WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 14, 2018

Total Value ($000): $239,713 (100.0% shares, 0.0% debt)

Holdings (30)

LFCR LANDEC CORP 16.1%

Value ($000) $38,627 Shares 2,682,400 Est. Cost $13.28 Unrealized +4.1%

— MAM SOFTWARE GROUP INC 9.9%

Value ($000) $23,712 Shares 3,079,556 Est. Cost $4.73 Unrealized —

DLHC DLH HOLDINGS CORP 9.6%

Value ($000) $23,057 Shares 4,002,983 Est. Cost $1.18 Unrealized +369.9%

NATR NATURES SUNSHINE PRODS INC 8.0%

Value ($000) $19,271 Shares 2,202,454 Est. Cost $11.00 Unrealized -24.0%

GVA GRANITE CONSTRUCTION INC 7.6%

Value ($000) $18,310 Shares 400,654 Est. Cost $56.52 Unrealized -13.6%

— JASON INDUSTRIES INC 7.0%

Value ($000) $16,683 Shares 4,950,319 Est. Cost $6.09 Unrealized —

— MVC CAPITAL INC 6.4%

Value ($000) $15,315 Shares 1,587,023 Est. Cost $8.18 Unrealized —

— SUMMER INFANT INC 4.4%

Value ($000) $10,561 Shares 6,683,932 Est. Cost $2.50 Unrealized —

— S&W SEED CO 4.3%

Value ($000) $10,345 Shares 4,222,308 Est. Cost $4.04 Unrealized —

CLAR CLARUS CORPORATION 4.1%

Value ($000) $9,783 Shares 885,400 Est. Cost $6.30 Unrealized +40.2%

GLDD GREAT LAKES DREDGE & DOCK CO 3.9%

Value ($000) $9,394 Shares 1,515,000 Est. Cost $4.54 Unrealized +22.7%

— LIBBEY INC 3.1%

Value ($000) $7,369 Shares 842,200 Est. Cost $8.51 Unrealized —

— TELOS CORP 3.0%

Value ($000) $7,168 Shares 554,765 Est. Cost $12.92 Unrealized —

— WILLIAMS INDUSTRIAL SERVICES GROUP 2.8%

Value ($000) $6,716 Shares 3,167,718 Est. Cost $3.07 Unrealized —

— SMTC CORPORATION 2.3%

Value ($000) $5,526 Shares 1,911,974 Est. Cost $1.99 Unrealized —

— BABCOCK & WILCOX ENTERPR 1.6%

Value ($000) $3,739 Shares 3,629,999 Est. Cost $3.11 Unrealized —

QRHC QUEST RESOURCE HOLDING CORP 1.2%

Value ($000) $2,979 Shares 1,163,595 Est. Cost $2.14 Unrealized -2.5%

— MUSCLE PHARM CORP 0.8%

Value ($000) $1,838 Shares 1,656,305 Est. Cost $4.44 Unrealized —

— GLYECO INC 0.7%

Value ($000) $1,618 Shares 394,672 Est. Cost $4.10 Unrealized —

— WILHELMINA INTERNATIONAL INC 0.7%

Value ($000) $1,589 Shares 232,961 Est. Cost $6.08 Unrealized —

LTRE LEARNING TREE INTERNATIONAL 0.5%

Value ($000) $1,150 Shares 958,550 Est. Cost $2.54 Unrealized -54.7%

— ISHARES COMEX GOLD TRUST 0.4%

Value ($000) $1,063 Shares 93,000 Est. Cost $10.23 Unrealized —

— AMERINAC HOLDING CORP 0.4%

Value ($000) $1,000 Shares 25,000 Est. Cost $40.00 Unrealized —

— TRECORA RESOURCES 0.4%

Value ($000) $980 Shares 70,000 Est. Cost $12.18 Unrealized —

CVV CVD EQUIPMENT CORP 0.4%

Value ($000) $890 Shares 144,794 Est. Cost $10.92 Unrealized -39.6%

