Location: Saddle Brook, NJ
CIK: 0001504304 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 6, 2015
Total Value: $444M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | EATON VANCE RISK-MANAGED DIV | 4,616,182 | $57.88M | 13.0% | $12.54 | $10.68 | — | COM | 27829G106 |
| — | LIBERTY ALL STAR EQUITY FUND | 7,093,756 | $38.38M | 8.6% | $5.41 | $5.85 | — | SH BEN INT | 530158104 |
| — | ZWEIG TOTAL RETURN FD | 1,891,824 | $24.78M | 5.6% | $13.10 | $12.62 | — | COM | 989837208 |
| — | SWISS HELVETIA FUND | 1,661,787 | $23.63M | 5.3% | $14.22 | $12.71 | — | COM | 870875101 |
| — | GENERAL AMERN INVESTORS | 626,090 | $21.38M | 4.8% | $34.14 | $31.55 | — | COM | 368802104 |
| — | MVC CAPITAL INC | 1,353,534 | $17.68M | 4.0% | $13.06 | $12.67 | — | COM | 553829102 |
| SVVC | FIRSTHAND TECHNOLOGY VALUE | 709,629 | $17.37M | 3.9% | $24.48 * | $17.48 | +27.1% | COM | 33766Y100 |
| — | AMER STRAT INC PTF III | 2,226,702 | $15.41M | 3.5% | $6.92 | $6.93 | — | COM | 03009T101 |
| — | IMPERIAL HOLDINGS INC | 2,403,293 | $15.21M | 3.4% | $6.33 | $2.90 | — | COM | 452834104 |
| — | HF2 FINANCIAL MANAGEMENT INC | 1,296,394 | $13.12M | 3.0% | $10.12 | $10.11 | — | COM | 40421A104 |
| — | THAI FUND INC | 583,031 | $11.59M | 2.6% | $19.87 | $16.97 | — | COM | 882904105 |
| — | JAVELIN MORTGAGE INVESTMENT | 956,281 | $11.31M | 2.5% | $11.83 | $14.70 | — | COM | 47200B104 |
| — | GYRODYNE CO OF AMERICA INC | 144,391 | $10.81M | 2.4% | $74.90 | $49.28 | — | COM | 403820103 |
| — | CLOUGH GLOBAL EQUITY FUND | 682,053 | $10.25M | 2.3% | $15.03 | $13.81 | — | COM | 18914C100 |
| — | AQUASITION CORP | 915,522 | $9.183M | 2.1% | $10.03 | $9.89 | — | COM | Y0192H103 |
| — | ADAMS EXPRESS CO | 691,138 | $8.563M | 1.9% | $12.39 | $11.96 | — | COM | 006212104 |
| — | ALPINE TOTAL DYNAMIC DIVIDEN | 2,085,881 | $8.385M | 1.9% | $4.02 | $3.91 | — | COM | 021060108 |
| — | TRI CONTL CORP | 388,619 | $7.12M | 1.6% | $18.32 | $11.56 | — | COM | 895436103 |
| GAIN | GLADSTONE INVESTMENT CORP | 953,917 | $6.725M | 1.5% | $7.05 * | $4.21 | -51.7% | COM | 376546107 |
| — | BOULDER GROWTH & INCOME FUND | 807,226 | $6.159M | 1.4% | $7.63 | $6.33 | — | COM | 101507101 |
| — | COLLABRIUM JAPAN ACQUISITION | 600,000 | $6.113M | 1.4% | $10.19 | $10.19 | — | SHS | G2266G102 |
| — | AMER STRAT INC PORT II | 736,620 | $5.974M | 1.3% | $8.11 | $8.11 | — | COM | 30099105 |
| — | ROYCE MICRO-CAP TR INC | 462,764 | $5.419M | 1.2% | $11.71 | $8.13 | — | COM | 780915104 |
| — | BGS ACQUISITION CORP | 525,300 | $5.242M | 1.2% | $9.98 | $10.02 | — | UNIT | G1082J100 |
| — | NUVEEN DIVERSIFIED CURRENCY | 486,732 | $5.101M | 1.1% | $10.48 | $10.48 | — | COM | 67090N109 |
| — | CAPITOL ACQUISITION CORP II | 499,998 | $4.832M | 1.1% | $9.66 | $9.66 | — | COM | 14056V105 |
| — | ALLIANCEBERNSTEIN INC FUND | 647,168 | $4.556M | 1.0% | $7.04 | $7.04 | — | COM | 01881E101 |
| — | INDIA FUND INC | 232,747 | $4.457M | 1.0% | $19.15 | $21.12 | — | COM | 454089103 |
