CIK: 0001569356 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Aug 11, 2017
Total Value ($000): $840,130 (72.5% shares, 27.5% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SINA CORP | 96,500,000 | $102,169 | 12.2% | $0.98 | — | NOTE 1.000%12/0 | 82922RAD5 |
| GOOGL | ALPHABET INC | 78,720 | $73,184 | 8.7% | $46.42 | 0.0% | CAP STK CL A | 02079K305 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 1,808,684 | $63,232 | 7.5% | $34.21 | — | SPONSORED ADR | 874039100 |
| — | ALTABA INC | 1,037,471 | $56,521 | 6.7% | $54.48 | — | COM | 021346101 |
| FXI | ISHARES TR | 1,120,800 | $44,507 | 5.3% | $39.71 | — | CHINA LG-CAP ETF | 464287184 |
| — | CTRIP COM INTL LTD | 35,000,000 | $40,491 | 4.8% | $1.09 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| IBN | ICICI BK LTD | 4,483,163 | $40,298 | 4.8% | $8.87 | — | ADR | 45104G104 |
| — | YAHOO INC | 30,000,000 | $34,181 | 4.1% | $1.04 | — | NOTE 12/0 | 984332AF3 |
| — | TWENTY FIRST CENTY FOX INC | 1,122,361 | $31,280 | 3.7% | $28.23 | — | CL B | 90130A200 |
| — | CTRIP COM INTL LTD | 20,000,000 | $28,313 | 3.4% | $1.33 | — | NOTE 1.250%10/1 | 22943FAD2 |
| — | TATA MTRS LTD | 810,998 | $27,256 | 3.2% | $35.04 | — | SPONSORED ADR | 876568502 |
| — | CTRIP COM INTL LTD | 20,000,000 | $24,463 | 2.9% | $1.09 | — | NOTE 1.990% 7/0 | 22943FAH3 |
| VALE | VALE S A | 2,415,425 | $21,135 | 2.5% | $8.46 | — | ADR | 91912E105 |
| — | SEADRILL LIMITED | 9,501,197 | $14,938 | 1.8% | — | — | Put | G7945E105 |
| — | AKORN INC | 375,504 | $12,594 | 1.5% | $33.54 | — | COM | 009728106 |
| — | PAREXEL INTL CORP | 143,311 | $12,455 | 1.5% | $86.91 | — | COM | 699462107 |
| — | UNILEVER PLC | 194,900 | $10,548 | 1.3% | $54.12 | — | SPON ADR NEW | 904767704 |
| NXPI | NXP SEMICONDUCTORS N V | 93,727 | $10,258 | 1.2% | $95.18 | 0.0% | COM | N6596X109 |
| — | MOBILEYE N V AMSTELVEEN | 161,768 | $10,159 | 1.2% | $62.80 | — | ORD SHS | N51488117 |
| RYAAY | RYANAIR HLDGS PLC | 93,700 | $10,083 | 1.2% | $90.97 | — | SPONSORED ADR NE | 783513203 |
| TGT | TARGET CORP | 182,666 | $9,552 | 1.1% | $42.57 | 0.0% | COM | 87612E106 |
| SMFG | SUMITOMO MITSUI FINL GROUP I | 1,179,995 | $9,181 | 1.1% | $6.06 | — | SPONSORED ADR | 86562M209 |
| — | FORTRESS INVESTMENT GROUP LL | 1,004,730 | $8,028 | 1.0% | $7.95 | — | CL A | 34958B106 |
| — | MONEYGRAM INTL INC | 425,417 | $7,338 | 0.9% | $17.25 | — | COM NEW | 60935Y208 |
| CMG | CHIPOTLE MEXICAN GRILL INC | 17,106 | $7,118 | 0.8% | $9.28 | 0.0% | COM | 169656105 |
| SONY | SONY CORP | 185,400 | $7,060 | 0.8% | $25.83 | — | SPONSORED ADR | 835699307 |
