CIK: 0001461790 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 13, 2020
Total Value ($000): $668,893 (85.5% shares, 14.5% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| PFSI | PENNYMAC FINL SVCS INC NEW | 520,844 | $30,271 | 4.5% | $38.64 | +19.8% | COM | 70932M107 |
| IGV | ISHARES TR | 52,000 | $16,178 | 2.4% | — | — | Put | 464287515 |
| — | ZILLOW GROUP INC | 6,234 | $12,069 | 1.8% | $1197.14 | — | NOTE 2.00012/0 | 98954MAB7 |
| ITB | ISHARES TR | 210,000 | $11,897 | 1.8% | $2.13 | — | Put | 464288752 |
| QCOM | QUALCOMM INC | 100,000 | $11,768 | 1.8% | $67.24 | +41.5% | Call | 747525103 |
| — | BUNGE LIMITED | 245,000 | $11,197 | 1.7% | $46.44 | — | COM | G16962105 |
| INTC | INTEL CORP | 200,000 | $10,356 | 1.5% | — | — | Call | 458140100 |
| — | CHURCHILL CAP CORP II | 968,896 | $10,222 | 1.5% | $10.10 | — | CL A | 17143G106 |
| — | TUSCAN HLDGS CORP | 998,608 | $10,166 | 1.5% | $9.96 | — | COM | 90069K104 |
| — | CC NEUBERGER PRIN HLDGS II | 976,880 | $10,091 | 1.5% | $10.33 | — | UNIT 99/99/9999 | G3166T129 |
| — | COLONY STARWOOD HOMES | 7,500 | $9,709 | 1.5% | $1295.07 | — | NOTE 3.500 1/1 | 19625XAB8 |
| — | APEX TECHNOLOGY ACQUISITION | 777,410 | $9,034 | 1.4% | $10.34 | — | UNIT 06/11/2026 | 03768F201 |
| — | NORBORD INC | 222,800 | $8,767 | 1.3% | $23.96 | — | COM NEW | 65548P403 |
| SMH | VANECK VECTORS ETF TR | 50,000 | $8,710 | 1.3% | $174.20 | — | Put | 92189F676 |
| — | BLACK KNIGHT INC | 97,000 | $8,444 | 1.3% | $72.57 | — | Put | 09215C105 |
| — | FG NEW AMER ACQUISITION CORP | 832,770 | $8,336 | 1.2% | $10.01 | — | UNIT 08/31/2027 | 30259V205 |
| — | B RILEY PRIN MERGER CORP II | 778,600 | $7,794 | 1.2% | $10.47 | — | CL A | 05600U106 |
| — | TUSCAN HLDGS CORP II | 774,411 | $7,729 | 1.2% | $9.79 | — | COM | 90070A103 |
| WY | WEYERHAEUSER CO MTN BE | 265,100 | $7,561 | 1.1% | $21.54 | +3.6% | Call | 962166104 |
| — | NUVASIVE INC | 7,164 | $7,381 | 1.1% | $1083.94 | — | NOTE 2.250 3/1 | 670704AG0 |
| — | FOLEY TRASIMENE ACQUISTN COR | 700,616 | $7,258 | 1.1% | $10.36 | — | COM CL A | 34431F104 |
| — | WRIGHT MED GROUP N V | 5,000 | $7,204 | 1.1% | $1225.76 | — | NOTE 2.25011/1 | 98236JAB4 |
| MX | MAGNACHIP SEMICONDUCTOR CORP | 524,753 | $7,189 | 1.1% | $10.24 | +16.3% | COM | 55933J203 |
| — | CHURCHILL CAPITAL CORP IV | 705,708 | $7,071 | 1.1% | $10.02 | — | UNIT 99/99/9999 | 171439201 |
| — | SILICON LABORATORIES INC | 5,651 | $6,769 | 1.0% | $1207.77 | — | NOTE 1.375 3/0 | 826919AB8 |
| — | PROOFPOINT INC | 64,000 | $6,755 | 1.0% | $54.59 | — | COM | 743424103 |
| — | AVAYA HLDGS CORP | 6,950 | $6,555 | 1.0% | $847.34 | — | NOTE 2.250 6/1 | 05351XAB7 |
| — | CF FIN ACQUISITION CORP | 625,864 | $6,509 | 1.0% | $10.65 | — | COM CL A | 12528N107 |
| — | PRICELINE GRP INC | 6,000 | $6,404 | 1.0% | $1063.44 | — | NOTE 0.900 9/1 | 741503AX4 |
| — | CREE INC | 5,150 | $6,391 | 1.0% | $1206.52 | — | NOTE 0.875 9/0 | 225447AB7 |
| — | CONYERS PK II ACQUISITION CO | 600,000 | $6,096 | 0.9% | $10.16 | — | COM CL A | 212896104 |
| — | ACAMAR PARTNERS ACQSITION CO | 586,379 | $5,993 | 0.9% | $10.22 | — | CL A | 004285102 |
| — | STABLE RD ACQUISITION CORP | 561,120 | $5,892 | 0.9% | $10.29 | — | UNIT 05/15/2026 | 85236Q208 |
