CIK: 0001569356 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: May 11, 2017
Total Value ($000): $591,120 (60.9% shares, 39.1% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SINA CORP | 97,500,000 | $98,658 | 16.7% | $0.98 | — | NOTE 1.000%12/0 | 82922RAD5 |
| — | TWENTY FIRST CENTY FOX INC | 1,402,254 | $44,564 | 7.5% | $28.23 | — | CL B | 90130A200 |
| SMFG | SUMITOMO MITSUI FINL GROUP I | 5,506,273 | $40,025 | 6.8% | $6.06 | — | SPONSORED ADR | 86562M209 |
| INFY | INFOSYS LTD | 2,483,236 | $39,085 | 6.6% | $15.62 | — | SPONSORED ADR | 456788108 |
| — | CTRIP COM INTL LTD | 35,000,000 | $38,938 | 6.6% | $1.09 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| — | YAHOO INC | 30,000,000 | $31,238 | 5.3% | $1.04 | — | NOTE 12/0 | 984332AF3 |
| — | CTRIP COM INTL LTD | 20,000,000 | $26,288 | 4.4% | $1.33 | — | NOTE 1.250%10/1 | 22943FAD2 |
| — | CTRIP COM INTL LTD | 20,000,000 | $23,225 | 3.9% | $1.09 | — | NOTE 1.990% 7/0 | 22943FAH3 |
| — | TATA MTRS LTD | 473,885 | $17,084 | 2.9% | $36.05 | — | SPONSORED ADR | 876568502 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 480,192 | $15,770 | 2.7% | $32.15 | — | SPONSORED ADR | 874039100 |
| NMR | NOMURA HLDGS INC | 2,135,656 | $13,277 | 2.2% | $4.59 | — | SPONSORED ADR | 65535H208 |
| — | MEAD JOHNSON NUTRITION CO | 133,400 | $11,883 | 2.0% | $89.08 | — | COM | 582839106 |
| SONY | SONY CORP | 343,900 | $11,637 | 2.0% | $25.83 | — | ADR NEW | 835699307 |
| — | YY INC | 11,520,000 | $11,513 | 1.9% | $0.99 | — | NOTE 2.250% 4/0 | 98426TAB2 |
| — | SEADRILL LIMITED | 14,625,958 | $11,254 | 1.9% | — | — | Put | G7945E105 |
| IBN | ICICI BK LTD | 1,281,250 | $11,000 | 1.9% | $8.59 | — | ADR | 45104G104 |
| — | ADVANCED SEMICONDUCTOR ENGR | 1,658,866 | $10,749 | 1.8% | $5.73 | — | SPONSORED ADR | 00756M404 |
| MLCO | MELCO CROWN ENTMT LTD | 563,237 | $10,442 | 1.8% | $17.09 | — | ADR | 585464100 |
| — | CHINA UNICOM (HONG KONG) LTD | 674,439 | $9,025 | 1.5% | $11.86 | — | SPONSORED ADR | 16945R104 |
| — | MOMO INC | 250,000 | $8,518 | 1.4% | $34.07 | — | ADR | 60879B107 |
| MGM | MGM RESORTS INTERNATIONAL | 297,300 | $8,146 | 1.4% | $26.22 | 0.0% | COM | 552953101 |
| — | FORTRESS INVESTMENT GROUP LL | 1,004,730 | $7,988 | 1.4% | $7.95 | — | CL A | 34958B106 |
| VALE | VALE S A | 801,483 | $7,614 | 1.3% | $7.87 | — | ADR | 91912E105 |
| — | AU OPTRONICS CORP | 1,431,674 | $5,591 | 0.9% | $3.71 | — | SPONSORED ADR | 002255107 |
| PKX | POSCO | 81,792 | $5,322 | 0.9% | $65.07 | — | SPONSORED ADR | 693483109 |
| RYAAY | RYANAIR HLDGS PLC | 63,300 | $5,253 | 0.9% | $82.99 | — | SPONSORED ADR NE | 783513203 |
| EMB | ISHARES TR | 44,400 | $5,048 | 0.9% | $115.50 | — | JP MOR EM MK ETF | 464288281 |
| BIV | VANGUARD BD INDEX FD INC | 60,100 | $5,025 | 0.9% | $86.31 | — | INTERMED TERM | 921937819 |
| AGG | ISHARES TR | 46,300 | $5,023 | 0.8% | $112.34 | — | CORE US AGGBD ET | 464287226 |
| BND | VANGUARD BD INDEX FD INC | 61,900 | $5,019 | 0.8% | $83.21 | — | TOTAL BND MRKT | 921937835 |
| VCSH | VANGUARD SCOTTSDALE FDS | 62,900 | $5,016 | 0.8% | $80.26 | — | SHRT TRM CORP BD | 92206C409 |
| BSV | VANGUARD BD INDEX FD INC | 62,900 | $5,014 | 0.8% | $80.94 | — | SHORT TRM BOND | 921937827 |
| — | TERRAFORM PWR INC | 360,000 | $4,453 | 0.8% | $12.14 | — | CL A COM | 88104R100 |
| MUFG | MITSUBISHI UFJ FINL GROUP IN | 700,869 | $4,406 | 0.7% | $4.86 | — | SPONSORED ADR | 606822104 |
| LQD | ISHARES TR | 35,700 | $4,209 | 0.7% | $122.90 | — | IBOXX INV CP ETF | 464287242 |
| HMC | HONDA MOTOR LTD | 105,784 | $3,185 | 0.5% | $29.09 | — | AMERN SHS | 438128308 |
