Zuckerman Investment Group, LLC Diversified Active

CIK: 0001423296 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Nov 13, 2015

Total Value ($000): $425,788 (100.0% shares, 0.0% debt)

Holdings (45)

CSW CSW Industrials Inc. 9.8%

Value ($000) $41,545 Shares 1,384,830 Est. Cost $28.93 Unrealized 0.0%

SCHL Scholastic Corp. 5.9%

Value ($000) $25,195 Shares 646,679 Est. Cost $32.17 Unrealized +8.0%

CSWC Capital Southwest Corp. 5.7%

Value ($000) $24,096 Shares 1,384,830 Est. Cost $21.75 Unrealized -71.5%

NC Nacco Industries Inc. 5.6%

Value ($000) $23,815 Shares 500,844 Est. Cost $19.34 Unrealized -49.6%

MSFT Microsoft Corp. 5.3%

Value ($000) $22,626 Shares 511,213 Est. Cost $26.57 Unrealized +46.5%

IBM Int'l Business Machines Corp. 5.0%

Value ($000) $21,347 Shares 147,250 Est. Cost $100.56 Unrealized -5.2%

— General Electric Co. 5.0%

Value ($000) $21,102 Shares 836,730 Est. Cost $26.08 Unrealized —

BCO The Brinks Co. 4.9%

Value ($000) $20,990 Shares 777,118 Est. Cost $24.72 Unrealized +3.8%

— Potbelly Corp. 4.2%

Value ($000) $18,033 Shares 1,637,832 Est. Cost $11.73 Unrealized —

— CBS Corp. Class B 3.8%

Value ($000) $16,040 Shares 402,006 Est. Cost $45.32 Unrealized —

— Virtus Investment Partners Inc 3.7%

Value ($000) $15,918 Shares 158,385 Est. Cost $116.08 Unrealized —

MSI Motorola Solutions Inc. 3.7%

Value ($000) $15,840 Shares 231,642 Est. Cost $51.66 Unrealized +3.4%

NWSA News Corp. 3.7%

Value ($000) $15,723 Shares 1,245,893 Est. Cost $13.87 Unrealized -11.8%

NVRI Harsco Corp. 3.7%

Value ($000) $15,676 Shares 1,728,354 Est. Cost $13.27 Unrealized -5.0%

BRK/B Berkshire Hathaway Inc. ClB 3.6%

Value ($000) $15,138 Shares 116,087 Est. Cost $116.34 Unrealized +17.8%

— American Capital Ltd. 3.3%

Value ($000) $14,223 Shares 1,169,648 Est. Cost $15.38 Unrealized —

— Felcor Lodging Trust Inc. 2.6%

Value ($000) $11,241 Shares 452,719 Est. Cost $25.79 Unrealized —

— Synchrony Financial 2.6%

Value ($000) $11,129 Shares 355,572 Est. Cost $26.14 Unrealized —

AGCO AGCO Corp. 2.5%

Value ($000) $10,577 Shares 226,835 Est. Cost $39.20 Unrealized +4.2%

— Sabre Corp. 2.4%

Value ($000) $10,048 Shares 369,691 Est. Cost $20.76 Unrealized —

BDX Becton Dickinson & Co. 2.1%

Value ($000) $9,070 Shares 68,370 Est. Cost $119.24 Unrealized 0.0%

XPHDX Pioneer Floating Rate Trust 1.1%

Value ($000) $4,624 Shares 408,477 Est. Cost $11.32 Unrealized —

— Blackrock Flt Rt Inc. 1.1%

Value ($000) $4,624 Shares 371,707 Est. Cost $12.44 Unrealized —

— Eaton Vance Float Rt Inc. Tr 1.1%

Value ($000) $4,565 Shares 344,817 Est. Cost $13.24 Unrealized —

