Triad Investment Management Long-Term Concentrated

Location: Newport Beach, CA

CIK: 0001615717 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Oct 17, 2019

Total Value: $91.91M (100.0% shares, 0.0% debt)

Holdings (45)

— BROOKFIELD REAL ASSETS INCOM 5.0%

Value $4.637M Shares 213,482 Est. Cost $19.86 Unrealized —

GS GOLDMAN SACHS GROUP INC 4.5%

Value $4.178M Shares 20,161 Est. Cost $167.77 Unrealized +7.0%

SLB SCHLUMBERGER LTD 4.5%

Value $4.126M Shares 120,756 Est. Cost $38.20 Unrealized -19.0%

— COLFAX CORP 4.3%

Value $3.997M Shares 137,533 Est. Cost $23.66 Unrealized —

— WESTROCK CO 4.2%

Value $3.864M Shares 106,017 Est. Cost $37.39 Unrealized —

— AMERICAN INTL GROUP INC 4.1%

Value $3.763M Shares 263,885 Est. Cost $5.46 Unrealized —

— EATON VANCE CORP 4.0%

Value $3.642M Shares 81,069 Est. Cost $37.63 Unrealized —

KNX KNIGHT SWIFT TRANSN HLDGS IN 3.7%

Value $3.403M Shares 93,747 Est. Cost $29.69 Unrealized +9.6%

CNNE CANNAE HLDGS INC 3.5%

Value $3.213M Shares 116,963 Est. Cost $17.14 Unrealized +58.3%

BEN FRANKLIN RES INC 3.5%

Value $3.192M Shares 110,613 Est. Cost $21.97 Unrealized +1.7%

— OAKTREE SPECIALTY LENDING CO 3.5%

Value $3.19M Shares 674,163 Est. Cost $4.78 Unrealized —

MHK MOHAWK INDS INC 3.4%

Value $3.089M Shares 24,897 Est. Cost $133.15 Unrealized -3.6%

AMCX AMC NETWORKS INC 3.2%

Value $2.98M Shares 60,609 Est. Cost $58.47 Unrealized -11.8%

AXTA AXALTA COATING SYS LTD 3.2%

Value $2.96M Shares 98,186 Est. Cost $24.84 Unrealized +18.8%

— DISCOVERY INC 3.1%

Value $2.811M Shares 105,557 Est. Cost $24.74 Unrealized —

— MRC GLOBAL INC 3.0%

Value $2.774M Shares 228,680 Est. Cost $15.60 Unrealized —

SSNC SS&C TECHNOLOGIES HLDGS INC 2.8%

Value $2.544M Shares 49,338 Est. Cost $51.11 Unrealized 0.0%

THO THOR INDS INC 2.7%

Value $2.482M Shares 43,812 Est. Cost $52.51 Unrealized -12.5%

KMX CARMAX INC 2.4%

Value $2.235M Shares 25,394 Est. Cost $65.46 Unrealized +31.1%

ALSN ALLISON TRANSMISSION HLDGS I 2.4%

Value $2.191M Shares 46,577 Est. Cost $41.35 Unrealized -1.3%

BWA BORGWARNER INC 2.3%

Value $2.109M Shares 57,488 Est. Cost $29.97 Unrealized -2.7%

— MARRIOTT VACTINS WORLDWID CO 2.2%

Value $2.055M Shares 2,050,000 Est. Cost $0.99 Unrealized —

— ANNALY CAP MGMT INC 2.1%

Value $1.966M Shares 545,356 Est. Cost $6.18 Unrealized —

— LABORATORY CORP AMER HLDGS 2.1%

Value $1.948M Shares 11,595 Est. Cost $153.01 Unrealized —

MAC MACERICH CO 2.0%

Value $1.834M Shares 59,469 Est. Cost $32.49 Unrealized —

