Location: Stamford, CT
CIK: 0001511857 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Oct 30, 2013
Total Value: $368M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| ROP | ROPER INDS INC NEW | 379,142 | $50.38M | 13.7% | $113.55 | +5.0% | COM | 776696106 |
| — | PIONEER NAT RES CO | 111,555 | $21.06M | 5.7% | $144.75 | — | COM | 723787107 |
| — | ENERGEN CORP | 150,054 | $11.46M | 3.1% | $52.94 | — | COM | 29265N108 |
| — | CORE LABORATORIES N V | 65,272 | $11.04M | 3.0% | $154.22 | — | COM | N22717107 |
| AWK | AMERICAN WTR WKS CO INC NEW | 266,229 | $10.99M | 3.0% | $31.82 | +0.9% | COM | 030420103 |
| — | NORTHERN OIL & GAS INC NEV | 744,379 | $10.74M | 2.9% | $13.36 | — | COM | 665531109 |
| FLEX | FLEXTRONICS INTL LTD | 1,174,120 | $10.67M | 2.9% | $5.48 | +20.3% | ORD | Y2573F102 |
| TRMB | TRIMBLE NAVIGATION LTD | 353,445 | $10.5M | 2.9% | $27.63 | -1.0% | COM | 896239100 |
| XOM | EXXON MOBIL CORP | 110,421 | $9.501M | 2.6% | $53.83 | +0.6% | COM | 30231G102 |
| PH | PARKER HANNIFIN CORP | 84,387 | $9.175M | 2.5% | $75.97 | +10.3% | COM | 701094104 |
| — | JOHNSON CTLS INC | 200,476 | $8.32M | 2.3% | $35.87 | — | COM | 478366107 |
| EQT | EQT CORP | 70,548 | $6.259M | 1.7% | $37.75 | +12.6% | COM | 26884L109 |
| HIG | HARTFORD FINL SVCS GROUP INC | 198,326 | $6.172M | 1.7% | $22.24 | +8.5% | COM | 416515104 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 50,355 | $5.716M | 1.6% | $110.02 | +4.9% | CL B NEW | 084670702 |
| — | APACHE CORP | 65,308 | $5.56M | 1.5% | $83.83 | — | COM | 037411105 |
| AAPL | APPLE INC | 11,663 | $5.56M | 1.5% | $13.16 | +8.5% | COM | 037833100 |
| — | NORTHWEST NAT GAS CO | 132,157 | $5.548M | 1.5% | $42.48 | — | COM | 667655104 |
| — | QUESTAR CORP | 246,442 | $5.542M | 1.5% | $23.85 | — | COM | 748356102 |
| — | CHINA CERAMICS CO LTD | 1,586,633 | $5.299M | 1.4% | $2.08 | — | SHS | G2113X100 |
| CAT | CATERPILLAR INC DEL | 61,486 | $5.128M | 1.4% | $61.55 | +0.1% | COM | 149123101 |
| — | QEP RES INC | 167,610 | $4.641M | 1.3% | $27.77 | — | COM | 74733V100 |
| JNJ | JOHNSON & JOHNSON | 50,230 | $4.354M | 1.2% | $59.66 | +6.5% | COM | 478160104 |
| — | CONNECTICUT WTR SVC INC | 131,150 | $4.218M | 1.1% | $28.70 | — | COM | 207797101 |
| — | FX ENERGY INC | 1,198,604 | $4.111M | 1.1% | $3.21 | — | COM | 302695101 |
| NJR | NEW JERSEY RES | 90,907 | $4.004M | 1.1% | $14.83 | -2.2% | COM | 646025106 |
| — | UNI PIXEL INC | 216,700 | $3.839M | 1.0% | $16.08 | — | COM NEW | 904572203 |
| AJG | GALLAGHER ARTHUR J & CO | 86,644 | $3.782M | 1.0% | $34.24 | 0.0% | COM | 363576109 |
| — | SOUTH JERSEY INDS INC | 63,393 | $3.714M | 1.0% | $57.43 | — | COM | 838518108 |