— Blackstone/GSO Long-Short CR 1.0%

Value ($000) $4,429 Shares 310,785 Est. Cost $14.25 Unrealized —

— Nuveen Flt Rate Inc. Opp Fd 1.0%

Value ($000) $4,421 Shares 444,346 Est. Cost $9.95 Unrealized —

— EI du Pont de Nemours & Co. 1.0%

Value ($000) $4,299 Shares 89,196 Est. Cost $48.20 Unrealized —

— AbbVie Inc. 1.0%

Value ($000) $4,153 Shares 76,333 Est. Cost $41.00 Unrealized —

— A.H. Belo Corp. 0.9%

Value ($000) $3,980 Shares 807,295 Est. Cost $6.97 Unrealized —

ABT Abbott Laboratories 0.7%

Value ($000) $3,132 Shares 77,875 Est. Cost $57.68 Unrealized -32.7%

— SolarCity Corp. 0.4%

Value ($000) $1,581 Shares 37,018 Est. Cost $70.61 Unrealized —

DIS Disney (Walt) Co. 0.3%

Value ($000) $1,070 Shares 10,465 Est. Cost $70.99 Unrealized +40.5%

PG The Procter & Gamble Company 0.2%

Value ($000) $881 Shares 12,250 Est. Cost $60.30 Unrealized -6.6%

— CKX Lands Inc. 0.2%

Value ($000) $880 Shares 79,250 Est. Cost $14.52 Unrealized —

WFC Wells Fargo & Co. 0.2%

Value ($000) $656 Shares 12,775 Est. Cost $37.41 Unrealized +9.8%

MMM 3M Co. 0.1%

Value ($000) $567 Shares 4,000 Est. Cost $91.19 Unrealized -4.0%

— The Howard Hughes Corp. 0.1%

Value ($000) $422 Shares 3,675 Est. Cost $149.95 Unrealized —

BRK/A Berkshire Hathaway Inc. ClA 0.1%

Value ($000) $390 Shares 2 Est. Cost $125500.00 Unrealized +64.2%

XOM Exxon Mobil Corp. 0.1%

Value ($000) $338 Shares 4,550 Est. Cost $77.71 Unrealized -36.8%

HWC Hancock Holding Company 0.1%

Value ($000) $314 Shares 11,617 Est. Cost $28.62 Unrealized -0.8%

DEO Diageo PLC Sponsored ADR 0.1%

Value ($000) $305 Shares 2,825 Est. Cost $115.40 Unrealized —

SBUX Starbucks Corp. 0.1%

Value ($000) $284 Shares 5,000 Est. Cost $36.10 Unrealized +25.6%

— THL Credit Senior Loan Fund 0.1%

Value ($000) $246 Shares 15,880 Est. Cost $15.49 Unrealized —

— Covanta Holding Corp. 0.1%

Value ($000) $236 Shares 13,500 Est. Cost $21.19 Unrealized —

— Sanofi-Aventis 0.0%

Value ($000) $19 Shares 101,488 Est. Cost $2.41 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
CSW	CSW Industrials Inc.	1,384,830	$41,545	9.8%	$28.93	0.0%	COM	126402106
SCHL	Scholastic Corp.	646,679	$25,195	5.9%	$32.17	+8.0%	COM	807066105
CSWC	Capital Southwest Corp.	1,384,830	$24,096	5.7%	$21.75	-71.5%	COM	140501107
NC	Nacco Industries Inc.	500,844	$23,815	5.6%	$19.34	-49.6%	COM	629579103
MSFT	Microsoft Corp.	511,213	$22,626	5.3%	$26.57	+46.5%	COM	594918104
IBM	Int'l Business Machines Corp.	147,250	$21,347	5.0%	$100.56	-5.2%	COM	459200101
—	General Electric Co.	836,730	$21,102	5.0%	$26.08	—	COM	369604103
