WYNNEFIELD CAPITAL INC Long-Term Concentrated

Location: New York, NY

CIK: 0001251567 · Show all filings

Period: Q4 2017 (← Previous) (Next →)

Filing Date: Feb 14, 2018

Total Value: $290M (100.0% shares, 0.0% debt)

Holdings (37)

LFCR LANDEC CORP 11.7%

Value $33.8M Shares 2,682,400 Share Price $12.60 Est. Cost/Share $13.28 Unrealized @ Report Date -4.8%

DLHC DLH HOLDINGS CORP 8.9%

Value $25.89M Shares 4,202,983 Share Price $6.16 Est. Cost/Share $1.18 Unrealized @ Report Date +422.6%

NATR NATURES SUNSHINE PRODS INC 8.7%

Value $25.33M Shares 2,193,068 Share Price $11.55 * Est. Cost/Share $11.00 Unrealized @ Report Date -2.2%

— MAM SOFTWARE GROUP INC 8.5%

Value $24.63M Shares 3,279,556 Share Price $7.51 Est. Cost/Share $4.73 Unrealized @ Report Date —

— LAYNE CHRISTENSEN COMPANY 8.2%

Value $23.91M Shares 1,904,978 Share Price $12.55 Est. Cost/Share $7.23 Unrealized @ Report Date —

— MVC CAPITAL INC 5.8%

Value $16.78M Shares 1,588,923 Share Price $10.56 Est. Cost/Share $8.18 Unrealized @ Report Date —

— S&W SEED CO 5.7%

Value $16.47M Shares 4,222,308 Share Price $3.90 Est. Cost/Share $4.04 Unrealized @ Report Date —

— GLOBAL POWER EQUIPMENT GROUP INC 4.3%

Value $12.57M Shares 3,167,718 Share Price $3.97 Est. Cost/Share $5.41 Unrealized @ Report Date —

CLAR CLARUS CORPORATION 4.0%

Value $11.57M Shares 1,473,665 Share Price $7.85 * Est. Cost/Share $6.30 Unrealized @ Report Date +9.3%

— JASON INDUSTRIES INC 3.7%

Value $10.74M Shares 4,630,816 Share Price $2.32 Est. Cost/Share $6.29 Unrealized @ Report Date —

— SUMMER INFANT INC 3.3%

Value $9.623M Shares 6,415,568 Share Price $1.50 Est. Cost/Share $2.55 Unrealized @ Report Date —

— TRANSWORLD CORPORATION 3.2%

Value $9.398M Shares 2,349,577 Share Price $4.00 Est. Cost/Share $2.50 Unrealized @ Report Date —

— BIOSCRIP INC 3.1%

Value $8.907M Shares 3,060,925 Share Price $2.91 Est. Cost/Share $2.77 Unrealized @ Report Date —

GLDD GREAT LAKES DREDGE & DOCK CO 2.8%

Value $8.073M Shares 1,495,000 Share Price $5.40 * Est. Cost/Share $4.50 Unrealized @ Report Date +13.2%

— TELOS CORP 2.5%

Value $7.351M Shares 554,765 Share Price $13.25 Est. Cost/Share $13.25 Unrealized @ Report Date —

BB BLACKBERRY LTD COMMON 1.9%

Value $5.585M Shares 500,000 Share Price $11.17 * Est. Cost/Share $9.16 Unrealized @ Report Date +19.1%

— BABCOCK & WILCOX ENTERPR 1.8%

Value $5.112M Shares 900,000 Share Price $5.68 Est. Cost/Share $5.20 Unrealized @ Report Date —

— XERIUM TECHNOLOGIES INC 1.7%

Value $4.981M Shares 1,169,240 Share Price $4.26 Est. Cost/Share $6.48 Unrealized @ Report Date —

QRHC QUEST RESOURCE HOLDING CORP 1.2%

Value $3.341M Shares 1,452,552 Share Price $2.30 * Est. Cost/Share $2.14 Unrealized @ Report Date -22.5%

— LIBBEY INC 1.1%

Value $3.234M Shares 430,000 Share Price $7.52 Est. Cost/Share $8.64 Unrealized @ Report Date —

