WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q2 2018 (← Previous) (Next →)

Filing Date: Aug 14, 2018

Total Value ($000): $270,800 (100.0% shares, 0.0% debt)

Holdings (33)

LFCR LANDEC CORP 14.8%

Value ($000) $39,968 Shares 2,682,400 Est. Cost $13.28 Unrealized +4.7%

— MAM SOFTWARE GROUP INC 9.8%

Value ($000) $26,546 Shares 3,079,556 Est. Cost $4.73 Unrealized —

GVA GRANITE CONSTRUCTION INC 9.6%

Value ($000) $26,057 Shares 468,153 Est. Cost $56.52 Unrealized 0.0%

DLHC DLH HOLDINGS CORP 8.1%

Value ($000) $21,936 Shares 4,002,983 Est. Cost $1.18 Unrealized +384.1%

NATR NATURES SUNSHINE PRODS INC 7.6%

Value ($000) $20,593 Shares 2,202,454 Est. Cost $11.00 Unrealized -19.5%

— XERIUM TECHNOLOGIES INC 5.7%

Value ($000) $15,490 Shares 1,169,934 Est. Cost $6.48 Unrealized —

— MVC CAPITAL INC 5.6%

Value ($000) $15,077 Shares 1,587,023 Est. Cost $8.18 Unrealized —

— S&W SEED CO 5.1%

Value ($000) $13,723 Shares 4,222,308 Est. Cost $4.04 Unrealized —

— JASON INDUSTRIES INC 4.0%

Value ($000) $10,826 Shares 4,666,578 Est. Cost $6.26 Unrealized —

CLAR CLARUS CORPORATION 3.8%

Value ($000) $10,230 Shares 1,240,000 Est. Cost $6.30 Unrealized +4.9%

— WILLIAMS INDUSTRIAL SERVICES GROUP 3.6%

Value ($000) $9,725 Shares 3,167,718 Est. Cost $3.07 Unrealized —

— SUMMER INFANT INC 3.4%

Value ($000) $9,291 Shares 6,683,932 Est. Cost $2.50 Unrealized —

— BABCOCK & WILCOX ENTERPR 3.2%

Value ($000) $8,639 Shares 3,629,999 Est. Cost $3.11 Unrealized —

GLDD GREAT LAKES DREDGE & DOCK CO 2.8%

Value ($000) $7,652 Shares 1,457,500 Est. Cost $4.50 Unrealized +9.5%

— TELOS CORP 2.7%

Value ($000) $7,240 Shares 554,765 Est. Cost $12.62 Unrealized —

— LIBBEY INC 1.6%

Value ($000) $4,272 Shares 525,400 Est. Cost $8.36 Unrealized —

— SMTC CORPORATION 1.6%

Value ($000) $4,216 Shares 1,433,982 Est. Cost $1.69 Unrealized —

— GLYECO INC 1.1%

Value ($000) $2,988 Shares 398,380 Est. Cost $0.10 Unrealized —

— BIOSCRIP INC 1.1%

Value ($000) $2,886 Shares 984,800 Est. Cost $2.77 Unrealized —

QRHC QUEST RESOURCE HOLDING CORP 0.9%

Value ($000) $2,376 Shares 1,224,802 Est. Cost $2.14 Unrealized -9.1%

— WILHELMINA INTERNATIONAL INC 0.7%

Value ($000) $1,830 Shares 305,998 Est. Cost $6.08 Unrealized —

LTRE LEARNING TREE INTERNATIONAL 0.5%

Value ($000) $1,486 Shares 958,550 Est. Cost $2.54 Unrealized -35.7%

— NEVADA GOLD & CASINOS INC 0.5%

Value ($000) $1,444 Shares 722,188 Est. Cost $0.95 Unrealized —

— ISHARES COMEX GOLD TRUST 0.4%

Value ($000) $1,118 Shares 93,000 Est. Cost $10.23 Unrealized —

— TRECORA RESOURCES 0.4%

Value ($000) $1,040 Shares 70,000 Est. Cost $12.18 Unrealized —

— AMERINAC HOLDING CORP 0.4%

Value ($000) $1,000 Shares 25,000 Est. Cost $40.00 Unrealized —

CVV CVD EQUIPMENT CORP 0.4%

Value ($000) $964 Shares 144,794 Est. Cost $10.92 Unrealized -28.2%

IWSY IMAGEWARE SYSTEMS INC 0.3%

