Location: Stamford, CT
CIK: 0001287978 · Show all filings
Period: Q2 2016 (← Previous) (Next →)
Filing Date: Aug 15, 2016
Total Value: $645M (23.9% shares, 76.1% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 325,000 | $68.08M | 10.5% | $209.47 | $202.84 | +3.3% | Call | 78462F103 |
| — | VERISIGN INC | 21,204,000 | $53.51M | 8.3% | $2.52 | $2.44 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| — | MICROCHIP TECHNOLOGY INC | 17,772,000 | $37.38M | 5.8% | $2.10 | $1.70 | — | SDCV 2.125%12/1 | 595017AB0 |
| — | TAKE-TWO INTERACTIVE SOFTWAR | 20,103,000 | $35.98M | 5.6% | $1.79 | $1.52 | — | NOTE 1.000% 7/0 | 874054AD1 |
| — | DHT HOLDINGS INC | 25,100,000 | $23.69M | 3.7% | $0.94 | $0.97 | — | DEBT 4.500%10/0 | 23335SAB2 |
| — | PALO ALTO NETWORKS INC | 17,503,000 | $22.29M | 3.5% | $1.27 | $1.59 | — | NOTE 7/0 | 697435AB1 |
| — | PRICELINE GRP INC | 15,338,000 | $21.3M | 3.3% | $1.39 | $1.38 | — | NOTE 1.000% 3/1 | 741503AQ9 |
| — | NVIDIA CORP | 8,930,000 | $20.82M | 3.2% | $2.33 | $1.38 | — | NOTE 1.000%12/0 | 67066GAC8 |
| — | SINA CORP | 15,000,000 | $14.74M | 2.3% | $0.98 | $0.98 | — | NOTE 1.000%12/0 | 82922RAD5 |
| — | YAHOO INC | 14,820,000 | $14.69M | 2.3% | $0.99 | $0.98 | — | NOTE 12/0 | 984332AF3 |
| — | STARWOOD PPTY TR INC | 14,360,000 | $14.42M | 2.2% | $1.00 | $1.01 | — | NOTE 3.750%10/1 | 85571BAC9 |
| — | MEDICINES CO | 11,925,000 | $14.11M | 2.2% | $1.18 | $1.14 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | LIGAND PHARMACEUTICALS INC | 8,425,000 | $14.06M | 2.2% | $1.67 | $1.34 | — | NOTE 0.750% 8/1 | 53220KAD0 |
| — | NATIONAL HEALTH INVS INC | 9,983,000 | $11.02M | 1.7% | $1.10 | $1.01 | — | NOTE 3.250% 4/0 | 63633DAE4 |
| — | MERCADOLIBRE INC | 8,660,000 | $10.93M | 1.7% | $1.26 | $1.02 | — | NOTE 2.250% 7/0 | 58733RAB8 |
| SFL 3.25 02/01/18 | SHIP FINANCE INTERNATIONAL L | 10,250,000 | $10.8M | 1.7% | $1.05 | $1.05 | — | NOTE 3.250% 2/0 | G81075AE6 |
| — | INTEL CORP | 6,380,000 | $10.38M | 1.6% | $1.63 | $1.59 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | MOLINA HEALTHCARE INC | 7,295,000 | $9.852M | 1.5% | $1.35 | $1.35 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | CTRIP COM INTL LTD | 7,735,000 | $9.456M | 1.5% | $1.22 | $1.29 | — | NOTE 1.250%10/1 | 22943FAD2 |
| — | J2 GLOBAL INC | 8,090,000 | $9.081M | 1.4% | $1.12 | $1.13 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | TAL ED GROUP | 3,650,000 | $8.705M | 1.3% | $2.38 | $2.38 | — | NOTE 2.500% 5/1 | 874080AB0 |
| — | TWITTER INC | 9,300,000 | $8.498M | 1.3% | $0.91 | $0.85 | — | NOTE 0.250% 9/1 | 90184LAB8 |
| — | SALESFORCE COM INC | 5,295,000 | $6.847M | 1.1% | $1.29 | $1.29 | — | NOTE 0.250% 4/0 | 79466LAD6 |
