LATHROP INVESTMENT MANAGEMENT CORP Diversified Active

CIK: 0001124841 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Oct 16, 2013

Total Value ($000): $213,318 (100.0% shares, 0.0% debt)

Holdings (54)

— JARDEN 4.3%

Value ($000) $9,109 Shares 188,209 Est. Cost $43.75 Unrealized —

EA ELECTRONIC ARTS 4.2%

Value ($000) $8,901 Shares 348,374 Est. Cost $19.79 Unrealized +27.6%

AYI ACUITY BRANDS 4.1%

Value ($000) $8,714 Shares 94,700 Est. Cost $70.97 Unrealized +18.2%

SM SM ENERGY CO. 3.9%

Value ($000) $8,362 Shares 108,333 Est. Cost $54.11 Unrealized +13.5%

ADBE ADOBE SYSTEMS 3.9%

Value ($000) $8,287 Shares 159,548 Est. Cost $44.30 Unrealized +7.7%

— JOHNSON CONTRLS 3.9%

Value ($000) $8,247 Shares 198,715 Est. Cost $35.79 Unrealized —

TMO THERMO FISHER 3.7%

Value ($000) $7,984 Shares 86,638 Est. Cost $79.91 Unrealized +8.6%

— JACOBS ENGINEERG 3.6%

Value ($000) $7,732 Shares 132,903 Est. Cost $55.16 Unrealized —

— GENERAL ELECTRIC 3.6%

Value ($000) $7,721 Shares 323,175 Est. Cost $23.22 Unrealized —

NKE NIKE CLASS B 3.6%

Value ($000) $7,699 Shares 105,984 Est. Cost $26.55 Unrealized +5.3%

DIS WALT DISNEY 3.6%

Value ($000) $7,575 Shares 117,460 Est. Cost $56.13 Unrealized +1.4%

SLB SCHLUMBERGER 3.5%

Value ($000) $7,532 Shares 85,244 Est. Cost $53.04 Unrealized +11.2%

CVS CVS CAREMARK 3.4%

Value ($000) $7,341 Shares 129,352 Est. Cost $41.46 Unrealized +3.2%

— LAZARD LTD-CL A 3.3%

Value ($000) $7,132 Shares 197,991 Est. Cost $32.25 Unrealized —

MSFT MICROSOFT 3.3%

Value ($000) $7,045 Shares 211,680 Est. Cost $26.71 Unrealized +1.1%

CSCO CISCO SYSTEMS 3.3%

Value ($000) $7,038 Shares 300,380 Est. Cost $15.30 Unrealized +10.7%

ITW ILLINOIS TOOL 3.3%

Value ($000) $6,968 Shares 91,363 Est. Cost $49.99 Unrealized +9.6%

QCOM QUALCOMM 3.2%

Value ($000) $6,892 Shares 102,374 Est. Cost $45.12 Unrealized +3.2%

CFR CULLEN/FROST 3.2%

Value ($000) $6,851 Shares 97,114 Est. Cost $43.71 Unrealized +13.4%

— EXXON MOBIL 3.2%

Value ($000) $6,755 Shares 78,511 Est. Cost $90.07 Unrealized —

— MONSANTO 3.2%

Value ($000) $6,724 Shares 64,426 Est. Cost $98.95 Unrealized —

Value ($000) $6,457 Shares 252,614 Est. Cost $23.79 Unrealized —

— CONVERGYS GROUP 3.0%

Value ($000) $6,425 Shares 342,671 Est. Cost $17.47 Unrealized —

TGT TARGET 3.0%

Value ($000) $6,393 Shares 99,915 Est. Cost $47.90 Unrealized -1.5%

WMT WALMART 3.0%

Value ($000) $6,305 Shares 85,247 Est. Cost $19.98 Unrealized -1.0%

— CITRIX SYSTEMS 2.9%

Value ($000) $6,258 Shares 88,621 Est. Cost $60.81 Unrealized —

Value ($000) $5,703 Shares 168,637 Est. Cost $11.36 Unrealized -3.6%

SCHM SCH US MID CAP ETF 1.6%

Value ($000) $3,511 Shares 101,405 Est. Cost $32.01 Unrealized —

RF REGIONS FINL 0.6%

