Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q3 2023 (← Previous) (Next →)
Filing Date: Nov 14, 2023
Total Value: $1.171B (99.6% shares, 0.4% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 1,100,000 | $194M | 16.6% | $176.74 | $174.78 | — | Put | 464287655 |
| ESTA | ESTABLISHMENT LABS HLDGS INC | 1,887,617 | $92.63M | 7.9% | $49.07 * | $30.27 | +97.5% | COM | G31249108 |
| XBI | SPDR SER TR | 950,000 | $69.37M | 5.9% | $73.02 | — | — | Put | 78464A870 |
| CASH | PATHWARD FINANCIAL INC | 1,234,526 | $56.9M | 4.9% | $46.09 * | $30.35 | +62.7% | COM | 59100U108 |
| IMAX | IMAX CORP | 2,606,884 | $50.36M | 4.3% | $19.32 * | $16.45 | +12.0% | COM | 45245E109 |
| ESTA | ESTABLISHMENT LABS HLDGS INC | 579,000 | $28.41M | 2.4% | $49.07 * | $30.27 | +97.5% | Call | G31249108 |
| LXFR | LUXFER HLDGS PLC | 2,121,162 | $27.68M | 2.4% | $13.05 * | $14.00 | -9.8% | SHS | G5698W116 |
| RDVT | RED VIOLET INC | 1,261,896 | $25.25M | 2.2% | $20.01 * | $22.30 | -7.9% | COM | 75704L104 |
| KRE | SPDR SER TR | 600,000 | $25.06M | 2.1% | $41.77 | — | — | Put | 78464A698 |
| IMTX | IMMATICS N.V | 1,920,636 | $22.24M | 1.9% | $11.58 * | $10.66 | +11.9% | SHS | N44445109 |
| CRMT | AMERICAS CAR-MART INC | 230,953 | $21.01M | 1.8% | $90.99 * | $93.94 | +11.2% | COM | 03062T105 |
| HGV | HILTON GRAND VACATIONS INC | 504,242 | $20.52M | 1.8% | $40.70 * | $40.42 | +9.0% | COM | 43283X105 |
| QURE | UNIQURE NV | 3,023,799 | $20.29M | 1.7% | $6.71 * | $26.79 | -66.4% | SHS | N90064101 |
| BVS | BIOVENTUS INC | 6,018,532 | $19.86M | 1.7% | $3.30 * | $3.53 | -0.6% | COM CL A | 09075A108 |
| PTON | PELOTON INTERACTIVE INC | 3,554,606 | $17.95M | 1.5% | $5.05 * | $13.44 | -47.1% | CL A COM | 70614W100 |
| — | LYRA THERAPEUTICS INC | 4,050,218 | $15.84M | 1.4% | $3.91 | $4.95 | — | COM | 55234L105 |
| VMD | VIEMED HEALTHCARE INC | 2,032,170 | $13.68M | 1.2% | $6.73 * | $7.16 | +14.4% | COM | 92663R105 |
| — | ASSERTIO HOLDINGS INC | 4,670,000 | $11.96M | 1.0% | $2.56 | $2.56 | — | COM NEW | 04546C205 |
| NPCE | NEUROPACE INC | 1,219,915 | $11.87M | 1.0% | $9.73 * | $8.82 | -33.6% | COM | 641288105 |
| SLNO | SOLENO THERAPEUTICS INC | 392,404 | $11.58M | 1.0% | $29.51 * | $2.41 | +151.3% | COM | 834203309 |
| GDEN | GOLDEN ENTMT INC | 332,056 | $11.35M | 1.0% | $34.18 * | $25.49 | +37.4% | COM | 381013101 |
| ZVRA | ZEVRA THERAPEUTICS INC | 2,308,216 | $11.13M | 1.0% | $4.82 * | $4.99 | 0.0% | COM NEW | 488445206 |
| RMR | RMR GROUP INC | 432,033 | $10.59M | 0.9% | $24.52 * | $22.87 | -16.3% | CL A | 74967R106 |
| RH | RH | 40,000 | $10.57M | 0.9% | $264.36 * | $347.67 | 0.0% | Call | 74967X103 |
| KROS | KEROS THERAPEUTICS INC | 328,781 | $10.48M | 0.9% | $31.88 * | $45.62 | -18.2% | COM | 492327101 |