| — | CIS AQUISITION LTD | 435,000 | $4.394M | 1.0% | $10.10 | $10.01 | — | COM | G21490209 |
| — | BOULDER TOTAL RETURN FD INC | 197,646 | $4.309M | 1.0% | $21.80 | $14.75 | — | COM | 101541100 |
| — | ROYCE VALUE TR INC | 261,557 | $4.214M | 0.9% | $16.11 | $11.48 | — | COM | 780910105 |
| — | ANDINA ACQUISITION CORP | 410,000 | $4.129M | 0.9% | $10.07 | $10.66 | — | COM | G0440W100 |
| — | CENTRAL SECS CORP | 157,577 | $3.692M | 0.8% | $23.43 | $20.12 | — | COM | 155123102 |
| — | QUINPARIO ACQUISITION CORP | 300,000 | $3.077M | 0.7% | $10.26 | $10.26 | — | UNIT | 74874R207 |
| — | FIRST OPPORTUNITY FD INC | 327,071 | $2.708M | 0.6% | $8.28 | $8.28 | — | COM | 33587T108 |
| — | HELIOS STRATEGIC INC FD | 418,011 | $2.654M | 0.6% | $6.35 | $6.35 | — | COM | 42328A203 |
| — | WESTERN ASSET INFL MMGMT FD | 155,018 | $2.546M | 0.6% | $16.42 | $16.42 | — | COM | 95766U107 |
| — | ABERDEEN ISRAEL FUND | 165,400 | $2.541M | 0.6% | $15.36 | $13.95 | — | COM | 00301L109 |
| — | BANCROFT FUND LTD | 131,555 | $2.357M | 0.5% | $17.92 | $17.33 | — | COM | 059695106 |
| — | AMERICAN SELECT PORTFOLIO | 243,441 | $2.339M | 0.5% | $9.61 | $9.61 | — | COM | 029570108 |
| IRT | INDEPENDENCE REALTY TRUST IN | 275,000 | $2.269M | 0.5% | $8.25 | $8.25 | — | COM | 45378A106 |
| — | CLOUGH GLBL OPPORTUNITIES FD | 174,787 | $2.25M | 0.5% | $12.87 | $12.87 | — | SH | 18914E106 |
| — | PARAGON SHIPPING INC | 335,000 | $1.936M | 0.4% | $5.78 | $5.78 | — | COM | 69913R408 |
| — | DCP MIDSTREAM PARTNERS LP | 37,958 | $1.885M | 0.4% | $49.66 | $49.66 | — | COM | 23311P100 |
| — | ELLSWORTH FUND LTD | 228,538 | $1.799M | 0.4% | $7.87 | $7.09 | — | COM | 289074106 |
| — | NEUBERGER BERMAN REAL ESTATE | 382,268 | $1.728M | 0.4% | $4.52 | $3.21 | — | COM | 64190A103 |
| — | CHART ACQUISITION CORP | 140,872 | $1.402M | 0.3% | $9.95 | $9.54 | — | COM | 161151105 |
| — | INFINITY CROSS BORDER ACQUISIT | 142,699 | $1.119M | 0.3% | $7.84 | $7.90 | — | COM | G4772R101 |
| — | ZWEIG FUND INC | 80,132 | $1.083M | 0.2% | $13.52 | $12.87 | — | COM | 989834205 |
| EQS | EQUUS TOTAL RETURN INC | 547,241 | $1.034M | 0.2% | $1.89 | $2.28 | -15.7% | COM | 294766100 |
| — | GABELLI GLOBAL UTIL & INCOME | 52,469 | $1.031M | 0.2% | $19.65 | $18.83 | — | COM | 36242L105 |
| PFLT | PENNANT PARK FLOATING RATE | 57,000 | $785K | 0.2% | $13.77 * | $4.03 | 0.0% | COM | 70806A106 |
| MRCC | MONROE CAP CORP | 56,000 | $727K | 0.2% | $12.98 * | $3.45 | 0.0% | COM | 610335101 |
| — | NEW IRELAND FUND INC | 59,197 | $697K | 0.2% | $11.77 | $8.06 | — | COM | 645673104 |
| — | MEDWORTH ACQUISITION CORP | 75,000 | $605K | 0.1% | $8.07 | $8.07 | — | COM | 58508R105 |
| — | ROBERTS REALTY INVESTORS INC | 655,653 | $596K | 0.1% | $0.91 | $1.43 | — | COM | 769900101 |
| — | DWS GLBL HIGH INCOME FD INC | 66,383 | $532K | 0.1% | $8.01 | $8.01 | — | COM | 23338W104 |
| — | CENTRAL EUR RUSS & TURK FD INC | 16,229 | $526K | 0.1% | $32.41 | $28.88 | — | COM | 153436100 |