| — | SHUTTERFLY INC | 6,585,000 | $6.522M | 1.0% | $0.99 | $0.99 | — | NOTE 0.250% 5/1 | 82568PAB2 |
| — | SPIRIT RLTY CAP INC NEW | 5,530,000 | $5.952M | 0.9% | $1.08 | $0.99 | — | NOTE 2.875% 5/1 | 84860WAA0 |
| — | LINKEDIN CORP | 6,000,000 | $5.922M | 0.9% | $0.99 | $0.92 | — | NOTE 0.500%11/0 | 53578AAB4 |
| — | COLONY CAP INC | 5,900,000 | $5.564M | 0.9% | $0.94 | $0.91 | — | NOTE 3.875% 1/1 | 19624RAB2 |
| — | ILLUMINA INC | 5,650,000 | $5.503M | 0.9% | $0.97 | $0.97 | — | NOTE 6/1 | 452327AF6 |
| — | DYNEGY INC NEW DEL | 49,850 | $5.36M | 0.8% | $107.52 | $107.52 | — | UNIT 07/01/20191 | 26817R405 |
| — | PHOTRONICS INC | 4,600,000 | $5.146M | 0.8% | $1.12 | $1.12 | — | NOTE 3.250% 4/0 | 719405AK8 |
| — | TESLA MTRS INC | 2,730,000 | $4.639M | 0.7% | $1.70 | $1.70 | — | NOTE 1.500% 6/0 | 88160RAA9 |
| — | GP INVTS ACQUISITION COR | 461,522 | $4.615M | 0.7% | $10.00 | $9.72 | — | SHS | G40357124 |
| — | TWITTER INC | 4,900,000 | $4.349M | 0.7% | $0.89 | $0.89 | — | NOTE 1.000% 9/1 | 90184LAD4 |
| — | GENERAL CABLE CORP DEL NEW | 7,500,000 | $4.313M | 0.7% | $0.58 | $0.65 | — | FRNT 4.500%11/1 | 369300AL2 |
| — | CORENERGY INFRASTRUCTURE TR | 4,219,000 | $4.223M | 0.7% | $1.00 | $0.79 | — | NOTE 7.000% 6/1 | 21870UAA4 |
| — | CARRIAGE SVCS INC | 3,500,000 | $4.13M | 0.6% | $1.18 | $1.18 | — | NOTE 2.750% 3/1 | 143905AM9 |
| — | AMAG PHARMACEUTICALS INC | 3,695,000 | $4.097M | 0.6% | $1.11 | $1.24 | — | NOTE 2.500% 2/1 | 00163UAA4 |
| — | 51JOB INC | 4,000,000 | $4.045M | 0.6% | $1.01 | $1.02 | — | NOTE 3.250% 4/1 | 316827AC8 |
| — | NUANCE COMMUNICATIONS INC | 4,000,000 | $4.015M | 0.6% | $1.00 | $1.00 | — | NOTE 2.750%11/0 | 67020YAF7 |
| — | HENNESSY CAP ACQUISITION COR | 399,053 | $3.991M | 0.6% | $10.00 | $9.90 | — | COM | 42588J100 |
| — | HORNBECK OFFSHORE SVCS INC N | 6,796,000 | $3.895M | 0.6% | $0.57 | $0.58 | — | NOTE 1.500% 9/0 | 440543AN6 |
| — | M/I HOMES INC | 3,750,000 | $3.788M | 0.6% | $1.01 | $1.13 | — | NOTE 3.250% 9/1 | 55292PAA3 |
| — | ACORDA THERAPEUTICS INC | 4,250,000 | $3.713M | 0.6% | $0.87 | $0.87 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| — | NETSUITE INC | 3,650,000 | $3.564M | 0.6% | $0.98 | $0.98 | — | NOTE 0.250% 6/0 | 64118QAB3 |
| — | GORES HLDGS INC | 350,052 | $3.483M | 0.5% | $9.95 | $10.13 | — | UNIT 99/99/9999 | 382866200 |
| — | WRIGHT MED GROUP INC | 3,730,000 | $3.407M | 0.5% | $0.91 | $0.91 | — | NOTE 2.000% 2/1 | 98235TAE7 |
| — | VECTOR GROUP LTD | 3,000,000 | $3.334M | 0.5% | $1.11 | $1.06 | — | NOTE 1.750% 4/1 | 92240MBC1 |
| — | GARNERO GROUP ACQUISITION CO | 329,535 | $3.246M | 0.5% | $9.85 | $9.82 | — | SHS | G5866L108 |
