CIK: 0001504304 · Show all filings
Period: Q2 2013 (← Previous) (Next →)
Filing Date: Aug 5, 2015
Total Value ($000): $457,486
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | EATON VANCE RISK-MANAGED DIV | 4,982,926 | $54,314 | 11.9% | $10.68 | — | — | 27829G106 |
| — | LIBERTY ALL STAR EQUITY FUND | 8,977,993 | $46,686 | 10.2% | $5.85 | — | — | 530158104 |
| — | ZWEIG TOTAL RETURN FUND INC | 2,070,049 | $26,621 | 5.8% | $12.62 | — | — | 989837208 |
| — | GENERAL AMERN INVESTORS | 634,913 | $20,279 | 4.4% | $31.55 | — | — | 368802104 |
| — | IMPERIAL HOLDINGS INC | 2,428,493 | $16,635 | 3.6% | $2.90 | — | — | 452834104 |
| SVVC | FIRSTHAND TECHNOLOGY VALUE | 833,882 | $16,561 | 3.6% | $17.48 | +9.7% | — | 33766Y100 |
| — | AMERICAN STRATEGIC INC III | 2,252,675 | $15,836 | 3.5% | $6.93 | — | — | 03009T101 |
| — | THAI CAPITAL FUND INC | 1,255,190 | $14,673 | 3.2% | $11.57 | — | — | 882905201 |
| — | THAI FUND INC | 677,366 | $14,631 | 3.2% | $16.97 | — | — | 882904105 |
| — | SWISS HELVETIA FUND | 1,111,606 | $13,695 | 3.0% | $11.96 | — | — | 870875101 |
| — | MVC CAPITAL INC | 1,086,321 | $13,677 | 3.0% | $12.57 | — | — | 553829102 |
| — | HF2 FINANCIAL MANAGEMENT INC | 1,350,000 | $13,649 | 3.0% | $10.11 | — | — | 40421A104 |
| — | SPDR S&P 500 ET | 83,200 | $13,347 | 2.9% | — | — | PUT | 78462F953 |
| — | GYRODYNE CO OF AMERICA INC | 136,555 | $9,764 | 2.1% | $47.81 | — | — | 403820103 |
| — | AQUASITION CORP | 875,590 | $8,651 | 1.9% | $9.88 | — | — | Y0192H103 |
| — | ALPINE TOTAL DYNAMIC DIVIDEN | 2,175,297 | $8,505 | 1.9% | $3.91 | — | — | 021060108 |
| — | JAVELIN MTG INVT CORP | 596,186 | $8,400 | 1.8% | $16.44 | — | — | 47200B104 |
| — | ADAMS EXPRESS CO | 691,138 | $8,266 | 1.8% | $11.96 | — | — | 006212104 |
| LEN/B | LENNAR CORP - B SHS | 280,044 | $7,939 | 1.7% | $26.09 | -1.9% | — | 526057302 |
| GAIN | GLADSTONE INVESTMENT CORP | 964,717 | $7,091 | 1.5% | $4.21 | -52.0% | — | 376546107 |
| — | TRI CONTL CORP | 391,619 | $7,010 | 1.5% | $11.56 | — | — | 895436103 |
| — | CLOUGH GLOBAL EQUITY FUND | 475,364 | $6,883 | 1.5% | $13.29 | — | — | 18914C100 |
| — | BOULDER GROWTH & INCOME FUND | 820,326 | $6,103 | 1.3% | $6.33 | — | — | 101507101 |
| — | COLLABRIUM JAPAN ACQUISITION | 600,000 | $6,060 | 1.3% | $10.10 | — | — | G2266G128 |
| — | AMER STRAT INCOME PORT INC II | 656,152 | $5,387 | 1.2% | $8.21 | — | — | 030099105 |
| — | INDIA FUND INC | 276,169 | $5,294 | 1.2% | $21.12 | — | — | 454089103 |
| — | BGS ACQUISITION CORP | 525,300 | $5,264 | 1.2% | $10.02 | — | — | G1082J100 |
| — | ROYCE MICRO-CAP TR INC | 476,102 | $5,147 | 1.1% | $8.13 | — | — | 780915104 |
| — | CAPITOL ACQUISITION CORP II | 500 | $5,050 | 1.1% | $10100.00 | — | — | 14056V204 |
| — | ROYCE VALUE TR INC | 297,476 | $4,510 | 1.0% | $11.48 | — | — | 780910105 |
| — | CIS AQUISITION LTD | 435,000 | $4,354 | 1.0% | $10.01 | — | — | G21490209 |
| — | BOULDER TOTAL RETURN FD INC | 202,746 | $4,292 | 0.9% | $14.75 | — | — | 101541100 |
| — | ANDINA ACQUISITION CORP | 410,000 | $4,079 | 0.9% | $10.66 | — | — | G0440W100 |
| — | CHART ACQUISITION CORP | 385,000 | $3,673 | 0.8% | $9.54 | — | — | 161151105 |