| HXL | HEXCEL CORP NEW | 93,453 | $3.626M | 1.0% | $32.19 | +12.9% | COM | 428291108 |
| — | ENERNOC INC | 232,310 | $3.48M | 0.9% | $13.30 | — | COM | 292764107 |
| — | GENERAL ELECTRIC CO | 134,763 | $3.219M | 0.9% | $23.19 | — | COM | 369604103 |
| CPK | CHESAPEAKE UTILS CORP | 59,136 | $3.104M | 0.8% | $27.00 | +6.0% | COM | 165303108 |
| OXY | OCCIDENTAL PETE CORP DEL | 31,897 | $2.984M | 0.8% | $57.83 | +2.4% | COM | 674599105 |
| MSFT | MICROSOFT CORP | 88,443 | $2.943M | 0.8% | $26.70 | +1.1% | COM | 594918104 |
| GTY | GETTY RLTY CORP NEW | 137,491 | $2.671M | 0.7% | $20.65 | — | COM | 374297109 |
| — | VODAFONE GROUP PLC NEW | 67,386 | $2.371M | 0.6% | $28.74 | — | SPONS ADR NEW | 92857W209 |
| ED | CONSOLIDATED EDISON INC | 40,165 | $2.215M | 0.6% | $37.50 | -3.0% | COM | 209115104 |
| CWT | CALIFORNIA WTR SVC GROUP | 108,174 | $2.198M | 0.6% | $15.03 | +4.4% | COM | 130788102 |
| — | SOLAR SR CAP LTD | 118,951 | $2.151M | 0.6% | $18.40 | — | COM | 83416M105 |
| JBL | JABIL CIRCUIT INC | 98,762 | $2.141M | 0.6% | $16.76 | +21.3% | COM | 466313103 |
| — | ENERGY XXI (BERMUDA) LTD | 68,355 | $2.065M | 0.6% | $26.03 | — | USD UNRS SHS | G10082140 |
| UNP | UNION PAC CORP | 12,018 | $1.867M | 0.5% | $57.06 | +5.4% | COM | 907818108 |
| MTDR | MATADOR RES CO | 113,286 | $1.85M | 0.5% | $9.93 | +49.6% | COM | 576485205 |
| — | EXTERRAN PARTNERS LP | 63,310 | $1.841M | 0.5% | $30.18 | — | COM UNITS | 30225N105 |
| IBM | INTERNATIONAL BUSINESS MACHS | 9,916 | $1.836M | 0.5% | $117.43 | -5.0% | COM | 459200101 |
| WTI | W & T OFFSHORE INC | 101,990 | $1.807M | 0.5% | $13.64 | +18.4% | COM | 92922P106 |
| MRK | MERCK & CO INC NEW | 37,682 | $1.794M | 0.5% | $30.45 | +1.7% | COM | 58933Y105 |
| — | TWO HBRS INVT CORP | 179,113 | $1.739M | 0.5% | $9.82 | — | COM | 90187B101 |
| — | ODYSSEY MARINE EXPLORATION I | 569,785 | $1.709M | 0.5% | $2.96 | — | COM | 676118102 |
| — | HATTERAS FINL CORP | 91,065 | $1.704M | 0.5% | $24.17 | — | COM | 41902R103 |
| TWI | TITAN INTL INC ILL | 110,710 | $1.621M | 0.4% | $20.56 | -21.3% | COM | 88830M102 |
| — | AETNA INC NEW | 24,571 | $1.573M | 0.4% | $63.55 | — | COM | 00817Y108 |
| — | EXTERRAN HLDGS INC | 56,945 | $1.57M | 0.4% | $28.08 | — | COM | 30225X103 |
| AXS | AXIS CAPITAL HOLDINGS LTD | 34,933 | $1.513M | 0.4% | $31.36 | +0.8% | SHS | G0692U109 |
| — | SEAGATE TECHNOLOGY PLC | 33,465 | $1.464M | 0.4% | $44.83 | — | SHS | G7945M107 |
| — | VECTREN CORP | 41,945 | $1.399M | 0.4% | $33.83 | — | COM | 92240G101 |
| CF | CF INDS HLDGS INC | 6,500 | $1.37M | 0.4% | $27.49 | 0.0% | COM | 125269100 |
| PG | PROCTER & GAMBLE CO | 18,002 | $1.361M | 0.4% | $55.03 | +2.2% | COM | 742718109 |
