CIK: 0001504304 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 6, 2015
Total Value ($000): $444,224
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | EATON VANCE RISK-MANAGED DIV | 4,616,182 | $57,879 | 13.0% | $10.68 | — | — | 27829G106 |
| — | LIBERTY ALL STAR EQUITY FUND | 7,093,756 | $38,377 | 8.6% | $5.85 | — | — | 530158104 |
| — | ZWEIG TOTAL RETURN FD | 1,891,824 | $24,783 | 5.6% | $12.62 | — | — | 989837208 |
| — | SWISS HELVETIA FUND | 1,661,787 | $23,631 | 5.3% | $12.71 | — | — | 870875101 |
| — | GENERAL AMERN INVESTORS | 626,090 | $21,375 | 4.8% | $31.55 | — | — | 368802104 |
| — | MVC CAPITAL INC | 1,353,534 | $17,677 | 4.0% | $12.67 | — | — | 553829102 |
| SVVC | FIRSTHAND TECHNOLOGY VALUE | 709,629 | $17,372 | 3.9% | $17.48 | +27.1% | — | 33766Y100 |
| — | AMER STRAT INC PTF III | 2,226,702 | $15,409 | 3.5% | $6.93 | — | — | 03009T101 |
| — | IMPERIAL HOLDINGS INC | 2,403,293 | $15,213 | 3.4% | $2.90 | — | — | 452834104 |
| — | HF2 FINANCIAL MANAGEMENT INC | 1,296,394 | $13,120 | 3.0% | $10.11 | — | — | 40421A104 |
| — | THAI FUND INC | 583,031 | $11,585 | 2.6% | $16.97 | — | — | 882904105 |
| — | JAVELIN MORTGAGE INVESTMENT | 956,281 | $11,313 | 2.5% | $14.70 | — | — | 47200B104 |
| — | GYRODYNE CO OF AMERICA INC | 144,391 | $10,815 | 2.4% | $49.28 | — | — | 403820103 |
| — | CLOUGH GLOBAL EQUITY FUND | 682,053 | $10,248 | 2.3% | $13.81 | — | — | 18914C100 |
| — | AQUASITION CORP | 915,522 | $9,183 | 2.1% | $9.89 | — | — | Y0192H103 |
| — | ADAMS EXPRESS CO | 691,138 | $8,563 | 1.9% | $11.96 | — | — | 006212104 |
| — | ALPINE TOTAL DYNAMIC DIVIDEN | 2,085,881 | $8,385 | 1.9% | $3.91 | — | — | 021060108 |
| — | TRI CONTL CORP | 388,619 | $7,120 | 1.6% | $11.56 | — | — | 895436103 |
| GAIN | GLADSTONE INVESTMENT CORP | 953,917 | $6,725 | 1.5% | $4.21 | -51.7% | — | 376546107 |
| — | BOULDER GROWTH & INCOME FUND | 807,226 | $6,159 | 1.4% | $6.33 | — | — | 101507101 |
| — | COLLABRIUM JAPAN ACQUISITION | 600,000 | $6,113 | 1.4% | $10.19 | — | — | G2266G102 |
| — | AMER STRAT INC PORT II | 736,620 | $5,974 | 1.3% | $8.11 | — | — | 30099105 |
| — | ROYCE MICRO-CAP TR INC | 462,764 | $5,419 | 1.2% | $8.13 | — | — | 780915104 |
| — | BGS ACQUISITION CORP | 525,300 | $5,242 | 1.2% | $10.02 | — | — | G1082J100 |
| — | NUVEEN DIVERSIFIED CURRENCY | 486,732 | $5,101 | 1.1% | $10.48 | — | — | 67090N109 |
| — | CAPITOL ACQUISITION CORP II | 499,998 | $4,832 | 1.1% | $9.66 | — | — | 14056V105 |
| — | ALLIANCEBERNSTEIN INC FUND | 647,168 | $4,556 | 1.0% | $7.04 | — | — | 01881E101 |
| — | INDIA FUND INC | 232,747 | $4,457 | 1.0% | $21.12 | — | — | 454089103 |
