Guinness Atkinson Asset Management Inc Diversified Active

Location: Pasadena, CA

CIK: 0001409765 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Oct 9, 2013

Total Value: $104M (100.0% shares, 0.0% debt)

Holdings (80)

NTES NETEASE INC 5.4%
Value $5.57M Shares 76,705 Est. Cost $63.18 Unrealized
SOHU COM INC 4.0%
Value $4.182M Shares 53,050 Est. Cost $61.62 Unrealized
TRINA SOLAR LIMITED 2.7%
Value $2.842M Shares 183,800 Est. Cost $5.96 Unrealized
BBY BEST BUY INC 2.4%
Value $2.521M Shares 67,220 Est. Cost $16.63 Unrealized +29.6%
NEWFIELD EXPL CO 2.3%
Value $2.405M Shares 87,886 Est. Cost $23.89 Unrealized
SU SUNCOR ENERGY INC NEW 2.3%
Value $2.352M Shares 65,776 Est. Cost $19.64 Unrealized +11.1%
CNQ CANADIAN NAT RES LTD 2.3%
Value $2.351M Shares 74,800 Est. Cost $8.76 Unrealized +5.2%
NOBLE ENERGY INC 2.2%
Value $2.33M Shares 34,770 Est. Cost $60.04 Unrealized
CHESAPEAKE ENERGY CORP 2.2%
Value $2.327M Shares 89,900 Est. Cost $20.38 Unrealized
COP CONOCOPHILLIPS 2.2%
Value $2.317M Shares 33,328 Est. Cost $39.96 Unrealized +11.3%
HESS CORP 2.2%
Value $2.316M Shares 29,943 Est. Cost $66.48 Unrealized
HAL HALLIBURTON CO 2.2%
Value $2.306M Shares 47,900 Est. Cost $33.21 Unrealized +12.4%
HLX HELIX ENERGY SOLUTIONS GRP I 2.2%
Value $2.301M Shares 90,680 Est. Cost $23.34 Unrealized +10.1%
CVX CHEVRON CORP NEW 2.2%
Value $2.284M Shares 18,800 Est. Cost $71.30 Unrealized +2.5%
XOM EXXON MOBIL CORP 2.2%
Value $2.28M Shares 26,500 Est. Cost $53.69 Unrealized +0.9%
PTEN PATTERSON UTI ENERGY INC 2.2%
Value $2.27M Shares 106,170 Est. Cost $21.83 Unrealized -5.9%
APACHE CORP 2.2%
Value $2.265M Shares 26,609 Est. Cost $83.85 Unrealized
DVN DEVON ENERGY CORP NEW 2.2%
Value $2.264M Shares 39,200 Est. Cost $37.00 Unrealized +3.0%
UNIT CORP 2.2%
Value $2.25M Shares 48,397 Est. Cost $42.58 Unrealized
VLO VALERO ENERGY CORP NEW 2.0%
Value $2.059M Shares 60,299 Est. Cost $24.01 Unrealized -6.7%
JA SOLAR HOLDINGS CO LTD 1.9%
Value $2.005M Shares 197,120 Est. Cost $7.20 Unrealized
AMAT APPLIED MATLS INC 1.6%
Value $1.703M Shares 97,120 Est. Cost $12.22 Unrealized +10.8%
VODAFONE GROUP PLC NEW 1.6%
Value $1.621M Shares 46,085 Est. Cost $29.03 Unrealized
BLUCORA INC 1.6%
Value $1.619M Shares 70,460 Est. Cost $18.70 Unrealized
L-3 COMMUNICATIONS HLDGS INC 1.5%
Value $1.609M Shares 17,030 Est. Cost $85.75 Unrealized
EBAY EBAY INC 1.5%
Value $1.607M Shares 28,800 Est. Cost $20.16 Unrealized -1.0%
CMCSA COMCAST CORP NEW 1.5%
Value $1.606M Shares 35,570 Est. Cost $15.66 Unrealized +5.6%
INTERCONTINENTALEXCHANGE INC 1.5%
Value $1.573M Shares 8,670 Est. Cost $178.00 Unrealized
PTC PTC INC 1.5%
Value $1.566M Shares 55,020 Est. Cost $24.01 Unrealized +13.3%
ROP ROPER INDS INC NEW 1.5%
Value $1.564M Shares 11,770 Est. Cost $113.81 Unrealized +4.8%
COF CAPITAL ONE FINL CORP 1.5%
Value $1.562M Shares 22,730 Est. Cost $47.60 Unrealized +13.3%
BP BP PLC 1.5%
Value $1.56M Shares 37,120 Est. Cost $41.80 Unrealized
HRB BLOCK H & R INC 1.5%
Value $1.558M Shares 58,440 Est. Cost $18.28 Unrealized +2.2%
DHR DANAHER CORP DEL 1.5%
Value $1.549M Shares 22,340 Est. Cost $25.06 Unrealized +9.4%
ORCL ORACLE CORP 1.5%
Value $1.542M Shares 46,500 Est. Cost $27.51 Unrealized -1.6%
GILD GILEAD SCIENCES INC 1.5%
Value $1.54M Shares 24,500 Est. Cost $36.21 Unrealized +14.7%
NVDA NVIDIA CORP 1.5%
Value $1.532M Shares 98,435 Est. Cost $0.32 Unrealized +7.1%
TD AMERITRADE HLDG CORP 1.5%
Value $1.531M Shares 58,480 Est. Cost $24.29 Unrealized
