WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Nov 14, 2019

Total Value ($000): $187,905 (100.0% shares, 0.0% debt)

Holdings (27)

— MAM SOFTWARE GROUP INC 19.8%

Value ($000) $37,139 Shares 3,079,556 Est. Cost $4.73 Unrealized —

LFCR LANDEC CORP 16.6%

Value ($000) $31,200 Shares 2,870,300 Est. Cost $13.13 Unrealized -17.1%

NATR NATURES SUNSHINE PRODS INC 10.1%

Value ($000) $18,971 Shares 2,288,431 Est. Cost $10.94 Unrealized -21.1%

DLHC DLH HOLDINGS CORP 8.6%

Value ($000) $16,170 Shares 3,625,633 Est. Cost $1.18 Unrealized +293.7%

— MVC CAPITAL INC 7.2%

Value ($000) $13,478 Shares 1,514,379 Est. Cost $8.18 Unrealized —

— TELOS CORP 7.1%

Value ($000) $13,286 Shares 554,765 Est. Cost $23.25 Unrealized —

— S&W SEED CO 5.3%

Value ($000) $10,049 Shares 4,222,308 Est. Cost $4.04 Unrealized —

GLDD GREAT LAKES DREDGE & DOCK CO 5.3%

Value ($000) $9,866 Shares 944,119 Est. Cost $4.54 Unrealized +132.8%

— WILLIAMS INDUSTRIAL SERVICES GROUP 3.8%

Value ($000) $7,126 Shares 3,654,271 Est. Cost $2.98 Unrealized —

GVA GRANITE CONSTRUCTION INC 3.6%

Value ($000) $6,752 Shares 210,154 Est. Cost $50.85 Unrealized -31.8%

— SMTC CORPORATION 2.3%

Value ($000) $4,260 Shares 1,972,360 Est. Cost $2.20 Unrealized —

QRHC QUEST RESOURCE HOLDING CORP 2.2%

Value ($000) $4,047 Shares 1,618,595 Est. Cost $2.19 Unrealized +13.6%

BW BABCOCK & WILCOX ENTERPR 1.9%

Value ($000) $3,530 Shares 736,964 Est. Cost $3.83 Unrealized 0.0%

— SUMMER INFANT INC 1.3%

Value ($000) $2,390 Shares 6,829,086 Est. Cost $2.48 Unrealized —

— JASON INDUSTRIES INC 1.0%

Value ($000) $1,867 Shares 5,259,240 Est. Cost $5.83 Unrealized —

— ISHARES COMEX GOLD TRUST 0.7%

Value ($000) $1,311 Shares 93,000 Est. Cost $10.23 Unrealized —

— WILHELMINA INTERNATIONAL INC 0.7%

Value ($000) $1,291 Shares 232,961 Est. Cost $6.08 Unrealized —

— AMERINAC HOLDING CORP 0.6%

Value ($000) $1,125 Shares 25,000 Est. Cost $40.00 Unrealized —

— MUSCLE PHARM CORP 0.5%

Value ($000) $871 Shares 1,936,305 Est. Cost $3.91 Unrealized —

CLAR CLARUS CORPORATION 0.4%

Value ($000) $821 Shares 70,000 Est. Cost $6.30 Unrealized +82.4%

— TRECORA RESOURCES 0.4%

Value ($000) $722 Shares 80,000 Est. Cost $11.63 Unrealized —

STKL SUNOPTA INC 0.3%

Value ($000) $592 Shares 328,900 Est. Cost $3.51 Unrealized -26.1%

LTRE LEARNING TREE INTERNATIONAL 0.2%

Value ($000) $418 Shares 972,050 Est. Cost $2.51 Unrealized -73.6%

— TILE SHOP HLDGS INC 0.1%

Value ($000) $255 Shares 80,000 Est. Cost $5.65 Unrealized —

— GLYECO INC 0.1%

Value ($000) $237 Shares 394,672 Est. Cost $0.60 Unrealized —

EQS EQUUS TOTAL RETURN INC 0.1%

Value ($000) $115 Shares 71,304 Est. Cost $2.54 Unrealized -34.9%

CVV CVD EQUIPMENT CORP 0.0%

Value ($000) $16 Shares 4,794 Est. Cost $10.92 Unrealized -67.1%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	MAM SOFTWARE GROUP INC	3,079,556	$37,139	19.8%	$4.73	—	COMM	55277Q201
LFCR	LANDEC CORP	2,870,300	$31,200	16.6%	$13.13	-17.1%	COMM	514766104
NATR	NATURES SUNSHINE PRODS INC	2,288,431	$18,971	10.1%	$10.94	-21.1%	COMM	639027101
DLHC	DLH HOLDINGS CORP	3,625,633	$16,170	8.6%	$1.18	+293.7%	COMM	23335Q100
—	MVC CAPITAL INC	1,514,379	$13,478	7.2%	$8.18	—	COMM	553829102
—	TELOS CORP	554,765	$13,286	7.1%	$23.25	—	PREF	87969B200
—	S&W SEED CO	4,222,308	$10,049	5.3%	$4.04	—	COMM	785135104
GLDD	GREAT LAKES DREDGE & DOCK CO	944,119	$9,866	5.3%	$4.54	+132.8%	COMM	390607109
—	WILLIAMS INDUSTRIAL SERVICES GROUP	3,654,271	$7,126	3.8%	$2.98	—	COMM	96951A104
GVA	GRANITE CONSTRUCTION INC	210,154	$6,752	3.6%	$50.85	-31.8%	COMM	387328107
—	SMTC CORPORATION	1,972,360	$4,260	2.3%	$2.20	—	COMM	832682207
QRHC	QUEST RESOURCE HOLDING CORP	1,618,595	$4,047	2.2%	$2.19	+13.6%	COMM	74836W203
BW	BABCOCK & WILCOX ENTERPR	736,964	$3,530	1.9%	$3.83	0.0%	COMM	05614L209
—	SUMMER INFANT INC	6,829,086	$2,390	1.3%	$2.48	—	COMM	865646103
—	JASON INDUSTRIES INC	5,259,240	$1,867	1.0%	$5.83	—	COMM	471172106
—	ISHARES COMEX GOLD TRUST	93,000	$1,311	0.7%	$10.23	—	ETF	464285105
—	WILHELMINA INTERNATIONAL INC	232,961	$1,291	0.7%	$6.08	—	COMM	968235200
—	AMERINAC HOLDING CORP	25,000	$1,125	0.6%	$40.00	—	RSTD	03077Y107
—	MUSCLE PHARM CORP	1,936,305	$871	0.5%	$3.91	—	COMM	627335201
CLAR	CLARUS CORPORATION	70,000	$821	0.4%	$6.30	+82.4%	COMM	18270P109
—	TRECORA RESOURCES	80,000	$722	0.4%	$11.63	—	COMM	894648104
STKL	SUNOPTA INC	328,900	$592	0.3%	$3.51	-26.1%	COMM	8676EP108
LTRE	LEARNING TREE INTERNATIONAL	972,050	$418	0.2%	$2.51	-73.6%	COMM	522015106
—	TILE SHOP HLDGS INC	80,000	$255	0.1%	$5.65	—	COMM	88677Q109
—	GLYECO INC	394,672	$237	0.1%	$0.60	—	COMM	38000P203
EQS	EQUUS TOTAL RETURN INC	71,304	$115	0.1%	$2.54	-34.9%	FUND	294766100
CVV	CVD EQUIPMENT CORP	4,794	$16	0.0%	$10.92	-67.1%	COMM	126601103