Triad Investment Management Diversified Active

CIK: 0001615717 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Jan 13, 2020

Total Value ($000): $103,192 (100.0% shares, 0.0% debt)

Holdings (45)

SLB SCHLUMBERGER LTD 4.7%

Value ($000) $4,879 Shares 121,371 Est. Cost $38.20 Unrealized -19.6%

— WESTROCK CO 4.5%

Value ($000) $4,625 Shares 107,791 Est. Cost $37.48 Unrealized —

GS GOLDMAN SACHS GROUP INC 4.4%

Value ($000) $4,585 Shares 19,943 Est. Cost $167.77 Unrealized +11.8%

THO THOR INDS INC 4.4%

Value ($000) $4,534 Shares 61,029 Est. Cost $53.71 Unrealized +5.7%

— BROOKFIELD REAL ASSETS INCOM 4.3%

Value ($000) $4,405 Shares 206,332 Est. Cost $19.86 Unrealized —

— BROOKFIELD PROPERTY REIT INC 4.1%

Value ($000) $4,234 Shares 229,561 Est. Cost $18.67 Unrealized —

CNNE CANNAE HLDGS INC 3.8%

Value ($000) $3,907 Shares 105,042 Est. Cost $17.14 Unrealized +82.4%

— EATON VANCE CORP 3.6%

Value ($000) $3,761 Shares 80,544 Est. Cost $37.63 Unrealized —

— OAKTREE SPECIALTY LENDING CO 3.5%

Value ($000) $3,608 Shares 660,773 Est. Cost $4.78 Unrealized —

MHK MOHAWK INDS INC 3.4%

Value ($000) $3,510 Shares 25,735 Est. Cost $133.24 Unrealized +2.1%

— DISCOVERY INC 3.3%

Value ($000) $3,455 Shares 105,523 Est. Cost $24.74 Unrealized —

OPLN KAR AUCTION SVCS INC 3.2%

Value ($000) $3,347 Shares 153,588 Est. Cost $23.42 Unrealized -2.7%

— MRC GLOBAL INC 3.1%

Value ($000) $3,185 Shares 233,529 Est. Cost $15.55 Unrealized —

— COLFAX CORP 3.0%

Value ($000) $3,141 Shares 86,338 Est. Cost $23.66 Unrealized —

AXTA AXALTA COATING SYS LTD 2.9%

Value ($000) $2,968 Shares 97,621 Est. Cost $24.84 Unrealized +18.7%

KNX KNIGHT SWIFT TRANSN HLDGS IN 2.8%

Value ($000) $2,921 Shares 81,495 Est. Cost $29.69 Unrealized +16.1%

BEN FRANKLIN RES INC 2.8%

Value ($000) $2,919 Shares 112,358 Est. Cost $21.94 Unrealized -8.7%

SSNC SS&C TECHNOLOGIES HLDGS INC 2.8%

Value ($000) $2,912 Shares 47,419 Est. Cost $51.11 Unrealized +9.7%

— AMERICAN INTL GROUP INC 2.6%

Value ($000) $2,669 Shares 259,618 Est. Cost $5.46 Unrealized —

BWA BORGWARNER INC 2.4%

Value ($000) $2,479 Shares 57,151 Est. Cost $29.97 Unrealized +11.2%

AMCX AMC NETWORKS INC 2.3%

Value ($000) $2,380 Shares 60,255 Est. Cost $58.47 Unrealized -28.2%

ALSN ALLISON TRANSMISSION HLDGS I 2.1%

Value ($000) $2,184 Shares 45,195 Est. Cost $41.35 Unrealized +1.5%

— WYNDHAM DESTINATIONS INC 2.1%

Value ($000) $2,171 Shares 42,006 Est. Cost $49.90 Unrealized —

— MARRIOTT VACTINS WORLDWID CO 2.1%

Value ($000) $2,170 Shares 2,035,000 Est. Cost $0.99 Unrealized —

KMX CARMAX INC 2.0%