| GLNG | GOLAR LNG LTD BERMUDA | 208,000 | $3.224M | 0.5% | $15.50 | — | — | Put | G9456A100 |
| — | BOULEVARD ACQUISITION | 313,482 | $3.056M | 0.5% | $9.75 | $9.75 | — | CL A | 10157Q102 |
| — | ELECTRUM SPL ACQUISITION COR | 311,502 | $3.046M | 0.5% | $9.78 | $9.68 | — | SHS | G3105C104 |
| — | WEBMD HEALTH CORP | 2,740,000 | $3.015M | 0.5% | $1.10 | $1.10 | — | NOTE 2.500% 1/3 | 94770VAF9 |
| — | ALBANY MOLECULAR RESH INC | 2,810,000 | $2.893M | 0.4% | $1.03 | $1.27 | — | NOTE 2.250%11/1 | 012423AB5 |
| — | QUINPARIO ACQUISITION CORP 2 | 285,200 | $2.821M | 0.4% | $9.89 | $9.84 | — | COM | 74874U101 |
| — | EASTERLY ACQUISITION CORP | 281,000 | $2.751M | 0.4% | $9.79 | $9.79 | — | COM | 27616L102 |
| VOD | VODAFONE GROUP PLC NEW | 84,300 | $2.604M | 0.4% | $30.89 | — | — | Call | 92857W308 |
| — | FIREEYE INC | 2,980,000 | $2.596M | 0.4% | $0.87 | $0.87 | — | NOTE 1.625% 6/0 | 31816QAD3 |
| — | TRINA SOLAR LIMITED | 3,000,000 | $2.528M | 0.4% | $0.84 | $0.96 | — | NOTE 4.000%10/1 | 89628EAE4 |
| — | EASTERLY ACQUISITION CORP | 236,000 | $2.388M | 0.4% | $10.12 | $10.04 | — | UNIT 99/99/9999 | 27616L201 |
| — | DOUBLE EAGLE ACQUISITION COR | 237,574 | $2.326M | 0.4% | $9.79 | $9.64 | — | COM | G28195124 |
| — | LGI HOMES INC | 1,500,000 | $2.325M | 0.4% | $1.55 | $1.26 | — | NOTE 4.250%11/1 | 50187TAB2 |
| — | BOULEVARD ACQUISITION | 229,120 | $2.266M | 0.4% | $9.89 | $9.90 | — | UNIT 99/99/9999 | 10157Q201 |
| — | AR CAP ACQUISITION CORP | 227,178 | $2.258M | 0.3% | $9.94 | $9.81 | — | COM | 00191R109 |
| — | PACE HLDGS CORP | 219,000 | $2.157M | 0.3% | $9.85 | $9.60 | — | CL A | G6865N103 |
| — | GLOBAL PARTNER ACQUISITION C | 190,601 | $1.835M | 0.3% | $9.63 | $9.78 | — | COM | 37954X105 |
| — | GLOBAL EAGLE ENTMT INC | 2,500,000 | $1.803M | 0.3% | $0.72 | $0.72 | — | NOTE 2.750% 2/1 | 37951DAB8 |
| — | GORES HLDGS INC | 178,500 | $1.739M | 0.3% | $9.74 | $9.82 | — | CL A | 382866101 |
| — | DT ASIA INVTS LTD | 164,108 | $1.684M | 0.3% | $10.26 | $10.11 | — | SHS | G2615J104 |
| — | ELECTRUM SPL ACQUISITION COR | 164,900 | $1.654M | 0.3% | $10.03 | $9.95 | — | UNIT 99/99/9999 | G3105C120 |
| — | HYDRA INDS ACQUISITION CORP | 167,000 | $1.652M | 0.3% | $9.89 | $9.72 | — | COM | 448740100 |
| — | AR CAP ACQUISITION CORP | 155,454 | $1.547M | 0.2% | $9.95 | $9.87 | — | UNIT 10/06/2019 | 00191R208 |
| — | AROWANA INC | 150,000 | $1.53M | 0.2% | $10.20 | $10.13 | — | UNIT 99/99/9999 | G05011138 |
| — | HYDRA INDS ACQUISITION CORP | 135,000 | $1.376M | 0.2% | $10.19 | $10.00 | — | UNIT 10/20/2021 | 448740209 |
| — | GP INVTS ACQUISITION COR | 130,000 | $1.313M | 0.2% | $10.10 | $10.06 | — | UNIT 99/99/9999 | G40357116 |