| DE | DEERE & CO | 55,713 | $6,886 | 0.8% | $102.78 | 0.0% | COM | 244199105 |
| LULU | LULULEMON ATHLETICA INC | 106,430 | $6,351 | 0.8% | $52.06 | 0.0% | COM | 550021109 |
| — | CHINA UNICOM (HONG KONG) LTD | 406,000 | $6,032 | 0.7% | $11.86 | — | SPONSORED ADR | 16945R104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 37,941 | $5,836 | 0.7% | $103.77 | 0.0% | COM | 459200101 |
| NMR | NOMURA HLDGS INC | 841,568 | $5,035 | 0.6% | $4.59 | — | SPONSORED ADR | 65535H208 |
| — | ADVANCED SEMICONDUCTOR ENGR | 775,800 | $4,979 | 0.6% | $5.73 | — | SPONSORED ADR | 00756M404 |
| INFY | INFOSYS LTD | 311,100 | $4,519 | 0.5% | $15.62 | — | SPONSORED ADR | 456788108 |
| BHP | BHP BILLITON LTD | 118,274 | $4,230 | 0.5% | $35.76 | — | SPONSORED ADR | 088606108 |
| PKX | POSCO | 63,196 | $3,963 | 0.5% | $65.07 | — | SPONSORED ADR | 693483109 |
| — | UNITED STATES STL CORP NEW | 169,764 | $3,759 | 0.4% | $22.14 | — | COM | 912909108 |
| CAT | CATERPILLAR INC DEL | 32,941 | $3,540 | 0.4% | $84.05 | 0.0% | COM | 149123101 |
| MMM | 3M CO | 15,745 | $3,278 | 0.4% | $124.67 | 0.0% | COM | 88579Y101 |
| NVDA | NVIDIA CORP | 21,075 | $3,047 | 0.4% | $3.13 | 0.0% | COM | 67066G104 |
| — | SEAGATE TECHNOLOGY PLC | 77,475 | $3,002 | 0.4% | $38.75 | — | SHS | G7945M107 |
| — | PIMCO DYNMIC CREDIT AND MRT | 110,400 | $2,464 | 0.3% | $22.32 | — | COM SHS | 72202D106 |
| MCD | MCDONALDS CORP | 15,480 | $2,371 | 0.3% | $117.92 | 0.0% | COM | 580135101 |
| WDC | WESTERN DIGITAL CORP | 25,948 | $2,299 | 0.3% | $59.68 | 0.0% | COM | 958102105 |
| URI | UNITED RENTALS INC | 16,757 | $1,889 | 0.2% | $108.13 | 0.0% | COM | 911363109 |
| TSCO | TRACTOR SUPPLY CO | 33,723 | $1,828 | 0.2% | $10.40 | 0.0% | COM | 892356106 |
| BIIB | BIOGEN INC | 6,655 | $1,806 | 0.2% | $264.42 | 0.0% | COM | 09062X103 |
| — | PRUDENTIAL SHT DURATION HG Y | 116,200 | $1,774 | 0.2% | $15.29 | — | COM | 74442F107 |
| ETN | EATON CORP PLC | 20,924 | $1,629 | 0.2% | $63.97 | 0.0% | SHS | G29183103 |
| NOC | NORTHROP GRUMMAN CORP | 6,133 | $1,574 | 0.2% | $217.50 | 0.0% | COM | 666807102 |
| — | CHINA MOBILE LIMITED | 26,500 | $1,406 | 0.2% | $53.06 | — | SPONSORED ADR | 16941M109 |
| — | TIFFANY & CO NEW | 14,092 | $1,323 | 0.2% | $93.88 | — | COM | 886547108 |
| TGT | TARGET CORP | 3,000 | $1,305 | 0.2% | $42.57 | 0.0% | Put | 87612E106 |
| — | LIBERTY INTERACTIVE LLC | 1,000,000 | $1,148 | 0.1% | $1.13 | — | DEB 1.750% 9/3 | 530610AD6 |
| JCI | JOHNSON CTLS INTL PLC | 26,168 | $1,135 | 0.1% | $34.34 | 0.0% | SHS | G51502105 |
| MUFG | MITSUBISHI UFJ FINL GROUP IN | 157,798 | $1,058 | 0.1% | $4.86 | — | SPONSORED ADR | 606822104 |
