Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q4 2023 (← Previous) (Next →)
Filing Date: Feb 15, 2024
Total Value: $1.673B
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| XBI | SPDR SER TR | 3,314,400 | $296M | 17.7% | $89.29 | — | — | PUT | 78464A870 |
| IWM | ISHARES TR | 1,250,000 | $251M | 15.0% | $200.71 | $194.92 | — | PUT | 464287655 |
| SLNO | SOLENO THERAPEUTICS INC | 2,856,351 | $115M | 6.9% | $40.25 * | $24.87 | +14.4% | COM | 834203309 |
| ESTA | ESTABLISHMENT LABS HLDGS INC | 2,470,154 | $63.95M | 3.8% | $25.89 * | $30.04 | -2.5% | COM | G31249108 |
| CASH | PATHWARD FINANCIAL INC | 1,059,866 | $56.1M | 3.4% | $52.93 * | $30.35 | +60.8% | COM | 59100U108 |
| COST | COSTCO WHSL CORP NEW | 70,000 | $46.21M | 2.8% | $660.08 | — | — | PUT | 22160K105 |
| IMAX | IMAX CORP | 2,408,753 | $36.18M | 2.2% | $15.02 * | $16.45 | +4.0% | COM | 45245E109 |
| RDNW | RUMBLEON INC | 4,416,506 | $35.95M | 2.1% | $8.14 * | $8.15 | -21.3% | COM CL B | 781386305 |
| BVS | BIOVENTUS INC | 5,977,471 | $31.5M | 1.9% | $5.27 * | $3.53 | +12.1% | COM CL A | 09075A108 |
| EOLS | EVOLUS INC | 2,910,849 | $30.65M | 1.8% | $10.53 * | $8.95 | -0.0% | COM | 30052C107 |
| HGV | HILTON GRAND VACATIONS INC | 671,171 | $26.97M | 1.6% | $40.18 * | $39.70 | -5.5% | COM | 43283X105 |
| RDVT | RED VIOLET INC | 1,205,678 | $24.08M | 1.4% | $19.97 | $22.30 | -11.3% | COM | 75704L104 |
| CRMT | AMERICAS CAR-MART INC | 312,128 | $23.65M | 1.4% | $75.77 | $89.16 | -15.2% | COM | 03062T105 |
| — | LYRA THERAPEUTICS INC | 4,050,218 | $21.22M | 1.3% | $5.24 | $4.95 | — | COM | 55234L105 |
| QURE | UNIQURE NV | 2,958,027 | $20.03M | 1.2% | $6.77 * | $26.79 | -75.3% | SHS | N90064101 |
| PTON | PELOTON INTERACTIVE INC | 3,262,939 | $19.87M | 1.2% | $6.09 * | $13.44 | -59.9% | CL A COM | 70614W100 |
| IWM | ISHARES TR | 97,969 | $19.66M | 1.2% | $200.71 | $194.92 | — | RUSSELL 2000 ETF | 464287655 |
| LXFR | LUXFER HLDGS PLC | 1,809,645 | $16.18M | 1.0% | $8.94 * | $14.00 | -33.6% | SHS | G5698W116 |
| ZVRA | ZEVRA THERAPEUTICS INC | 2,453,405 | $16.07M | 1.0% | $6.55 * | $4.97 | -6.0% | COM NEW | 488445206 |
| VMD | VIEMED HEALTHCARE INC | 1,952,368 | $15.33M | 0.9% | $7.85 * | $7.16 | +1.3% | COM | 92663R105 |
| IMTX | IMMATICS N.V | 1,413,956 | $14.89M | 0.9% | $10.53 * | $10.66 | -13.7% | SHS | N44445109 |
| ESTA | ESTABLISHMENT LABS HLDGS INC | 550,000 | $14.24M | 0.9% | $25.89 * | $30.04 | -2.5% | CALL | G31249108 |
| AMRX | AMNEAL PHARMACEUTICALS INC | 2,334,397 | $14.17M | 0.8% | $6.07 * | $2.27 | +96.7% | COM STK CL A | 03168L105 |
| CDXS | CODEXIS INC | 4,592,903 | $14.01M | 0.8% | $3.05 * | $5.60 | -61.6% | COM | 192005106 |