| HGV | HILTON GRAND VACATIONS INC | 250,000 | $10.18M | 0.9% | $40.70 * | $40.42 | +9.0% | Call | 43283X105 |
| PAYO | PAYONEER GLOBAL INC | 1,612,862 | $9.871M | 0.8% | $6.12 * | $7.04 | -20.0% | COM | 70451X104 |
| RDNW | RUMBLEON INC | 1,605,392 | $9.841M | 0.8% | $6.13 * | $11.20 | -28.0% | COM CL B | 781386305 |
| ABEO | ABEONA THERAPEUTICS INC | 2,297,794 | $9.674M | 0.8% | $4.21 * | $3.20 | +18.2% | COM NEW | 00289Y206 |
| CDXS | CODEXIS INC | 5,069,443 | $9.581M | 0.8% | $1.89 * | $5.60 | -58.3% | COM | 192005106 |
| AMRX | AMNEAL PHARMACEUTICALS INC | 2,212,757 | $9.338M | 0.8% | $4.22 * | $2.14 | +73.9% | COM STK CL A | 03168L105 |
| — | NOODLES & CO | 3,495,827 | $8.6M | 0.7% | $2.46 | $2.72 | — | COM CL A | 65540B105 |
| HLF | HERBALIFE LTD | 600,000 | $8.394M | 0.7% | $13.99 | — | — | Call | G4412G101 |
| MLKN | MILLERKNOLL INC | 340,228 | $8.319M | 0.7% | $24.45 * | $37.79 | -54.4% | COM | 600544100 |
| — | TALARIS THERAPEUTICS INC | 2,953,129 | $8.298M | 0.7% | $2.81 | $2.92 | — | COM | 87410C104 |
| DHX | DHI GROUP INC | 2,698,201 | $8.256M | 0.7% | $3.06 * | $2.63 | +35.6% | COM | 23331S100 |
| — | DARIOHEALTH CORP | 2,414,192 | $7.919M | 0.7% | $3.28 | $11.06 | — | COM NEW | 23725P209 |
| AMLX | AMYLYX PHARMACEUTICALS INC | 407,205 | $7.456M | 0.6% | $18.31 * | $23.51 | -10.1% | COM | 03237H101 |
| ZM | ZOOM VIDEO COMMUNICATIONS IN | 100,000 | $6.994M | 0.6% | $69.94 | — | — | Call | 98980L101 |
| ILPT | INDUSTRIAL LOGISTICS PPTYS T | 2,357,284 | $6.813M | 0.6% | $2.89 | $3.18 | — | COM SHS BEN INT | 456237106 |
| AURA | AURA BIOSCIENCES INC | 743,892 | $6.673M | 0.6% | $8.97 * | $15.03 | -28.4% | COM | 05153U107 |
| DXPE | DXP ENTERPRISES INC | 179,987 | $6.289M | 0.5% | $34.94 * | $33.71 | +7.1% | COM NEW | 233377407 |
| DYN | DYNE THERAPEUTICS INC | 683,164 | $6.121M | 0.5% | $8.96 * | $11.97 | -10.0% | COM | 26818M108 |
| RDI | READING INTL INC | 2,876,040 | $6.097M | 0.5% | $2.12 * | $4.55 | -46.2% | CL A | 755408101 |
| RSVR | RESERVOIR MEDIA INC | 986,328 | $6.017M | 0.5% | $6.10 * | $5.61 | 0.0% | COM | 76119X105 |
| EHTH | EHEALTH INC | 800,000 | $5.92M | 0.5% | $7.40 * | $7.93 | -0.9% | COM | 28238P109 |
| NSPR | INSPIREMD INC | 1,768,050 | $5.782M | 0.5% | $3.27 * | $1.59 | +100.7% | COM | 45779A846 |
| ANTX | AN2 THERAPEUTICS INC | 356,789 | $5.737M | 0.5% | $16.08 * | $11.32 | 0.0% | COM | 037326105 |
| COGT | COGENT BIOSCIENCES INC | 575,000 | $5.606M | 0.5% | $9.75 * | $11.82 | +0.4% | COM | 19240Q201 |
| RH | RH | 20,853 | $5.513M | 0.5% | $264.36 * | $347.67 | 0.0% | COM | 74967X103 |
| CYTK | CYTOKINETICS INC | 179,257 | $5.281M | 0.5% | $29.46 * | $37.69 | -11.6% | COM NEW | 23282W605 |
