Bruce & Co., Inc. Long-Term Concentrated

CIK: 0001358331 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Nov 16, 2015

Total Value ($000): $388,878 (89.4% shares, 10.6% debt)

Holdings (54)

UHAL Amerco 22.3%

Value ($000) $86,903 Shares 220,865 Est. Cost $21.49 Unrealized +69.1%

— Mannkind 6.4%

Value ($000) $24,921 Shares 27,690,000 Est. Cost $0.90 Unrealized —

Value ($000) $23,267 Shares 160,500 Est. Cost $111.41 Unrealized -14.4%

ALL Allstate 5.0%

Value ($000) $19,440 Shares 333,800 Est. Cost $41.31 Unrealized +20.5%

DUK Duke Energy 4.2%

Value ($000) $16,208 Shares 225,300 Est. Cost $47.73 Unrealized -1.1%

PFE Pfizer 3.7%

Value ($000) $14,301 Shares 455,332 Est. Cost $16.51 Unrealized +24.8%

Value ($000) $12,811 Shares 259,400 Est. Cost $44.42 Unrealized —

ABBV Abbvie 3.3%

Value ($000) $12,672 Shares 232,915 Est. Cost $26.55 Unrealized +60.2%

— Nextera Energy 3.1%

Value ($000) $12,242 Shares 125,500 Est. Cost $77.68 Unrealized —

— Flotek 3.1%

Value ($000) $11,929 Shares 714,335 Est. Cost $17.94 Unrealized —

CMS CMS Energy 3.0%

Value ($000) $11,584 Shares 328,000 Est. Cost $24.38 Unrealized +1.7%

— Diamond Foods 2.6%

Value ($000) $9,967 Shares 323,000 Est. Cost $20.75 Unrealized —

ABT Abbott 2.4%

Value ($000) $9,287 Shares 230,915 Est. Cost $29.23 Unrealized +32.7%

XEL XEL Energy 2.2%

Value ($000) $8,714 Shares 246,111 Est. Cost $23.86 Unrealized +2.9%

— Phoenix Cos. 2.2%

Value ($000) $8,391 Shares 254,352 Est. Cost $52.27 Unrealized —

— XM Sirius 2.1%

Value ($000) $8,125 Shares 2,172,548 Est. Cost $3.50 Unrealized —

Value ($000) $7,521 Shares 1,345,494 Est. Cost $2.73 Unrealized —

AVA Avista 1.9%

Value ($000) $7,481 Shares 225,000 Est. Cost $20.89 Unrealized +0.3%

Value ($000) $7,330 Shares 100,000 Est. Cost $73.88 Unrealized —

Value ($000) $6,290 Shares 117,520 Est. Cost $12.47 Unrealized +49.0%

— Omega Protein 1.5%

Value ($000) $5,786 Shares 341,000 Est. Cost $8.98 Unrealized —

SUPN Supernus 1.4%

Value ($000) $5,535 Shares 394,581 Est. Cost $8.75 Unrealized +112.6%

— Petroquest 1.4%

Value ($000) $5,278 Shares 223,000 Est. Cost $32.16 Unrealized —

— Calpine 1.1%

Value ($000) $4,304 Shares 294,849 Est. Cost $21.23 Unrealized —

— Supernus 1.1%

Value ($000) $4,155 Shares 1,500,000 Est. Cost $1.25 Unrealized —

— Fluidigm 0.9%

Value ($000) $3,675 Shares 5,009,000 Est. Cost $0.79 Unrealized —

Value ($000) $3,670 Shares 37,400 Est. Cost $106.98 Unrealized —

— Gainsco 0.8%

Value ($000) $3,303 Shares 246,541 Est. Cost $8.78 Unrealized —

Value ($000) $3,173 Shares 182,800 Est. Cost $7.41 Unrealized +15.8%

— Synergy 0.7%

