CIK: 0001131181 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Mar 5, 2019
Total Value ($000): $134,926 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| JNJ | JOHNSON & JOHNSON | 127,818 | $16,495 | 12.2% | $100.44 | +13.6% | COM | 478160104 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 77,834 | $15,892 | 11.8% | $176.76 | +18.2% | CL B NEW | 084670702 |
| AAPL | APPLE INC | 63,819 | $10,876 | 8.1% | $39.54 | +16.4% | COM | 037833100 |
| BAC | BANK AMER CORP | 316,842 | $9,223 | 6.8% | $21.35 | +6.8% | COM | 060505104 |
| DIS | DISNEY WALT CO | 83,390 | $9,144 | 6.8% | $101.35 | +7.7% | COM DISNEY | 254687106 |
| — | CIMPRESS N V | 83,565 | $8,642 | 6.4% | $99.09 | — | SHS EURO | N20146101 |
| AXP | AMERICAN EXPRESS CO | 86,881 | $8,281 | 6.1% | $74.97 | +26.7% | COM | 025816109 |
| META | FACEBOOK INC | 47,011 | $6,162 | 4.6% | $170.15 | -15.4% | CL A | 30303M102 |
| HQY | HEALTHEQUITY INC | 87,445 | $5,216 | 3.9% | $46.76 | +72.4% | COM | 42226A107 |
| AMZN | AMAZON COM INC | 2,596 | $3,899 | 2.9% | $73.34 | +13.4% | COM | 023135106 |
| VCSH | VANGUARD SCOTTSDALE FDS | 44,191 | $3,444 | 2.6% | $79.87 | — | SHRT TRM CORP BD | 92206C409 |
| GOOGL | ALPHABET INC | 3,164 | $3,306 | 2.5% | $51.68 | +3.8% | CAP STK CL A | 02079K305 |
| VEA | VANGUARD TAX MANAGED INTL FD | 69,511 | $2,579 | 1.9% | $35.20 | — | FTSE DEV MKT ETF | 921943858 |
| GOOG | ALPHABET INC | 2,403 | $2,489 | 1.8% | $48.89 | +8.7% | CAP STK CL C | 02079K107 |
| VCIT | VANGUARD SCOTTSDALE FDS | 23,807 | $1,973 | 1.5% | $87.64 | — | INT-TERM CORP | 92206C870 |
| SPY | SPDR S&P 500 ETF TR | 7,460 | $1,864 | 1.4% | $242.23 | — | TR UNIT | 78462F103 |
| VTI | VANGUARD INDEX FDS | 14,443 | $1,843 | 1.4% | $126.12 | — | TOTAL STK MKT | 922908769 |
| VWO | VANGUARD INTL EQUITY INDEX F | 46,925 | $1,788 | 1.3% | $35.32 | — | FTSE EMR MKT ETF | 922042858 |
| NVDA | NVIDIA CORP | 9,159 | $1,442 | 1.1% | $4.75 | -0.2% | COM | 67066G104 |
| — | UNITED TECHNOLOGIES | 12,405 | $1,321 | 1.0% | $136.27 | — | COM | 913017109 |
| IBB | ISHARES TR | 12,349 | $1,191 | 0.9% | $162.44 | — | NASDAQ BIOTECH | 464287556 |
| PG | PROCTER AND GAMBLE CO | 11,665 | $1,072 | 0.8% | $67.41 | +10.9% | COM | 742718109 |
| CATY | CATHAY GENERAL BANCORP | 31,692 | $1,063 | 0.8% | $32.89 | -9.9% | COM | 149150104 |
| MSFT | MICROSOFT CORP | 10,184 | $1,034 | 0.8% | $81.91 | +22.1% | COM | 594918104 |
| EMR | EMERSON ELECTRIC | 14,000 | $837 | 0.6% | $49.23 | +15.8% | COM | 291011104 |
| VOO | VANGUARD INDEX FDS | 3,614 | $831 | 0.6% | $225.24 | — | S&P 500 ETF SHS | 922908363 |
| — | ALPHABET INC | 12,900 | $719 | 0.5% | — | — | Put | 02079K957 |
| PPG | PPG INDS INC | 6,900 | $705 | 0.5% | $94.73 | -4.6% | COM | 693506107 |
| CAT | CATERPILLAR INC DEL | 4,993 | $634 | 0.5% | $91.04 | +22.5% | COM | 149123101 |
| PFE | PFIZER INC | 14,117 | $616 | 0.5% | $24.00 | +25.1% | COM | 717081103 |
| BFH | ALLIANCE DATA SYSTEMS CORP | 3,800 | $570 | 0.4% | $138.21 | 0.0% | COM | 018581108 |
| NEAR | ISHARES US ETF TR | 11,278 | $562 | 0.4% | $49.83 | — | SHT MAT BD ETF | 46431W507 |
| XLV | SELECT SECTOR SPDR TR | 6,428 | $556 | 0.4% | $83.63 | — | SBI HEALTHCARE | 81369Y209 |
| WFC | WELLS FARGO CO NEW | 11,803 | $544 | 0.4% | $43.91 | -4.3% | COM | 949746101 |
| PEP | PEPSICO INC | 4,245 | $469 | 0.3% | $88.73 | +2.2% | COM | 713448108 |
