 13,000 | $51,000 | 0.0% | $3.92 | — | COM | 716748108 |
| — | CHINA GERUI ADV MAT GR LTD | 27,765 | $50,000 | 0.0% | $1.80 | — | SHS | G21101103 |
| — | APACHE CORP | 5,000 | $48,000 | 0.0% | $83.83 | — | Call | 037411105 |
| — | DIREXION SHS ETF TR | 120,000 | $48,000 | 0.0% | — | — | Call | 25459Y496 |
| TNA | DIREXION SHS ETF TR | 16,600 | $43,000 | 0.0% | — | — | Put | 25459W847 |
| — | MAGNUM HUNTER RES CORP DEL | 11,728 | $43,000 | 0.0% | $3.67 | — | COM | 55973B102 |
| EFV | ISHARES TR | 850 | $41,000 | 0.0% | $48.24 | — | MSCI VAL IDX | 464288877 |
| — | CHYRONHEGO CORP | 27,500 | $38,000 | 0.0% | $1.38 | — | COM | 171607104 |
| CAMT | CAMTEK LTD | 15,500 | $37,000 | 0.0% | $1.67 | 0.0% | ORD | M20791105 |
| — | SIRIUS XM RADIO INC | 10,310 | $35,000 | 0.0% | $3.39 | — | COM | 82967N108 |
| — | MEDIABISTRO INC | 20,282 | $33,000 | 0.0% | $1.63 | — | COM | 58448U101 |
| — | DOT HILL SYS CORP | 13,252 | $29,000 | 0.0% | $2.19 | — | COM | 25848T109 |
| — | EXETER RES CORP | 36,100 | $26,000 | 0.0% | $0.72 | — | COM | 301835104 |
| — | FOREST OIL CORP | 40,000 | $15,000 | 0.0% | — | — | Call | 346091705 |
| EMCB | WISDOMTREE TR | 175 | $13,000 | 0.0% | $74.29 | — | WSDM EMKTBD FD | 97717X784 |
| — | ADVANCED PHOTONIX INC | 17,000 | $11,000 | 0.0% | $0.65 | — | CL A | 00754E107 |
| NYF | ISHARES TR | 100 | $10,000 | 0.0% | $100.00 | — | S&P AMTFREE MUNI | 464288323 |
| IWM | ISHARES TR | 5,000 | $7,000 | 0.0% | — | — | Put | 464287655 |
| — | WISDOMTREE TRUST | 115 | $6,000 | 0.0% | $52.17 | — | AUSTRALIA DIV FD | 97717W810 |
| GM | GENERAL MTRS CO | 150 | $5,000 | 0.0% | $23.62 | 0.0% | COM | 37045V100 |
| — | DIREXION SHS ETF TR | 10,000 | $4,000 | 0.0% | — | — | Put | 25459Y686 |
| EFA | ISHARES TR | 50 | $3,000 | 0.0% | $60.00 | — | MSCI EAFE INDEX | 464287465 |
| — | ODYSSEY MARINE EXPLORATION I | 10,000 | $3,000 | 0.0% | $2.96 | — | Call | 676118102 |
| F | FORD MTR CO DEL | 500 | $2,000 | 0.0% | $7.61 | 0.0% | Call | 345370860 |
| — | NORTHERN OIL & GAS INC NEV | 5,000 | $2,000 | 0.0% | $13.34 | — | Call | 665531109 |
| EFA | ISHARES TR | 1,000 | $1,000 | 0.0% | $60.00 | — | Put | 464287465 |
| — | BURGER KING WORLDWIDE INC | 20,000 | $1,000 | 0.0% | — | — | Put | 121220107 |
| — | UNI PIXEL INC | 300 | $1,000 | 0.0% | $14.66 | — | Call | 904572203 |
| — | FOREST OIL CORP | 31 | $0 | 0.0% | — | — | COM PAR $0.01 | 346091705 |