NorthRock Partners, LLC Diversified Active

CIK: 0001632097 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value ($000): $233,741 (100.0% shares, 0.0% debt)

Holdings (51)

SPY SPDR S&P 500 ETF TR 25.0%
Value ($000) $58,374 Shares 268,549 Est. Cost $206.53 Unrealized
IWD ISHARES TR 12.1%
Value ($000) $28,171 Shares 266,717 Est. Cost $94.08 Unrealized
IWF ISHARES TR 12.0%
Value ($000) $28,119 Shares 269,943 Est. Cost $91.27 Unrealized
CLEARBRIDGE ENERGY MLP FD IN 11.6%
Value ($000) $27,125 Shares 1,665,815 Est. Cost $19.71 Unrealized
AMP AMERIPRISE FINL INC 8.3%
Value ($000) $19,441 Shares 194,761 Est. Cost $80.80 Unrealized -0.9%
IWS ISHARES TR 5.4%
Value ($000) $12,586 Shares 163,860 Est. Cost $72.46 Unrealized
IWP ISHARES TR 5.1%
Value ($000) $12,004 Shares 123,277 Est. Cost $95.02 Unrealized
IJT ISHARES TR 4.9%
Value ($000) $11,353 Shares 82,740 Est. Cost $106.09 Unrealized
IJS ISHARES TR 4.7%
Value ($000) $11,050 Shares 88,683 Est. Cost $114.96 Unrealized
TGT TARGET CORP 2.9%
Value ($000) $6,880 Shares 96,989 Est. Cost $55.37 Unrealized -1.9%
MMM 3M CO 1.1%
Value ($000) $2,619 Shares 15,654 Est. Cost $94.11 Unrealized +16.0%
CELGENE CORP 0.6%
Value ($000) $1,407 Shares 13,459 Est. Cost $101.85 Unrealized
HWKN HAWKINS INC 0.5%
Value ($000) $1,106 Shares 25,262 Est. Cost $19.36 Unrealized +12.0%
PROVIDENCE SVC CORP 0.4%
Value ($000) $1,039 Shares 21,362 Est. Cost $7.97 Unrealized
AAPL APPLE INC 0.4%
Value ($000) $933 Shares 8,253 Est. Cost $24.13 Unrealized +0.4%
UNH UNITEDHEALTH GROUP INC 0.4%
Value ($000) $882 Shares 6,298 Est. Cost $109.73 Unrealized +9.8%
PG PROCTER AND GAMBLE CO 0.4%
Value ($000) $841 Shares 9,364 Est. Cost $63.93 Unrealized +5.6%
KO COCA COLA CO 0.3%
Value ($000) $607 Shares 14,331 Est. Cost $33.31 Unrealized -2.3%
XLE SELECT SECTOR SPDR TR 0.3%
Value ($000) $595 Shares 8,420 Est. Cost $60.33 Unrealized
VONV VANGUARD SCOTTSDALE FDS 0.3%
Value ($000) $588 Shares 6,360 Est. Cost $86.64 Unrealized
BBY BEST BUY INC 0.2%
Value ($000) $471 Shares 12,878 Est. Cost $22.67 Unrealized +11.3%
MSFT MICROSOFT CORP 0.2%
Value ($000) $449 Shares 7,815 Est. Cost $43.86 Unrealized +14.7%
XOM EXXON MOBIL CORP 0.2%
Value ($000) $419 Shares 4,791 Est. Cost $57.38 Unrealized +2.0%
T AT&T INC 0.2%
Value ($000) $360 Shares 8,855 Est. Cost $12.85 Unrealized +26.8%
VOE VANGUARD INDEX FDS 0.2%
Value ($000) $353 Shares 3,776 Est. Cost $87.47 Unrealized
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value ($000) $333 Shares 3,494 Est. Cost $95.13 Unrealized +7.0%
VOT VANGUARD INDEX FDS 0.1%
Value ($000) $325 Shares 3,064 Est. Cost $100.33 Unrealized
BSX BOSTON SCIENTIFIC CORP 0.1%
Value ($000) $323 Shares 13,587 Est. Cost $20.82 Unrealized +14.6%
USB US BANCORP DEL 0.1%
Value ($000) $319 Shares 7,431 Est. Cost $29.97 Unrealized 0.0%
MDY SPDR S&P MIDCAP 400 ETF TR 0.1%
Value ($000) $310 Shares 1,100 Est. Cost $249.09 Unrealized
DIS DISNEY WALT CO 0.1%
Value ($000) $291 Shares 3,134 Est. Cost $88.87 Unrealized 0.0%
MDT MEDTRONIC PLC 0.1%
Value ($000) $285 Shares 3,271 Est. Cost $58.24 Unrealized +18.1%
GENERAL ELECTRIC CO 0.1%
Value ($000) $282 Shares 9,496 Est. Cost $29.70 Unrealized
VBR VANGUARD INDEX FDS 0.1%
Value ($000) $275 Shares 2,490 Est. Cost $101.61 Unrealized
VBK VANGUARD INDEX FDS 0.1%
Value ($000) $272 Shares 2,065 Est. Cost $83.78 Unrealized
SUSA ISHARES TR 0.1%
Value ($000) $266 Shares 2,930 Est. Cost $90.78 Unrealized
VNQ VANGUARD INDEX FDS 0.1%
Value ($000) $263 Shares 3,026 Est. Cost $75.60 Unrealized
NEW RELIC INC 0.1%
Value ($000) $261 Shares 6,804 Est. Cost $38.36 Unrealized
UPS UNITED PARCEL SERVICE INC 0.1%
Value ($000) $256 Shares 2,339 Est. Cost $70.02 Unrealized +10.3%
VWO VANGUARD INTL EQUITY INDEX F 0.1%
Value ($000) $231 Shares 6,151 Est. Cost $32.68 Unrealized
MRK MERCK & CO INC 0.1%
Value ($000) $231 Shares 3,676 Est. Cost $43.73 Unrealized 0.0%
MOS MOSAIC CO NEW 0.1%
Value ($000) $220 Shares 8,981 Est. Cost $22.19 Unrealized +3.7%
BRK/A BERKSHIRE HATHAWAY INC DEL 0.1%
Value ($000) $216 Shares 1 Est. Cost $199512.94 Unrealized +9.9%
JNJ JOHNSON & JOHNSON 0.1%
Value ($000) $209 Shares 1,766 Est. Cost $87.05 Unrealized +7.5%
VEA VANGUARD TAX MANAGED INTL FD 0.1%
Value ($000) $208 Shares 5,550 Est. Cost $37.48 Unrealized
ADP AUTOMATIC DATA PROCESSING IN 0.1%
Value ($000) $206 Shares 2,328 Est. Cost $64.53 Unrealized +14.8%
GIS GENERAL MLS INC 0.1%
Value ($000) $203 Shares 3,168 Est. Cost $35.24 Unrealized +41.9%
QUMU CORP 0.0%
Value ($000) $91 Shares 40,000 Est. Cost $8.24 Unrealized
CBKCQ CHRISTOPHER & BANKS CORP 0.0%
Value ($000) $50 Shares 34,500 Est. Cost $1.99 Unrealized -9.4%
NORTHERN OIL & GAS INC NEV 0.0%
Value ($000) $31 Shares 11,500 Est. Cost $2.70 Unrealized
NEURALSTEM INC 0.0%
Value ($000) $12 Shares 36,000 Est. Cost $1.87 Unrealized