High Falls Advisors, Inc Diversified Active

CIK: 0001569139 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 16, 2020

Total Value ($000): $288 (100.0% shares, 0.0% debt)

Holdings (44)

LQD ISHARES TR 8.0%

Value ($000) $23 Shares 173,432 Est. Cost $122.19 Unrealized —

SPY SPDR S&P 500 ETF TR 6.6%

Value ($000) $19 Shares 57,872 Est. Cost $245.54 Unrealized —

USMV ISHARES TR 5.6%

Value ($000) $16 Shares 252,269 Est. Cost $48.49 Unrealized —

IVV ISHARES TR 5.2%

Value ($000) $15 Shares 45,730 Est. Cost $291.54 Unrealized —

HYG ISHARES TR 5.2%

Value ($000) $15 Shares 182,075 Est. Cost $55.93 Unrealized —

IEFA ISHARES TR 4.2%

Value ($000) $12 Shares 195,444 Est. Cost $41.58 Unrealized —

ACWV ISHARES INC 3.8%

Value ($000) $11 Shares 116,408 Est. Cost $71.96 Unrealized —

PFF ISHARES TR 3.8%

Value ($000) $11 Shares 306,918 Est. Cost $25.69 Unrealized —

EFAV ISHARES TR 3.8%

Value ($000) $11 Shares 159,064 Est. Cost $32.07 Unrealized —

IJR ISHARES TR 3.8%

Value ($000) $11 Shares 151,201 Est. Cost $65.20 Unrealized —

IXN ISHARES TR 3.5%

Value ($000) $10 Shares 36,716 Est. Cost $64.60 Unrealized —

IJH ISHARES TR 3.5%

Value ($000) $10 Shares 56,524 Est. Cost $114.08 Unrealized —

ESGU ISHARES TR 3.5%

Value ($000) $10 Shares 128,990 Est. Cost $66.86 Unrealized —

SHY ISHARES TR 3.5%

Value ($000) $10 Shares 114,845 Est. Cost $83.83 Unrealized —

IHI ISHARES TR 3.1%

Value ($000) $9 Shares 31,435 Est. Cost $74.39 Unrealized —

MBB ISHARES TR 3.1%

Value ($000) $9 Shares 82,489 Est. Cost $102.88 Unrealized —

AGG ISHARES TR 3.1%

Value ($000) $9 Shares 80,227 Est. Cost $107.02 Unrealized —

DVY ISHARES TR 2.8%

Value ($000) $8 Shares 101,102 Est. Cost $80.17 Unrealized —

GOVT ISHARES TR 2.8%

Value ($000) $8 Shares 280,963 Est. Cost $23.55 Unrealized —

EFG ISHARES TR 2.4%

Value ($000) $7 Shares 81,547 Est. Cost $80.56 Unrealized —

TIP ISHARES TR 2.4%

Value ($000) $7 Shares 55,996 Est. Cost $113.93 Unrealized —

AAPL APPLE INC 1.7%

Value ($000) $5 Shares 44,370 Est. Cost $92.74 Unrealized +14.3%

ESGE ISHARES INC 1.7%

Value ($000) $5 Shares 132,374 Est. Cost $30.59 Unrealized —

IGSB ISHARES TR 1.7%

Value ($000) $5 Shares 82,764 Est. Cost $44.79 Unrealized —

IYR ISHARES TR 1.7%

Value ($000) $5 Shares 61,747 Est. Cost $81.70 Unrealized —

QQQ INVESCO QQQ TR 1.4%

