WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q4 2017 (← Previous) (Next →)

Filing Date: Feb 14, 2018

Total Value ($000): $289,835 (100.0% shares, 0.0% debt)

Holdings (37)

LFCR LANDEC CORP 11.7%

Value ($000) $33,798 Shares 2,682,400 Est. Cost $13.28 Unrealized -4.8%

DLHC DLH HOLDINGS CORP 8.9%

Value ($000) $25,890 Shares 4,202,983 Est. Cost $1.18 Unrealized +422.6%

NATR NATURES SUNSHINE PRODS INC 8.7%

Value ($000) $25,330 Shares 2,193,068 Est. Cost $11.00 Unrealized -2.2%

— MAM SOFTWARE GROUP INC 8.5%

Value ($000) $24,629 Shares 3,279,556 Est. Cost $4.73 Unrealized —

— LAYNE CHRISTENSEN COMPANY 8.2%

Value ($000) $23,907 Shares 1,904,978 Est. Cost $7.23 Unrealized —

— MVC CAPITAL INC 5.8%

Value ($000) $16,779 Shares 1,588,923 Est. Cost $8.18 Unrealized —

— S&W SEED CO 5.7%

Value ($000) $16,467 Shares 4,222,308 Est. Cost $4.04 Unrealized —

— GLOBAL POWER EQUIPMENT GROUP INC 4.3%

Value ($000) $12,575 Shares 3,167,718 Est. Cost $5.41 Unrealized —

CLAR CLARUS CORPORATION 4.0%

Value ($000) $11,568 Shares 1,473,665 Est. Cost $6.30 Unrealized +9.3%

— JASON INDUSTRIES INC 3.7%

Value ($000) $10,738 Shares 4,630,816 Est. Cost $6.29 Unrealized —

— SUMMER INFANT INC 3.3%

Value ($000) $9,623 Shares 6,415,568 Est. Cost $2.55 Unrealized —

— TRANSWORLD CORPORATION 3.2%

Value ($000) $9,398 Shares 2,349,577 Est. Cost $2.50 Unrealized —

— BIOSCRIP INC 3.1%

Value ($000) $8,907 Shares 3,060,925 Est. Cost $2.77 Unrealized —

GLDD GREAT LAKES DREDGE & DOCK CO 2.8%

Value ($000) $8,073 Shares 1,495,000 Est. Cost $4.50 Unrealized +13.2%

— TELOS CORP 2.5%

Value ($000) $7,351 Shares 554,765 Est. Cost $13.25 Unrealized —

BB BLACKBERRY LTD COMMON 1.9%

Value ($000) $5,585 Shares 500,000 Est. Cost $9.16 Unrealized +19.1%

— BABCOCK & WILCOX ENTERPR 1.8%

Value ($000) $5,112 Shares 900,000 Est. Cost $5.20 Unrealized —

— XERIUM TECHNOLOGIES INC 1.7%

Value ($000) $4,981 Shares 1,169,240 Est. Cost $6.48 Unrealized —

QRHC QUEST RESOURCE HOLDING CORP 1.2%

Value ($000) $3,341 Shares 1,452,552 Est. Cost $2.14 Unrealized -22.5%

— LIBBEY INC 1.1%

Value ($000) $3,234 Shares 430,000 Est. Cost $8.64 Unrealized —

— SMTC CORPORATION 0.9%

Value ($000) $2,711 Shares 1,433,982 Est. Cost $1.69 Unrealized —

— GLYECO INC 0.9%

Value ($000) $2,689 Shares 49,797,748 Est. Cost $0.10 Unrealized —

— NEPTUNE TECH & BIORESSOURCES 0.8%

Value ($000) $2,360 Shares 1,000,000 Est. Cost $1.03 Unrealized —

LTRE LEARNING TREE INTERNATIONAL 0.8%

Value ($000) $2,253 Shares 958,550 Est. Cost $2.54 Unrealized +1.4%

— WILHELMINA INTERNATIONAL INC 0.7%

Value ($000) $1,980 Shares 305,998 Est. Cost $6.08 Unrealized —

— NEVADA GOLD & CASINOS INC 0.7%

Value ($000) $1,928 Shares 722,188 Est. Cost $0.95 Unrealized —

IWSY IMAGEWARE SYSTEMS INC 0.6%

Value ($000) $1,713 Shares 1,077,290 Est. Cost $1.52 Unrealized -4.2%

CVV CVD EQUIPMENT CORP 0.5%

Value ($000) $1,343 Shares 115,584 Est. Cost $11.37 Unrealized +1.3%

— ISHARES COMEX GOLD TRUST 0.4%

Value ($000) $1,163 Shares 93,000 Est. Cost $10.23 Unrealized —

— AMERINAC HOLDING CORP 0.3%

Value ($000) $1,000 Shares 25,000 Est. Cost $40.00 Unrealized —

— MUSCLE PHARM CORP 0.3%