— SMTC CORPORATION 0.9%

Value $2.711M Shares 1,433,982 Share Price $1.89 Est. Cost/Share $1.69 Unrealized @ Report Date —

— GLYECO INC 0.9%

Value $2.689M Shares 49,797,748 Share Price $0.05 Est. Cost/Share $0.10 Unrealized @ Report Date —

— NEPTUNE TECH & BIORESSOURCES 0.8%

Value $2.36M Shares 1,000,000 Share Price $2.36 Est. Cost/Share $1.03 Unrealized @ Report Date —

LTRE LEARNING TREE INTERNATIONAL 0.8%

Value $2.253M Shares 958,550 Share Price $2.35 * Est. Cost/Share $2.54 Unrealized @ Report Date +1.4%

— WILHELMINA INTERNATIONAL INC 0.7%

Value $1.98M Shares 305,998 Share Price $6.47 Est. Cost/Share $6.08 Unrealized @ Report Date —

— NEVADA GOLD & CASINOS INC 0.7%

Value $1.928M Shares 722,188 Share Price $2.67 Est. Cost/Share $0.95 Unrealized @ Report Date —

IWSY IMAGEWARE SYSTEMS INC 0.6%

Value $1.713M Shares 1,077,290 Share Price $1.59 * Est. Cost/Share $1.52 Unrealized @ Report Date -4.2%

CVV CVD EQUIPMENT CORP 0.5%

Value $1.343M Shares 115,584 Share Price $11.62 Est. Cost/Share $11.37 Unrealized @ Report Date +1.3%

— ISHARES COMEX GOLD TRUST 0.4%

Value $1.163M Shares 93,000 Share Price $12.51 Est. Cost/Share $10.23 Unrealized @ Report Date —

— AMERINAC HOLDING CORP 0.3%

Value $1M Shares 25,000 Share Price $40.00 Est. Cost/Share $40.00 Unrealized @ Report Date —

— MUSCLE PHARM CORP 0.3%

Value $869K Shares 1,336,305 Share Price $0.65 Est. Cost/Share $5.37 Unrealized @ Report Date —

— US AUTO PARTS NETWORK INC 0.3%

Value $803K Shares 318,624 Share Price $2.52 Est. Cost/Share $3.12 Unrealized @ Report Date —

— NEW YORK & CO 0.3%

Value $743K Shares 259,805 Share Price $2.86 Est. Cost/Share $1.54 Unrealized @ Report Date —

— TRECORA RESOURCES 0.2%

Value $675K Shares 50,000 Share Price $13.50 Est. Cost/Share $11.61 Unrealized @ Report Date —

EQS EQUUS TOTAL RETURN INC 0.1%

Value $171K Shares 71,304 Share Price $2.40 Est. Cost/Share $2.54 Unrealized @ Report Date -5.9%

BWEN BROADWIND ENERGY 0.0%

Value $136K Shares 50,000 Share Price $2.72 Est. Cost/Share $6.34 Unrealized @ Report Date -57.0%