Value ($000) $4 Shares 12,688 Est. Cost $183.35 Unrealized —

VLUE ISHARES TR 1.0%

Value ($000) $3 Shares 44,792 Est. Cost $66.38 Unrealized —

SHYG ISHARES TR 1.0%

Value ($000) $3 Shares 69,058 Est. Cost $33.86 Unrealized —

IYG ISHARES TR 0.7%

Value ($000) $2 Shares 13,888 Est. Cost $110.54 Unrealized —

PID INVESCO EXCHANGE TRADED FD T 0.7%

Value ($000) $2 Shares 120,431 Est. Cost $15.79 Unrealized —

FDL FIRST TR MORNINGSTAR DIVID L 0.7%

Value ($000) $2 Shares 63,505 Est. Cost $29.88 Unrealized —

SDY SPDR SER TR 0.7%

Value ($000) $2 Shares 16,451 Est. Cost $76.26 Unrealized —

FLOT ISHARES TR 0.3%

Value ($000) $1 Shares 23,757 Est. Cost $50.40 Unrealized —

CVY INVESCO EXCHANGE TRADED FD T 0.3%

Value ($000) $1 Shares 87,967 Est. Cost $21.56 Unrealized —

SPLV INVESCO EXCH TRADED FD TR II 0.3%

Value ($000) $1 Shares 12,776 Est. Cost $46.96 Unrealized —

FCOR FIDELITY MERRIMACK STR TR 0.3%

Value ($000) $1 Shares 26,610 Est. Cost $0.04 Unrealized —

XHB SPDR SER TR 0.3%

Value ($000) $1 Shares 15,377 Est. Cost $0.07 Unrealized —

XOM EXXON MOBIL CORP 0.3%

Value ($000) $1 Shares 15,238 Est. Cost $52.34 Unrealized -38.2%

MUB ISHARES TR 0.3%

Value ($000) $1 Shares 10,721 Est. Cost $111.80 Unrealized —

XLU SELECT SECTOR SPDR TR 0.3%

Value ($000) $1 Shares 10,245 Est. Cost $43.99 Unrealized —

XLB SELECT SECTOR SPDR TR 0.3%

Value ($000) $1 Shares 10,461 Est. Cost $56.38 Unrealized —

— NUVEEN MUN VALUE FD INC 0.0%

Value ($000) $0 Shares 11,000 Est. Cost $10.19 Unrealized —

— GENERAL ELECTRIC CO 0.0%

Value ($000) $0 Shares 10,689 Est. Cost $27.90 Unrealized —

— BOULDER GROWTH & INCOME FD I 0.0%

Value ($000) $0 Shares 10,909 Est. Cost $10.76 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
LQD	ISHARES TR	173,432	$23	8.0%	$122.19	—	IBOXX INV CP ETF	464287242
SPY	SPDR S&P 500 ETF TR	57,872	$19	6.6%	$245.54	—	TR UNIT	78462F103
USMV	ISHARES TR	252,269	$16	5.6%	$48.49	—	MSCI USA MIN VOL	46429B697
IVV	ISHARES TR	45,730	$15	5.2%	$291.54	—	CORE S&P500 ETF	464287200
HYG	ISHARES TR	182,075	$15	5.2%	$55.93	—	IBOXX HI YD ETF	464288513
IEFA	ISHARES TR	195,444	$12	4.2%	$41.58	—	CORE MSCI EAFE	46432F842
ACWV	ISHARES INC	116,408	$11	3.8%	$71.96	—	MSCI GBL MIN VOL	464286525
PFF	ISHARES TR	306,918	$11	3.8%	$25.69	—	PFD AND INCM SEC	464288687
EFAV	ISHARES TR	159,064	$11	3.8%	$32.07	—	MSCI EAFE MIN VL	46429B689