| VTYX | VENTYX BIOSCIENCES INC | 147,623 | $5.127M | 0.4% | $34.73 | $26.76 | +29.2% | COM | 92332V107 |
| — | KARUNA THERAPEUTICS INC | 30,000 | $5.073M | 0.4% | $169.09 | — | — | Call | 48576A100 |
| GOSS | GOSSAMER BIO INC | 6,089,471 | $5.071M | 0.4% | $0.83 * | $1.15 | 0.0% | COM | 38341P102 |
| IMAX | IMAX CORP | 250,000 | $4.83M | 0.4% | $19.32 * | $16.45 | +12.0% | Call | 45245E109 |
| DNTH | DIANTHUS THERAPEUTICS INC | 336,862 | $4.605M | 0.4% | $13.67 * | $12.62 | 0.0% | COM | 252828108 |
| — | GAMIDA CELL LTD | 4,325,000 | $4.455M | 0.4% | $1.03 | $1.03 | — | SHS | M47364100 |
| XTNT | XTANT MED HLDGS INC | 4,000,000 | $4.4M | 0.4% | $1.10 | $1.07 | 0.0% | COM NEW | 98420P308 |
| BXMT | BLACKSTONE MTG TR INC | 200,000 | $4.35M | 0.4% | $21.75 | — | — | Put | 09257W100 |
| VNDA | VANDA PHARMACEUTICALS INC | 1,000,000 | $4.32M | 0.4% | $4.32 * | $5.56 | 0.0% | COM | 921659108 |
| — | PAR TECHNOLOGY CORP | 3,785,000 | $4.31M | 0.4% | $1.14 | $1.25 | — | NOTE 2.875% 4/1 | 698884AC7 |
| PTON | PELOTON INTERACTIVE INC | 852,000 | $4.303M | 0.4% | $5.05 * | $13.44 | -47.1% | Call | 70614W100 |
| SPRY | ARS PHARMACEUTICALS INC | 1,099,075 | $4.155M | 0.4% | $3.78 * | $6.58 | -0.2% | COM | 82835W108 |
| — | OPTINOSE INC | 3,307,942 | $4.069M | 0.3% | $1.23 | $1.50 | — | COM | 68404V100 |
| IDYA | IDEAYA BIOSCIENCES INC | 145,860 | $3.935M | 0.3% | $26.98 * | $12.99 | +95.2% | COM | 45166A102 |
| SVRA | SAVARA INC | 1,039,364 | $3.929M | 0.3% | $3.78 * | $3.56 | 0.0% | COM | 805111101 |
| ALTG | ALTA EQUIPMENT GROUP INC | 322,632 | $3.891M | 0.3% | $12.06 * | $8.05 | +75.9% | COMMON STOCK | 02128L106 |
| — | PLAYAGS INC | 594,574 | $3.877M | 0.3% | $6.52 | $6.27 | — | COM | 72814N104 |
| IWM | ISHARES TR | 21,878 | $3.867M | 0.3% | $176.74 | $174.78 | — | RUSSELL 2000 ETF | 464287655 |
| EOLS | EVOLUS INC | 421,220 | $3.85M | 0.3% | $9.14 | $8.97 | 0.0% | COM | 30052C107 |
| TELA | TELA BIO INC | 456,092 | $3.649M | 0.3% | $8.00 * | $8.94 | +4.0% | COM | 872381108 |
| — | ALTISOURCE PORTFOLIO SOLNS S | 904,462 | $3.609M | 0.3% | $3.99 | $3.99 | — | REG SHS | L0175J104 |
| SNDX | SYNDAX PHARMACEUTICALS INC | 240,031 | $3.485M | 0.3% | $14.52 * | $17.54 | +7.8% | COM | 87164F105 |
| — | POINT BIOPHARMA GLOBAL INC | 521,191 | $3.476M | 0.3% | $6.67 | $7.44 | — | COM | 730541109 |
| INMD | INMODE LTD | 100,000 | $3.046M | 0.3% | $30.46 | — | — | Put | M5425M103 |
| — | UNICYCIVE THERAPEUTICS INC | 3,470,541 | $2.985M | 0.3% | $0.86 | $1.18 | — | COM | 90466Y103 |
| AYTU | AYTU BIOPHARMA INC | 1,086,812 | $2.934M | 0.3% | $2.70 * | $2.20 | -20.6% | COM | 054754858 |
| SNDX | SYNDAX PHARMACEUTICALS INC | 200,000 | $2.904M | 0.2% | $14.52 * | $17.54 | +7.8% | Call | 87164F105 |
| ENVA | ENOVA INTL INC | 53,250 | $2.709M | 0.2% | $50.87 * | $36.51 | +42.9% | COM | 29357K103 |