| — | DYNEGY INC NEW DEL | 75,000 | $1.293M | 0.2% | $17.24 | — | — | Put | 26817R108 |
| — | SPIRIT RLTY CAP INC NEW | 100,000 | $1.277M | 0.2% | $12.77 | — | — | Put | 84860W102 |
| — | TERRAPIN 3 ACQUISITION CORP | 126,461 | $1.263M | 0.2% | $9.99 | $9.92 | — | COM CL A | 88104P104 |
| — | QUINPARIO ACQUISITION CORP 2 | 125,000 | $1.253M | 0.2% | $10.02 | $10.02 | — | UNIT 01/01/2023 | 74874U200 |
| — | ALTRA INDL MOTION CORP | 1,000,000 | $1.138M | 0.2% | $1.14 | $1.25 | — | NOTE 2.750% 3/0 | 02208RAE6 |
| — | 1347 CAP CORP | 114,318 | $1.059M | 0.2% | $9.26 | $9.41 | — | COM | 68245V103 |
| — | FLUIDIGM CORP DEL | 1,750,000 | $1.05M | 0.2% | $0.60 | $0.60 | — | NOTE 2.750% 2/0 | 34385PAA6 |
| — | HARMONY MERGER CORP | 89,958 | $902K | 0.1% | $10.03 | $9.87 | — | COM | 413247107 |
| — | AROWANA INC | 85,100 | $853K | 0.1% | $10.02 | $9.82 | — | SHS | G05011104 |
| — | DOUBLE EAGLE ACQUISITION COR | 85,000 | $848K | 0.1% | $9.98 | $10.14 | — | UNIT 99/99/9999 | G28195108 |
| — | RED HAT INC | 11,650 | $846K | 0.1% | $72.62 | $72.62 | — | COM | 756577102 |
| UVV | UNIVERSAL CORP VA | 13,460 | $777K | 0.1% | $57.73 | $51.60 | +11.9% | COM | 913456109 |
| — | CORENERGY INFRASTRUCTURE TR | 25,000 | $721K | 0.1% | $28.84 | — | — | Put | 21870U502 |
| — | APOLLO COML REAL EST FIN INC | 700,000 | $711K | 0.1% | $1.02 | $1.02 | — | NOTE 5.500% 3/1 | 03762UAA3 |
| CENTA | CENTRAL GARDEN & PET CO | 32,200 | $699K | 0.1% | $21.71 * | $13.05 | +33.1% | CL A NON-VTG | 153527205 |
| — | WELLTOWER INC | 10,000 | $674K | 0.1% | $67.40 | $61.60 | — | 6.50% PFD PREPET | 95040Q203 |
| — | PRICELINE GRP INC | 500 | $624K | 0.1% | $1248.00 | $1248.00 | — | COM NEW | 741503403 |
| DHT | DHT HOLDINGS INC | 120,000 | $604K | 0.1% | $5.03 | — | — | Put | Y2065G121 |
| NXPI | NXP SEMICONDUCTORS N V | 7,500 | $588K | 0.1% | $78.40 * | $76.21 | -8.7% | COM | N6596X109 |
| — | ATLANTIC ALLIANCE PARTNER CO | 52,422 | $545K | 0.1% | $10.40 | $10.21 | — | SHS | G04897107 |
| — | FULL CIRCLE CAP CORP | 195,438 | $528K | 0.1% | $2.70 | $2.58 | — | COM | 359671104 |
| — | TRINA SOLAR LIMITED | 600,000 | $508K | 0.1% | $0.85 | $1.02 | — | DBCV 3.500% 6/1 | 89628EAC8 |
| — | CAPITOL ACQUISITION CORP III | 50,000 | $496K | 0.1% | $9.92 | $9.95 | — | UNIT 99/99/9999 | 14055M205 |
| — | TERRAPIN 3 ACQUISITION CORP | 46,801 | $473K | 0.1% | $10.11 | $10.02 | — | UNIT 06/27/2019 | 88104P203 |
| — | WPX ENERGY INC | 50,000 | $466K | 0.1% | $9.32 | — | — | Put | 98212B103 |
| — | AK STL HLDG CORP | 100,000 | $466K | 0.1% | $4.66 | — | — | Put | 001547108 |