| — | CENTRAL EUROPE RUSS & TURK FD INC | 163,518 | $3,449 | 0.8% | $28.88 | — | — | 153436100 |
| — | CENTRAL SECS CORP | 163,518 | $3,396 | 0.7% | $20.12 | — | — | 155123102 |
| — | BLACKROCK BUILD AMERICA BOND TRUST | 157,727 | $3,186 | 0.7% | $20.20 | — | — | 09248X100 |
| — | NATIONAL BK GREECE S A ADR | 255,508 | $3,069 | 0.7% | $12.01 | — | — | 633643507 |
| — | SUPERVALU INC | 479,000 | $2,979 | 0.7% | $5.04 | — | — | 868536103 |
| — | BANCROFT FUND LTD | 140,019 | $2,427 | 0.5% | $17.33 | — | — | 059695106 |
| — | ABERDEEN ISRAEL FUND | 165,400 | $2,423 | 0.5% | $13.95 | — | — | 00301L109 |
| — | HYDE PARK ACQUISITION CORP II | 220,000 | $2,246 | 0.5% | $10.05 | — | — | 448640102 |
| — | iSHARES MSCI EM | 52,200 | $2,010 | 0.4% | — | — | PUT | 464287954 |
| — | BLUE WOLF MONGOLIA HOLDINGS CP | 193,900 | $1,933 | 0.4% | $9.21 | — | — | G11962100 |
| — | NEUBERGER BERMAN REAL ESTATE | 393,591 | $1,897 | 0.4% | $3.21 | — | — | 64190A103 |
| — | ELLSWORTH FUND LTD | 232,807 | $1,783 | 0.4% | $7.09 | — | — | 289074106 |
| — | MACQUARIE GLOBAL INFR TOT RT | 71,833 | $1,467 | 0.3% | $17.36 | — | — | 55608D101 |
| — | NEW GERMANY FD INC | 68,657 | $1,208 | 0.3% | $16.99 | — | — | 644465106 |
| — | INFINITY CROSS BORDER ACQUISIT | 142,699 | $1,119 | 0.2% | $7.90 | — | — | G4772R101 |
| — | NEW IRELAND FUND INC | 106,428 | $1,107 | 0.2% | $8.06 | — | — | 645673104 |
| EQS | EQUUS TOTAL RETURN INC | 558,754 | $1,067 | 0.2% | $2.28 | -8.8% | — | 294766100 |
| — | ZWEIG FUND INC | 82,632 | $1,059 | 0.2% | $12.87 | — | — | 989834205 |
| — | GABELLI GLOBAL UTILITY & INCOME TRUST | 53,998 | $1,017 | 0.2% | $18.83 | — | — | 36242L105 |
| — | DIVIDEND & INCOME FUND | 61,438 | $982 | 0.2% | $13.56 | — | — | 25538A204 |
| — | BOX SHIPS INCORPORATED | 199,000 | $756 | 0.2% | $4.65 | — | — | Y09675102 |
| — | ROBERTS REALTY INVESTORS INC | 683,087 | $731 | 0.2% | $1.43 | — | — | 769900101 |
| — | US GEOTHERMAL INC | 2,000,000 | $700 | 0.2% | $0.36 | — | — | 90338S102 |
| — | GABELLI HLTHCARE & WELLNESS | 47,649 | $447 | 0.1% | $8.56 | — | — | 36246K103 |
| — | AQUASITION CORP | 39,932 | $412 | 0.1% | $10.03 | — | — | Y0192H129 |
| — | EUROPEAN EQUITY FUND INC | 53,962 | $386 | 0.1% | $7.10 | — | — | 298768102 |
| — | CHAMBERS STR PPTYS | 32,008 | $320 | 0.1% | $10.00 | — | — | 157842105 |
| — | INVESCO DYNAMIC CREDIT OPPO | 19,203 | $251 | 0.1% | $13.49 | — | — | 46132R104 |
| — | VIRTUS TOTAL RETURN FD | 59,636 | $231 | 0.1% | $3.81 | — | — | 92829A103 |
| — | BROOKFIELD PROPERTY PARTNERS | 10,000 | $203 | 0.0% | $20.30 | — | — | G16249107 |
| — | FEDERATED ENHANCE TREASURY | 11,925 | $155 | 0.0% | $13.00 | — | — | 314162108 |
| — | RESOURCES CAPITAL CORP. | 25,000 | $154 | 0.0% | $6.16 | — | — | 76120W302 |
| — | PROMOTORA DE INFO-B-ADR | 128,484 | $148 | 0.0% | $9.54 | — | — | 74343G303 |
| — | SANDRIDGE ENERGY | 25,000 | $119 | 0.0% | — | — | PUT | 80007P957 |
| — | SANDRIDGE ENERGY INC | 25,000 | $119 | 0.0% | $6.36 | — | — | 80007P307 |
| — | TICC CAPITAL CORP | 11,000 | $106 | 0.0% | $9.91 | — | — | 87244T109 |
| — | PROMOTORA DE INFORMA-ADR | 56,637 | $57 | 0.0% | $4.49 | — | — | 74343G204 |
| — | UNIVERSAL BUSINESS PAYMENT SOL | 19,092 | $41 | 0.0% | $5.82 | — | — | 913384103 |