| — | CIS AQUISITION LTD | 435,000 | $4,394 | 1.0% | $10.01 | — | — | G21490209 |
| — | BOULDER TOTAL RETURN FD INC | 197,646 | $4,309 | 1.0% | $14.75 | — | — | 101541100 |
| — | ROYCE VALUE TR INC | 261,557 | $4,214 | 0.9% | $11.48 | — | — | 780910105 |
| — | ANDINA ACQUISITION CORP | 410,000 | $4,129 | 0.9% | $10.66 | — | — | G0440W100 |
| — | CENTRAL SECS CORP | 157,577 | $3,692 | 0.8% | $20.12 | — | — | 155123102 |
| — | QUINPARIO ACQUISITION CORP | 300,000 | $3,077 | 0.7% | $10.26 | — | — | 74874R207 |
| — | FIRST OPPORTUNITY FD INC | 327,071 | $2,708 | 0.6% | $8.28 | — | — | 33587T108 |
| — | HELIOS STRATEGIC INC FD | 418,011 | $2,654 | 0.6% | $6.35 | — | — | 42328A203 |
| — | WESTERN ASSET INFL MMGMT FD | 155,018 | $2,546 | 0.6% | $16.42 | — | — | 95766U107 |
| — | ABERDEEN ISRAEL FUND | 165,400 | $2,541 | 0.6% | $13.95 | — | — | 00301L109 |
| — | BANCROFT FUND LTD | 131,555 | $2,357 | 0.5% | $17.33 | — | — | 059695106 |
| — | AMERICAN SELECT PORTFOLIO | 243,441 | $2,339 | 0.5% | $9.61 | — | — | 029570108 |
| IRT | INDEPENDENCE REALTY TRUST IN | 275,000 | $2,269 | 0.5% | $8.25 | — | — | 45378A106 |
| — | CLOUGH GLBL OPPORTUNITIES FD | 174,787 | $2,250 | 0.5% | $12.87 | — | — | 18914E106 |
| — | PARAGON SHIPPING INC | 335,000 | $1,936 | 0.4% | $5.78 | — | — | 69913R408 |
| — | DCP MIDSTREAM PARTNERS LP | 37,958 | $1,885 | 0.4% | $49.66 | — | — | 23311P100 |
| — | ELLSWORTH FUND LTD | 228,538 | $1,799 | 0.4% | $7.09 | — | — | 289074106 |
| — | NEUBERGER BERMAN REAL ESTATE | 382,268 | $1,728 | 0.4% | $3.21 | — | — | 64190A103 |
| — | CHART ACQUISITION CORP | 140,872 | $1,402 | 0.3% | $9.54 | — | — | 161151105 |
| — | INFINITY CROSS BORDER ACQUISIT | 142,699 | $1,119 | 0.3% | $7.90 | — | — | G4772R101 |
| — | ZWEIG FUND INC | 80,132 | $1,083 | 0.2% | $12.87 | — | — | 989834205 |
| EQS | EQUUS TOTAL RETURN INC | 547,241 | $1,034 | 0.2% | $2.28 | -15.7% | — | 294766100 |
| — | GABELLI GLOBAL UTIL & INCOME | 52,469 | $1,031 | 0.2% | $18.83 | — | — | 36242L105 |
| PFLT | PENNANT PARK FLOATING RATE | 57,000 | $785 | 0.2% | $4.03 | 0.0% | — | 70806A106 |
| MRCC | MONROE CAP CORP | 56,000 | $727 | 0.2% | $3.45 | 0.0% | — | 610335101 |
| — | NEW IRELAND FUND INC | 59,197 | $697 | 0.2% | $8.06 | — | — | 645673104 |
| — | MEDWORTH ACQUISITION CORP | 75,000 | $605 | 0.1% | $8.07 | — | — | 58508R105 |
| — | ROBERTS REALTY INVESTORS INC | 655,653 | $596 | 0.1% | $1.43 | — | — | 769900101 |
| — | DWS GLBL HIGH INCOME FD INC | 66,383 | $532 | 0.1% | $8.01 | — | — | 23338W104 |
| — | CENTRAL EUR RUSS & TURK FD INC | 16,229 | $526 | 0.1% | $28.88 | — | — | 153436100 |
