WYNNEFIELD CAPITAL INC Long-Term Concentrated

Location: New York, NY

CIK: 0001251567 · Show all filings

Period: Q2 2018 (← Previous) (Next →)

Filing Date: Aug 14, 2018

Total Value: $271M (100.0% shares, 0.0% debt)

Holdings (33)

LFCR LANDEC CORP 14.8%

Value $39.97M Shares 2,682,400 Share Price $14.90 * Est. Cost/Share $13.28 Unrealized @ Report Date +4.7%

— MAM SOFTWARE GROUP INC 9.8%

Value $26.55M Shares 3,079,556 Share Price $8.62 Est. Cost/Share $4.73 Unrealized @ Report Date —

GVA GRANITE CONSTRUCTION INC 9.6%

Value $26.06M Shares 468,153 Share Price $55.66 Est. Cost/Share $56.52 Unrealized @ Report Date 0.0%

DLHC DLH HOLDINGS CORP 8.1%

Value $21.94M Shares 4,002,983 Share Price $5.48 * Est. Cost/Share $1.18 Unrealized @ Report Date +384.1%

NATR NATURES SUNSHINE PRODS INC 7.6%

Value $20.59M Shares 2,202,454 Share Price $9.35 * Est. Cost/Share $11.00 Unrealized @ Report Date -19.5%

— XERIUM TECHNOLOGIES INC 5.7%

Value $15.49M Shares 1,169,934 Share Price $13.24 Est. Cost/Share $6.48 Unrealized @ Report Date —

— MVC CAPITAL INC 5.6%

Value $15.08M Shares 1,587,023 Share Price $9.50 Est. Cost/Share $8.18 Unrealized @ Report Date —

— S&W SEED CO 5.1%

Value $13.72M Shares 4,222,308 Share Price $3.25 Est. Cost/Share $4.04 Unrealized @ Report Date —

— JASON INDUSTRIES INC 4.0%

Value $10.83M Shares 4,666,578 Share Price $2.32 Est. Cost/Share $6.26 Unrealized @ Report Date —

CLAR CLARUS CORPORATION 3.8%

Value $10.23M Shares 1,240,000 Share Price $8.25 * Est. Cost/Share $6.30 Unrealized @ Report Date +4.9%

— WILLIAMS INDUSTRIAL SERVICES GROUP 3.6%

Value $9.725M Shares 3,167,718 Share Price $3.07 Est. Cost/Share $3.07 Unrealized @ Report Date —

— SUMMER INFANT INC 3.4%

Value $9.291M Shares 6,683,932 Share Price $1.39 Est. Cost/Share $2.50 Unrealized @ Report Date —

— BABCOCK & WILCOX ENTERPR 3.2%

Value $8.639M Shares 3,629,999 Share Price $2.38 Est. Cost/Share $3.11 Unrealized @ Report Date —

GLDD GREAT LAKES DREDGE & DOCK CO 2.8%

Value $7.652M Shares 1,457,500 Share Price $5.25 * Est. Cost/Share $4.50 Unrealized @ Report Date +9.5%

— TELOS CORP 2.7%

Value $7.24M Shares 554,765 Share Price $13.05 Est. Cost/Share $12.62 Unrealized @ Report Date —

— LIBBEY INC 1.6%

Value $4.272M Shares 525,400 Share Price $8.13 Est. Cost/Share $8.36 Unrealized @ Report Date —

— SMTC CORPORATION 1.6%

Value $4.216M Shares 1,433,982 Share Price $2.94 Est. Cost/Share $1.69 Unrealized @ Report Date —

— GLYECO INC 1.1%

Value $2.988M Shares 398,380 Share Price $7.50 Est. Cost/Share $0.10 Unrealized @ Report Date —

— BIOSCRIP INC 1.1%

Value $2.886M Shares 984,800 Share Price $2.93 Est. Cost/Share $2.77 Unrealized @ Report Date —

QRHC QUEST RESOURCE HOLDING CORP 0.9%

Value $2.376M Shares 1,224,802 Share Price $1.94 Est. Cost/Share $2.14 Unrealized @ Report Date -9.1%

— WILHELMINA INTERNATIONAL INC 0.7%

Value $1.83M Shares 305,998 Share Price $5.98 Est. Cost/Share $6.08 Unrealized @ Report Date —

LTRE LEARNING TREE INTERNATIONAL 0.5%

Value $1.486M Shares 958,550 Share Price $1.55 * Est. Cost/Share $2.54 Unrealized @ Report Date -35.7%

— NEVADA GOLD & CASINOS INC 0.5%

Value $1.444M Shares 722,188 Share Price $2.00 Est. Cost/Share $0.95 Unrealized @ Report Date —

— ISHARES COMEX GOLD TRUST 0.4%

Value $1.118M Shares 93,000 Share Price $12.02 Est. Cost/Share $10.23 Unrealized @ Report Date —

— TRECORA RESOURCES 0.4%

Value $1.04M Shares 70,000 Share Price $14.86 Est. Cost/Share $12.18 Unrealized @ Report Date —

— AMERINAC HOLDING CORP 0.4%

Value $1M Shares 25,000 Share Price $40.00 Est. Cost/Share $40.00 Unrealized @ Report Date —

CVV CVD EQUIPMENT CORP 0.4%

Value $964K Shares 144,794 Share Price $6.66 * Est. Cost/Share $10.92 Unrealized @ Report Date -28.2%

IWSY IMAGEWARE SYSTEMS INC 0.3%

Value $942K Shares 864,661 Share Price $1.09 * Est. Cost/Share $1.52 Unrealized @ Report Date -1.5%