| CVE | CENOVUS ENERGY INC | 45,534 | $1.359M | 0.4% | $22.42 | +0.8% | COM | 15135U109 |
| GLD | SPDR GOLD TRUST | 10,218 | $1.31M | 0.4% | $119.09 | — | GOLD SHS | 78463V107 |
| CVX | CHEVRON CORP NEW | 10,267 | $1.247M | 0.3% | $71.30 | +2.5% | COM | 166764100 |
| — | SELECT INCOME REIT | 43,538 | $1.123M | 0.3% | $27.42 | — | COM SH BEN INT | 81618T100 |
| SLB | SCHLUMBERGER LTD | 12,361 | $1.092M | 0.3% | $53.10 | +11.1% | COM | 806857108 |
| ITRI | ITRON INC | 23,955 | $1.026M | 0.3% | $42.64 | -4.0% | COM | 465741106 |
| ECL | ECOLAB INC | 9,794 | $967K | 0.3% | $73.73 | +10.1% | COM | 278865100 |
| PFE | PFIZER INC | 33,432 | $960K | 0.3% | $16.45 | -0.6% | COM | 717081103 |
| — | AQUA AMERICA INC | 38,174 | $944K | 0.3% | $29.56 | — | COM | 03836W103 |
| SLRC | SOLAR CAP LTD | 42,030 | $932K | 0.3% | $7.36 | -0.9% | COM | 83413U100 |
| MOS | MOSAIC CO NEW | 21,364 | $919K | 0.2% | $36.35 | 0.0% | COM | 61945C103 |
| — | XEROX CORP | 88,290 | $909K | 0.2% | $9.54 | — | COM | 984121103 |
| — | TRADE STR RESIDENTIAL INC | 130,495 | $908K | 0.2% | $8.75 | — | COM NEW | 89255N203 |
| — | MFA FINL INC | 120,600 | $898K | 0.2% | $7.45 | — | COM | 55272X102 |
| — | OXFORD LANE CAP CORP | 58,569 | $898K | 0.2% | $16.53 | — | COM | 691543102 |
| — | VIVUS INC | 93,800 | $872K | 0.2% | $12.58 | — | COM | 928551100 |
| — | LABORATORY CORP AMER HLDGS | 8,776 | $870K | 0.2% | $99.99 | — | COM NEW | 50540R409 |
| COP | CONOCOPHILLIPS | 12,464 | $866K | 0.2% | $39.96 | +11.3% | COM | 20825C104 |
| — | GENERAL MTRS CO | 45,100 | $839K | 0.2% | $16.35 | — | *W EXP 07/10/201 | 37045V126 |
| DXJ | WISDOMTREE TR | 17,505 | $839K | 0.2% | $45.70 | — | JAPN HEDGE EQT | 97717W851 |
| — | LIHUA INTL INC | 163,833 | $816K | 0.2% | $4.84 | — | COM | 532352101 |
| YORW | YORK WTR CO | 37,025 | $743K | 0.2% | $14.26 | +9.9% | COM | 987184108 |
| KR | KROGER CO | 18,175 | $733K | 0.2% | $13.44 | +13.3% | COM | 501044101 |
| SJM | SMUCKER J M CO | 6,932 | $728K | 0.2% | $70.84 | +6.9% | COM NEW | 832696405 |
| BHP | BHP BILLITON LTD | 10,900 | $725K | 0.2% | $57.61 | — | SPONSORED ADR | 088606108 |
| UNH | UNITEDHEALTH GROUP INC | 10,000 | $716K | 0.2% | $50.75 | +15.5% | COM | 91324P102 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 40,729 | $691K | 0.2% | $18.32 | — | SPONSORED ADR | 874039100 |
| MCK | MCKESSON CORP | 5,380 | $690K | 0.2% | $101.46 | +10.6% | COM | 58155Q103 |
| — | INTEVAC INC | 116,090 | $680K | 0.2% | $5.66 | — | COM | 461148108 |
| — | POWERSHARES ETF TRUST II | 27,310 | $674K | 0.2% | $24.73 | — | SENIOR LN PORT | 73936Q769 |
| LOW | LOWES COS INC | 13,750 | $655K | 0.2% | $32.16 | +13.2% | COM | 548661107 |
| NEM | NEWMONT MINING CORP | 22,915 | $644K | 0.2% | $25.29 | -10.6% | COM | 651639106 |