| KROS | KEROS THERAPEUTICS INC | 310,141 | $12.33M | 0.7% | $39.76 * | $45.62 | -31.3% | COM | 492327101 |
| NPCE | NEUROPACE INC | 1,173,677 | $12.1M | 0.7% | $10.31 * | $8.82 | -9.6% | COM | 641288105 |
| — | NOODLES & CO | 3,744,571 | $11.8M | 0.7% | $3.15 | $2.75 | — | COM CL A | 65540B105 |
| AURA | AURA BIOSCIENCES INC | 1,321,860 | $11.71M | 0.7% | $8.86 * | $12.16 | -30.4% | COM | 05153U107 |
| RH | RH | 40,000 | $11.66M | 0.7% | $291.48 * | $347.67 | -25.7% | CALL | 74967X103 |
| GDEN | GOLDEN ENTMT INC | 291,449 | $11.64M | 0.7% | $39.93 * | $25.49 | +32.7% | COM | 381013101 |
| RMR | RMR GROUP INC | 404,063 | $11.41M | 0.7% | $28.23 * | $22.87 | -13.8% | CL A | 74967R106 |
| ABEO | ABEONA THERAPEUTICS INC | 2,250,252 | $11.27M | 0.7% | $5.01 * | $3.20 | +37.4% | COM NEW | 00289Y206 |
| RSVR | RESERVOIR MEDIA INC | 1,550,797 | $11.06M | 0.7% | $7.13 * | $5.79 | +5.3% | COM | 76119X105 |
| ABVX | ABIVAX SA | 1,010,034 | $10.81M | 0.6% | $10.70 | $10.70 | — | SPONSORED ADS | 00370M103 |
| — | TOURMALINE BIO INC | 410,907 | $10.76M | 0.6% | $26.18 | $26.18 | — | COM | 89157D105 |
| HGV | HILTON GRAND VACATIONS INC | 250,000 | $10.04M | 0.6% | $40.18 * | $39.70 | -5.5% | CALL | 43283X105 |
| ILPT | INDUSTRIAL LOGISTICS PPTYS T | 1,992,819 | $9.366M | 0.6% | $4.70 | $3.18 | — | COM SHS BEN INT | 456237106 |
| VTGN | VISTAGEN THERAPEUTICS INC | 1,816,730 | $9.338M | 0.6% | $5.14 * | $3.78 | 0.0% | COM | 92840H400 |
| CYTK | CYTOKINETICS INC | 110,017 | $9.185M | 0.5% | $83.49 * | $37.69 | -3.9% | COM NEW | 23282W605 |
| HLF | HERBALIFE LTD | 600,000 | $9.156M | 0.5% | $15.26 | — | — | CALL | G4412G101 |
| AMLX | AMYLYX PHARMACEUTICALS INC | 620,110 | $9.128M | 0.5% | $14.72 * | $20.70 | -26.0% | COM | 03237H101 |
| PAYO | PAYONEER GLOBAL INC | 1,747,404 | $9.104M | 0.5% | $5.21 * | $6.92 | -20.4% | COM | 70451X104 |
| SPRY | ARS PHARMACEUTICALS INC | 1,596,504 | $8.749M | 0.5% | $5.48 * | $5.89 | -25.6% | COM | 82835W108 |
| EHTH | EHEALTH INC | 991,821 | $8.649M | 0.5% | $8.72 * | $7.98 | +2.5% | COM | 28238P109 |
| DYN | DYNE THERAPEUTICS INC | 642,789 | $8.549M | 0.5% | $13.30 * | $11.97 | -18.4% | COM | 26818M108 |
| — | ASSERTIO HOLDINGS INC | 7,619,440 | $8.153M | 0.5% | $1.07 | $1.98 | — | COM NEW | 04546C205 |
| SNDX | SYNDAX PHARMACEUTICALS INC | 365,259 | $7.893M | 0.5% | $21.61 * | $16.80 | -8.5% | COM | 87164F105 |
| TARS | TARSUS PHARMACEUTICALS INC | 375,276 | $7.599M | 0.5% | $20.25 * | $17.06 | -2.1% | COM | 87650L103 |
| TELA | TELA BIO INC | 1,097,866 | $7.268M | 0.4% | $6.62 * | $7.09 | -18.5% | COM | 872381108 |