Value ($000) $942 Shares 864,661 Est. Cost $1.52 Unrealized -1.5%

— MUSCLE PHARM CORP 0.3%

Value ($000) $869 Shares 1,296,305 Est. Cost $5.37 Unrealized —

EQS EQUUS TOTAL RETURN INC 0.1%

Value ($000) $168 Shares 71,304 Est. Cost $2.54 Unrealized -6.2%

BWEN BROADWIND ENERGY 0.0%

Value ($000) $118 Shares 50,000 Est. Cost $6.34 Unrealized -59.0%

CECO CECO ENVIRONMENTAL CORP 0.0%

Value ($000) $78 Shares 12,748 Est. Cost $4.68 Unrealized +17.3%

— MICRON SOLUTIONS 0.0%

Value ($000) $12 Shares 3,363 Est. Cost $3.87 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
LFCR	LANDEC CORP	2,682,400	$39,968	14.8%	$13.28	+4.7%	COMM	514766104
—	MAM SOFTWARE GROUP INC	3,079,556	$26,546	9.8%	$4.73	—	COMM	55277Q201
GVA	GRANITE CONSTRUCTION INC	468,153	$26,057	9.6%	$56.52	0.0%	COMM	387328107
DLHC	DLH HOLDINGS CORP	4,002,983	$21,936	8.1%	$1.18	+384.1%	COMM	23335Q100
NATR	NATURES SUNSHINE PRODS INC	2,202,454	$20,593	7.6%	$11.00	-19.5%	COMM	639027101
—	XERIUM TECHNOLOGIES INC	1,169,934	$15,490	5.7%	$6.48	—	COMM	98416J118
—	MVC CAPITAL INC	1,587,023	$15,077	5.6%	$8.18	—	COMM	553829102
—	S&W SEED CO	4,222,308	$13,723	5.1%	$4.04	—	COMM	785135104
—	JASON INDUSTRIES INC	4,666,578	$10,826	4.0%	$6.26	—	COMM	471172106
CLAR	CLARUS CORPORATION	1,240,000	$10,230	3.8%	$6.30	+4.9%	COMM	18270P109
—	WILLIAMS INDUSTRIAL SERVICES GROUP	3,167,718	$9,725	3.6%	$3.07	—	COMM	96951A104
—	SUMMER INFANT INC	6,683,932	$9,291	3.4%	$2.50	—	COMM	865646103
—	BABCOCK & WILCOX ENTERPR	3,629,999	$8,639	3.2%	$3.11	—	COMM	05614L100
GLDD	GREAT LAKES DREDGE & DOCK CO	1,457,500	$7,652	2.8%	$4.50	+9.5%	COMM	390607109
—	TELOS CORP	554,765	$7,240	2.7%	$12.62	—	PREF	126520204
—	LIBBEY INC	525,400	$4,272	1.6%	$8.36	—	COMM	529898108
—	SMTC CORPORATION	1,433,982	$4,216	1.6%	$1.69	—	COMM	832682207
—	GLYECO INC	398,380	$2,988	1.1%	$0.10	—	COMM	38000P104
—	BIOSCRIP INC	984,800	$2,886	1.1%	$2.77	—	COMM	09069N108
QRHC	QUEST RESOURCE HOLDING CORP	1,224,802	$2,376	0.9%	$2.14	-9.1%	COMM	74836W203
—	WILHELMINA INTERNATIONAL INC	305,998	$1,830	0.7%	$6.08	—	COMM	968235200
LTRE	LEARNING TREE INTERNATIONAL	958,550	$1,486	0.5%	$2.54	-35.7%	COMM	522015106
—	NEVADA GOLD & CASINOS INC	722,188	$1,444	0.5%	$0.95	—	COMM	64126Q206
—	ISHARES COMEX GOLD TRUST	93,000	$1,118	0.4%	$10.23	—	ETF	464285105
—	TRECORA RESOURCES	70,000	$1,040	0.4%	$12.18	—	COMM	894648104
—	AMERINAC HOLDING CORP	25,000	$1,000	0.4%	$40.00	—	RSTD	03077Y107
CVV	CVD EQUIPMENT CORP	144,794	$964	0.4%	$10.92	-28.2%	COMM	126601103
IWSY	IMAGEWARE SYSTEMS INC	864,661	$942	0.3%	$1.52	-1.5%	COMM	45245S108
—	MUSCLE PHARM CORP	1,296,305	$869	0.3%	$5.37	—	COMM	627335201
EQS	EQUUS TOTAL RETURN INC	71,304	$168	0.1%	$2.54	-6.2%	FUND	294766100
BWEN	BROADWIND ENERGY	50,000	$118	0.0%	$6.34	-59.0%	COMM	11161T207
CECO	CECO ENVIRONMENTAL CORP	12,748	$78	0.0%	$4.68	+17.3%	COMM	125141101
—	MICRON SOLUTIONS	3,363	$12	0.0%	$3.87	—	COMM	59511X105