| PWP | PERELLA WEINBERG PARTNERS | 258,273 | $2.629M | 0.2% | $10.18 * | $9.79 | -0.5% | CLASS A COM | 71367G102 |
| RILY | B. RILEY FINANCIAL INC | 62,520 | $2.563M | 0.2% | $40.99 * | $53.91 | -8.7% | COM | 05580M108 |
| NNBR | NN INC | 1,353,143 | $2.517M | 0.2% | $1.86 * | $2.02 | +16.0% | COM | 629337106 |
| TARS | TARSUS PHARMACEUTICALS INC | 135,500 | $2.408M | 0.2% | $17.77 | $17.70 | 0.0% | COM | 87650L103 |
| — | CIDARA THERAPEUTICS INC | 2,538,406 | $2.392M | 0.2% | $0.94 | $1.27 | — | COM | 171757107 |
| ELUT | ELUTIA INC | 1,650,000 | $2.36M | 0.2% | $1.43 * | $1.75 | 0.0% | CL A COM | 05479K106 |
| — | SELECTA BIOSCIENCES INC | 2,200,000 | $2.332M | 0.2% | $1.06 | $1.21 | — | COM | 816212104 |
| FOSL | FOSSIL GROUP INC | 985,215 | $2.03M | 0.2% | $2.06 * | $2.72 | -14.4% | COM | 34988V106 |
| — | IMMATICS N.V | 558,977 | $1.979M | 0.2% | $3.54 | $4.86 | — | *W EXP 07/01/202 | N44445117 |
| — | STRATA SKIN SCIENCES INC | 3,264,945 | $1.943M | 0.2% | $0.59 | $1.87 | — | COM NEW | 86272A206 |
| MAX | MEDIAALPHA INC | 234,372 | $1.936M | 0.2% | $8.26 * | $13.08 | -31.7% | CL A | 58450V104 |
| CCCC | C4 THERAPEUTICS INC | 1,000,000 | $1.86M | 0.2% | $1.86 * | $3.21 | -5.1% | COM STK | 12529R107 |
| — | FORTRESS BIOTECH INC | 6,018,211 | $1.747M | 0.1% | $0.29 | $3.06 | — | COM | 34960Q109 |
| SRL | SCULLY ROYALTY LTD | 298,491 | $1.689M | 0.1% | $5.66 * | $9.80 | -36.4% | COM SHS | G7T96K107 |
| — | JASPER THERAPEUTICS INC | 2,402,904 | $1.682M | 0.1% | $0.70 | $1.67 | — | COM | 471871103 |
| ANEB | ANEBULO PHARMACEUTICALS INC | 511,073 | $1.561M | 0.1% | $3.05 * | $3.54 | -22.2% | COM | 034569103 |
| EHTH | EHEALTH INC | 203,100 | $1.503M | 0.1% | $7.40 * | $7.93 | -0.9% | Call | 28238P109 |
| — | THE AARONS COMPANY INC | 138,572 | $1.451M | 0.1% | $10.47 | $10.39 | — | COM | 00258W108 |
| — | AEROVATE THERAPEUTICS INC | 95,000 | $1.289M | 0.1% | $13.57 | $21.68 | — | COM | 008064107 |
| TGTX | TG THERAPEUTICS INC | 150,000 | $1.254M | 0.1% | $8.36 * | $13.94 | 0.0% | COM | 88322Q108 |
| RDNW | RUMBLEON INC | 200,000 | $1.226M | 0.1% | $6.13 * | $11.20 | -28.0% | Call | 781386305 |
| — | NEOLEUKIN THERAPEUTICS INC | 299,999 | $1.185M | 0.1% | $3.95 | $3.95 | — | COM NEW | 64049K203 |
| NMTC | NEUROONE MED TECHNOLOGIES CO | 1,250,000 | $1.113M | 0.1% | $0.89 * | $1.12 | 0.0% | COM NEW | 64130M209 |
| RZLT | REZOLUTE INC | 769,606 | $1.016M | 0.1% | $1.32 * | $2.85 | -42.7% | COM NEW | 76200L309 |
| QURE | UNIQURE NV | 147,700 | $991K | 0.1% | $6.71 * | $26.79 | -66.4% | Call | N90064101 |
| DERM | JOURNEY MED CORP | 348,663 | $955K | 0.1% | $2.74 * | $2.10 | +6.2% | COM | 48115J109 |