| ZM | ZOOM VIDEO COMMUNICATIONS IN | 100,000 | $7.191M | 0.4% | $71.91 | — | — | CALL | 98980L101 |
| PTON | PELOTON INTERACTIVE INC | 1,180,000 | $7.186M | 0.4% | $6.09 * | $13.44 | -59.9% | CALL | 70614W100 |
| DHX | DHI GROUP INC | 2,639,687 | $6.837M | 0.4% | $2.59 | $2.63 | -2.2% | COM | 23331S100 |
| DXPE | DXP ENTERPRISES INC | 201,829 | $6.802M | 0.4% | $33.70 * | $33.59 | -2.8% | COM NEW | 233377407 |
| RDI | READING INTL INC | 3,402,203 | $6.498M | 0.4% | $1.91 | $4.14 | -53.9% | CL A | 755408101 |
| ENVA | ENOVA INTL INC | 109,000 | $6.034M | 0.4% | $55.36 * | $39.01 | +18.4% | CALL | 29357K103 |
| NSPR | INSPIREMD INC | 2,066,456 | $5.807M | 0.3% | $2.81 * | $1.78 | +62.0% | COM | 45779A846 |
| NNBR | NN INC | 1,407,222 | $5.629M | 0.3% | $4.00 * | $2.04 | +16.6% | COM | 629337106 |
| ANTX | AN2 THERAPEUTICS INC | 248,278 | $5.087M | 0.3% | $20.49 * | $11.32 | +47.7% | COM | 037326105 |
| IDYA | IDEAYA BIOSCIENCES INC | 139,298 | $4.956M | 0.3% | $35.58 * | $12.99 | +129.8% | COM | 45166A102 |
| — | PLAYAGS INC | 566,588 | $4.776M | 0.3% | $8.43 | $6.27 | — | COM | 72814N104 |
| — | ALTERYX INC | 99,093 | $4.673M | 0.3% | $47.16 | $47.16 | — | COM CL A | 02156B103 |
| SVRA | SAVARA INC | 987,903 | $4.643M | 0.3% | $4.70 * | $3.56 | +7.5% | COM | 805111101 |
| — | PAR TECHNOLOGY CORP | 3,785,000 | $4.604M | 0.3% | $1.22 | $1.25 | — | NOTE 2.875% 4/1 | 698884AC7 |
| XTNT | XTANT MED HLDGS INC | 4,000,000 | $4.52M | 0.3% | $1.13 | $1.07 | +9.6% | COM NEW | 98420P308 |
| MLKN | MILLERKNOLL INC | 167,148 | $4.46M | 0.3% | $26.68 * | $37.79 | -37.2% | COM | 600544100 |
| — | THERATECHNOLOGIES INC | 2,682,228 | $4.345M | 0.3% | $1.62 | $1.62 | — | COM NEW | 88338H704 |
| SNDX | SYNDAX PHARMACEUTICALS INC | 200,000 | $4.322M | 0.3% | $21.61 * | $16.80 | -8.5% | CALL | 87164F105 |
| VNDA | VANDA PHARMACEUTICALS INC | 1,013,251 | $4.276M | 0.3% | $4.22 * | $5.54 | -27.1% | COM | 921659108 |
| — | OPTINOSE INC | 3,146,921 | $4.06M | 0.2% | $1.29 | $1.50 | — | COM | 68404V100 |
| — | DARIOHEALTH CORP | 2,336,753 | $4.019M | 0.2% | $1.72 | $11.06 | — | COM NEW | 23725P209 |
| ENVA | ENOVA INTL INC | 71,865 | $3.978M | 0.2% | $55.36 * | $39.01 | +18.4% | COM | 29357K103 |
| — | ALTISOURCE PORTFOLIO SOLNS S | 1,064,109 | $3.788M | 0.2% | $3.56 | $3.93 | — | REG SHS | L0175J104 |
| COGT | COGENT BIOSCIENCES INC | 640,936 | $3.769M | 0.2% | $5.88 * | $11.39 | -32.7% | COM | 19240Q201 |
| IMAX | IMAX CORP | 250,000 | $3.755M | 0.2% | $15.02 * | $16.45 | +4.0% | CALL | 45245E109 |
| ALTG | ALTA EQUIPMENT GROUP INC | 302,509 | $3.742M | 0.2% | $12.37 * | $8.05 | +27.5% | COMMON STOCK | 02128L106 |