| — | INVESCO SR INCOME TR | 231,600 | $1,056 | 0.1% | $4.57 | — | COM | 46131H107 |
| — | BLACKSTONE GSO STRATEGIC CR | 66,300 | $1,055 | 0.1% | $15.91 | — | COM SHS BEN IN | 09257R101 |
| — | UNITED TECHNOLOGIES CORP | 8,088 | $988 | 0.1% | $122.16 | — | COM | 913017109 |
| CMG | CHIPOTLE MEXICAN GRILL INC | 300 | $969 | 0.1% | $9.28 | 0.0% | Put | 169656105 |
| — | NUVEEN CR STRATEGIES INCM FD | 111,600 | $961 | 0.1% | $8.63 | — | COM SHS | 67073D102 |
| REGN | REGENERON PHARMACEUTICALS | 1,899 | $933 | 0.1% | $435.19 | 0.0% | COM | 75886F107 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 61,300 | $911 | 0.1% | $14.86 | — | COM | 74433A109 |
| TSN | TYSON FOODS INC | 14,346 | $898 | 0.1% | $48.87 | 0.0% | CL A | 902494103 |
| — | BLACKROCK RES & COMM STRAT T | 104,600 | $838 | 0.1% | $8.01 | — | SHS | 09257A108 |
| — | BLACKROCK CORPOR HI YLD FD I | 75,100 | $823 | 0.1% | $10.94 | — | COM | 09255P107 |
| — | EXPRESS SCRIPTS HLDG CO | 11,200 | $715 | 0.1% | $63.84 | — | COM | 30219G108 |
| — | EATON VANCE TX MGD DIV EQ IN | 62,100 | $700 | 0.1% | $11.27 | — | COM | 27828N102 |
| — | SEAGATE TECHNOLOGY PLC | 2,600 | $691 | 0.1% | $38.75 | — | Put | G7945M107 |
| — | INVESCO DYNAMIC CR OPP FD | 54,500 | $655 | 0.1% | $12.02 | — | COM | 46132R104 |
| — | WESTERN ASSET HIGH INCM FD I | 89,800 | $646 | 0.1% | $7.19 | — | COM | 95766J102 |
| — | CLEARBRIDGE ENERGY MLP FD IN | 42,000 | $641 | 0.1% | $15.76 | — | COM | 184692101 |
| HMC | HONDA MOTOR LTD | 22,733 | $619 | 0.1% | $29.09 | — | AMERN SHS | 438128308 |
| NVDA | NVIDIA CORP | 700 | $608 | 0.1% | $3.13 | 0.0% | Put | 67066G104 |
| ADM | ARCHER DANIELS MIDLAND CO | 14,454 | $598 | 0.1% | $33.24 | 0.0% | COM | 039483102 |
| ITW | ILLINOIS TOOL WKS INC | 4,158 | $596 | 0.1% | $113.32 | 0.0% | COM | 452308109 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 56,100 | $583 | 0.1% | $9.81 | — | COM | 67073B106 |
| — | DELPHI AUTOMOTIVE PLC | 6,650 | $583 | 0.1% | $87.67 | — | SHS | G27823106 |
| AMGN | AMGEN INC | 400 | $579 | 0.1% | — | — | Call | 031162100 |
| GOOGL | ALPHABET INC | 125 | $501 | 0.1% | $46.42 | 0.0% | Put | 02079K305 |
| — | CTRIP COM INTL LTD | 1,000 | $485 | 0.1% | — | — | Put | 22943F100 |
| — | PETROCHINA CO LTD | 7,040 | $431 | 0.1% | $74.32 | — | SPONSORED ADR | 71646E100 |
| DE | DEERE & CO | 1,600 | $422 | 0.1% | $102.78 | 0.0% | Put | 244199105 |
| JD | JD COM INC | 2,000 | $419 | 0.0% | — | — | Call | 47215P106 |
| WDC | WESTERN DIGITAL CORP | 804 | $412 | 0.0% | $59.68 | 0.0% | Put | 958102105 |