| EMR | EMERSON ELEC CO | 9,489 | $614K | 0.2% | $40.02 | +9.5% | COM | 291011104 |
| — | WALGREEN CO | 11,348 | $611K | 0.2% | $44.24 | — | COM | 931422109 |
| — | TICC CAPITAL CORP | 60,747 | $592K | 0.2% | $9.62 | — | COM | 87244T109 |
| PNC | PNC FINL SVCS GROUP INC | 8,040 | $582K | 0.2% | $47.34 | +8.4% | COM | 693475105 |
| — | AGL RES INC | 12,453 | $573K | 0.2% | $42.88 | — | COM | 001204106 |
| IEF | ISHARES | 5,605 | $572K | 0.2% | $102.52 | — | 7-10 Y TR BD ETF | 464287440 |
| — | WILLIAMS CLAYTON ENERGY INC | 10,715 | $562K | 0.2% | $43.51 | — | COM | 969490101 |
| CL | COLGATE PALMOLIVE CO | 9,484 | $562K | 0.2% | $44.38 | +0.4% | COM | 194162103 |
| ABBV | ABBVIE INC | 12,110 | $542K | 0.1% | $26.57 | +2.2% | COM | 00287Y109 |
| — | ISHARES GOLD TRUST | 41,690 | $537K | 0.1% | $11.99 | — | ISHARES | 464285105 |
| ABBNY | ABB LTD | 22,370 | $528K | 0.1% | $22.77 | — | SPONSORED ADR | 000375204 |
| VFC | V F CORP | 2,586 | $515K | 0.1% | $46.15 | 0.0% | COM | 918204108 |
| PCYO | PURECYCLE CORP | 107,736 | $498K | 0.1% | $5.95 | -8.9% | COM NEW | 746228303 |
| — | SPECTRANETICS CORP | 29,110 | $489K | 0.1% | $18.50 | — | COM | 84760C107 |
| — | FIFTH STREET FINANCE CORP | 46,934 | $483K | 0.1% | $10.44 | — | COM | 31678A103 |
| F | FORD MTR CO DEL | 28,124 | $474K | 0.1% | $7.61 | +18.6% | COM PAR $0.01 | 345370860 |
| RMBS | RAMBUS INC DEL | 50,000 | $470K | 0.1% | $9.16 | 0.0% | COM | 750917106 |
| PFG | PRINCIPAL FINL GROUP INC | 10,444 | $447K | 0.1% | $23.49 | +14.7% | COM | 74251V102 |
| — | SANDSTORM GOLD LTD | 82,288 | $446K | 0.1% | $5.85 | — | COM NEW | 80013R206 |
| T | AT&T INC | 13,055 | $442K | 0.1% | $11.40 | -3.9% | COM | 00206R102 |
| IGSB | ISHARES | 4,148 | $437K | 0.1% | $105.11 | — | 1-3 YR CR BD ETF | 464288646 |
| KMB | KIMBERLY CLARK CORP | 4,581 | $432K | 0.1% | $63.06 | -3.1% | COM | 494368103 |
| — | UNITED TECHNOLOGIES CORP | 3,804 | $410K | 0.1% | $94.23 | — | COM | 913017109 |
| — | PIEDMONT NAT GAS INC | 12,400 | $408K | 0.1% | $33.69 | — | COM | 720186105 |
| BAC | BANK OF AMERICA CORPORATION | 29,385 | $406K | 0.1% | $11.23 | 0.0% | COM | 060505104 |
| INTC | INTEL CORP | 17,653 | $405K | 0.1% | $17.18 | -1.6% | COM | 458140100 |
| TLT | ISHARES | 3,800 | $404K | 0.1% | $110.36 | — | 20+ YR TR BD ETF | 464287432 |
| ABT | ABBOTT LABS | 12,085 | $401K | 0.1% | $28.80 | -3.8% | COM | 002824100 |
| ORCL | ORACLE CORP | 11,826 | $392K | 0.1% | $27.44 | -1.3% | COM | 68389X105 |
| BMY | BRISTOL MYERS SQUIBB CO | 8,399 | $389K | 0.1% | $28.67 | +1.9% | COM | 110122108 |
| PEP | PEPSICO INC | 4,851 | $386K | 0.1% | $56.00 | +1.4% | COM | 713448108 |
