NorthRock Partners, LLC Diversified Active

CIK: 0001632097 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 10, 2017

Total Value ($000): $282,613 (100.0% shares, 0.0% debt)

Holdings (57)

SPY SPDR S&P 500 ETF TR 21.4%
Value ($000) $60,371 Shares 268,675 Est. Cost $206.53 Unrealized
IWD ISHARES TR 11.1%
Value ($000) $31,439 Shares 280,598 Est. Cost $94.97 Unrealized
IWF ISHARES TR 10.4%
Value ($000) $29,402 Shares 280,299 Est. Cost $91.77 Unrealized
CLEARBRIDGE ENERGY MLP FD IN 9.4%
Value ($000) $26,498 Shares 1,702,986 Est. Cost $19.62 Unrealized
AMP AMERIPRISE FINL INC 9.0%
Value ($000) $25,453 Shares 229,448 Est. Cost $81.89 Unrealized +7.5%
IWS ISHARES TR 4.8%
Value ($000) $13,624 Shares 169,547 Est. Cost $72.72 Unrealized
IJT ISHARES TR 4.5%
Value ($000) $12,690 Shares 84,290 Est. Cost $106.90 Unrealized
IWP ISHARES TR 4.4%
Value ($000) $12,530 Shares 128,694 Est. Cost $95.12 Unrealized
IJS ISHARES TR 4.4%
Value ($000) $12,477 Shares 89,119 Est. Cost $114.96 Unrealized
TGT TARGET CORP 2.9%
Value ($000) $8,242 Shares 106,629 Est. Cost $55.37 Unrealized -0.0%
BRK/B BERKSHIRE HATHAWAY INC DEL 2.8%
Value ($000) $8,021 Shares 49,230 Est. Cost $153.96 Unrealized 0.0%
SPTM SPDR SERIES TRUST 2.0%
Value ($000) $5,698 Shares 34,034 Est. Cost $167.42 Unrealized
SCHM SCHWAB STRATEGIC TR 1.7%
Value ($000) $4,930 Shares 109,215 Est. Cost $45.14 Unrealized
IJR ISHARES TR 1.7%
Value ($000) $4,928 Shares 35,860 Est. Cost $137.42 Unrealized
EFA ISHARES TR 1.4%
Value ($000) $3,863 Shares 66,898 Est. Cost $57.74 Unrealized
XLV SELECT SECTOR SPDR TR 1.0%
Value ($000) $2,785 Shares 40,410 Est. Cost $68.92 Unrealized
MMM 3M CO 0.9%
Value ($000) $2,505 Shares 15,674 Est. Cost $94.11 Unrealized +12.8%
EFG ISHARES TR 0.6%
Value ($000) $1,592 Shares 25,000 Est. Cost $63.68 Unrealized
CELGENE CORP 0.5%
Value ($000) $1,550 Shares 13,413 Est. Cost $101.85 Unrealized
HWKN HAWKINS INC 0.5%
Value ($000) $1,373 Shares 25,442 Est. Cost $19.36 Unrealized +19.3%
AAPL APPLE INC 0.3%
Value ($000) $976 Shares 8,440 Est. Cost $24.17 Unrealized +7.9%
UNH UNITEDHEALTH GROUP INC 0.3%
Value ($000) $754 Shares 4,708 Est. Cost $109.73 Unrealized +17.7%
VONV VANGUARD SCOTTSDALE FDS 0.2%
Value ($000) $622 Shares 6,360 Est. Cost $86.64 Unrealized
T AT&T INC 0.2%
Value ($000) $579 Shares 13,602 Est. Cost $13.76 Unrealized +12.3%
KO COCA COLA CO 0.2%
Value ($000) $567 Shares 13,652 Est. Cost $33.31 Unrealized -6.3%
MDY SPDR S&P MIDCAP 400 ETF TR 0.2%
Value ($000) $510 Shares 1,681 Est. Cost $267.86 Unrealized
PG PROCTER AND GAMBLE CO 0.2%
Value ($000) $508 Shares 6,016 Est. Cost $63.93 Unrealized +4.4%
BBY BEST BUY INC 0.2%