IJR	ISHARES TR	151,201	$11	3.8%	$65.20	—	CORE S&P SCP ETF	464287804
IXN	ISHARES TR	36,716	$10	3.5%	$64.60	—	GLOBAL TECH ETF	464287291
IJH	ISHARES TR	56,524	$10	3.5%	$114.08	—	CORE S&P MCP ETF	464287507
ESGU	ISHARES TR	128,990	$10	3.5%	$66.86	—	ESG AWR MSCI USA	46435G425
SHY	ISHARES TR	114,845	$10	3.5%	$83.83	—	1 3 YR TREAS BD	464287457
IHI	ISHARES TR	31,435	$9	3.1%	$74.39	—	U.S. MED DVC ETF	464288810
MBB	ISHARES TR	82,489	$9	3.1%	$102.88	—	MBS ETF	464288588
AGG	ISHARES TR	80,227	$9	3.1%	$107.02	—	CORE US AGGBD ET	464287226
DVY	ISHARES TR	101,102	$8	2.8%	$80.17	—	SELECT DIVID ETF	464287168
GOVT	ISHARES TR	280,963	$8	2.8%	$23.55	—	US TREAS BD ETF	46429B267
EFG	ISHARES TR	81,547	$7	2.4%	$80.56	—	EAFE GRWTH ETF	464288885
TIP	ISHARES TR	55,996	$7	2.4%	$113.93	—	TIPS BD ETF	464287176
AAPL	APPLE INC	44,370	$5	1.7%	$92.74	+14.3%	COM	037833100
ESGE	ISHARES INC	132,374	$5	1.7%	$30.59	—	ESG AWR MSCI EM	46434G863
IGSB	ISHARES TR	82,764	$5	1.7%	$44.79	—	ISHS 1-5YR INVS	464288646
IYR	ISHARES TR	61,747	$5	1.7%	$81.70	—	U.S. REAL ES ETF	464287739
QQQ	INVESCO QQQ TR	12,688	$4	1.4%	$183.35	—	UNIT SER 1	46090E103
VLUE	ISHARES TR	44,792	$3	1.0%	$66.38	—	MSCI USA VALUE	46432F388
SHYG	ISHARES TR	69,058	$3	1.0%	$33.86	—	0-5YR HI YL CP	46434V407
IYG	ISHARES TR	13,888	$2	0.7%	$110.54	—	U.S. FIN SVC ETF	464287770
PID	INVESCO EXCHANGE TRADED FD T	120,431	$2	0.7%	$15.79	—	INTL DIVI ACHI	46137V548
FDL	FIRST TR MORNINGSTAR DIVID L	63,505	$2	0.7%	$29.88	—	SHS	336917109
SDY	SPDR SER TR	16,451	$2	0.7%	$76.26	—	S&P DIVID ETF	78464A763
FLOT	ISHARES TR	23,757	$1	0.3%	$50.40	—	FLTG RATE NT ETF	46429B655
CVY	INVESCO EXCHANGE TRADED FD T	87,967	$1	0.3%	$21.56	—	ZACKS MULT AST	46137Y500
SPLV	INVESCO EXCH TRADED FD TR II	12,776	$1	0.3%	$46.96	—	S&P500 LOW VOL	46138E354
FCOR	FIDELITY MERRIMACK STR TR	26,610	$1	0.3%	$0.04	—	CORP BOND ETF	316188101
XHB	SPDR SER TR	15,377	$1	0.3%	$0.07	—	S&P HOMEBUILD	78464A888
XOM	EXXON MOBIL CORP	15,238	$1	0.3%	$52.34	-38.2%	COM	30231G102
MUB	ISHARES TR	10,721	$1	0.3%	$111.80	—	NATIONAL MUN ETF	464288414
XLU	SELECT SECTOR SPDR TR	10,245	$1	0.3%	$43.99	—	SBI INT-UTILS	81369Y886
XLB	SELECT SECTOR SPDR TR	10,461	$1	0.3%	$56.38	—	SBI MATERIALS	81369Y100
—	NUVEEN MUN VALUE FD INC	11,000	$0	0.0%	$10.19	—	COM	670928100
—	GENERAL ELECTRIC CO	10,689	$0	0.0%	$27.90	—	COM	369604103
—	BOULDER GROWTH & INCOME FD I	10,909	$0	0.0%	$10.76	—	COM	101507101