| — | ALLIANZGI INTL & PREM STRAT | 46,863 | $495 | 0.1% | $10.56 | — | — | 01882X108 |
| — | ADVENT/CLAYMORE ENH GR & INC. | 50,233 | $491 | 0.1% | $9.77 | — | — | 00765E104 |
| — | THAI CAP FD INC | 136,942 | $489 | 0.1% | $11.57 | — | — | 882905201 |
| — | DWS HIGH INCOME OPP | 29,989 | $424 | 0.1% | $14.14 | — | — | 23339M204 |
| — | JETPAY CORP | 102,967 | $356 | 0.1% | $3.46 | — | — | 477177109 |
| — | ARC CAPITAL HLDGS ORD SHS USD0 | 726,356 | $356 | 0.1% | $0.49 | — | — | B17NL50 |
| — | EUROPEAN EQUITY FUND INC | 43,506 | $354 | 0.1% | $7.10 | — | — | 298768102 |
| — | US GEOTHERMAL INC | 732,144 | $326 | 0.1% | $0.36 | — | — | 90338S102 |
| LEN/B | LENNAR CORP - B SHS | 10,462 | $300 | 0.1% | $26.09 | -14.0% | — | 526057302 |
| — | SILVER EAGLE ACQUISITION | 29,164 | $295 | 0.1% | $10.12 | — | — | 827694209 |
| — | INVESCO DYNAMIC CREDIT OPPO | 19,203 | $247 | 0.1% | $13.49 | — | — | 46132R104 |
| — | DELAWARE INV DIVIDEND & INC | 26,358 | $234 | 0.1% | $8.88 | — | — | 245915103 |
| — | ASIA TIGERS FUND INC | 19,913 | $231 | 0.1% | $11.60 | — | — | 04516T105 |
| — | BOX SHIPS INCORPORATED | 56,012 | $229 | 0.1% | $4.65 | — | — | Y09675102 |
| — | WHEELER REIT | 49,400 | $211 | 0.0% | $4.27 | — | — | 963025101 |
| — | GABELLI HLTHCARE & WELLNESS | 19,963 | $205 | 0.0% | $8.56 | — | — | 36246K103 |
| — | INFINITY CROSS BORDER ACQUIS | 319,077 | $191 | 0.0% | $0.60 | — | — | G4772R119 |
| — | FEDERATED ENHANCED TREASURY | 11,925 | $153 | 0.0% | $13.00 | — | — | 314162108 |
| — | VIRTUS TOTAL RETURN FD | 38,502 | $152 | 0.0% | $3.81 | — | — | 92829A103 |
| — | SANDRIDGE ENERGY INC | 25,000 | $147 | 0.0% | $6.36 | — | — | 80007P307 |
| — | RESOURCES CAPITAL CORP. | 20,000 | $119 | 0.0% | $6.16 | — | — | 76120W302 |
| — | AQUASITION CORP WTS | 438,397 | $110 | 0.0% | $0.25 | — | — | Y0192H111 |
| — | CHART ACQUISITION CORP | 140,872 | $75 | 0.0% | $0.53 | — | — | 161151113 |
| — | PROMOTORA DE INFORMA-ADR | 38,778 | $66 | 0.0% | $4.49 | — | — | 74343G204 |
| — | ANDINA ACQUISITION CORP | 110,621 | $64 | 0.0% | $0.58 | — | — | G0440W126 |
| — | COLLABRIUM JAPAN ACQUISITION WTS | 229,853 | $64 | 0.0% | $0.28 | — | — | G2266G110 |
| — | GLOBAL EAGLE ENTERTAINMENT | 41,947 | $63 | 0.0% | $1.50 | — | — | 37951D110 |
| — | CIS ACQUISITION LTD | 163,411 | $57 | 0.0% | $0.35 | — | — | G21490118 |
| — | CAPITOL ACQUISITION CORP II | 89,984 | $54 | 0.0% | $0.60 | — | — | 14056V113 |
| — | PRIME ACQUISITION CORP | 58,118 | $46 | 0.0% | $0.79 | — | — | G72436127 |
| — | BGS ACQUISITION CORP | 142,289 | $30 | 0.0% | $0.21 | — | — | G1082J118 |