CENTURYLINK INC 1.5%
Value $1.518M Shares 48,377 Est. Cost $34.14 Unrealized
TSM TAIWAN SEMICONDUCTOR MFG LTD 1.5%
Value $1.517M Shares 89,429 Est. Cost $18.12 Unrealized
INTC INTEL CORP 1.5%
Value $1.51M Shares 65,890 Est. Cost $17.13 Unrealized -1.3%
STT STATE STR CORP 1.4%
Value $1.5M Shares 22,814 Est. Cost $44.60 Unrealized +10.4%
NOK NOKIA CORP 1.4%
Value $1.409M Shares 216,422 Est. Cost $3.74 Unrealized
CARRIZO OIL & GAS INC 1.2%
Value $1.275M Shares 34,170 Est. Cost $28.33 Unrealized
PENN VA CORP 1.2%
Value $1.221M Shares 183,600 Est. Cost $4.70 Unrealized
STONE ENERGY CORP 1.2%
Value $1.203M Shares 37,100 Est. Cost $22.03 Unrealized
SUNPOWER CORP 1.0%
Value $1.046M Shares 40,000 Est. Cost $20.70 Unrealized
YINGLI GREEN ENERGY HLDG CO 0.9%
Value $947K Shares 136,500 Est. Cost $3.24 Unrealized
JKS JINKOSOLAR HLDG CO LTD 0.8%
Value $879K Shares 39,000 Est. Cost $22.54 Unrealized
ULTRA PETROLEUM CORP 0.8%
Value $810K Shares 39,400 Est. Cost $19.82 Unrealized
BARRETT BILL CORP 0.8%
Value $791K Shares 31,500 Est. Cost $20.23 Unrealized
QEP RES INC 0.8%
Value $789K Shares 28,500 Est. Cost $27.79 Unrealized
RENESOLA LTD 0.8%
Value $783K Shares 157,000 Est. Cost $2.14 Unrealized
TM TOYOTA MOTOR CORP 0.7%
Value $769K Shares 6,010 Est. Cost $120.62 Unrealized
HMC HONDA MOTOR LTD 0.7%
Value $754K Shares 19,780 Est. Cost $37.34 Unrealized
CIG COMPANHIA ENERGETICA DE MINA 0.7%
Value $699K Shares 80,959 Est. Cost $8.81 Unrealized
LDK SOLAR CO LTD 0.7%
Value $690K Shares 357,700 Est. Cost $1.65 Unrealized
ITRI ITRON INC 0.7%
Value $685K Shares 16,000 Est. Cost $41.90 Unrealized -2.3%
ORA ORMAT TECHNOLOGIES INC 0.6%
Value $592K Shares 22,119 Est. Cost $20.26 Unrealized +12.2%
BB BLACKBERRY LTD 0.3%
Value $291K Shares 36,660 Est. Cost $9.71 Unrealized 0.0%
TRIANGLE PETE CORP 0.2%
Value $246K Shares 25,000 Est. Cost $7.01 Unrealized
HSBC HSBC HLDGS PLC 0.2%
Value $213K Shares 3,924 Est. Cost $51.99 Unrealized
PETROCHINA CO LTD 0.1%
Value $154K Shares 1,400 Est. Cost $110.71 Unrealized
NOC NORTHROP GRUMMAN CORP 0.1%
Value $73,000 Shares 770 Est. Cost $62.64 Unrealized +19.5%
GD GENERAL DYNAMICS CORP 0.1%
Value $63,000 Shares 720 Est. Cost $56.44 Unrealized +15.0%
MAT MATTEL INC 0.1%
Value $61,000 Shares 1,450 Est. Cost $44.76 Unrealized -4.4%
JNJ JOHNSON & JOHNSON 0.1%
Value $61,000 Shares 700 Est. Cost $59.66 Unrealized +6.5%
ABBV ABBVIE INC 0.1%
Value $61,000 Shares 1,370 Est. Cost $26.55 Unrealized +2.3%
MDLZ MONDELEZ INTL INC 0.1%
Value $60,000 Shares 1,920 Est. Cost $23.16 Unrealized +2.4%
ITW ILLINOIS TOOL WKS INC 0.1%
Value $59,000 Shares 770 Est. Cost $49.85 Unrealized +9.9%
PFE PFIZER INC 0.1%
Value $59,000 Shares 2,070 Est. Cost $16.46 Unrealized -0.6%
PG PROCTER & GAMBLE CO 0.1%
Value $58,000 Shares 770 Est. Cost $55.00 Unrealized +2.2%
AJG GALLAGHER ARTHUR J & CO 0.1%
Value $58,000 Shares 1,340 Est. Cost $33.49 Unrealized +2.3%
KRAFT FOODS GROUP INC 0.1%
Value $56,000 Shares 1,063 Est. Cost $55.50 Unrealized
AFL AFLAC INC 0.1%
Value $56,000 Shares 910 Est. Cost $20.11 Unrealized +11.7%
MRK MERCK & CO INC NEW 0.1%
Value $54,000 Shares 1,140 Est. Cost $30.02 Unrealized +3.2%
MSFT MICROSOFT CORP 0.1%
Value $52,000 Shares 1,550 Est. Cost $26.70 Unrealized +1.1%
REYNOLDS AMERICAN INC 0.1%
Value $52,000 Shares 1,060 Est. Cost $48.11 Unrealized
CHINA MOBILE LIMITED 0.0%
Value $49,000 Shares 860 Est. Cost $52.33 Unrealized
KO COCA COLA CO 0.0%
Value $46,000 Shares 1,220 Est. Cost $27.85 Unrealized -3.9%