Value ($000) $1,332 Shares 143,841 Est. Cost $5.81 Unrealized +12.6%

KMB KIMBERLY CLARK 0.6%

Value ($000) $1,230 Shares 13,050 Est. Cost $63.06 Unrealized -3.1%

AAPL APPLE COMPUTER 0.5%

Value ($000) $1,148 Shares 2,409 Est. Cost $13.19 Unrealized +8.3%

TSN TYSON FOODS 0.5%

Value ($000) $1,119 Shares 39,580 Est. Cost $18.99 Unrealized +17.3%

— CHEVRONTEXACO 0.4%

Value ($000) $835 Shares 6,873 Est. Cost $118.35 Unrealized —

— VANGUARD 500 INDEX FUND-SIGN 0.3%

Value ($000) $682 Shares 5,328 Est. Cost $122.37 Unrealized —

Value ($000) $682 Shares 3,681 Est. Cost $118.94 Unrealized -6.2%

KO COCA COLA 0.2%

Value ($000) $473 Shares 12,478 Est. Cost $27.85 Unrealized -3.9%

HAL HALLIBURTON 0.2%

Value ($000) $443 Shares 9,195 Est. Cost $33.21 Unrealized +12.4%

— WINDSTREAM HOLDINGS, INC. 0.2%

Value ($000) $442 Shares 55,319 Est. Cost $7.99 Unrealized —

— BANCORPSOUTH 0.2%

Value ($000) $414 Shares 20,747 Est. Cost $19.95 Unrealized —

BAC BANK OF AMERICA 0.2%

Value ($000) $369 Shares 26,745 Est. Cost $10.05 Unrealized +11.8%

PG PROCTER & GAMBLE 0.2%

Value ($000) $353 Shares 4,667 Est. Cost $55.14 Unrealized +2.0%

ABBV ABBVIE, INC. 0.1%

Value ($000) $301 Shares 6,737 Est. Cost $26.55 Unrealized +2.3%

JNJ JOHNSON & JOHNSON 0.1%

Value ($000) $275 Shares 3,176 Est. Cost $60.58 Unrealized +4.9%

— HOME BANCSHARES 0.1%

Value ($000) $270 Shares 8,884 Est. Cost $26.00 Unrealized —

PM PHILIP MORRIS INTL 0.1%

Value ($000) $239 Shares 2,764 Est. Cost $49.85 Unrealized -5.0%

VZ VERIZON 0.1%

Value ($000) $237 Shares 5,083 Est. Cost $27.00 Unrealized -3.2%

EMR EMERSON ELECTRIC 0.1%

Value ($000) $233 Shares 3,600 Est. Cost $43.83 Unrealized 0.0%

— ACXIOM 0.1%

Value ($000) $226 Shares 7,958 Est. Cost $28.40 Unrealized —

ABT ABBOTT LABS 0.1%

Value ($000) $223 Shares 6,717 Est. Cost $28.85 Unrealized -4.0%

— FOREST OIL 0.0%

Value ($000) $77 Shares 12,700 Est. Cost $4.09 Unrealized —

FKINX FRANKLIN INCOME FUND CL A 0.0%

Value ($000) $50 Shares 21,301 Est. Cost $2.29 Unrealized —

— EVOLUCIA INC. 0.0%

Value ($000) $2 Shares 82,000 Est. Cost $0.02 Unrealized —

— FUSE SCIENCE, INC. 0.0%

Value ($000) $2 Shares 24,000 Est. Cost $0.08 Unrealized —

Value ($000) $0 Shares 100,000 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	JARDEN	188,209	$9,109	4.3%	$43.75	—	COM	471109108
EA	ELECTRONIC ARTS	348,374	$8,901	4.2%	$19.79	+27.6%	COM	285512109
AYI	ACUITY BRANDS	94,700	$8,714	4.1%	$70.97	+18.2%	COM	00508Y102
SM	SM ENERGY CO.	108,333	$8,362	3.9%	$54.11	+13.5%	COM	78454L100
ADBE	ADOBE SYSTEMS	159,548	$8,287	3.9%	$44.30	+7.7%	COM	00724F101
—	JOHNSON CONTRLS	198,715	$8,247	3.9%	$35.79	—	COM	478366107
TMO	THERMO FISHER	86,638	$7,984	3.7%	$79.91	+8.6%	COM	883556102
—	JACOBS ENGINEERG	132,903	$7,732	3.6%	$55.16	—	COM	469814107