Value ($000) $2,565 Shares 1,500,000 Est. Cost $1.45 Unrealized —

— Ashland 0.6%

Value ($000) $2,515 Shares 25,000 Est. Cost $97.00 Unrealized —

Value ($000) $2,302 Shares 46,400 Est. Cost $50.00 Unrealized —

— Astrotech 0.6%

Value ($000) $2,215 Shares 1,070,073 Est. Cost $0.70 Unrealized —

Value ($000) $2,000 Shares 2,000,000 Est. Cost $1.00 Unrealized —

— Titan Wheel 0.5%

Value ($000) $1,983 Shares 300,000 Est. Cost $16.87 Unrealized —

Value ($000) $1,646 Shares 140,000 Est. Cost $11.40 Unrealized —

— Perrigo 0.4%

Value ($000) $1,561 Shares 9,926 Est. Cost $153.44 Unrealized —

— Durect 0.4%

Value ($000) $1,489 Shares 763,609 Est. Cost $1.05 Unrealized —

— Pepco Holding 0.4%

Value ($000) $1,474 Shares 60,900 Est. Cost $18.98 Unrealized —

— Pernix 0.4%

Value ($000) $1,402 Shares 2,000,000 Est. Cost $0.80 Unrealized —

— WEC Energy 0.3%

Value ($000) $1,266 Shares 24,252 Est. Cost $44.94 Unrealized —

— Exelexis 0.3%

Value ($000) $1,221 Shares 1,000,000 Est. Cost $0.76 Unrealized —

— US Ecology 0.3%

Value ($000) $1,104 Shares 25,300 Est. Cost $26.52 Unrealized —

— Agenus 0.3%

Value ($000) $1,074 Shares 233,515 Est. Cost $3.79 Unrealized —

Value ($000) $1,036 Shares 2,000,000 Est. Cost $0.75 Unrealized —

— Titan Wheel 0.3%

Value ($000) $1,010 Shares 1,000,000 Est. Cost $1.90 Unrealized —

— Intrepid Potash 0.2%

Value ($000) $831 Shares 150,000 Est. Cost $15.46 Unrealized —

KGC Kinross 0.2%

Value ($000) $593 Shares 344,848 Est. Cost $5.82 Unrealized -68.6%

— Sandridge Energy 0.1%

Value ($000) $400 Shares 50,000 Est. Cost $93.00 Unrealized —

Value ($000) $385 Shares 5,184 Est. Cost $53.69 Unrealized -8.6%

— Kellogg 0.1%

Value ($000) $295 Shares 4,436 Est. Cost $38.95 Unrealized +11.1%

XPL Solitario 0.0%

Value ($000) $114 Shares 254,040 Est. Cost $1.22 Unrealized -56.2%

— Sandridge Energy 0.0%

Value ($000) $72 Shares 182,168 Est. Cost $4.76 Unrealized —

— DeCode Genetics 0.0%

Value ($000) $62 Shares 24,787,000 Est. Cost $0.03 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
UHAL	Amerco	220,865	$86,903	22.3%	$21.49	+69.1%	Common	023586100
—	Mannkind	27,690,000	$24,921	6.4%	$0.90	—	Cv 5.75%	56400PAM4
IBM	IBM	160,500	$23,267	6.0%	$111.41	-14.4%	Common	459200101
ALL	Allstate	333,800	$19,440	5.0%	$41.31	+20.5%	Common	020002101
DUK	Duke Energy	225,300	$16,208	4.2%	$47.73	-1.1%	Common	26441C204
PFE	Pfizer	455,332	$14,301	3.7%	$16.51	+24.8%	Common	717081103
—	Merck	259,400	$12,811	3.3%	$44.42	—	Common	589331107
ABBV	Abbvie	232,915	$12,672	3.3%	$26.55	+60.2%	Common	00287Y109
—	Nextera Energy	125,500	$12,242	3.1%	$77.68	—	Common	302571104