— MICRON SOLUTIONS 0.0%

Value $12,000 Shares 3,363 Share Price $3.57 Est. Cost/Share $3.87 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
LFCR	LANDEC CORP	2,682,400	$33.8M	11.7%	$12.60	$13.28	-4.8%	COMM	514766104
DLHC	DLH HOLDINGS CORP	4,202,983	$25.89M	8.9%	$6.16	$1.18	+422.6%	COMM	23335Q100
NATR	NATURES SUNSHINE PRODS INC	2,193,068	$25.33M	8.7%	$11.55 *	$11.00	-2.2%	COMM	639027101
—	MAM SOFTWARE GROUP INC	3,279,556	$24.63M	8.5%	$7.51	$4.73	—	COMM	55277Q201
—	LAYNE CHRISTENSEN COMPANY	1,904,978	$23.91M	8.2%	$12.55	$7.23	—	COMM	521050104
—	MVC CAPITAL INC	1,588,923	$16.78M	5.8%	$10.56	$8.18	—	COMM	553829102
—	S&W SEED CO	4,222,308	$16.47M	5.7%	$3.90	$4.04	—	COMM	785135104
—	GLOBAL POWER EQUIPMENT GROUP INC	3,167,718	$12.57M	4.3%	$3.97	$5.41	—	COMM	37941P306
CLAR	CLARUS CORPORATION	1,473,665	$11.57M	4.0%	$7.85 *	$6.30	+9.3%	COMM	18270P109
—	JASON INDUSTRIES INC	4,630,816	$10.74M	3.7%	$2.32	$6.29	—	COMM	471172106
—	SUMMER INFANT INC	6,415,568	$9.623M	3.3%	$1.50	$2.55	—	COMM	865646103
—	TRANSWORLD CORPORATION	2,349,577	$9.398M	3.2%	$4.00	$2.50	—	COMM	89336R207
—	BIOSCRIP INC	3,060,925	$8.907M	3.1%	$2.91	$2.77	—	COMM	09069N108
GLDD	GREAT LAKES DREDGE & DOCK CO	1,495,000	$8.073M	2.8%	$5.40 *	$4.50	+13.2%	COMM	390607109
—	TELOS CORP	554,765	$7.351M	2.5%	$13.25	$13.25	—	PFD	87969B200
BB	BLACKBERRY LTD COMMON	500,000	$5.585M	1.9%	$11.17 *	$9.16	+19.1%	COMM	09228F103
—	BABCOCK & WILCOX ENTERPR	900,000	$5.112M	1.8%	$5.68	$5.20	—	COMM	05614L100
—	XERIUM TECHNOLOGIES INC	1,169,240	$4.981M	1.7%	$4.26	$6.48	—	COMM	98416J118
QRHC	QUEST RESOURCE HOLDING CORP	1,452,552	$3.341M	1.2%	$2.30 *	$2.14	-22.5%	COMM	74836W203
—	LIBBEY INC	430,000	$3.234M	1.1%	$7.52	$8.64	—	COMM	529898108
—	SMTC CORPORATION	1,433,982	$2.711M	0.9%	$1.89	$1.69	—	COMM	832682207
—	GLYECO INC	49,797,748	$2.689M	0.9%	$0.05	$0.10	—	COMM	38000P104
—	NEPTUNE TECH & BIORESSOURCES	1,000,000	$2.36M	0.8%	$2.36	$1.03	—	COMM	64077P108
LTRE	LEARNING TREE INTERNATIONAL	958,550	$2.253M	0.8%	$2.35 *	$2.54	+1.4%	COMM	522015106
—	WILHELMINA INTERNATIONAL INC	305,998	$1.98M	0.7%	$6.47	$6.08	—	COMM	968235200
—	NEVADA GOLD & CASINOS INC	722,188	$1.928M	0.7%	$2.67	$0.95	—	COMM	64126Q206
IWSY	IMAGEWARE SYSTEMS INC	1,077,290	$1.713M	0.6%	$1.59 *	$1.52	-4.2%	COMM	45245S108
CVV	CVD EQUIPMENT CORP	115,584	$1.343M	0.5%	$11.62	$11.37	+1.3%	COMM	126601103
—	ISHARES COMEX GOLD TRUST	93,000	$1.163M	0.4%	$12.51	$10.23	—	ETF	464285105
—	AMERINAC HOLDING CORP	25,000	$1M	0.3%	$40.00	$40.00	—	RSTD	03077Y107
—	MUSCLE PHARM CORP	1,336,305	$869K	0.3%	$0.65	$5.37	—	COMM	627335201
—	US AUTO PARTS NETWORK INC	318,624	$803K	0.3%	$2.52	$3.12	—	COMM	90343C100
—	NEW YORK & CO	259,805	$743K	0.3%	$2.86	$1.54	—	COMM	649295102
—	TRECORA RESOURCES	50,000	$675K	0.2%	$13.50	$11.61	—	COMM	894648104
EQS	EQUUS TOTAL RETURN INC	71,304	$171K	0.1%	$2.40	$2.54	-5.9%	FUND	294766100
BWEN	BROADWIND ENERGY	50,000	$136K	0.0%	$2.72	$6.34	-57.0%	COMM	11161T207
—	MICRON SOLUTIONS	3,363	$12,000	0.0%	$3.57	$3.87	—	COMM	59511X105