| — | ATHENAHEALTH INC | 3,550 | $385K | 0.1% | $84.79 | — | COM | 04685W103 |
| — | BOFI HLDG INC | 5,840 | $379K | 0.1% | $45.80 | — | COM | 05566U108 |
| — | GOOGLE INC | 423 | $371K | 0.1% | $879.63 | — | CL A | 38259P508 |
| KO | COCA COLA CO | 9,656 | $366K | 0.1% | $27.74 | -3.4% | COM | 191216100 |
| — | E M C CORP MASS | 14,285 | $365K | 0.1% | $23.59 | — | COM | 268648102 |
| — | COMSTOCK RES INC | 21,900 | $348K | 0.1% | $15.89 | — | COM NEW | 205768203 |
| LQD | ISHARES | 3,056 | $347K | 0.1% | $113.54 | — | IBOXX INV CP ETF | 464287242 |
| NVS | NOVARTIS A G | 4,530 | $347K | 0.1% | $70.64 | — | SPONSORED ADR | 66987V109 |
| — | STILLWATER MNG CO | 31,250 | $344K | 0.1% | $10.75 | — | COM | 86074Q102 |
| — | PROSHARES TR II | 11,190 | $338K | 0.1% | $30.21 | — | ULTSH DJ UBS CRU | 74347W668 |
| — | EQT MIDSTREAM PARTNERS LP | 6,700 | $330K | 0.1% | $48.81 | — | UNIT LTD PARTN | 26885B100 |
| — | WISDOMTREE TR | 6,815 | $330K | 0.1% | $48.75 | — | ASIA LC DBT FD | 97717X842 |
| — | BARCLAYS BK PLC | 22,125 | $325K | 0.1% | $14.69 | — | IPATH S&P500 VIX | 06740C188 |
| — | MACQUARIE INFRASTR CO LLC | 6,000 | $321K | 0.1% | $53.50 | — | MEMBERSHIP INT | 55608B105 |
| — | CHINA TECHFAITH WIRLS COMM T | 223,050 | $321K | 0.1% | $1.02 | — | SPONSORED ADR | 169424108 |
| — | CUI GLOBAL INC | 55,350 | $319K | 0.1% | $5.76 | — | COM NEW | 126576206 |
| — | HAWAIIAN HOLDINGS INC | 42,710 | $318K | 0.1% | $6.10 | — | COM | 419879101 |
| — | BLACKROCK INCOME TR INC | 47,334 | $316K | 0.1% | $6.84 | — | COM | 09247F100 |
| PM | PHILIP MORRIS INTL INC | 3,590 | $311K | 0.1% | $49.85 | -5.0% | COM | 718172109 |
| — | ORBOTECH LTD | 24,500 | $294K | 0.1% | $12.45 | — | ORD | M75253100 |
| — | VALUECLICK INC | 14,000 | $292K | 0.1% | $20.86 | — | COM | 92046N102 |
| PAA | PLAINS ALL AMERN PIPELINE L | 5,400 | $284K | 0.1% | $55.74 | — | UNIT LTD PARTN | 726503105 |
| — | EXPRESS SCRIPTS HLDG CO | 4,527 | $280K | 0.1% | $61.63 | — | COM | 30219G108 |
| ETN | EATON CORP PLC | 3,700 | $255K | 0.1% | $46.65 | +7.1% | SHS | G29183103 |
| TEX | TEREX CORP NEW | 7,560 | $254K | 0.1% | $30.31 | 0.0% | COM | 880779103 |
| — | PLUM CREEK TIMBER CO INC | 5,200 | $244K | 0.1% | $46.73 | — | COM | 729251108 |
| — | DIME CMNTY BANCSHARES | 14,536 | $242K | 0.1% | $15.34 | — | COM | 253922108 |
| ADSK | AUTODESK INC | 5,705 | $235K | 0.1% | $36.93 | 0.0% | COM | 052769106 |
| — | ATLAS ENERGY LP | 4,250 | $232K | 0.1% | $54.59 | — | COM UNITS LP | 04930A104 |
| — | STERICYCLE INC | 2,000 | $231K | 0.1% | $110.50 | — | COM | 858912108 |
| SPIB | SPDR SERIES TRUST | 6,845 | $231K | 0.1% | $33.75 | — | INTR TRM CORP BD | 78464A375 |
| — | NTS INC NEV | 142,744 | $224K | 0.1% | $1.57 | — | COM | 62943B105 |