| PVH | PVH CORP | 3,600 | $412 | 0.0% | $97.80 | +4.7% | COM | 693656100 |
| — | SKECHERS U S A INC | 13,900 | $410 | 0.0% | $28.74 | — | CL A | 830566105 |
| — | MOMO INC | 11,034 | $408 | 0.0% | $34.07 | — | ADR | 60879B107 |
| — | MICHAEL KORS HLDGS LTD | 11,200 | $406 | 0.0% | $36.93 | — | SHS | G60754101 |
| — | COACH INC | 8,500 | $402 | 0.0% | $44.71 | — | COM | 189754104 |
| PFE | PFIZER INC | 11,700 | $393 | 0.0% | $21.60 | 0.0% | COM | 717081103 |
| JD | JD COM INC | 2,400 | $393 | 0.0% | — | — | Put | 47215P106 |
| PG | PROCTER AND GAMBLE CO | 4,500 | $392 | 0.0% | $70.10 | +0.1% | COM | 742718109 |
| NKE | NIKE INC | 6,600 | $389 | 0.0% | $48.81 | -1.1% | CL B | 654106103 |
| — | LAM RESEARCH CORP | 2,543 | $360 | 0.0% | $141.57 | — | COM | 512807108 |
| — | GENERAL ELECTRIC CO | 13,291 | $359 | 0.0% | $27.01 | — | COM | 369604103 |
| — | NUVEEN S&P 500 BUY-WRITE INC | 25,700 | $356 | 0.0% | $13.85 | — | COM | 6706ER101 |
| IBM | INTERNATIONAL BUSINESS MACHS | 1,500 | $339 | 0.0% | $103.77 | 0.0% | Put | 459200101 |
| ZION | ZIONS BANCORPORATION | 900 | $329 | 0.0% | — | — | Call | 989701107 |
| BA | BOEING CO | 300 | $319 | 0.0% | — | — | Call | 097023105 |
| CSCO | CISCO SYS INC | 9,554 | $299 | 0.0% | $25.06 | 0.0% | COM | 17275R102 |
| — | BARCLAYS BK PLC | 23,273 | $297 | 0.0% | $12.76 | — | IPATH S&P500 VIX | 06740Q252 |
| MCD | MCDONALDS CORP | 1,400 | $291 | 0.0% | $117.92 | 0.0% | Put | 580135101 |
| BIIB | BIOGEN INC | 300 | $264 | 0.0% | $264.42 | 0.0% | Put | 09062X103 |
| URI | UNITED RENTALS INC | 800 | $242 | 0.0% | $108.13 | 0.0% | Put | 911363109 |
| MMM | 3M CO | 317 | $238 | 0.0% | $124.67 | 0.0% | Put | 88579Y101 |
| — | BLACKROCK TAX MUNICPAL BD TR | 10,200 | $234 | 0.0% | $22.94 | — | SHS | 09248X100 |
| EMR | EMERSON ELEC CO | 3,850 | $230 | 0.0% | $48.01 | 0.0% | COM | 291011104 |
| TSCO | TRACTOR SUPPLY CO | 759 | $222 | 0.0% | $10.40 | 0.0% | Put | 892356106 |
| AKAM | AKAMAI TECHNOLOGIES INC | 750 | $218 | 0.0% | — | — | Call | 00971T101 |
| EA | ELECTRONIC ARTS INC | 1,979 | $209 | 0.0% | $100.14 | 0.0% | COM | 285512109 |
| — | MORGAN STANLEY EM MKTS DM DE | 25,700 | $204 | 0.0% | $7.58 | — | COM | 617477104 |
| CAT | CATERPILLAR INC DEL | 1,600 | $196 | 0.0% | $84.05 | 0.0% | Put | 149123101 |
| ETN | EATON CORP PLC | 1,700 | $196 | 0.0% | $63.97 | 0.0% | Put | G29183103 |
| A | AGILENT TECHNOLOGIES INC | 3,212 | $191 | 0.0% | $53.40 | 0.0% | COM | 00846U101 |
| — | EATON VANCE TXMGD GL BUYWR O | 16,500 | $188 | 0.0% | $11.39 | — | COM | 27829C105 |
| ETN | EATON CORP PLC | 559 | $184 | 0.0% | $63.97 | 0.0% | Call | G29183103 |