FOSL FOSSIL GROUP INC 2.0%

Value $1.813M Shares 144,926 Est. Cost $19.37 Unrealized -41.6%

DVA DAVITA INC 1.9%

Value $1.724M Shares 30,202 Est. Cost $64.04 Unrealized -9.3%

MD MEDNAX INC 1.7%

Value $1.536M Shares 67,899 Est. Cost $39.87 Unrealized -42.8%

— DIAMOND OFFSHORE DRILLING IN 1.6%

Value $1.47M Shares 264,400 Est. Cost $9.59 Unrealized —

— DISCOVERY INC 1.4%

Value $1.308M Shares 53,124 Est. Cost $23.14 Unrealized —

WFC WELLS FARGO CO NEW 1.4%

Value $1.27M Shares 25,278 Est. Cost $42.03 Unrealized -5.3%

— BROOKFIELD PROPERTY REIT INC 1.4%

Value $1.25M Shares 61,294 Est. Cost $19.30 Unrealized —

BEP BROOKFIELD RENEWABLE PARTNER 1.1%

Value $1.052M Shares 25,893 Est. Cost $29.98 Unrealized —

AXP AMERICAN EXPRESS CO 1.1%

Value $1.038M Shares 9,418 Est. Cost $96.20 Unrealized +17.0%

OPLN KAR AUCTION SVCS INC 0.9%

Value $835K Shares 34,001 Est. Cost $25.61 Unrealized 0.0%

JNJ JOHNSON & JOHNSON 0.7%

Value $668K Shares 5,575 Est. Cost $113.58 Unrealized -3.1%

— BROOKFIELD PROPERTY PARTRS L 0.6%

Value $555K Shares 27,341 Est. Cost $16.13 Unrealized —

— SEACOR HOLDINGS INC 0.6%

Value $546K Shares 555,000 Est. Cost $0.93 Unrealized —

— HANESBRANDS INC 0.4%

Value $356K Shares 23,253 Est. Cost $13.92 Unrealized —

CMCSA COMCAST CORP NEW 0.3%

Value $310K Shares 6,884 Est. Cost $30.43 Unrealized +23.3%

— WYNDHAM DESTINATIONS INC 0.3%

Value $308K Shares 6,685 Est. Cost $40.50 Unrealized —

MSFT MICROSOFT CORP 0.3%

Value $306K Shares 2,200 Est. Cost $100.21 Unrealized +29.6%

MRK MERCK & CO INC 0.3%

Value $242K Shares 2,986 Est. Cost $56.97 Unrealized +14.9%

— EATON VANCE FLTING RATE INC 0.2%

Value $141K Shares 10,700 Est. Cost $13.18 Unrealized —

WY WEYERHAEUSER CO 0.0%

Value $0 Shares 11,003 Est. Cost $20.52 Unrealized 0.0%

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	BROOKFIELD REAL ASSETS INCOM	213,482	$4.637M	5.0%	$19.86	—	SHS BEN INT	112830104
GS	GOLDMAN SACHS GROUP INC	20,161	$4.178M	4.5%	$167.77	+7.0%	COM	38141G104
SLB	SCHLUMBERGER LTD	120,756	$4.126M	4.5%	$38.20	-19.0%	COM	806857108
—	COLFAX CORP	137,533	$3.997M	4.3%	$23.66	—	COM	194014106
—	WESTROCK CO	106,017	$3.864M	4.2%	$37.39	—	COM	96145D105
—	AMERICAN INTL GROUP INC	263,885	$3.763M	4.1%	$5.46	—	*W EXP 01/19/202	026874156
—	EATON VANCE CORP	81,069	$3.642M	4.0%	$37.63	—	COM NON VTG	278265103
KNX	KNIGHT SWIFT TRANSN HLDGS IN	93,747	$3.403M	3.7%	$29.69	+9.6%	CL A	499049104
CNNE	CANNAE HLDGS INC	116,963	$3.213M	3.5%	$17.14	+58.3%	COM	13765N107