— MUSCLE PHARM CORP 0.3%

Value $869K Shares 1,296,305 Share Price $0.67 Est. Cost/Share $5.37 Unrealized @ Report Date —

EQS EQUUS TOTAL RETURN INC 0.1%

Value $168K Shares 71,304 Share Price $2.36 Est. Cost/Share $2.54 Unrealized @ Report Date -6.2%

BWEN BROADWIND ENERGY 0.0%

Value $118K Shares 50,000 Share Price $2.36 * Est. Cost/Share $6.34 Unrealized @ Report Date -59.0%

CECO CECO ENVIRONMENTAL CORP 0.0%

Value $78,000 Shares 12,748 Share Price $6.12 * Est. Cost/Share $4.68 Unrealized @ Report Date +17.3%

— MICRON SOLUTIONS 0.0%

Value $12,000 Shares 3,363 Share Price $3.57 Est. Cost/Share $3.87 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
LFCR	LANDEC CORP	2,682,400	$39.97M	14.8%	$14.90 *	$13.28	+4.7%	COMM	514766104
—	MAM SOFTWARE GROUP INC	3,079,556	$26.55M	9.8%	$8.62	$4.73	—	COMM	55277Q201
GVA	GRANITE CONSTRUCTION INC	468,153	$26.06M	9.6%	$55.66	$56.52	0.0%	COMM	387328107
DLHC	DLH HOLDINGS CORP	4,002,983	$21.94M	8.1%	$5.48 *	$1.18	+384.1%	COMM	23335Q100
NATR	NATURES SUNSHINE PRODS INC	2,202,454	$20.59M	7.6%	$9.35 *	$11.00	-19.5%	COMM	639027101
—	XERIUM TECHNOLOGIES INC	1,169,934	$15.49M	5.7%	$13.24	$6.48	—	COMM	98416J118
—	MVC CAPITAL INC	1,587,023	$15.08M	5.6%	$9.50	$8.18	—	COMM	553829102
—	S&W SEED CO	4,222,308	$13.72M	5.1%	$3.25	$4.04	—	COMM	785135104
—	JASON INDUSTRIES INC	4,666,578	$10.83M	4.0%	$2.32	$6.26	—	COMM	471172106
CLAR	CLARUS CORPORATION	1,240,000	$10.23M	3.8%	$8.25 *	$6.30	+4.9%	COMM	18270P109
—	WILLIAMS INDUSTRIAL SERVICES GROUP	3,167,718	$9.725M	3.6%	$3.07	$3.07	—	COMM	96951A104
—	SUMMER INFANT INC	6,683,932	$9.291M	3.4%	$1.39	$2.50	—	COMM	865646103
—	BABCOCK & WILCOX ENTERPR	3,629,999	$8.639M	3.2%	$2.38	$3.11	—	COMM	05614L100
GLDD	GREAT LAKES DREDGE & DOCK CO	1,457,500	$7.652M	2.8%	$5.25 *	$4.50	+9.5%	COMM	390607109
—	TELOS CORP	554,765	$7.24M	2.7%	$13.05	$12.62	—	PREF	126520204
—	LIBBEY INC	525,400	$4.272M	1.6%	$8.13	$8.36	—	COMM	529898108
—	SMTC CORPORATION	1,433,982	$4.216M	1.6%	$2.94	$1.69	—	COMM	832682207
—	GLYECO INC	398,380	$2.988M	1.1%	$7.50	$0.10	—	COMM	38000P104
—	BIOSCRIP INC	984,800	$2.886M	1.1%	$2.93	$2.77	—	COMM	09069N108
QRHC	QUEST RESOURCE HOLDING CORP	1,224,802	$2.376M	0.9%	$1.94	$2.14	-9.1%	COMM	74836W203
—	WILHELMINA INTERNATIONAL INC	305,998	$1.83M	0.7%	$5.98	$6.08	—	COMM	968235200
LTRE	LEARNING TREE INTERNATIONAL	958,550	$1.486M	0.5%	$1.55 *	$2.54	-35.7%	COMM	522015106
—	NEVADA GOLD & CASINOS INC	722,188	$1.444M	0.5%	$2.00	$0.95	—	COMM	64126Q206
—	ISHARES COMEX GOLD TRUST	93,000	$1.118M	0.4%	$12.02	$10.23	—	ETF	464285105
—	TRECORA RESOURCES	70,000	$1.04M	0.4%	$14.86	$12.18	—	COMM	894648104
—	AMERINAC HOLDING CORP	25,000	$1M	0.4%	$40.00	$40.00	—	RSTD	03077Y107
CVV	CVD EQUIPMENT CORP	144,794	$964K	0.4%	$6.66 *	$10.92	-28.2%	COMM	126601103
IWSY	IMAGEWARE SYSTEMS INC	864,661	$942K	0.3%	$1.09 *	$1.52	-1.5%	COMM	45245S108
—	MUSCLE PHARM CORP	1,296,305	$869K	0.3%	$0.67	$5.37	—	COMM	627335201
EQS	EQUUS TOTAL RETURN INC	71,304	$168K	0.1%	$2.36	$2.54	-6.2%	FUND	294766100
BWEN	BROADWIND ENERGY	50,000	$118K	0.0%	$2.36 *	$6.34	-59.0%	COMM	11161T207
CECO	CECO ENVIRONMENTAL CORP	12,748	$78,000	0.0%	$6.12 *	$4.68	+17.3%	COMM	125141101
—	MICRON SOLUTIONS	3,363	$12,000	0.0%	$3.57	$3.87	—	COMM	59511X105