| — | ALCOA INC | 48,000 | $445K | 0.1% | $9.27 | $9.27 | — | COM | 013817101 |
| PBR | PETROLEO BRASILEIRO SA PETRO | 61,700 | $442K | 0.1% | $7.16 | $4.66 | +53.8% | SPONSORED ADR | 71654V408 |
| NWSA | NEWS CORP NEW | 38,600 | $438K | 0.1% | $11.35 * | $12.07 | -16.0% | CL A | 65249B109 |
| — | SCORPIO TANKERS INC | 100,000 | $420K | 0.1% | $4.20 | — | — | Put | Y7542C106 |
| — | HORNBECK OFFSHORE SVCS INC N | 50,000 | $417K | 0.1% | $8.34 | — | — | Put | 440543106 |
| — | HARMONY MERGER CORP | 30,000 | $306K | 0.0% | $10.20 | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| CUK | CARNIVAL PLC | 6,700 | $300K | 0.0% | $44.78 | $44.78 | — | ADR | 14365C103 |
| — | BHP BILLITON PLC | 10,100 | $256K | 0.0% | $25.35 | $22.77 | — | SPONSORED ADR | 05545E209 |
| — | JENSYN ACQUISITION CORP | 20,000 | $202K | 0.0% | $10.10 | $10.00 | — | UNIT 99/99/9999 | 47632B201 |
| — | ANDINA ACQUISITION CORP II | 20,000 | $195K | 0.0% | $9.75 | $9.58 | — | SHS | G0441P104 |
| — | DISCOVERY COMMUNICATNS NEW | 7,300 | $174K | 0.0% | $23.84 | $26.99 | — | COM SER C | 25470F302 |
| — | ROYAL DUTCH SHELL PLC | 3,000 | $166K | 0.0% | $55.33 | $55.33 | — | SPONS ADR A | 780259206 |
| — | 51JOB INC | 5,650 | $166K | 0.0% | $29.38 | $30.44 | — | SP ADR REP COM | 316827104 |
| — | KLR ENERGY ACQUISITION CORP | 15,000 | $152K | 0.0% | $10.13 | $10.05 | — | UNIT 12/31/2020 | 49877M207 |
| GOOGL | ALPHABET INC | 200 | $141K | 0.0% | $705.00 * | $36.43 | -4.2% | CAP STK CL A | 02079K305 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 3,700 | $108K | 0.0% | $29.19 | $42.38 | — | SHS CL A | G5480U104 |
| — | SILVER RUN ACQUISITION CORP | 7,000 | $70,000 | 0.0% | $10.00 | $10.36 | — | UNIT 99/99/9999T | 82811P200 |
| — | SANOFI | 275,000 | $66,000 | 0.0% | $0.24 | $0.61 | — | RIGHT 12/31/2020 | 80105N113 |
| — | CREDIT SUISSE NASSAU BRH | 2,500 | $62,000 | 0.0% | $24.80 | $28.34 | — | INVRS VIX STERM | 22542D795 |
| — | HENNESSY CAP ACQUISITION COR | 90,600 | $57,000 | 0.0% | $0.63 | $0.52 | — | *W EXP 07/28/202 | 42588J118 |
| — | KLR ENERGY ACQUISITION CORP | 5,614 | $56,000 | 0.0% | $9.98 | $9.98 | — | CL A | 49877M108 |
| — | SILICONWARE PRECISION INDS L | 7,000 | $54,000 | 0.0% | $7.71 | $7.71 | — | SPONSD ADR SPL | 827084864 |
| — | DT ASIA INVTS LTD | 140,000 | $52,000 | 0.0% | $0.37 | $0.17 | — | RIGHT 03/30/2016 | G2615J112 |
| — | ZIONS BANCORPORATION | 50,000 | $50,000 | 0.0% | $1.00 | $3.96 | — | *W EXP 11/14/201 | 989701131 |
| — | 1347 CAP CORP | 100,000 | $26,000 | 0.0% | $0.26 | $0.27 | — | RIGHT 07/21/2016 | 68245V111 |
| OFG | OFG BANCORP | 2,500 | $21,000 | 0.0% | $8.40 | — | — | Call | 67103X102 |