BEN	FRANKLIN RES INC	110,613	$3.192M	3.5%	$21.97	+1.7%	COM	354613101
—	OAKTREE SPECIALTY LENDING CO	674,163	$3.19M	3.5%	$4.78	—	COM	67401P108
MHK	MOHAWK INDS INC	24,897	$3.089M	3.4%	$133.15	-3.6%	COM	608190104
AMCX	AMC NETWORKS INC	60,609	$2.98M	3.2%	$58.47	-11.8%	CL A	00164V103
AXTA	AXALTA COATING SYS LTD	98,186	$2.96M	3.2%	$24.84	+18.8%	COM	G0750C108
—	DISCOVERY INC	105,557	$2.811M	3.1%	$24.74	—	COM SER A	25470F104
—	MRC GLOBAL INC	228,680	$2.774M	3.0%	$15.60	—	COM	55345K103
SSNC	SS&C TECHNOLOGIES HLDGS INC	49,338	$2.544M	2.8%	$51.11	0.0%	COM	78467J100
THO	THOR INDS INC	43,812	$2.482M	2.7%	$52.51	-12.5%	COM	885160101
KMX	CARMAX INC	25,394	$2.235M	2.4%	$65.46	+31.1%	COM	143130102
ALSN	ALLISON TRANSMISSION HLDGS I	46,577	$2.191M	2.4%	$41.35	-1.3%	COM	01973R101
BWA	BORGWARNER INC	57,488	$2.109M	2.3%	$29.97	-2.7%	COM	099724106
—	MARRIOTT VACTINS WORLDWID CO	2,050,000	$2.055M	2.2%	$0.99	—	NOTE 1.500% 9/1	57164YAB3
—	ANNALY CAP MGMT INC	545,356	$1.966M	2.1%	$6.18	—	COM	035710409
—	LABORATORY CORP AMER HLDGS	11,595	$1.948M	2.1%	$153.01	—	COM NEW	50540R409
MAC	MACERICH CO	59,469	$1.834M	2.0%	$32.49	—	COM	554382101
FOSL	FOSSIL GROUP INC	144,926	$1.813M	2.0%	$19.37	-41.6%	COM	34988V106
DVA	DAVITA INC	30,202	$1.724M	1.9%	$64.04	-9.3%	COM	23918K108
MD	MEDNAX INC	67,899	$1.536M	1.7%	$39.87	-42.8%	COM	58502B106
—	DIAMOND OFFSHORE DRILLING IN	264,400	$1.47M	1.6%	$9.59	—	COM	25271C102
—	DISCOVERY INC	53,124	$1.308M	1.4%	$23.14	—	COM SER C	25470F302
WFC	WELLS FARGO CO NEW	25,278	$1.27M	1.4%	$42.03	-5.3%	COM	949746101
—	BROOKFIELD PROPERTY REIT INC	61,294	$1.25M	1.4%	$19.30	—	CL A	11282X103
BEP	BROOKFIELD RENEWABLE PARTNER	25,893	$1.052M	1.1%	$29.98	—	PARTNERSHIP UNIT	G16258108
AXP	AMERICAN EXPRESS CO	9,418	$1.038M	1.1%	$96.20	+17.0%	COM	025816109
OPLN	KAR AUCTION SVCS INC	34,001	$835K	0.9%	$25.61	0.0%	COM	48238T109
JNJ	JOHNSON & JOHNSON	5,575	$668K	0.7%	$113.58	-3.1%	COM	478160104
—	BROOKFIELD PROPERTY PARTRS L	27,341	$555K	0.6%	$16.13	—	UNIT LTD PARTN	G16249107
—	SEACOR HOLDINGS INC	555,000	$546K	0.6%	$0.93	—	NOTE 3.000%11/1	81170YAB5
—	HANESBRANDS INC	23,253	$356K	0.4%	$13.92	—	COM	410345102
CMCSA	COMCAST CORP NEW	6,884	$310K	0.3%	$30.43	+23.3%	CL A	20030N101
—	WYNDHAM DESTINATIONS INC	6,685	$308K	0.3%	$40.50	—	COM	98310W108
MSFT	MICROSOFT CORP	2,200	$306K	0.3%	$100.21	+29.6%	COM	594918104
MRK	MERCK & CO INC	2,986	$242K	0.3%	$56.97	+14.9%	COM	58933Y105
—	EATON VANCE FLTING RATE INC	10,700	$141K	0.2%	$13.18	—	COM	278279104
WY	WEYERHAEUSER CO	11,003	$0	0.0%	$20.52	0.0%	COM	962166104