—	Flotek	714,335	$11,929	3.1%	$17.94	—	Common	343389102
CMS	CMS Energy	328,000	$11,584	3.0%	$24.38	+1.7%	Common	125896100
—	Diamond Foods	323,000	$9,967	2.6%	$20.75	—	Common	252603105
ABT	Abbott	230,915	$9,287	2.4%	$29.23	+32.7%	Common	002824100
XEL	XEL Energy	246,111	$8,714	2.2%	$23.86	+2.9%	Common	98389B100
—	Phoenix Cos.	254,352	$8,391	2.2%	$52.27	—	Common	71902E604
—	XM Sirius	2,172,548	$8,125	2.1%	$3.50	—	Common	82968B103
EDAP	Edap	1,345,494	$7,521	1.9%	$2.73	—	Common	268311107
AVA	Avista	225,000	$7,481	1.9%	$20.89	+0.3%	Common	05379B107
—	Bunge	100,000	$7,330	1.9%	$73.88	—	Common	G16962105
RLI	RLI	117,520	$6,290	1.6%	$12.47	+49.0%	Common	749607107
—	Omega Protein	341,000	$5,786	1.5%	$8.98	—	Common	68210P107
SUPN	Supernus	394,581	$5,535	1.4%	$8.75	+112.6%	Common	868459108
—	Petroquest	223,000	$5,278	1.4%	$32.16	—	Pfd 6.875%	716748207
—	Calpine	294,849	$4,304	1.1%	$21.23	—	Common	131347304
—	Supernus	1,500,000	$4,155	1.1%	$1.25	—	Cv 7.5%	868459AA6
—	Fluidigm	5,009,000	$3,675	0.9%	$0.79	—	Cv 2.75%	34385PAA6
—	Bunge	37,400	$3,670	0.9%	$106.98	—	Pfd 4.875%	032549322
—	Gainsco	246,541	$3,303	0.8%	$8.78	—	Common	363127200
EBF	Ennis	182,800	$3,173	0.8%	$7.41	+15.8%	Common	293389102
—	Synergy	1,500,000	$2,565	0.7%	$1.45	—	Cv 7.5%	871639AA8
—	Ashland	25,000	$2,515	0.6%	$97.00	—	Common	044209104
—	AES	46,400	$2,302	0.6%	$50.00	—	Pfd 6.75%	00808N202
—	Astrotech	1,070,073	$2,215	0.6%	$0.70	—	Common	846243400
—	XTNT	2,000,000	$2,000	0.5%	$1.00	—	Cv 6%	05644RAA9
—	Titan Wheel	300,000	$1,983	0.5%	$16.87	—	Common	88830m102
—	Actua	140,000	$1,646	0.4%	$11.40	—	Common	46059C205
—	Perrigo	9,926	$1,561	0.4%	$153.44	—	Common	BGH1M56
—	Durect	763,609	$1,489	0.4%	$1.05	—	Common	266605104
—	Pepco Holding	60,900	$1,474	0.4%	$18.98	—	Common	713291102
—	Pernix	2,000,000	$1,402	0.4%	$0.80	—	Cv 4.25%	71426VAH1
—	WEC Energy	24,252	$1,266	0.3%	$44.94	—	Common	976657106
—	Exelexis	1,000,000	$1,221	0.3%	$0.76	—	Cv 4.25%	30161QAC8
—	US Ecology	25,300	$1,104	0.3%	$26.52	—	Common	91732J102
—	Agenus	233,515	$1,074	0.3%	$3.79	—	Common	00847G705
—	Gevo	2,000,000	$1,036	0.3%	$0.75	—	Cv 7.5%	374396AA7
—	Titan Wheel	1,000,000	$1,010	0.3%	$1.90	—	Cv 5.625%	888305aa7
—	Intrepid Potash	150,000	$831	0.2%	$15.46	—	Common	46121Y102
KGC	Kinross	344,848	$593	0.2%	$5.82	-68.6%	Common	496902404
—	Sandridge Energy	50,000	$400	0.1%	$93.00	—	Pfd 8.5%	80007P604
XOM	Exxon	5,184	$385	0.1%	$53.69	-8.6%	Common	30231G102
—	Kellogg	4,436	$295	0.1%	$38.95	+11.1%	Common	487836108
XPL	Solitario	254,040	$114	0.0%	$1.22	-56.2%	Common	8342EP107
—	Sandridge Energy	182,168	$72	0.0%	$4.76	—	Common	80007P307
—	DeCode Genetics	24,787,000	$62	0.0%	$0.03	—	Cv 3.5%	243586AB0