— NEVADA GOLD & CASINOS INC 0.3%

Value ($000) $667 Shares 279,251 Est. Cost $0.95 Unrealized —

EQS EQUUS TOTAL RETURN INC 0.1%

Value ($000) $142 Shares 71,304 Est. Cost $2.54 Unrealized -16.5%

BWEN BROADWIND ENERGY 0.0%

Value ($000) $109 Shares 50,000 Est. Cost $6.34 Unrealized -64.3%

CECO CECO ENVIRONMENTAL CORP 0.0%

Value ($000) $100 Shares 12,748 Est. Cost $4.68 Unrealized +62.6%

— MICRON SOLUTIONS 0.0%

Value ($000) $12 Shares 3,363 Est. Cost $3.87 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
LFCR	LANDEC CORP	2,682,400	$38,627	16.1%	$13.28	+4.1%	COMM	514766104
—	MAM SOFTWARE GROUP INC	3,079,556	$23,712	9.9%	$4.73	—	COMM	55277Q201
DLHC	DLH HOLDINGS CORP	4,002,983	$23,057	9.6%	$1.18	+369.9%	COMM	23335Q100
NATR	NATURES SUNSHINE PRODS INC	2,202,454	$19,271	8.0%	$11.00	-24.0%	COMM	639027101
GVA	GRANITE CONSTRUCTION INC	400,654	$18,310	7.6%	$56.52	-13.6%	COMM	387328107
—	JASON INDUSTRIES INC	4,950,319	$16,683	7.0%	$6.09	—	COMM	471172106
—	MVC CAPITAL INC	1,587,023	$15,315	6.4%	$8.18	—	COMM	553829102
—	SUMMER INFANT INC	6,683,932	$10,561	4.4%	$2.50	—	COMM	865646103
—	S&W SEED CO	4,222,308	$10,345	4.3%	$4.04	—	COMM	785135104
CLAR	CLARUS CORPORATION	885,400	$9,783	4.1%	$6.30	+40.2%	COMM	18270P109
GLDD	GREAT LAKES DREDGE & DOCK CO	1,515,000	$9,394	3.9%	$4.54	+22.7%	COMM	390607109
—	LIBBEY INC	842,200	$7,369	3.1%	$8.51	—	COMM	529898108
—	TELOS CORP	554,765	$7,168	3.0%	$12.92	—	PRFD	87969B200
—	WILLIAMS INDUSTRIAL SERVICES GROUP	3,167,718	$6,716	2.8%	$3.07	—	COMM	96951A104
—	SMTC CORPORATION	1,911,974	$5,526	2.3%	$1.99	—	COMM	832682207
—	BABCOCK & WILCOX ENTERPR	3,629,999	$3,739	1.6%	$3.11	—	COMM	05614L100
QRHC	QUEST RESOURCE HOLDING CORP	1,163,595	$2,979	1.2%	$2.14	-2.5%	COMM	74836W203
—	MUSCLE PHARM CORP	1,656,305	$1,838	0.8%	$4.44	—	COMM	627335201
—	GLYECO INC	394,672	$1,618	0.7%	$4.10	—	COMM	38000P203
—	WILHELMINA INTERNATIONAL INC	232,961	$1,589	0.7%	$6.08	—	COMM	968235200
LTRE	LEARNING TREE INTERNATIONAL	958,550	$1,150	0.5%	$2.54	-54.7%	COMM	522015106
—	ISHARES COMEX GOLD TRUST	93,000	$1,063	0.4%	$10.23	—	ETF	464285105
—	AMERINAC HOLDING CORP	25,000	$1,000	0.4%	$40.00	—	RSTD	03077Y107
—	TRECORA RESOURCES	70,000	$980	0.4%	$12.18	—	COMM	894648104
CVV	CVD EQUIPMENT CORP	144,794	$890	0.4%	$10.92	-39.6%	COMM	126601103
—	NEVADA GOLD & CASINOS INC	279,251	$667	0.3%	$0.95	—	COMM	64126Q206
EQS	EQUUS TOTAL RETURN INC	71,304	$142	0.1%	$2.54	-16.5%	FUND	294766100
BWEN	BROADWIND ENERGY	50,000	$109	0.0%	$6.34	-64.3%	COMM	11161T207
CECO	CECO ENVIRONMENTAL CORP	12,748	$100	0.0%	$4.68	+62.6%	COMM	125141101
—	MICRON SOLUTIONS	3,363	$12	0.0%	$3.87	—	COMM	59511X105