| — | ALLIANZGI INTL & PREM STRAT | 46,863 | $495K | 0.1% | $10.56 | $10.56 | — | COM | 01882X108 |
| — | ADVENT/CLAYMORE ENH GR & INC. | 50,233 | $491K | 0.1% | $9.77 | $9.77 | — | COM | 00765E104 |
| — | THAI CAP FD INC | 136,942 | $489K | 0.1% | $3.57 | $11.57 | — | COM | 882905201 |
| — | DWS HIGH INCOME OPP | 29,989 | $424K | 0.1% | $14.14 | $14.14 | — | COM | 23339M204 |
| — | ARC CAPITAL HLDGS ORD SHS USD0 | 726,356 | $356K | 0.1% | $0.49 | $0.49 | — | COM | B17NL50 |
| — | JETPAY CORP | 102,967 | $356K | 0.1% | $3.46 | $3.46 | — | COM | 477177109 |
| — | EUROPEAN EQUITY FUND INC | 43,506 | $354K | 0.1% | $8.14 | $7.10 | — | COM | 298768102 |
| — | US GEOTHERMAL INC | 732,144 | $326K | 0.1% | $0.45 | $0.36 | — | COM | 90338S102 |
| LEN/B | LENNAR CORP - B SHS | 10,462 | $300K | 0.1% | $28.68 * | $26.09 | -14.0% | CL B | 526057302 |
| — | SILVER EAGLE ACQUISITION | 29,164 | $295K | 0.1% | $10.12 | $10.12 | — | UNIT | 827694209 |
| — | INVESCO DYNAMIC CREDIT OPPO | 19,203 | $247K | 0.1% | $12.86 | $13.49 | — | COM | 46132R104 |
| — | DELAWARE INV DIVIDEND & INC | 26,358 | $234K | 0.1% | $8.88 | $8.88 | — | COM | 245915103 |
| — | ASIA TIGERS FUND INC | 19,913 | $231K | 0.1% | $11.60 | $11.60 | — | COM | 04516T105 |
| — | BOX SHIPS INCORPORATED | 56,012 | $229K | 0.1% | $4.09 | $4.65 | — | SHS | Y09675102 |
| — | WHEELER REIT | 49,400 | $211K | 0.0% | $4.27 | $4.27 | — | COM | 963025101 |
| — | GABELLI HLTHCARE & WELLNESS | 19,963 | $205K | 0.0% | $10.27 | $8.56 | — | SHS | 36246K103 |
| — | INFINITY CROSS BORDER ACQUIS | 319,077 | $191K | 0.0% | $0.60 | $0.60 | — | W | G4772R119 |
| — | FEDERATED ENHANCED TREASURY | 11,925 | $153K | 0.0% | $12.83 | $13.00 | — | COM | 314162108 |
| — | VIRTUS TOTAL RETURN FD | 38,502 | $152K | 0.0% | $3.95 | $3.81 | — | COM | 92829A103 |
| — | SANDRIDGE ENERGY INC | 25,000 | $147K | 0.0% | $5.88 | $6.36 | — | COM | 80007P307 |
| — | RESOURCES CAPITAL CORP. | 20,000 | $119K | 0.0% | $5.95 | $6.16 | — | COM | 76120W302 |
| — | AQUASITION CORP WTS | 438,397 | $110K | 0.0% | $0.25 | $0.25 | — | W | Y0192H111 |
| — | CHART ACQUISITION CORP | 140,872 | $75,000 | 0.0% | $0.53 | $0.53 | — | W | 161151113 |
| — | PROMOTORA DE INFORMA-ADR | 38,778 | $66,000 | 0.0% | $1.70 | $4.49 | — | ADR CL A SHS | 74343G204 |
| — | ANDINA ACQUISITION CORP | 110,621 | $64,000 | 0.0% | $0.58 | $0.58 | — | W | G0440W126 |
| — | COLLABRIUM JAPAN ACQUISITION WTS | 229,853 | $64,000 | 0.0% | $0.28 | $0.28 | — | W | G2266G110 |
| — | GLOBAL EAGLE ENTERTAINMENT | 41,947 | $63,000 | 0.0% | $1.50 | $1.50 | — | W | 37951D110 |
| — | CIS ACQUISITION LTD | 163,411 | $57,000 | 0.0% | $0.35 | $0.35 | — | W | G21490118 |
| — | CAPITOL ACQUISITION CORP II | 89,984 | $54,000 | 0.0% | $0.60 | $0.60 | — | W | 14056V113 |
| — | PRIME ACQUISITION CORP | 58,118 | $46,000 | 0.0% | $0.79 | $0.79 | — | W | G72436127 |
| — | BGS ACQUISITION CORP | 142,289 | $30,000 | 0.0% | $0.21 | $0.21 | — | W | G1082J118 |