—	GENERAL ELECTRIC	323,175	$7,721	3.6%	$23.22	—	COM	369604103
NKE	NIKE CLASS B	105,984	$7,699	3.6%	$26.55	+5.3%	COM	654106103
DIS	WALT DISNEY	117,460	$7,575	3.6%	$56.13	+1.4%	COM	254687106
SLB	SCHLUMBERGER	85,244	$7,532	3.5%	$53.04	+11.2%	COM	806857108
CVS	CVS CAREMARK	129,352	$7,341	3.4%	$41.46	+3.2%	COM	126650100
—	LAZARD LTD-CL A	197,991	$7,132	3.3%	$32.25	—	COM	021260622
MSFT	MICROSOFT	211,680	$7,045	3.3%	$26.71	+1.1%	COM	594918104
CSCO	CISCO SYSTEMS	300,380	$7,038	3.3%	$15.30	+10.7%	COM	17275R102
ITW	ILLINOIS TOOL	91,363	$6,968	3.3%	$49.99	+9.6%	COM	452308109
QCOM	QUALCOMM	102,374	$6,892	3.2%	$45.12	+3.2%	COM	747525103
CFR	CULLEN/FROST	97,114	$6,851	3.2%	$43.71	+13.4%	COM	229899109
—	EXXON MOBIL	78,511	$6,755	3.2%	$90.07	—	COM	302290101
—	MONSANTO	64,426	$6,724	3.2%	$98.95	—	COM	61166W101
—	EMC	252,614	$6,457	3.0%	$23.79	—	COM	268648102
—	CONVERGYS GROUP	342,671	$6,425	3.0%	$17.47	—	COM	212485106
TGT	TARGET	99,915	$6,393	3.0%	$47.90	-1.5%	COM	87612E106
WMT	WALMART	85,247	$6,305	3.0%	$19.98	-1.0%	COM	931142103
—	CITRIX SYSTEMS	88,621	$6,258	2.9%	$60.81	—	COM	177376100
T	AT&T	168,637	$5,703	2.7%	$11.36	-3.6%	COM	00206R102
SCHM	SCH US MID CAP ETF	101,405	$3,511	1.6%	$32.01	—	ETF	808524508
RF	REGIONS FINL	143,841	$1,332	0.6%	$5.81	+12.6%	COM	7591EP100
KMB	KIMBERLY CLARK	13,050	$1,230	0.6%	$63.06	-3.1%	COM	494368103
AAPL	APPLE COMPUTER	2,409	$1,148	0.5%	$13.19	+8.3%	COM	037833100
TSN	TYSON FOODS	39,580	$1,119	0.5%	$18.99	+17.3%	COM	902494103
—	CHEVRONTEXACO	6,873	$835	0.4%	$118.35	—	COM	166751107
—	VANGUARD 500 INDEX FUND-SIGN	5,328	$682	0.3%	$122.37	—	MFD	922908496
IBM	IBM	3,681	$682	0.3%	$118.94	-6.2%	COM	459200101
KO	COCA COLA	12,478	$473	0.2%	$27.85	-3.9%	COM	191216100
HAL	HALLIBURTON	9,195	$443	0.2%	$33.21	+12.4%	COM	406216101
—	WINDSTREAM HOLDINGS, INC.	55,319	$442	0.2%	$7.99	—	COM	97382A101
—	BANCORPSOUTH	20,747	$414	0.2%	$19.95	—	COM	059692103
BAC	BANK OF AMERICA	26,745	$369	0.2%	$10.05	+11.8%	COM	060505104
PG	PROCTER & GAMBLE	4,667	$353	0.2%	$55.14	+2.0%	COM	742718109
ABBV	ABBVIE, INC.	6,737	$301	0.1%	$26.55	+2.3%	COM	00287Y109
JNJ	JOHNSON & JOHNSON	3,176	$275	0.1%	$60.58	+4.9%	COM	478160104
—	HOME BANCSHARES	8,884	$270	0.1%	$26.00	—	COM	436893101
PM	PHILIP MORRIS INTL	2,764	$239	0.1%	$49.85	-5.0%	COM	718172109
VZ	VERIZON	5,083	$237	0.1%	$27.00	-3.2%	COM	92343V104
EMR	EMERSON ELECTRIC	3,600	$233	0.1%	$43.83	0.0%	COM	291011104
—	ACXIOM	7,958	$226	0.1%	$28.40	—	COM	005125109
ABT	ABBOTT LABS	6,717	$223	0.1%	$28.85	-4.0%	COM	002824100
—	FOREST OIL	12,700	$77	0.0%	$4.09	—	COM	346091606
FKINX	FRANKLIN INCOME FUND CL A	21,301	$50	0.0%	$2.29	—	MFD	353496300
—	EVOLUCIA INC.	82,000	$2	0.0%	$0.02	—	COM	30049B105
—	FUSE SCIENCE, INC.	24,000	$2	0.0%	$0.08	—	COM	36113J106
—	NMC	100,000	$0	0.0%	—	—	COM	629196106