| — | 1347 CAP CORP | 67,000 | $20,000 | 0.0% | $0.30 | $0.30 | — | *W EXP 07/15/202 | 68245V129 |
| — | GP INVTS ACQUISITION COR | 28,500 | $19,000 | 0.0% | $0.67 | $0.50 | — | *W EXP 05/19/202 | G40357108 |
| — | GARNERO GROUP ACQUISITION CO | 200,000 | $17,000 | 0.0% | $0.09 | $0.30 | — | RIGHT 06/25/2016 | G5866L132 |
| — | HYDRA INDS ACQUISITION CORP | 65,000 | $13,000 | 0.0% | $0.20 | $0.34 | — | RIGHT 99/99/9999 | 448740126 |
| — | DT ASIA INVTS LTD | 79,212 | $9,000 | 0.0% | $0.11 | $0.05 | — | *W EXP 03/29/202 | G2615J138 |
| — | BANK AMER CORP | 91,600 | $8,000 | 0.0% | $0.09 | $0.71 | — | *W EXP 10/28/201 | 060505153 |
| — | EASTERLY ACQUISITION CORP | 12,500 | $8,000 | 0.0% | $0.64 | $0.40 | — | *W EXP 07/29/202 | 27616L110 |
| — | GARNERO GROUP ACQUISITION CO | 164,800 | $7,000 | 0.0% | $0.04 | $0.12 | — | *W EXP 06/24/201 | G5866L116 |
| — | KINDER MORGAN INC DEL | 300,000 | $5,000 | 0.0% | $0.02 | $0.04 | — | *W EXP 05/25/201 | 49456B119 |
| — | CITIGROUP INC | 81,500 | $5,000 | 0.0% | $0.06 | $0.79 | — | *W EXP 01/04/201 | 172967226 |
| — | BOULEVARD ACQUISITION | 14,949 | $5,000 | 0.0% | $0.33 | $0.30 | — | *W EXP 09/25/202 | 10157Q110 |
| — | ELECTRUM SPL ACQUISITION COR | 15,400 | $4,000 | 0.0% | $0.26 | $0.24 | — | *W EXP 99/99/999 | G3105C112 |
| — | GLOBAL PARTNER ACQUISITION C | 20,000 | $4,000 | 0.0% | $0.20 | $0.20 | — | *W EXP 07/01/202 | 37954X113 |
| — | GORES HLDGS INC | 14,857 | $4,000 | 0.0% | $0.27 | $0.27 | — | *W EXP 08/13/202 | 382866119 |
| — | PACE HLDGS CORP | 13,190 | $3,000 | 0.0% | $0.23 | $0.35 | — | *W EXP 99/99/999 | G6865N111 |
| — | SILVER RUN ACQUISITION CORP | 2,000 | $2,000 | 0.0% | $1.00 | $1.00 | — | *W EXP 02/23/202 | 82811P119 |
| — | CAPITOL ACQUISITION CORP III | 7,120 | $2,000 | 0.0% | $0.28 | $0.33 | — | *W EXP 10/13/202 | 14055M114 |
| — | AR CAP ACQUISITION CORP | 35,400 | $2,000 | 0.0% | $0.06 | $0.14 | — | *W EXP 10/06/201 | 00191R117 |
| — | DOUBLE EAGLE ACQUISITION COR | 6,166 | $2,000 | 0.0% | $0.32 | $0.52 | — | *W EXP 09/16/202 | G28195116 |
| — | AROWANA INC | 5,000 | $1,000 | 0.0% | $0.20 | $0.20 | — | RIGHT 01/01/2017 | G05011120 |
| — | PACIFIC SPL ACQUISITION CORP | 5,000 | $1,000 | 0.0% | $0.20 | — | — | *W EXP 10/20/202 | G68588121 |
| — | QUINPARIO ACQUISITION CORP 2 | 7,697 | $1,000 | 0.0% | $0.13 | $0.52 | — | *W EXP 01/01/202 | 74874U119 |
| — | HYDRA INDS ACQUISITION CORP | 3,000 | $1,000 | 0.0% | $0.33 | $0.30 | — | *W EXP 10/20/202 | 448740118 |
| — | HARMONY MERGER CORP | 5,000 | $1,000 | 0.0% | $0.20 | $0.20 | — | *W EXP 01/01/202 | 413247123 |
| — | TERRAPIN 3 ACQUISITION CORP | 2,595 | $0 | 0.0% | $0.00 | $0.30 | — | *W EXP 06/27/201 | 88104P112 |