| CAH | CARDINAL HEALTH INC | 2,346 | $183 | 0.0% | $58.41 | 0.0% | COM | 14149Y108 |
| — | BLACKROCK CR ALLCTN INC TR | 13,400 | $180 | 0.0% | $13.43 | — | COM | 092508100 |
| M | MACYS INC | 7,323 | $170 | 0.0% | $25.62 | 0.0% | COM | 55616P104 |
| — | CALAMOS DYNAMIC CONV & INCOM | 8,500 | $170 | 0.0% | $20.00 | — | COM | 12811V105 |
| — | TIFFANY & CO NEW | 500 | $169 | 0.0% | $93.88 | — | Put | 886547108 |
| LVS | LAS VEGAS SANDS CORP | 2,541 | $162 | 0.0% | $49.42 | 0.0% | COM | 517834107 |
| AIG | AMERICAN INTL GROUP INC | 700 | $158 | 0.0% | — | — | Put | 026874784 |
| — | CALAMOS CONV & HIGH INCOME F | 12,000 | $142 | 0.0% | $11.83 | — | COM SHS | 12811P108 |
| C | CITIGROUP INC | 2,114 | $141 | 0.0% | $46.46 | 0.0% | COM NEW | 172967424 |
| MCD | MCDONALDS CORP | 350 | $138 | 0.0% | $117.92 | 0.0% | Call | 580135101 |
| — | NUVEEN MUN VALUE FD INC | 12,100 | $121 | 0.0% | $10.00 | — | COM | 670928100 |
| REGN | REGENERON PHARMACEUTICALS | 100 | $119 | 0.0% | $435.19 | 0.0% | Put | 75886F107 |
| CNC | CENTENE CORP DEL | 1,473 | $118 | 0.0% | $37.75 | 0.0% | COM | 15135B101 |
| NOC | NORTHROP GRUMMAN CORP | 200 | $113 | 0.0% | $217.50 | 0.0% | Put | 666807102 |
| — | WESTERN ASSET EMRG MKT DEBT | 7,200 | $112 | 0.0% | $15.56 | — | COM | 95766A101 |
| — | BARRICK GOLD CORP | 1,000 | $110 | 0.0% | — | — | Put | 067901108 |
| — | COHEN & STEERS MLP INC & ENR | 10,100 | $110 | 0.0% | $10.89 | — | COM SHS | 19249B106 |
| AKAM | AKAMAI TECHNOLOGIES INC | 1,000 | $108 | 0.0% | — | — | Put | 00971T101 |
| — | MOMO INC | 345 | $107 | 0.0% | $34.07 | — | Put | 60879B107 |
| — | BARRICK GOLD CORP | 1,000 | $107 | 0.0% | — | — | Call | 067901108 |
| — | ADAMS DIVERSIFIED EQUITY FD | 7,400 | $106 | 0.0% | $14.32 | — | COM | 006212104 |
| — | SEAGATE TECHNOLOGY PLC | 1,000 | $94 | 0.0% | $38.75 | — | Call | G7945M107 |
| — | MYLAN N V | 2,405 | $93 | 0.0% | $38.67 | — | SHS EURO | N59465109 |
| AMGN | AMGEN INC | 650 | $89 | 0.0% | — | — | Put | 031162100 |
| — | CLEARBRIDGE ENERGY MLP TR FD | 6,000 | $77 | 0.0% | $12.83 | — | COM | 18469Q108 |
| — | ADVENT CLAYMORE CV SECS & IN | 4,700 | $76 | 0.0% | $16.07 | — | COM | 00764C109 |
| — | CLEARBRIDGE AMERN ENERG MLP | 8,300 | $75 | 0.0% | $9.04 | — | COM | 184691103 |
| — | GOLDMAN SACHS MLP INC OPP FD | 7,700 | $74 | 0.0% | $10.43 | — | COM SHS | 38147W103 |
| JCI | JOHNSON CTLS INTL PLC | 1,000 | $73 | 0.0% | $34.34 | 0.0% | Put | G51502105 |
| AIG | AMERICAN INTL GROUP INC | 1,000 | $67 | 0.0% | — | — | Call | 026874784 |
| TSN | TYSON FOODS INC | 800 | $62 | 0.0% | $48.87 | 0.0% | Put | 902494103 |