Value ($000) $2,108 Shares 24,043 Est. Cost $65.46 Unrealized +43.7%

— ANNALY CAP MGMT INC 2.0%

Value ($000) $2,102 Shares 223,107 Est. Cost $6.18 Unrealized —

— DIAMOND OFFSHORE DRILLING IN 2.0%

Value ($000) $2,071 Shares 288,108 Est. Cost $9.39 Unrealized —

MD MEDNAX INC 1.7%

Value ($000) $1,719 Shares 61,853 Est. Cost $39.87 Unrealized -37.1%

— EATON VANCE FLTING RATE INC 1.6%

Value ($000) $1,620 Shares 118,110 Est. Cost $13.67 Unrealized —

— DISCOVERY INC 1.5%

Value ($000) $1,593 Shares 52,260 Est. Cost $23.14 Unrealized —

MAC MACERICH CO 1.5%

Value ($000) $1,569 Shares 58,274 Est. Cost $32.49 Unrealized —

— LABORATORY CORP AMER HLDGS 1.5%

Value ($000) $1,557 Shares 9,205 Est. Cost $153.01 Unrealized —

BEP BROOKFIELD RENEWABLE PARTNER 1.3%

Value ($000) $1,293 Shares 27,728 Est. Cost $31.08 Unrealized —

WFC WELLS FARGO CO NEW 1.1%

Value ($000) $1,139 Shares 21,174 Est. Cost $42.03 Unrealized +6.3%

FOSL FOSSIL GROUP INC 1.1%

Value ($000) $1,136 Shares 144,225 Est. Cost $19.37 Unrealized -52.4%

AXP AMERICAN EXPRESS CO 1.1%

Value ($000) $1,093 Shares 8,810 Est. Cost $96.20 Unrealized +14.5%

JNJ JOHNSON & JOHNSON 0.7%

Value ($000) $753 Shares 5,164 Est. Cost $113.58 Unrealized +0.5%

— SEACOR HOLDINGS INC 0.5%

Value ($000) $534 Shares 545,000 Est. Cost $0.93 Unrealized —

— BROOKFIELD PROPERTY PARTRS L 0.5%

Value ($000) $483 Shares 26,426 Est. Cost $16.13 Unrealized —

MSFT MICROSOFT CORP 0.3%

Value ($000) $347 Shares 2,200 Est. Cost $100.21 Unrealized +38.9%

CMCSA COMCAST CORP NEW 0.3%

Value ($000) $310 Shares 6,884 Est. Cost $30.43 Unrealized +24.4%

— BLACKROCK LTD DURATION INC T 0.3%

Value ($000) $297 Shares 18,110 Est. Cost $16.40 Unrealized —

MRK MERCK & CO INC 0.2%

Value ($000) $243 Shares 2,675 Est. Cost $56.97 Unrealized +18.6%

— HANESBRANDS INC 0.2%

Value ($000) $239 Shares 16,107 Est. Cost $13.92 Unrealized —

— CBL & ASSOC PPTYS INC 0.0%

Value ($000) $37 Shares 35,000 Est. Cost $1.06 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SLB	SCHLUMBERGER LTD	121,371	$4,879	4.7%	$38.20	-19.6%	COM	806857108
—	WESTROCK CO	107,791	$4,625	4.5%	$37.48	—	COM	96145D105
GS	GOLDMAN SACHS GROUP INC	19,943	$4,585	4.4%	$167.77	+11.8%	COM	38141G104
THO	THOR INDS INC	61,029	$4,534	4.4%	$53.71	+5.7%	COM	885160101
—	BROOKFIELD REAL ASSETS INCOM	206,332	$4,405	4.3%	$19.86	—	SHS BEN INT	112830104
—	BROOKFIELD PROPERTY REIT INC	229,561	$4,234	4.1%	$18.67	—	CL A	11282X103
CNNE	CANNAE HLDGS INC	105,042	$3,907	3.8%	$17.14	+82.4%	COM	13765N107
—	EATON VANCE CORP	80,544	$3,761	3.6%	$37.63	—	COM NON VTG	278265103