| AMGN | AMGEN INC | 1,992 | $223K | 0.1% | $76.98 | 0.0% | COM | 031162100 |
| JPM | JPMORGAN CHASE & CO | 4,196 | $217K | 0.1% | $36.24 | +6.3% | COM | 46625H100 |
| — | ANADARKO PETE CORP | 2,290 | $213K | 0.1% | $93.01 | — | COM | 032511107 |
| HD | HOME DEPOT INC | 2,812 | $213K | 0.1% | $56.05 | +3.2% | COM | 437076102 |
| — | LTX-CREDENCE CORP | 31,551 | $208K | 0.1% | $5.98 | — | COM NEW | 502403207 |
| — | CENTRAL FD CDA LTD | 14,000 | $206K | 0.1% | $13.57 | — | CL A | 153501101 |
| — | MARKET VECTORS ETF TR | 8,200 | $205K | 0.1% | $25.00 | — | GOLD MINER ETF | 57060U100 |
| — | BARRICK GOLD CORP | 10,689 | $199K | 0.1% | $15.75 | — | COM | 067901108 |
| — | PARAGON SHIPPING INC | 30,000 | $173K | 0.0% | $5.77 | — | CL A NEW | 69913R408 |
| — | PROFESSIONAL DIVERSITY NET I | 35,095 | $162K | 0.0% | $4.20 | — | COM | 74312Y103 |
| DHT | DHT HOLDINGS INC | 35,000 | $153K | 0.0% | $1.84 | 0.0% | SHS NEW | Y2065G121 |
| IEI | ISHARES | 1,220 | $148K | 0.0% | $120.84 | — | 3-7 YR TR BD ETF | 464288661 |
| — | NUVEEN NY MUN VALUE FD | 15,650 | $140K | 0.0% | $8.95 | — | COM | 67062M105 |
| — | PERMA-FIX ENVIRONMENTAL SVCS | 185,550 | $136K | 0.0% | $0.36 | — | COM | 714157104 |
| — | BLACKROCK CR ALLCTN INC TR | 10,358 | $135K | 0.0% | $13.03 | — | COM | 092508100 |
| — | BIOSCRIP INC | 15,000 | $132K | 0.0% | $8.80 | — | COM | 09069N108 |
| — | ALTEVA | 16,250 | $126K | 0.0% | $7.75 | — | COM | 02153V102 |
| — | NUVEEN CONN PREM INCOME MUN | 10,449 | $125K | 0.0% | $11.96 | — | COM | 67060D107 |
| — | WISDOMTREE TR | 5,640 | $116K | 0.0% | $19.65 | — | AUST NEW ZEAL DB | 97717W216 |
| HIMX | HIMAX TECHNOLOGIES INC | 11,260 | $113K | 0.0% | $10.04 | — | SPONSORED ADR | 43289P106 |
| HYG | ISHARES | 964 | $88,000 | 0.0% | $91.02 | — | IBOXX HI YD ETF | 464288513 |
| SHY | ISHARES | 1,030 | $87,000 | 0.0% | $84.01 | — | 1-3 YR TR BD ETF | 464287457 |
| — | SPECTRUM PHARMACEUTICALS INC | 10,066 | $84,000 | 0.0% | $7.45 | — | COM | 84763A108 |
| BB | BLACKBERRY LTD | 10,000 | $80,000 | 0.0% | $9.71 | 0.0% | COM | 09228F103 |
| — | ARENA PHARMACEUTICALS INC | 15,000 | $79,000 | 0.0% | $6.89 | — | COM | 040047102 |
| — | NEWFIELD EXPL CO | 2,667 | $73,000 | 0.0% | $24.00 | — | COM | 651290108 |
| — | MAGNUM HUNTER RES CORP DEL | 11,728 | $72,000 | 0.0% | $3.67 | — | COM | 55973B102 |
| — | PROSHARES TR II | 3,000 | $69,000 | 0.0% | $23.00 | — | VIX MDTRM FUTR | 74347W684 |
| — | TEEKAY TANKERS LTD | 25,500 | $67,000 | 0.0% | $2.63 | — | CL A | Y8565N102 |
| — | NEWFIELD EXPL CO | 20,000 | $66,000 | 0.0% | $24.00 | — | Call | 651290108 |
| MSFT | MICROSOFT CORP | 25,000 | $56,000 | 0.0% | $26.70 | +1.1% | Call | 594918104 |