| — | CELLECTAR BIOSCIENCES INC | 1,350,578 | $3.741M | 0.2% | $2.77 | $2.77 | — | COM NEW | 15117F807 |
| — | ENVVENO MEDICAL CORPORATION | 706,319 | $3.63M | 0.2% | $5.14 | $5.14 | — | COM | 29415J106 |
| ELUT | ELUTIA INC | 1,650,000 | $3.564M | 0.2% | $2.16 * | $1.75 | -6.4% | CL A COM | 05479K106 |
| — | STARTEK INC | 786,913 | $3.47M | 0.2% | $4.41 | $4.41 | — | COM | 85569C107 |
| DNTH | DIANTHUS THERAPEUTICS INC | 328,433 | $3.416M | 0.2% | $10.40 * | $12.62 | -12.4% | COM | 252828108 |
| AYTU | AYTU BIOPHARMA INC | 1,086,812 | $3.087M | 0.2% | $2.84 * | $2.20 | +25.0% | COM | 054754858 |
| — | UNICYCIVE THERAPEUTICS INC | 3,438,181 | $2.983M | 0.2% | $0.87 | $1.18 | — | COM | 90466Y103 |
| ABEO | ABEONA THERAPEUTICS INC | 520,000 | $2.605M | 0.2% | $5.01 * | $3.20 | +37.4% | CALL | 00289Y206 |
| GAIA | GAIA INC NEW | 915,029 | $2.471M | 0.1% | $2.70 | $2.70 | -0.3% | CL A | 36269P104 |
| EHTH | EHEALTH INC | 250,000 | $2.18M | 0.1% | $8.72 * | $7.98 | +2.5% | CALL | 28238P109 |
| — | GRAPHITE BIO INC | 820,971 | $2.151M | 0.1% | $2.62 | $2.62 | — | COM | 38870X104 |
| — | AEROVATE THERAPEUTICS INC | 91,188 | $2.064M | 0.1% | $22.63 | $21.68 | — | COM | 008064107 |
| MAX | MEDIAALPHA INC | 180,868 | $2.017M | 0.1% | $11.15 * | $13.08 | -24.3% | CL A | 58450V104 |
| NMTC | NEUROONE MED TECHNOLOGIES CO | 1,214,094 | $1.918M | 0.1% | $1.58 * | $1.12 | +10.0% | COM NEW | 64130M209 |
| PWP | PERELLA WEINBERG PARTNERS | 155,709 | $1.904M | 0.1% | $12.23 * | $9.79 | +7.2% | CLASS A COM | 71367G102 |
| — | JASPER THERAPEUTICS INC | 2,228,265 | $1.758M | 0.1% | $0.79 | $1.67 | — | COM | 471871103 |
| — | STRATA SKIN SCIENCES INC | 3,128,132 | $1.721M | 0.1% | $0.55 | $1.87 | — | COM NEW | 86272A206 |
| — | IMMATICS N.V | 558,977 | $1.632M | 0.1% | $2.92 | $4.86 | — | *W EXP 07/01/202 | N44445117 |
| — | CONNS INC | 359,371 | $1.596M | 0.1% | $4.44 | $4.44 | — | COM | 208242107 |
| — | CARTESIAN THERAPEUTICS INC | 2,234,209 | $1.54M | 0.1% | $0.69 | $1.20 | — | COM | 816212104 |
| RZLT | REZOLUTE INC | 1,537,707 | $1.526M | 0.1% | $0.99 * | $1.88 | -51.3% | COM NEW | 76200L309 |
| SRL | SCULLY ROYALTY LTD | 242,721 | $1.481M | 0.1% | $6.10 * | $9.80 | -49.5% | COM SHS | G7T96K107 |
| NGNE | NEUROGENE INC | 72,279 | $1.401M | 0.1% | $19.38 * | $14.32 | 0.0% | COM | 64135M105 |
| QURE | UNIQURE NV | 200,000 | $1.354M | 0.1% | $6.77 * | $26.79 | -75.3% | CALL | N90064101 |
| RILY | B. RILEY FINANCIAL INC | 62,520 | $1.312M | 0.1% | $20.99 * | $53.91 | -45.7% | COM | 05580M108 |
| ZYXIQ | ZYNEX INC | 120,000 | $1.307M | 0.1% | $10.89 * | $8.90 | 0.0% | COM | 98986M103 |
| — | EARGO INC | 495,582 | $1.284M | 0.1% | $2.59 | $2.59 | — | COM NEW | 270087208 |