—	OAKTREE SPECIALTY LENDING CO	660,773	$3,608	3.5%	$4.78	—	COM	67401P108
MHK	MOHAWK INDS INC	25,735	$3,510	3.4%	$133.24	+2.1%	COM	608190104
—	DISCOVERY INC	105,523	$3,455	3.3%	$24.74	—	COM SER A	25470F104
OPLN	KAR AUCTION SVCS INC	153,588	$3,347	3.2%	$23.42	-2.7%	COM	48238T109
—	MRC GLOBAL INC	233,529	$3,185	3.1%	$15.55	—	COM	55345K103
—	COLFAX CORP	86,338	$3,141	3.0%	$23.66	—	COM	194014106
AXTA	AXALTA COATING SYS LTD	97,621	$2,968	2.9%	$24.84	+18.7%	COM	G0750C108
KNX	KNIGHT SWIFT TRANSN HLDGS IN	81,495	$2,921	2.8%	$29.69	+16.1%	CL A	499049104
BEN	FRANKLIN RES INC	112,358	$2,919	2.8%	$21.94	-8.7%	COM	354613101
SSNC	SS&C TECHNOLOGIES HLDGS INC	47,419	$2,912	2.8%	$51.11	+9.7%	COM	78467J100
—	AMERICAN INTL GROUP INC	259,618	$2,669	2.6%	$5.46	—	*W EXP 01/19/202	026874156
BWA	BORGWARNER INC	57,151	$2,479	2.4%	$29.97	+11.2%	COM	099724106
AMCX	AMC NETWORKS INC	60,255	$2,380	2.3%	$58.47	-28.2%	CL A	00164V103
ALSN	ALLISON TRANSMISSION HLDGS I	45,195	$2,184	2.1%	$41.35	+1.5%	COM	01973R101
—	WYNDHAM DESTINATIONS INC	42,006	$2,171	2.1%	$49.90	—	COM	98310W108
—	MARRIOTT VACTINS WORLDWID CO	2,035,000	$2,170	2.1%	$0.99	—	NOTE 1.500% 9/1	57164YAB3
KMX	CARMAX INC	24,043	$2,108	2.0%	$65.46	+43.7%	COM	143130102
—	ANNALY CAP MGMT INC	223,107	$2,102	2.0%	$6.18	—	COM	035710409
—	DIAMOND OFFSHORE DRILLING IN	288,108	$2,071	2.0%	$9.39	—	COM	25271C102
MD	MEDNAX INC	61,853	$1,719	1.7%	$39.87	-37.1%	COM	58502B106
—	EATON VANCE FLTING RATE INC	118,110	$1,620	1.6%	$13.67	—	COM	278279104
—	DISCOVERY INC	52,260	$1,593	1.5%	$23.14	—	COM SER C	25470F302
MAC	MACERICH CO	58,274	$1,569	1.5%	$32.49	—	COM	554382101
—	LABORATORY CORP AMER HLDGS	9,205	$1,557	1.5%	$153.01	—	COM NEW	50540R409
BEP	BROOKFIELD RENEWABLE PARTNER	27,728	$1,293	1.3%	$31.08	—	PARTNERSHIP UNIT	G16258108
WFC	WELLS FARGO CO NEW	21,174	$1,139	1.1%	$42.03	+6.3%	COM	949746101
FOSL	FOSSIL GROUP INC	144,225	$1,136	1.1%	$19.37	-52.4%	COM	34988V106
AXP	AMERICAN EXPRESS CO	8,810	$1,093	1.1%	$96.20	+14.5%	COM	025816109
JNJ	JOHNSON & JOHNSON	5,164	$753	0.7%	$113.58	+0.5%	COM	478160104
—	SEACOR HOLDINGS INC	545,000	$534	0.5%	$0.93	—	NOTE 3.000%11/1	81170YAB5
—	BROOKFIELD PROPERTY PARTRS L	26,426	$483	0.5%	$16.13	—	UNIT LTD PARTN	G16249107
MSFT	MICROSOFT CORP	2,200	$347	0.3%	$100.21	+38.9%	COM	594918104
CMCSA	COMCAST CORP NEW	6,884	$310	0.3%	$30.43	+24.4%	CL A	20030N101
—	BLACKROCK LTD DURATION INC T	18,110	$297	0.3%	$16.40	—	COM SHS	09249W101
MRK	MERCK & CO INC	2,675	$243	0.2%	$56.97	+18.6%	COM	58933Y105
—	HANESBRANDS INC	16,107	$239	0.2%	$13.92	—	COM	410345102
—	CBL & ASSOC PPTYS INC	35,000	$37	0.0%	$1.06	—	COM	124830100