WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q1 2018 (← Previous) (Next →)

Filing Date: May 15, 2018

Total Value ($000): $287,441 (100.0% shares, 0.0% debt)

Holdings (39)

LFCR LANDEC CORP 12.2%

Value ($000) $35,005 Shares 2,682,400 Est. Cost $13.28 Unrealized -1.0%

— LAYNE CHRISTENSEN COMPANY 9.9%

Value ($000) $28,422 Shares 1,904,978 Est. Cost $7.23 Unrealized —

— MAM SOFTWARE GROUP INC 8.9%

Value ($000) $25,685 Shares 3,279,556 Est. Cost $4.73 Unrealized —

NATR NATURES SUNSHINE PRODS INC 8.4%

Value ($000) $24,123 Shares 2,193,068 Est. Cost $11.00 Unrealized -0.9%

DLHC DLH HOLDINGS CORP 8.1%

Value ($000) $23,377 Shares 4,002,983 Est. Cost $1.18 Unrealized +402.2%

— MVC CAPITAL INC 5.5%

Value ($000) $15,759 Shares 1,587,023 Est. Cost $8.18 Unrealized —

— S&W SEED CO 5.3%

Value ($000) $15,200 Shares 4,222,308 Est. Cost $4.04 Unrealized —

— JASON INDUSTRIES INC 5.1%

Value ($000) $14,557 Shares 4,680,816 Est. Cost $6.26 Unrealized —

CLAR CLARUS CORPORATION 3.2%

Value ($000) $9,289 Shares 1,376,124 Est. Cost $6.30 Unrealized +3.4%

— TRANSWORLD CORPORATION 3.2%

Value ($000) $9,164 Shares 2,349,577 Est. Cost $2.50 Unrealized —

— GLOBAL POWER EQUIPMENT GROUP INC 3.1%

Value ($000) $8,838 Shares 3,167,718 Est. Cost $5.41 Unrealized —

— XERIUM TECHNOLOGIES INC 2.7%

Value ($000) $7,833 Shares 1,214,540 Est. Cost $6.48 Unrealized —

— BIOSCRIP INC 2.6%

Value ($000) $7,456 Shares 3,030,925 Est. Cost $2.77 Unrealized —

— SUMMER INFANT INC 2.6%

Value ($000) $7,378 Shares 6,415,568 Est. Cost $2.55 Unrealized —

— TELOS CORP 2.4%

Value ($000) $7,001 Shares 554,765 Est. Cost $12.62 Unrealized —

GLDD GREAT LAKES DREDGE & DOCK CO 2.4%

Value ($000) $6,969 Shares 1,515,000 Est. Cost $4.50 Unrealized +5.4%

BB BLACKBERRY LTD COMMON 2.0%

Value ($000) $5,750 Shares 500,000 Est. Cost $9.16 Unrealized +38.8%

— BABCOCK & WILCOX ENTERPR 1.4%

Value ($000) $4,152 Shares 950,000 Est. Cost $5.16 Unrealized —

— SMTC CORPORATION 1.1%

Value ($000) $3,255 Shares 1,433,617 Est. Cost $1.69 Unrealized —

QRHC QUEST RESOURCE HOLDING CORP 1.1%

Value ($000) $3,223 Shares 1,457,688 Est. Cost $2.14 Unrealized +9.8%

— GLYECO INC 0.9%

Value ($000) $2,539 Shares 49,797,748 Est. Cost $0.10 Unrealized —

— NEW YORK & CO 0.9%

Value ($000) $2,449 Shares 724,805 Est. Cost $2.72 Unrealized —

— NEPTUNE TECH & BIORESSOURCES 0.8%

Value ($000) $2,276 Shares 810,000 Est. Cost $1.03 Unrealized —

— LIBBEY INC 0.8%

Value ($000) $2,249 Shares 460,000 Est. Cost $8.40 Unrealized —

— WILHELMINA INTERNATIONAL INC 0.8%

Value ($000) $2,218 Shares 305,998 Est. Cost $6.08 Unrealized —

LTRE LEARNING TREE INTERNATIONAL 0.7%

Value ($000) $2,109 Shares 958,550 Est. Cost $2.54 Unrealized -13.8%

IWSY IMAGEWARE SYSTEMS INC 0.6%

Value ($000) $1,680 Shares 1,050,290 Est. Cost $1.52 Unrealized +25.7%

— NEVADA GOLD & CASINOS INC 0.6%

Value ($000) $1,582 Shares 722,188 Est. Cost $0.95 Unrealized —

WTTR SELECT ENERGY SERVICES INC-A 0.4%

Value ($000) $1,262 Shares 100,000 Est. Cost $12.62 Unrealized —

CVV CVD EQUIPMENT CORP 0.4%

Value ($000) $1,231 Shares 134,794 Est. Cost $11.15 Unrealized -11.6%

— ISHARES COMEX GOLD TRUST 0.4%

Value ($000) $1,184 Shares 93,000 Est. Cost $10.23 Unrealized —

— MUSCLE PHARM CORP 0.4%

Value ($000) $1,029 Shares 1,336,305 Est. Cost $5.37 Unrealized —

— AMERINAC HOLDING CORP 0.3%