| ANEB | ANEBULO PHARMACEUTICALS INC | 511,073 | $1.237M | 0.1% | $2.42 * | $3.54 | -33.3% | COM | 034569103 |
| — | CIDARA THERAPEUTICS INC | 1,546,745 | $1.228M | 0.1% | $0.79 | $1.27 | — | COM | 171757107 |
| FBIO | FORTRESS BIOTECH INC | 372,562 | $1.121M | 0.1% | $3.01 * | $2.64 | 0.0% | COM NEW | 34960Q307 |
| TIL | INSTIL BIO INC | 127,292 | $970K | 0.1% | $7.62 * | $7.23 | 0.0% | COM NEW | 45783C200 |
| TLPH | ACELRX PHARMACEUTICALS INC | 1,237,519 | $910K | 0.1% | $0.73 * | $0.94 | -32.2% | COM NEW | 00444T209 |
| SGRP | SPAR GROUP INC | 879,189 | $888K | 0.1% | $1.01 * | $1.27 | -24.5% | COM | 784933103 |
| — | CUTERA INC | 4,000,000 | $876K | 0.1% | $0.22 | $0.22 | — | NOTE 4.000% 6/0 | 232109AG3 |
| GOSS | GOSSAMER BIO INC | 672,856 | $614K | 0.0% | $0.91 * | $1.15 | -35.9% | COM | 38341P102 |
| FOSL | FOSSIL GROUP INC | 405,278 | $592K | 0.0% | $1.46 | $2.72 | -46.0% | COM | 34988V106 |
| TLPH | ACELRX PHARMACEUTICALS INC | 755,000 | $555K | 0.0% | $0.73 * | $0.94 | -32.2% | CALL | 00444T209 |
| KROS | KEROS THERAPEUTICS INC | 11,400 | $453K | 0.0% | $39.76 * | $45.62 | -31.3% | CALL | 492327101 |
| — | SOCIETAL CDMO INC | 1,214,706 | $426K | 0.0% | $0.35 | $0.47 | — | COM | 75629F109 |
| SRTS | SENSUS HEALTHCARE INC | 176,750 | $417K | 0.0% | $2.36 | $7.18 | -67.4% | COM | 81728J109 |
| — | GAMIDA CELL LTD | 800,000 | $330K | 0.0% | $0.41 | $1.03 | — | SHS | M47364100 |
| — | APTOSE BIOSCIENCES INC | 120,132 | $305K | 0.0% | $2.54 | $4.64 | — | COM | 03835T309 |
| LADR | LADDER CAP CORP | 25,631 | $295K | 0.0% | $11.51 | $10.85 | — | CL A | 505743104 |
| LUCD | LUCID DIAGNOSTICS INC | 149,698 | $211K | 0.0% | $1.41 * | $8.12 | -83.8% | COM | 54948X109 |
| TACT | TRANSACT TECHNOLOGIES INC | 28,127 | $196K | 0.0% | $6.98 * | $14.23 | -53.9% | COM | 892918103 |
| XGN | EXAGEN INC | 97,124 | $193K | 0.0% | $1.99 * | $17.82 | -90.3% | COM | 30068X103 |
| — | BM TECHNOLOGIES INC | 76,034 | $156K | 0.0% | $2.05 | $5.21 | — | CL A COM | 05591L107 |
| RFL | RAFAEL HLDGS INC | 72,678 | $133K | 0.0% | $1.83 * | $2.08 | -15.0% | COM CL B | 75062E106 |
| CUE | CUE BIOPHARMA INC | 26,692 | $70,467 | 0.0% | $2.64 * | $12.91 | -81.5% | COM | 22978P106 |
| MBAI | CHECK CAP LTD | 33,400 | $69,472 | 0.0% | $2.08 * | $3.13 | 0.0% | SHS | M2361E179 |
| GFAIW | GUARDFORCE AI CO LTD | 154,205 | $26,230 | 0.0% | $0.17 | $0.80 | — | *W EXP 10/01/202 | G4236L120 |
| TCBWF | TC BIOPHARM HOLDINGS PLC | 235,294 | $7,647 | 0.0% | $0.03 | $0.50 | — | *W EXP 02/10/202 | 87807D111 |
| — | KINTARA THERAPEUTICS INC | 22,021 | $3,735 | 0.0% | $0.17 | $4.04 | — | COM NEW | 49720K200 |