Value ($000) $869 Shares 1,336,305 Est. Cost $5.37 Unrealized —

— US AUTO PARTS NETWORK INC 0.3%

Value ($000) $803 Shares 318,624 Est. Cost $3.12 Unrealized —

— NEW YORK & CO 0.3%

Value ($000) $743 Shares 259,805 Est. Cost $1.54 Unrealized —

— TRECORA RESOURCES 0.2%

Value ($000) $675 Shares 50,000 Est. Cost $11.61 Unrealized —

EQS EQUUS TOTAL RETURN INC 0.1%

Value ($000) $171 Shares 71,304 Est. Cost $2.54 Unrealized -5.9%

BWEN BROADWIND ENERGY 0.0%

Value ($000) $136 Shares 50,000 Est. Cost $6.34 Unrealized -57.0%

— MICRON SOLUTIONS 0.0%

Value ($000) $12 Shares 3,363 Est. Cost $3.87 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
LFCR	LANDEC CORP	2,682,400	$33,798	11.7%	$13.28	-4.8%	COMM	514766104
DLHC	DLH HOLDINGS CORP	4,202,983	$25,890	8.9%	$1.18	+422.6%	COMM	23335Q100
NATR	NATURES SUNSHINE PRODS INC	2,193,068	$25,330	8.7%	$11.00	-2.2%	COMM	639027101
—	MAM SOFTWARE GROUP INC	3,279,556	$24,629	8.5%	$4.73	—	COMM	55277Q201
—	LAYNE CHRISTENSEN COMPANY	1,904,978	$23,907	8.2%	$7.23	—	COMM	521050104
—	MVC CAPITAL INC	1,588,923	$16,779	5.8%	$8.18	—	COMM	553829102
—	S&W SEED CO	4,222,308	$16,467	5.7%	$4.04	—	COMM	785135104
—	GLOBAL POWER EQUIPMENT GROUP INC	3,167,718	$12,575	4.3%	$5.41	—	COMM	37941P306
CLAR	CLARUS CORPORATION	1,473,665	$11,568	4.0%	$6.30	+9.3%	COMM	18270P109
—	JASON INDUSTRIES INC	4,630,816	$10,738	3.7%	$6.29	—	COMM	471172106
—	SUMMER INFANT INC	6,415,568	$9,623	3.3%	$2.55	—	COMM	865646103
—	TRANSWORLD CORPORATION	2,349,577	$9,398	3.2%	$2.50	—	COMM	89336R207
—	BIOSCRIP INC	3,060,925	$8,907	3.1%	$2.77	—	COMM	09069N108
GLDD	GREAT LAKES DREDGE & DOCK CO	1,495,000	$8,073	2.8%	$4.50	+13.2%	COMM	390607109
—	TELOS CORP	554,765	$7,351	2.5%	$13.25	—	PFD	87969B200
BB	BLACKBERRY LTD COMMON	500,000	$5,585	1.9%	$9.16	+19.1%	COMM	09228F103
—	BABCOCK & WILCOX ENTERPR	900,000	$5,112	1.8%	$5.20	—	COMM	05614L100
—	XERIUM TECHNOLOGIES INC	1,169,240	$4,981	1.7%	$6.48	—	COMM	98416J118
QRHC	QUEST RESOURCE HOLDING CORP	1,452,552	$3,341	1.2%	$2.14	-22.5%	COMM	74836W203
—	LIBBEY INC	430,000	$3,234	1.1%	$8.64	—	COMM	529898108
—	SMTC CORPORATION	1,433,982	$2,711	0.9%	$1.69	—	COMM	832682207
—	GLYECO INC	49,797,748	$2,689	0.9%	$0.10	—	COMM	38000P104
—	NEPTUNE TECH & BIORESSOURCES	1,000,000	$2,360	0.8%	$1.03	—	COMM	64077P108
LTRE	LEARNING TREE INTERNATIONAL	958,550	$2,253	0.8%	$2.54	+1.4%	COMM	522015106
—	WILHELMINA INTERNATIONAL INC	305,998	$1,980	0.7%	$6.08	—	COMM	968235200
—	NEVADA GOLD & CASINOS INC	722,188	$1,928	0.7%	$0.95	—	COMM	64126Q206
IWSY	IMAGEWARE SYSTEMS INC	1,077,290	$1,713	0.6%	$1.52	-4.2%	COMM	45245S108
CVV	CVD EQUIPMENT CORP	115,584	$1,343	0.5%	$11.37	+1.3%	COMM	126601103
—	ISHARES COMEX GOLD TRUST	93,000	$1,163	0.4%	$10.23	—	ETF	464285105
—	AMERINAC HOLDING CORP	25,000	$1,000	0.3%	$40.00	—	RSTD	03077Y107
—	MUSCLE PHARM CORP	1,336,305	$869	0.3%	$5.37	—	COMM	627335201
—	US AUTO PARTS NETWORK INC	318,624	$803	0.3%	$3.12	—	COMM	90343C100
—	NEW YORK & CO	259,805	$743	0.3%	$1.54	—	COMM	649295102
—	TRECORA RESOURCES	50,000	$675	0.2%	$11.61	—	COMM	894648104
EQS	EQUUS TOTAL RETURN INC	71,304	$171	0.1%	$2.54	-5.9%	FUND	294766100
BWEN	BROADWIND ENERGY	50,000	$136	0.0%	$6.34	-57.0%	COMM	11161T207
—	MICRON SOLUTIONS	3,363	$12	0.0%	$3.87	—	COMM	59511X105