| — | PETROQUEST ENERGY INC | 13,000 | $52,000 | 0.0% | $3.92 | — | COM | 716748108 |
| EFV | ISHARES | 850 | $46,000 | 0.0% | $48.24 | — | EAFE VALUE ETF | 464288877 |
| — | CHYRONHEGO CORP | 27,500 | $42,000 | 0.0% | $1.38 | — | COM | 171607104 |
| — | CHINA GERUI ADV MAT GR LTD | 26,965 | $42,000 | 0.0% | $1.80 | — | SHS | G21101103 |
| — | FOREST OIL CORP | 40,000 | $41,000 | 0.0% | — | — | Call | 346091705 |
| — | SIRIUS XM RADIO INC | 10,310 | $40,000 | 0.0% | $3.39 | — | COM | 82967N108 |
| — | AMERICAN DG ENERGY INC | 22,023 | $35,000 | 0.0% | $1.59 | — | COM | 025398108 |
| — | VIVUS INC | 35,000 | $33,000 | 0.0% | $12.58 | — | Call | 928551100 |
| — | MEDIABISTRO INC | 20,282 | $30,000 | 0.0% | $1.63 | — | COM | 58448U101 |
| — | EXETER RES CORP | 36,100 | $29,000 | 0.0% | $0.72 | — | COM | 301835104 |
| — | DOT HILL SYS CORP | 13,252 | $28,000 | 0.0% | $2.19 | — | COM | 25848T109 |
| — | CROSSROADS SYS INC | 32,700 | $27,000 | 0.0% | $1.83 | — | COM NEW | 22765D209 |
| CAMT | CAMTEK LTD | 15,500 | $26,000 | 0.0% | $1.67 | +9.1% | ORD | M20791105 |
| — | DIGIRAD CORP | 10,000 | $25,000 | 0.0% | $2.50 | — | COM | 253827109 |
| — | APACHE CORP | 5,000 | $25,000 | 0.0% | $83.83 | — | Call | 037411105 |
| — | DIREXION SHS ETF TR | 1,000 | $23,000 | 0.0% | $23.00 | — | DLY SC BEAR3XNEW | 25459Y488 |
| — | DIREXION SHS ETF TR | 130,000 | $14,000 | 0.0% | $23.00 | — | Call | 25459Y488 |
| EMCB | WISDOMTREE TR | 175 | $13,000 | 0.0% | $74.29 | — | WSDM EMKTBD FD | 97717X784 |
| — | DIAMOND FOODS INC | 40,000 | $12,000 | 0.0% | — | — | Put | 252603105 |
| NYF | ISHARES | 100 | $10,000 | 0.0% | $100.00 | — | NY AMTFRE MU ETF | 464288323 |
| — | ADVANCED PHOTONIX INC | 17,000 | $9,000 | 0.0% | $0.65 | — | CL A | 00754E107 |
| — | UNI PIXEL INC | 1,700 | $7,000 | 0.0% | $16.08 | — | Call | 904572203 |
| — | WISDOMTREE TR | 115 | $7,000 | 0.0% | $52.17 | — | AUSTRALIA DIV FD | 97717W810 |
| HIMX | HIMAX TECHNOLOGIES INC | 41,100 | $6,000 | 0.0% | $10.04 | — | Put | 43289P106 |
| GM | GENERAL MTRS CO | 150 | $5,000 | 0.0% | $23.62 | +13.2% | COM | 37045V100 |
| GM | GENERAL MTRS CO | 13,500 | $4,000 | 0.0% | $23.62 | +13.2% | Put | 37045V100 |
| EFA | ISHARES | 50 | $3,000 | 0.0% | $60.00 | — | MSCI EAFE ETF | 464287465 |
| F | FORD MTR CO DEL | 500 | $2,000 | 0.0% | $7.61 | +18.6% | Call | 345370860 |
| — | BANK OF AMERICA CORPORATION | 300 | $2,000 | 0.0% | $6.67 | — | *W EXP 01/16/201 | 060505146 |
| — | ODYSSEY MARINE EXPLORATION I | 3,500 | $0 | 0.0% | $2.96 | — | Call | 676118102 |
| — | FOREST OIL CORP | 31 | $0 | 0.0% | — | — | COM PAR $0.01 | 346091705 |
| IWM | ISHARES | 3,000 | $0 | 0.0% | — | — | Put | 464287655 |