| TBBK | BANCORP INC DEL | 24,896 | $859K | 0.1% | $34.50 * | $30.78 | +18.4% | COM | 05969A105 |
| SGRP | SPAR GROUP INC | 879,189 | $847K | 0.1% | $0.96 * | $1.27 | -9.3% | COM | 784933103 |
| — | ACER THERAPEUTICS INC | 918,349 | $748K | 0.1% | $0.81 | $14.06 | — | COM | 00444P108 |
| TLPH | ACELRX PHARMACEUTICALS INC | 1,173,015 | $680K | 0.1% | $0.58 * | $0.96 | 0.0% | COM NEW | 00444T209 |
| — | SOCIETAL CDMO INC | 1,250,000 | $586K | 0.1% | $0.47 | $0.47 | — | COM | 75629F109 |
| SRTS | SENSUS HEALTHCARE INC | 185,048 | $513K | 0.0% | $2.77 * | $7.18 | -57.5% | COM | 81728J109 |
| TLPH | ACELRX PHARMACEUTICALS INC | 755,000 | $438K | 0.0% | $0.58 * | $0.96 | 0.0% | Call | 00444T209 |
| — | INSTIL BIO INC | 1,000,000 | $428K | 0.0% | $0.43 | $0.43 | — | COM | 45783C101 |
| KROS | KEROS THERAPEUTICS INC | 12,300 | $392K | 0.0% | $31.88 * | $45.62 | -18.2% | Call | 492327101 |
| — | APTOSE BIOSCIENCES INC | 136,483 | $382K | 0.0% | $2.80 | $4.64 | — | COM | 03835T309 |
| LADR | LADDER CAP CORP | 27,073 | $278K | 0.0% | $10.26 | $10.85 | — | CL A | 505743104 |
| XGN | EXAGEN INC | 106,769 | $258K | 0.0% | $2.42 * | $17.82 | -85.8% | COM | 30068X103 |
| ELTX | ELICIO THERAPEUTICS INC | 30,000 | $254K | 0.0% | $8.45 * | $9.17 | +3.8% | COM | 28657F103 |
| ADCT | ADC THERAPEUTICS SA | 257,162 | $231K | 0.0% | $0.90 * | $3.78 | -64.8% | SHS | H0036K147 |
| ABEO | ABEONA THERAPEUTICS INC | 52,000 | $219K | 0.0% | $4.21 * | $3.20 | +18.2% | Call | 00289Y206 |
| TACT | TRANSACT TECHNOLOGIES INC | 31,108 | $200K | 0.0% | $6.42 * | $14.23 | -46.9% | COM | 892918103 |
| LUCD | LUCID DIAGNOSTICS INC | 158,135 | $185K | 0.0% | $1.17 * | $8.12 | -82.1% | COM | 54948X109 |
| — | BM TECHNOLOGIES INC | 79,212 | $158K | 0.0% | $2.00 | $5.21 | — | CL A COM | 05591L107 |
| — | AKUMIN INC | 979,196 | $143K | 0.0% | $0.15 | $0.72 | — | COM | 01021X100 |
| RFL | RAFAEL HLDGS INC | 72,678 | $138K | 0.0% | $1.90 * | $2.08 | +2.0% | COM CL B | 75062E106 |
| — | KINTARA THERAPEUTICS INC | 22,619 | $91,381 | 0.0% | $4.04 | $4.04 | — | COM NEW | 49720K200 |
| GAIA | GAIA INC NEW | 23,144 | $62,952 | 0.0% | $2.72 * | $3.03 | -20.9% | CL A | 36269P104 |
| CUE | CUE BIOPHARMA INC | 26,760 | $61,548 | 0.0% | $2.30 * | $12.91 | -74.8% | COM | 22978P106 |
| GFAIW | GUARDFORCE AI CO LTD | 154,205 | $53,972 | 0.0% | $0.35 | $0.80 | — | *W EXP 10/01/202 | G4236L120 |
| — | CATALYST BIOSCIENCES INC | 67,800 | $32,700 | 0.0% | $0.48 | $5.14 | — | COM NEW | 14888D208 |
| — | NOGIN INC | 56,425 | $29,962 | 0.0% | $0.53 | $1.31 | — | COM NEW | 65528N204 |
| — | NOGIN INC | 330,000 | $13,291 | 0.0% | $0.04 | $0.34 | — | *W EXP 08/26/202 | 65528N113 |
| TCBWF | TC BIOPHARM HOLDINGS PLC | 235,294 | $5,176 | 0.0% | $0.02 | $0.50 | — | *W EXP 02/08/202 | 87807D111 |