NorthRock Partners, LLC Diversified Active

CIK: 0001632097 · Show all filings

Period: Q1 2016 (← Previous) (Next →)

Filing Date: May 13, 2016

Total Value ($000): $192,547 (100.0% shares, 0.0% debt)

Holdings (49)

SPY SPDR S&P 500 ETF TR 27.5%
Value ($000) $52,938 Shares 257,602 Est. Cost $206.36 Unrealized
IWF ISHARES TR 13.4%
Value ($000) $25,776 Shares 258,489 Est. Cost $90.82 Unrealized
IWD ISHARES TR 13.0%
Value ($000) $24,955 Shares 252,562 Est. Cost $93.50 Unrealized
CLEARBRIDGE ENERGY MLP FD IN 11.4%
Value ($000) $21,958 Shares 1,617,867 Est. Cost $19.81 Unrealized
IWS ISHARES TR 6.3%
Value ($000) $12,124 Shares 170,947 Est. Cost $72.46 Unrealized
IWP ISHARES TR 6.0%
Value ($000) $11,462 Shares 124,412 Est. Cost $95.02 Unrealized
IJT ISHARES TR 5.3%
Value ($000) $10,277 Shares 82,802 Est. Cost $105.72 Unrealized
IJS ISHARES TR 5.2%
Value ($000) $10,036 Shares 88,606 Est. Cost $114.92 Unrealized
GRAMERCY PPTY TR 1.9%
Value ($000) $3,619 Shares 422,589 Est. Cost $7.74 Unrealized
TGT TARGET CORP 1.7%
Value ($000) $3,310 Shares 37,210 Est. Cost $51.40 Unrealized +9.7%
MMM 3M CO 1.0%
Value ($000) $1,946 Shares 11,666 Est. Cost $90.05 Unrealized +3.0%
PROVIDENCE SVC CORP 0.6%
Value ($000) $1,101 Shares 21,559 Est. Cost $5.58 Unrealized
PG PROCTER & GAMBLE CO 0.5%
Value ($000) $986 Shares 11,970 Est. Cost $63.98 Unrealized -3.6%
HWKN HAWKINS INC 0.5%
Value ($000) $974 Shares 26,697 Est. Cost $19.36 Unrealized -11.5%
AAPL APPLE INC 0.5%
Value ($000) $890 Shares 8,151 Est. Cost $24.19 Unrealized -6.8%
FORESTAR GROUP INC 0.4%
Value ($000) $742 Shares 56,866 Est. Cost $13.05 Unrealized
AMP AMERIPRISE FINL INC 0.4%
Value ($000) $728 Shares 7,770 Est. Cost $100.04 Unrealized -27.2%
EATON VANCE FLTING RATE INC 0.3%
Value ($000) $596 Shares 50,290 Est. Cost $11.85 Unrealized
VONV VANGUARD SCOTTSDALE FDS 0.3%
Value ($000) $551 Shares 6,360 Est. Cost $86.64 Unrealized
XLE SELECT SECTOR SPDR TR 0.3%
Value ($000) $521 Shares 8,420 Est. Cost $60.33 Unrealized
PIPR PIPER JAFFRAY COS 0.3%
Value ($000) $492 Shares 9,914 Est. Cost $40.50 Unrealized 0.0%
XOM EXXON MOBIL CORP 0.2%
Value ($000) $467 Shares 5,575 Est. Cost $57.38 Unrealized -9.4%
UNH UNITEDHEALTH GROUP INC 0.2%
Value ($000) $395 Shares 3,070 Est. Cost $100.90 Unrealized 0.0%
WFC WELLS FARGO & CO NEW 0.2%
Value ($000) $315 Shares 6,518 Est. Cost $40.17 Unrealized -7.6%
MDT MEDTRONIC PLC 0.2%
Value ($000) $313 Shares 4,143 Est. Cost $58.24 Unrealized +1.1%
VOT VANGUARD INDEX FDS 0.2%
Value ($000) $306 Shares 3,050 Est. Cost $100.33 Unrealized
VOE VANGUARD INDEX FDS 0.2%
Value ($000) $304 Shares 3,495 Est. Cost $86.98 Unrealized
BBY BEST BUY INC 0.2%
Value ($000) $303 Shares 9,229 Est. Cost $23.01 Unrealized -8.0%
MDY SPDR S&P MIDCAP 400 ETF TR 0.2%
Value ($000) $289 Shares 1,100 Est. Cost $249.09 Unrealized
T AT&T INC 0.1%
Value ($000) $274 Shares 6,992 Est. Cost $11.84 Unrealized +16.9%
VNQ VANGUARD INDEX FDS 0.1%
Value ($000) $254 Shares 3,026 Est. Cost $75.60 Unrealized
VBR VANGUARD INDEX FDS 0.1%
Value ($000) $253 Shares 2,490 Est. Cost $101.61 Unrealized
TIP ISHARES TR 0.1%
Value ($000) $250 Shares 2,181 Est. Cost $114.63 Unrealized
VBK VANGUARD INDEX FDS 0.1%
Value ($000) $246 Shares 2,065 Est. Cost $119.13 Unrealized
MSFT MICROSOFT CORP 0.1%
Value ($000) $241 Shares 4,343 Est. Cost $39.82 Unrealized +15.7%
ADBE ADOBE SYS INC 0.1%
Value ($000) $237 Shares 2,525 Est. Cost $86.68 Unrealized 0.0%
GIS GENERAL MLS INC 0.1%
Value ($000) $232 Shares 3,654 Est. Cost $35.24 Unrealized +16.9%
ADP AUTOMATIC DATA PROCESSING IN 0.1%
Value ($000) $225 Shares 2,491 Est. Cost $63.96 Unrealized +5.8%
UPS UNITED PARCEL SERVICE INC 0.1%
Value ($000) $223 Shares 2,110 Est. Cost $67.69 Unrealized 0.0%
OASIS PETE INC NEW 0.1%
Value ($000) $218 Shares 30,000 Est. Cost $7.27 Unrealized
BRK/A BERKSHIRE HATHAWAY INC DEL 0.1%
Value ($000) $213 Shares 1 Est. Cost $199512.94 Unrealized 0.0%
VWO VANGUARD INTL EQUITY INDEX F 0.1%
Value ($000) $213 Shares 6,151 Est. Cost $32.68 Unrealized
MRK MERCK & CO INC NEW 0.1%
Value ($000) $206 Shares 3,862 Est. Cost $36.76 Unrealized -2.0%
CELGENE CORP 0.1%
Value ($000) $202 Shares 2,012 Est. Cost $112.04 Unrealized
QUMU CORP 0.1%
Value ($000) $185 Shares 40,300 Est. Cost $8.24 Unrealized
CBKCQ CHRISTOPHER & BANKS CORP 0.0%
Value ($000) $77 Shares 32,000 Est. Cost $1.97 Unrealized -9.1%
BSX BOSTON SCIENTIFIC CORP 0.0%
Value ($000) $56 Shares 3,011 Est. Cost $17.57 Unrealized 0.0%
DAKOTA PLAINS HLDGS INC 0.0%
Value ($000) $40 Shares 444,600 Est. Cost $0.33 Unrealized
NEURALSTEM INC 0.0%
Value ($000) $28 Shares 36,000 Est. Cost $1.87 Unrealized