| MRK | MERCK & CO INC | 6,000 | $458 | 0.3% | $50.65 | +11.6% | COM | 58933Y105 |
| ETN | EATON CORP PLC | 6,000 | $412 | 0.3% | $71.13 | -8.6% | SHS | G29183103 |
| GLD | SDPR GOLD TRUST | 3,265 | $405 | 0.3% | $120.57 | — | GOLD SHS | 78463V107 |
| BAX | BAXTER INTL INC | 5,913 | $389 | 0.3% | $49.09 | +20.1% | COM | 071813109 |
| XLK | SELECT SECTOR SPDR TR | 6,139 | $380 | 0.3% | $67.15 | — | TECHNOLOGY | 81369Y803 |
| CVX | CHEVRON CORP | 3,350 | $364 | 0.3% | $75.19 | +12.7% | COM | 166764100 |
| WMT | WALMART INC | 3,824 | $356 | 0.3% | $26.41 | +8.9% | COM | 931142103 |
| XOM | EXXON MOBIL CORP | 4,825 | $329 | 0.2% | $54.61 | +3.3% | COM | 30231G102 |
| YUM | YUM BRANDS INC | 3,369 | $310 | 0.2% | $59.63 | +31.5% | COM | 988498101 |
| BMY | BRISTOL MYERS SQUIBB CO | 5,760 | $299 | 0.2% | $44.94 | -8.8% | COM | 110122108 |
| MCD | MCDONALDS CORP | 1,584 | $281 | 0.2% | $135.07 | +11.1% | COM | 580135101 |
| XLP | SELECT SECTOR SPDR TR | 5,474 | $278 | 0.2% | $55.12 | — | SBI CONS STPLS | 81369Y308 |
| KMB | KIMBERLY CLARK CORP | 2,400 | $273 | 0.2% | $86.55 | -0.2% | COM | 494368103 |
| — | APPLE INC | 1,600 | $273 | 0.2% | — | — | Call | 037833900 |
| — | TORTOISE ENERGY INFRA CORP | 13,296 | $265 | 0.2% | $28.76 | — | COM | 89147L100 |
| AVGO | BROADCOM INC | 1,008 | $256 | 0.2% | $18.28 | +6.0% | COM | 11135F101 |
| T | AT&T INC | 8,608 | $246 | 0.2% | $15.49 | -9.5% | COM | 00206R102 |
| INTC | INTEL CORP | 4,750 | $242 | 0.2% | $41.52 | -3.2% | COM | 458140100 |
| PYPL | PAYPAL HLDGS INC | 2,842 | $239 | 0.2% | $72.14 | +15.2% | COM | 70450Y103 |
| CSCO | CISCO SYS INC | 4,436 | $216 | 0.2% | $36.04 | +2.4% | Call | 17275R102 |
| XLU | SELECT SECTOR SPDR TR | 3,610 | $201 | 0.1% | $51.92 | — | SBI INT-UTILS | 81369Y886 |
| VKTX | VIKING THERAPEUTICS INC | 25,870 | $198 | 0.1% | $8.24 | +45.0% | COM | 92686J106 |
| — | FS KKR CAPITAL CORP | 35,319 | $183 | 0.1% | $9.01 | — | COM | 302635107 |
| — | ALIBABA GROUP HLDG LTD | 27,900 | $179 | 0.1% | — | — | Put | 01609W952 |
| — | NUVEEN CA QUALTY MUN INCOME | 10,422 | $133 | 0.1% | $12.67 | — | COM | 67066Y105 |
| — | FACEBOOK INC | 700 | $92 | 0.1% | — | — | Call | 30303M902 |
| — | NVIDIA CORP | 612 | $82 | 0.1% | — | — | Call | 67066G904 |
| — | DISNEY WALT CO | 600 | $65 | 0.0% | — | — | Call | 254687906 |
| GALT | GALECTIN THERAPEUTICS INC | 17,090 | $59 | 0.0% | $5.48 | -12.8% | COM NEW | 363225202 |
| — | SPDR S&P 500 ETF TR | 203 | $51 | 0.0% | — | — | Call | 78462F903 |
| — | CIMPRESS N V | 600 | $49 | 0.0% | — | — | Call | N20146951 |
| — | BANK AMER CORP | 1,700 | $42 | 0.0% | — | — | Call | 060505904 |
| BABA | ALIBABA GROUP HLDG LTD | 124 | $17 | 0.0% | $179.92 | — | SPONSORED ADS | 01609W102 |
| CSCO | CISCO SYS INC | 140 | $6 | 0.0% | $36.04 | +2.4% | COM | 17275R102 |
| — | APPLE INC | 24 | $4 | 0.0% | — | — | Put | 037833950 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,000 | $4 | 0.0% | $176.76 | +18.2% | Call | 084670702 |
| — | GENERAL MOLY INC | 11,500 | $3 | 0.0% | $0.31 | — | COM | 370373102 |
| — | ALPHABET INC | 2 | $2 | 0.0% | — | — | Call | 02079K907 |
| — | NVIDIA CORP | 100 | $2 | 0.0% | — | — | Put | 67066G954 |
| — | AMAZON COM INC | 300 | $1 | 0.0% | — | — | Put | 023135956 |
| — | CISCO SYS INC | 14 | $0 | 0.0% | — | — | Put | 17275R952 |
| — | BANK AMER CORP | 24 | $0 | 0.0% | — | — | Put | 060505954 |
| — | AT&T INC | 10 | $0 | 0.0% | — | — | PUT | 00206R952 |