Value ($000) $500 Shares 12,304 Est. Cost $22.67 Unrealized +35.8%
XOM EXXON MOBIL CORP 0.2%
Value ($000) $484 Shares 5,365 Est. Cost $57.46 Unrealized +1.2%
MSFT MICROSOFT CORP 0.2%
Value ($000) $437 Shares 7,022 Est. Cost $43.86 Unrealized +23.0%
DIS DISNEY WALT CO 0.1%
Value ($000) $351 Shares 3,345 Est. Cost $88.99 Unrealized +1.9%
IVV ISHARES TR 0.1%
Value ($000) $340 Shares 1,507 Est. Cost $225.61 Unrealized
VOE VANGUARD INDEX FDS 0.1%
Value ($000) $340 Shares 3,495 Est. Cost $87.47 Unrealized
VOT VANGUARD INDEX FDS 0.1%
Value ($000) $322 Shares 3,050 Est. Cost $100.33 Unrealized
PROVIDENCE SVC CORP 0.1%
Value ($000) $322 Shares 8,474 Est. Cost $7.97 Unrealized
WFC WELLS FARGO & CO NEW 0.1%
Value ($000) $306 Shares 5,555 Est. Cost $39.03 Unrealized 0.0%
VBR VANGUARD INDEX FDS 0.1%
Value ($000) $301 Shares 2,490 Est. Cost $101.61 Unrealized
GENERAL ELECTRIC CO 0.1%
Value ($000) $279 Shares 8,779 Est. Cost $29.70 Unrealized
VBK VANGUARD INDEX FDS 0.1%
Value ($000) $275 Shares 2,065 Est. Cost $83.78 Unrealized
XEL XCEL ENERGY INC 0.1%
Value ($000) $271 Shares 6,614 Est. Cost $30.13 Unrealized 0.0%
SUSA ISHARES TR 0.1%
Value ($000) $270 Shares 2,930 Est. Cost $90.78 Unrealized
MOS MOSAIC CO NEW 0.1%
Value ($000) $266 Shares 9,081 Est. Cost $22.19 Unrealized +3.2%
VNQ VANGUARD INDEX FDS 0.1%
Value ($000) $256 Shares 3,106 Est. Cost $75.77 Unrealized
UPS UNITED PARCEL SERVICE INC 0.1%
Value ($000) $252 Shares 2,196 Est. Cost $70.02 Unrealized +14.7%
MDT MEDTRONIC PLC 0.1%
Value ($000) $249 Shares 3,512 Est. Cost $58.52 Unrealized +6.5%
BRK/A BERKSHIRE HATHAWAY INC DEL 0.1%
Value ($000) $244 Shares 1 Est. Cost $199512.94 Unrealized +15.7%
ADP AUTOMATIC DATA PROCESSING IN 0.1%
Value ($000) $243 Shares 2,354 Est. Cost $64.67 Unrealized +18.7%
MRK MERCK & CO INC 0.1%
Value ($000) $225 Shares 3,810 Est. Cost $43.74 Unrealized +0.8%
LPLA LPL FINL HLDGS INC 0.1%
Value ($000) $222 Shares 6,318 Est. Cost $34.95 Unrealized 0.0%
IWR ISHARES TR 0.1%
Value ($000) $218 Shares 1,216 Est. Cost $179.28 Unrealized
CENTURYLINK INC 0.1%
Value ($000) $211 Shares 8,847 Est. Cost $23.85 Unrealized
ANNALY CAP MGMT INC 0.1%
Value ($000) $208 Shares 20,205 Est. Cost $10.29 Unrealized
VTV VANGUARD INDEX FDS 0.1%
Value ($000) $204 Shares 2,196 Est. Cost $92.90 Unrealized
JNJ JOHNSON & JOHNSON 0.1%
Value ($000) $203 Shares 1,766 Est. Cost $87.05 Unrealized +3.1%
NUVEEN AMT FREE MUN CR INC F 0.1%
Value ($000) $187 Shares 12,913 Est. Cost $14.48 Unrealized
CBKCQ CHRISTOPHER & BANKS CORP 0.0%
Value ($000) $81 Shares 34,500 Est. Cost $1.99 Unrealized -14.1%
NORTHERN OIL & GAS INC NEV 0.0%
Value ($000) $59 Shares 21,500 Est. Cost $2.72 Unrealized