| — | HEADWATERS INC | 127,489 | $2,993 | 0.5% | $23.51 | — | COM | 42210P102 |
| — | SPDR SERIES TRUST | 80,300 | $2,965 | 0.5% | $35.70 | — | BLOOMBERG BRCLYS | 78464A417 |
| HLF | HERBALIFE LTD | 44,830 | $2,606 | 0.4% | $30.39 | -8.5% | COM USD SHS | G4412G101 |
| RDY | DR REDDYS LABS LTD | 49,119 | $1,998 | 0.3% | $46.84 | — | ADR | 256135203 |
| — | LIBERTY INTERACTIVE LLC | 1,000,000 | $1,129 | 0.2% | $1.13 | — | DEB 1.750% 9/3 | 530610AD6 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 108,800 | $1,067 | 0.2% | $9.81 | — | COM | 67073B106 |
| — | EATON VANCE TAX ADVT DIV INC | 40,600 | $859 | 0.1% | $21.16 | — | COM | 27828G107 |
| — | BLACKROCK INTL GRWTH & INC T | 98,500 | $570 | 0.1% | $5.79 | — | COM BENE INTER | 092524107 |
| — | COHEN & STEERS QUALITY RLTY | 42,700 | $525 | 0.1% | $12.30 | — | COM | 19247L106 |
| — | PETROCHINA CO LTD | 7,040 | $515 | 0.1% | $74.32 | — | SPONSORED ADR | 71646E100 |
| — | PRUDENTIAL SHT DURATION HG Y | 31,300 | $481 | 0.1% | $15.37 | — | COM | 74442F107 |
| — | MORGAN STANLEY EM MKTS DM DE | 54,900 | $416 | 0.1% | $7.58 | — | COM | 617477104 |
| — | BLACKROCK CORPOR HI YLD FD I | 32,700 | $357 | 0.1% | $10.92 | — | COM | 09255P107 |
| — | BLACKROCK MUN 2030 TAR TERM | 13,400 | $303 | 0.1% | $21.82 | — | COM SHS BEN IN | 09257P105 |
| — | EATON VANCE LTD DUR INCOME F | 18,100 | $250 | 0.0% | $13.81 | — | COM | 27828H105 |
| HSBC | HSBC HLDGS PLC | 5,943 | $242 | 0.0% | $40.72 | — | SPON ADR NEW | 404280406 |
| — | COHEN & STEERS INFRASTRUCTUR | 11,200 | $241 | 0.0% | $19.37 | — | COM | 19248A109 |
| — | CLEARBRIDGE ENERGY MLP FD IN | 14,100 | $236 | 0.0% | $16.74 | — | COM | 184692101 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 18,700 | $235 | 0.0% | $12.57 | — | COM | 01879R106 |
| — | TEMPLETON GLOBAL INCOME FD | 30,300 | $201 | 0.0% | $6.63 | — | COM | 880198106 |
| NKE | NIKE INC | 3,600 | $201 | 0.0% | $49.27 | 0.0% | CL B | 654106103 |
| — | NUVEEN CR STRATEGIES INCM FD | 22,200 | $193 | 0.0% | $8.69 | — | COM SHS | 67073D102 |
| — | NUVEEN NASDAQ 100 DYNAMIC OV | 8,200 | $170 | 0.0% | $20.73 | — | COM SHS | 670699107 |
| — | KAYNE ANDERSON ENRGY TTL RT | 12,260 | $155 | 0.0% | $12.64 | — | COM | 48660P104 |
| PVH | PVH CORP | 1,500 | $155 | 0.0% | $91.34 | 0.0% | COM | 693656100 |
| EL | LAUDER ESTEE COS INC | 1,800 | $153 | 0.0% | $73.89 | 0.0% | CL A | 518439104 |
| PG | PROCTER AND GAMBLE CO | 1,700 | $153 | 0.0% | $70.03 | 0.0% | COM | 742718109 |
| — | COACH INC | 3,700 | $153 | 0.0% | $41.35 | — | COM | 189754104 |
| COLM | COLUMBIA SPORTSWEAR CO | 2,600 | $153 | 0.0% | $50.30 | 0.0% | COM | 198516106 |
| — | MICHAEL KORS HLDGS LTD | 3,900 | $149 | 0.0% | $38.21 | — | SHS | G60754101 |
| VFC | V F CORP | 2,700 | $148 | 0.0% | $49.34 | 0.0% | COM | 918204108 |
| — | SKECHERS U S A INC | 5,000 | $137 | 0.0% | $27.40 | — | CL A | 830566105 |
| — | INVESCO SR INCOME TR | 25,000 | $116 | 0.0% | $4.64 | — | COM | 46131H107 |
| — | NUVEEN PREFERRED SECURITIES | 10,000 | $95 | 0.0% | $9.50 | — | COM | 67072C105 |
| — | NUVEEN ENERGY MLP TOTL RTRNF | 5,500 | $75 | 0.0% | $13.64 | — | COM | 67074U103 |
| BABA | ALIBABA GROUP HLDG LTD | 1,020 | $74 | 0.0% | — | — | Put | 01609W102 |
| — | GOLDMAN SACHS MLP INC OPP FD | 6,000 | $64 | 0.0% | $10.67 | — | COM SHS | 38147W103 |
| ATHM | AUTOHOME INC | 1,600 | $51 | 0.0% | $31.88 | — | SP ADR RP CL A | 05278C107 |
| — | BLACKROCK ENERGY & RES TR | 3,300 | $45 | 0.0% | $14.44 | — | COM | 09250U101 |
| — | ADVENT CLAYMORE CV SECS & IN | 400 | $6 | 0.0% | $15.00 | — | COM | 00764C109 |