WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Feb 14, 2020

Total Value ($000): $149,849 (100.0% shares, 0.0% debt)

Holdings (25)

LFCR LANDEC CORP 21.7%

Value ($000) $32,463 Shares 2,870,300 Est. Cost $13.13 Unrealized -18.9%

NATR NATURES SUNSHINE PRODS INC 14.2%

Value ($000) $21,329 Shares 2,388,431 Est. Cost $10.85 Unrealized -18.1%

DLHC DLH HOLDINGS CORP 10.2%

Value ($000) $15,325 Shares 3,657,530 Est. Cost $1.18 Unrealized +254.3%

— MVC CAPITAL INC 9.3%

Value ($000) $13,887 Shares 1,514,379 Est. Cost $8.18 Unrealized —

GLDD GREAT LAKES DREDGE & DOCK CO 7.1%

Value ($000) $10,697 Shares 944,119 Est. Cost $4.54 Unrealized +135.3%

Value ($000) $10,541 Shares 554,765 Est. Cost $23.25 Unrealized —

— S&W SEED CO 5.9%

Value ($000) $8,867 Shares 4,222,308 Est. Cost $4.04 Unrealized —

— SMTC CORPORATION 4.5%

Value ($000) $6,724 Shares 1,983,590 Est. Cost $2.20 Unrealized —

GVA GRANITE CONSTRUCTION INC 4.3%

Value ($000) $6,457 Shares 233,354 Est. Cost $48.62 Unrealized -41.5%

— WILLIAMS INDUSTRIAL SERVICES GROUP 4.2%

Value ($000) $6,326 Shares 3,677,771 Est. Cost $2.98 Unrealized —

QRHC QUEST RESOURCE HOLDING CORP 2.4%

Value ($000) $3,529 Shares 1,618,595 Est. Cost $2.19 Unrealized +9.8%

BW BABCOCK & WILCOX ENTERPR 1.8%

Value ($000) $2,683 Shares 736,964 Est. Cost $3.83 Unrealized +2.0%

— JASON INDUSTRIES INC 1.3%

Value ($000) $1,958 Shares 5,259,240 Est. Cost $5.83 Unrealized —

— SUMMER INFANT INC 1.2%

Value ($000) $1,739 Shares 6,829,086 Est. Cost $2.48 Unrealized —

STKL SUNOPTA INC 1.1%

Value ($000) $1,628 Shares 651,384 Est. Cost $2.87 Unrealized -22.5%

— ISHARES COMEX GOLD TRUST 0.9%

Value ($000) $1,349 Shares 93,000 Est. Cost $10.23 Unrealized —

— AMERINAC HOLDING CORP 0.8%

Value ($000) $1,125 Shares 25,000 Est. Cost $40.00 Unrealized —

— WILHELMINA INTERNATIONAL INC 0.6%

Value ($000) $964 Shares 232,961 Est. Cost $6.08 Unrealized —

CLAR CLARUS CORPORATION 0.5%

Value ($000) $814 Shares 60,000 Est. Cost $6.30 Unrealized +81.8%

LTRE LEARNING TREE INTERNATIONAL 0.4%

Value ($000) $640 Shares 977,050 Est. Cost $2.51 Unrealized -78.5%

— MUSCLE PHARM CORP 0.3%

Value ($000) $465 Shares 1,936,305 Est. Cost $3.91 Unrealized —

— TILE SHOP HLDGS INC 0.1%

Value ($000) $135 Shares 80,000 Est. Cost $5.65 Unrealized —

EQS EQUUS TOTAL RETURN INC 0.1%

Value ($000) $130 Shares 71,304 Est. Cost $2.54 Unrealized -37.5%

— GLYECO INC 0.0%

Value ($000) $59 Shares 394,672 Est. Cost $0.60 Unrealized —

CVV CVD EQUIPMENT 0.0%

Value ($000) $15 Shares 4,794 Est. Cost $10.92 Unrealized -68.1%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
LFCR	LANDEC CORP	2,870,300	$32,463	21.7%	$13.13	-18.9%	COMM	514766104
NATR	NATURES SUNSHINE PRODS INC	2,388,431	$21,329	14.2%	$10.85	-18.1%	COMM	639027101
DLHC	DLH HOLDINGS CORP	3,657,530	$15,325	10.2%	$1.18	+254.3%	COMM	23335Q100
—	MVC CAPITAL INC	1,514,379	$13,887	9.3%	$8.18	—	COMM	553829102
GLDD	GREAT LAKES DREDGE & DOCK CO	944,119	$10,697	7.1%	$4.54	+135.3%	COMM	390607109
—	TELOS	554,765	$10,541	7.0%	$23.25	—	PREF	87969B200
—	S&W SEED CO	4,222,308	$8,867	5.9%	$4.04	—	COMM	785135104
—	SMTC CORPORATION	1,983,590	$6,724	4.5%	$2.20	—	COMM	832682207
GVA	GRANITE CONSTRUCTION INC	233,354	$6,457	4.3%	$48.62	-41.5%	COMM	387328107
—	WILLIAMS INDUSTRIAL SERVICES GROUP	3,677,771	$6,326	4.2%	$2.98	—	COMM	96951A104
QRHC	QUEST RESOURCE HOLDING CORP	1,618,595	$3,529	2.4%	$2.19	+9.8%	COMM	74836W203
BW	BABCOCK & WILCOX ENTERPR	736,964	$2,683	1.8%	$3.83	+2.0%	COMM	05614L209
—	JASON INDUSTRIES INC	5,259,240	$1,958	1.3%	$5.83	—	COMM	471172106
—	SUMMER INFANT INC	6,829,086	$1,739	1.2%	$2.48	—	COMM	865646103
STKL	SUNOPTA INC	651,384	$1,628	1.1%	$2.87	-22.5%	COMM	8676EP108
—	ISHARES COMEX GOLD TRUST	93,000	$1,349	0.9%	$10.23	—	ETF	464285105
—	AMERINAC HOLDING CORP	25,000	$1,125	0.8%	$40.00	—	RSTD	03077Y107
—	WILHELMINA INTERNATIONAL INC	232,961	$964	0.6%	$6.08	—	COMM	968235200
CLAR	CLARUS CORPORATION	60,000	$814	0.5%	$6.30	+81.8%	COMM	18270P109
LTRE	LEARNING TREE INTERNATIONAL	977,050	$640	0.4%	$2.51	-78.5%	COMM	522015106
—	MUSCLE PHARM CORP	1,936,305	$465	0.3%	$3.91	—	COMM	627335201
—	TILE SHOP HLDGS INC	80,000	$135	0.1%	$5.65	—	COMM	88677Q109
EQS	EQUUS TOTAL RETURN INC	71,304	$130	0.1%	$2.54	-37.5%	FUND	294766100
—	GLYECO INC	394,672	$59	0.0%	$0.60	—	COMM	38000P203
CVV	CVD EQUIPMENT	4,794	$15	0.0%	$10.92	-68.1%	COMM	126601103