BCO	The Brinks Co.	777,118	$20,990	4.9%	$24.72	+3.8%	COM	109696104
—	Potbelly Corp.	1,637,832	$18,033	4.2%	$11.73	—	COM	73754y100
—	CBS Corp. Class B	402,006	$16,040	3.8%	$45.32	—	COM	124857202
—	Virtus Investment Partners Inc	158,385	$15,918	3.7%	$116.08	—	COM	92828q109
MSI	Motorola Solutions Inc.	231,642	$15,840	3.7%	$51.66	+3.4%	COM	620076307
NWSA	News Corp.	1,245,893	$15,723	3.7%	$13.87	-11.8%	COM	65249B109
NVRI	Harsco Corp.	1,728,354	$15,676	3.7%	$13.27	-5.0%	COM	415864107
BRK/B	Berkshire Hathaway Inc. ClB	116,087	$15,138	3.6%	$116.34	+17.8%	COM	084670702
—	American Capital Ltd.	1,169,648	$14,223	3.3%	$15.38	—	COM	02503y103
—	Felcor Lodging Trust Inc.	452,719	$11,241	2.6%	$25.79	—	PFD CV A $1.95	31430f200
—	Synchrony Financial	355,572	$11,129	2.6%	$26.14	—	COM	87165b103
AGCO	AGCO Corp.	226,835	$10,577	2.5%	$39.20	+4.2%	COM	001084102
—	Sabre Corp.	369,691	$10,048	2.4%	$20.76	—	COM	78573m104
BDX	Becton Dickinson & Co.	68,370	$9,070	2.1%	$119.24	0.0%	COM	075887109
XPHDX	Pioneer Floating Rate Trust	408,477	$4,624	1.1%	$11.32	—	COM	72369J102
—	Blackrock Flt Rt Inc.	371,707	$4,624	1.1%	$12.44	—	COM	091941104
—	Eaton Vance Float Rt Inc. Tr	344,817	$4,565	1.1%	$13.24	—	COM	278279104
—	Blackstone/GSO Long-Short CR	310,785	$4,429	1.0%	$14.25	—	COM	09257d102
—	Nuveen Flt Rate Inc. Opp Fd	444,346	$4,421	1.0%	$9.95	—	COM	6706en100
—	EI du Pont de Nemours & Co.	89,196	$4,299	1.0%	$48.20	—	COM	263534109
—	AbbVie Inc.	76,333	$4,153	1.0%	$41.00	—	COM	00287y109
—	A.H. Belo Corp.	807,295	$3,980	0.9%	$6.97	—	COM	001282102
ABT	Abbott Laboratories	77,875	$3,132	0.7%	$57.68	-32.7%	COM	002824100
—	SolarCity Corp.	37,018	$1,581	0.4%	$70.61	—	COM	83416t100
DIS	Disney (Walt) Co.	10,465	$1,070	0.3%	$70.99	+40.5%	COM	254687106
PG	The Procter & Gamble Company	12,250	$881	0.2%	$60.30	-6.6%	COM	742718109
—	CKX Lands Inc.	79,250	$880	0.2%	$14.52	—	COM	12562n104
WFC	Wells Fargo & Co.	12,775	$656	0.2%	$37.41	+9.8%	COM	949746101
MMM	3M Co.	4,000	$567	0.1%	$91.19	-4.0%	COM	88579Y101
—	The Howard Hughes Corp.	3,675	$422	0.1%	$149.95	—	COM	44267D107
BRK/A	Berkshire Hathaway Inc. ClA	2	$390	0.1%	$125500.00	+64.2%	COM	084670108
XOM	Exxon Mobil Corp.	4,550	$338	0.1%	$77.71	-36.8%	COM	30231G102
HWC	Hancock Holding Company	11,617	$314	0.1%	$28.62	-0.8%	COM	410120109
DEO	Diageo PLC Sponsored ADR	2,825	$305	0.1%	$115.40	—	SPON ADR NEW	25243Q205
SBUX	Starbucks Corp.	5,000	$284	0.1%	$36.10	+25.6%	COM	855244109
—	THL Credit Senior Loan Fund	15,880	$246	0.1%	$15.49	—	COM	87244r103
—	Covanta Holding Corp.	13,500	$236	0.1%	$21.19	—	COM	22282e102
—	Sanofi-Aventis	101,488	$19	0.0%	$2.41	—	RIGHT 12/31/2020	80105n113