| — | INGERSOLL-RAND PLC | 681 | $62 | 0.0% | $91.04 | — | SHS | G47791101 |
| — | EXPRESS SCRIPTS HLDG CO | 1,000 | $60 | 0.0% | $63.84 | — | Put | 30219G108 |
| CSCO | CISCO SYS INC | 628 | $57 | 0.0% | $25.06 | 0.0% | Put | 17275R102 |
| — | CLEARBRIDGE ENERGY MLP OPP F | 4,500 | $57 | 0.0% | $12.67 | — | COM | 18469P100 |
| EL | LAUDER ESTEE COS INC | 260 | $52 | 0.0% | $73.89 | +11.5% | Call | 518439104 |
| ADM | ARCHER DANIELS MIDLAND CO | 415 | $49 | 0.0% | $33.24 | 0.0% | Put | 039483102 |
| — | LAM RESEARCH CORP | 65 | $48 | 0.0% | $141.57 | — | Put | 512807108 |
| BA | BOEING CO | 448 | $45 | 0.0% | — | — | Put | 097023105 |
| — | GENERAL ELECTRIC CO | 203 | $44 | 0.0% | $27.01 | — | Put | 369604103 |
| LULU | LULULEMON ATHLETICA INC | 600 | $36 | 0.0% | $52.06 | 0.0% | Put | 550021109 |
| — | UNITED TECHNOLOGIES CORP | 500 | $35 | 0.0% | $122.16 | — | Put | 913017109 |
| EA | ELECTRONIC ARTS INC | 50 | $29 | 0.0% | $100.14 | 0.0% | Put | 285512109 |
| ITW | ILLINOIS TOOL WKS INC | 300 | $29 | 0.0% | $113.32 | 0.0% | Put | 452308109 |
| — | DELPHI AUTOMOTIVE PLC | 300 | $26 | 0.0% | $87.67 | — | Put | G27823106 |
| — | UNITED STATES STL CORP NEW | 300 | $23 | 0.0% | $22.14 | — | Put | 912909108 |
| CSCO | CISCO SYS INC | 628 | $18 | 0.0% | $25.06 | 0.0% | Call | 17275R102 |
| LVS | LAS VEGAS SANDS CORP | 100 | $16 | 0.0% | $49.42 | 0.0% | Put | 517834107 |
| EMR | EMERSON ELEC CO | 101 | $15 | 0.0% | $48.01 | 0.0% | Put | 291011104 |
| M | MACYS INC | 300 | $14 | 0.0% | $25.62 | 0.0% | Put | 55616P104 |
| BABA | ALIBABA GROUP HLDG LTD | 1,020 | $12 | 0.0% | — | — | Put | 01609W102 |
| CNC | CENTENE CORP DEL | 101 | $12 | 0.0% | $37.75 | 0.0% | Put | 15135B101 |
| A | AGILENT TECHNOLOGIES INC | 100 | $10 | 0.0% | $53.40 | 0.0% | Put | 00846U101 |
| CAH | CARDINAL HEALTH INC | 161 | $10 | 0.0% | $58.41 | 0.0% | Put | 14149Y108 |
| — | MYLAN N V | 100 | $9 | 0.0% | $38.67 | — | Put | N59465109 |
| PM | PHILIP MORRIS INTL INC | 100 | $9 | 0.0% | — | — | Call | 718172109 |
| ZION | ZIONS BANCORPORATION | 150 | $8 | 0.0% | — | — | Put | 989701107 |
| — | UNITED TECHNOLOGIES CORP | 34 | $6 | 0.0% | $122.16 | — | Call | 913017109 |
| ADM | ARCHER DANIELS MIDLAND CO | 45 | $5 | 0.0% | $33.24 | 0.0% | Call | 039483102 |
| C | CITIGROUP INC | 1,000 | $4 | 0.0% | $46.46 | 0.0% | Put | 172967424 |
| — | GENERAL ELECTRIC CO | 203 | $4 | 0.0% | $27.01 | — | Call | 369604103 |
| — | INGERSOLL-RAND PLC | 42 | $4 | 0.0% | $91.04 | — | Put | G47791101 |
| EL | LAUDER ESTEE COS INC | 260 | $4 | 0.0% | $73.89 | +11.5% | Put | 518439104 |