Value ($000) $1,000 Shares 25,000 Est. Cost $40.00 Unrealized —

— TRECORA RESOURCES 0.3%

Value ($000) $952 Shares 70,000 Est. Cost $12.18 Unrealized —

— US AUTO PARTS NETWORK INC 0.3%

Value ($000) $895 Shares 436,583 Est. Cost $2.83 Unrealized —

EQS EQUUS TOTAL RETURN INC 0.1%

Value ($000) $170 Shares 71,304 Est. Cost $2.54 Unrealized -5.9%

BWEN BROADWIND ENERGY INC 0.0%

Value ($000) $110 Shares 50,000 Est. Cost $6.34 Unrealized -61.7%

CECO CECO ENVIRONMENTAL CORP 0.0%

Value ($000) $57 Shares 12,748 Est. Cost $4.68 Unrealized 0.0%

— MICRON SOLUTIONS 0.0%

Value ($000) $13 Shares 3,363 Est. Cost $3.87 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
LFCR	LANDEC CORP	2,682,400	$35,005	12.2%	$13.28	-1.0%	COMM	514766104
—	LAYNE CHRISTENSEN COMPANY	1,904,978	$28,422	9.9%	$7.23	—	COMM	521050104
—	MAM SOFTWARE GROUP INC	3,279,556	$25,685	8.9%	$4.73	—	COMM	55277Q201
NATR	NATURES SUNSHINE PRODS INC	2,193,068	$24,123	8.4%	$11.00	-0.9%	COMM	639027101
DLHC	DLH HOLDINGS CORP	4,002,983	$23,377	8.1%	$1.18	+402.2%	COMM	23335Q100
—	MVC CAPITAL INC	1,587,023	$15,759	5.5%	$8.18	—	COMM	553829102
—	S&W SEED CO	4,222,308	$15,200	5.3%	$4.04	—	COMM	785135104
—	JASON INDUSTRIES INC	4,680,816	$14,557	5.1%	$6.26	—	COMM	471172106
CLAR	CLARUS CORPORATION	1,376,124	$9,289	3.2%	$6.30	+3.4%	COMM	18270P109
—	TRANSWORLD CORPORATION	2,349,577	$9,164	3.2%	$2.50	—	COMM	89336R207
—	GLOBAL POWER EQUIPMENT GROUP INC	3,167,718	$8,838	3.1%	$5.41	—	COMM	37941P306
—	XERIUM TECHNOLOGIES INC	1,214,540	$7,833	2.7%	$6.48	—	COMM	98416J118
—	BIOSCRIP INC	3,030,925	$7,456	2.6%	$2.77	—	COMM	09069N108
—	SUMMER INFANT INC	6,415,568	$7,378	2.6%	$2.55	—	COMM	865646103
—	TELOS CORP	554,765	$7,001	2.4%	$12.62	—	PREF	126520204
GLDD	GREAT LAKES DREDGE & DOCK CO	1,515,000	$6,969	2.4%	$4.50	+5.4%	COMM	390607109
BB	BLACKBERRY LTD COMMON	500,000	$5,750	2.0%	$9.16	+38.8%	COMM	09228F103
—	BABCOCK & WILCOX ENTERPR	950,000	$4,152	1.4%	$5.16	—	COMM	05614L100
—	SMTC CORPORATION	1,433,617	$3,255	1.1%	$1.69	—	COMM	832682207
QRHC	QUEST RESOURCE HOLDING CORP	1,457,688	$3,223	1.1%	$2.14	+9.8%	COMM	74836W203
—	GLYECO INC	49,797,748	$2,539	0.9%	$0.10	—	COMM	38000P104
—	NEW YORK & CO	724,805	$2,449	0.9%	$2.72	—	COMM	649295102
—	NEPTUNE TECH & BIORESSOURCES	810,000	$2,276	0.8%	$1.03	—	COMM	64077P108
—	LIBBEY INC	460,000	$2,249	0.8%	$8.40	—	COMM	529898108
—	WILHELMINA INTERNATIONAL INC	305,998	$2,218	0.8%	$6.08	—	COMM	968235200
LTRE	LEARNING TREE INTERNATIONAL	958,550	$2,109	0.7%	$2.54	-13.8%	COMM	522015106
IWSY	IMAGEWARE SYSTEMS INC	1,050,290	$1,680	0.6%	$1.52	+25.7%	COMM	45245S108
—	NEVADA GOLD & CASINOS INC	722,188	$1,582	0.6%	$0.95	—	COMM	64126Q206
WTTR	SELECT ENERGY SERVICES INC-A	100,000	$1,262	0.4%	$12.62	—	COMM	81617J301
CVV	CVD EQUIPMENT CORP	134,794	$1,231	0.4%	$11.15	-11.6%	COMM	126601103
—	ISHARES COMEX GOLD TRUST	93,000	$1,184	0.4%	$10.23	—	ETF	464285105
—	MUSCLE PHARM CORP	1,336,305	$1,029	0.4%	$5.37	—	COMM	627335201
—	AMERINAC HOLDING CORP	25,000	$1,000	0.3%	$40.00	—	RSTD	03077Y107
—	TRECORA RESOURCES	70,000	$952	0.3%	$12.18	—	COMM	894648104
—	US AUTO PARTS NETWORK INC	436,583	$895	0.3%	$2.83	—	COMM	90343C100
EQS	EQUUS TOTAL RETURN INC	71,304	$170	0.1%	$2.54	-5.9%	FUND	294766100
BWEN	BROADWIND ENERGY INC	50,000	$110	0.0%	$6.34	-61.7%	COMM	11161T207
CECO	CECO ENVIRONMENTAL CORP	12,748	$57	0.0%	$4.68	0.0%	COMM	125141101
—	MICRON SOLUTIONS	3,363	$13	0.0%	$3.87	—	COMM	59511X105