| — | E TRADE FINANCIAL CORP | 111,645 | $5,588 | 0.8% | $50.05 | — | COM NEW | 269246401 |
| — | RMG ACQUISITION CORP | 502,340 | $5,370 | 0.8% | $10.69 | — | CL A | 749641106 |
| — | PROOFPOINT INC | 50,000 | $5,278 | 0.8% | $54.59 | — | Call | 743424103 |
| — | BUNGE LIMITED | 115,000 | $5,256 | 0.8% | $46.44 | — | Call | G16962105 |
| — | QELL ACQUISITION CORP | 500,000 | $5,080 | 0.8% | $10.16 | — | UNIT 10/01/2025 | G7307X121 |
| — | VECTOR ACQUISITION CORP | 500,000 | $5,070 | 0.8% | $10.14 | — | UNIT 09/30/2027 | G9442R100 |
| — | EQUITY DISTR ACQUISITION COR | 489,354 | $5,040 | 0.8% | $10.30 | — | UNIT 99/99/9999 | 29465E205 |
| — | AEROJET ROCKETDYNE HLDGS INC | 3,062 | $4,875 | 0.7% | $1592.10 | — | NOTE 2.25012/1 | 007800AB1 |
| — | CC NEUBERGER PRINCIPAL HLDNG | 443,349 | $4,806 | 0.7% | $10.60 | — | UNIT 99/99/9999 | G1992Y106 |
| — | GS ACQUISITION HLDGS CORP II | 423,144 | $4,752 | 0.7% | $10.89 | — | UNIT 99/99/9999 | 36258Q204 |
| — | CF FINANCE ACQUISITION CORP | 468,745 | $4,698 | 0.7% | $10.02 | — | UNIT 08/01/2027 | 15725Q203 |
| — | PALO ALTO NETWORKS INC | 4,041 | $4,566 | 0.7% | $1129.92 | — | NOTE 0.750 7/0 | 697435AD7 |
| GOOS | CANADA GOOSE HLDGS INC | 141,000 | $4,536 | 0.7% | — | — | Call | 135086106 |
| — | MARRIOTT VACTINS WORLDWID CO | 4,522 | $4,480 | 0.7% | $976.19 | — | NOTE 1.500 9/1 | 57164YAB3 |
| — | OAKTREE ACQUISITION CORP | 378,503 | $4,447 | 0.7% | $10.00 | — | SHS CL A | G67145105 |
| IIPR | INNOVATIVE INDL PPTYS INC | 35,000 | $4,344 | 0.6% | — | — | Put | 45781V101 |
| — | SOUTH MTN MERGER CORP | 414,310 | $4,330 | 0.6% | $10.45 | — | COM CL A | 838884104 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 3,500 | $4,241 | 0.6% | $1211.71 | — | NOTE 1.875 6/0 | 049164BJ4 |
| — | SOCIAL CAP HEDSPIA HLDG CO I | 336,850 | $4,197 | 0.6% | $11.18 | — | COM CL A | G8251K107 |
| — | GORES METROPOULOS INC | 365,749 | $4,177 | 0.6% | $11.08 | — | COM CL A | 382872109 |
| — | ETF MANAGERS TR | 400,000 | $4,164 | 0.6% | — | — | Put | 26924G508 |
| — | CHP MERGER CORP | 400,000 | $4,076 | 0.6% | $9.96 | — | COM CL A | 12558Y106 |
| — | STARBOARD VALUE ACQUISITN CO | 400,000 | $4,040 | 0.6% | $10.10 | — | UNIT 09/10/2025 | 85521J208 |
| — | COHN ROBBINS HOLDINGS CORP | 400,000 | $4,036 | 0.6% | $10.09 | — | UNIT 08/11/2025 | G23726121 |
| ASPL/U | ASPIRATIONAL CONSUMER LIFEST | 400,000 | $4,000 | 0.6% | $10.00 | — | UNIT 99/99/9999 | G05436129 |
| — | ALTERYX INC | 35,000 | $3,974 | 0.6% | $113.53 | — | Call | 02156B103 |
| — | SOUTHWEST AIRLS CO | 3,000 | $3,922 | 0.6% | $1201.00 | — | NOTE 1.250 5/0 | 844741BG2 |
| MTSI | MACOM TECH SOLUTIONS HLDGS I | 115,000 | $3,911 | 0.6% | $34.78 | +4.4% | COM | 55405Y100 |
| WY | WEYERHAEUSER CO MTN BE | 135,000 | $3,850 | 0.6% | $21.54 | +3.6% | COM NEW | 962166104 |
| MGM | MGM RESORTS INTERNATIONAL | 175,000 | $3,806 | 0.6% | — | — | Call | 552953101 |
| — | FRONT YD RESIDENTIAL CORP | 432,488 | $3,780 | 0.6% | $8.73 | — | COM | 35904G107 |
| — | FOLEY TRASIMENE ACQUISITION | 368,019 | $3,754 | 0.6% | $10.20 | — | UNIT 99/99/9999 | 344328208 |
| — | COLLECTIVE GROWTH CORP | 373,830 | $3,686 | 0.6% | $9.86 | — | COM CL A | 19424L101 |
| SMH | VANECK VECTORS ETF TR | 20,000 | $3,484 | 0.5% | $174.20 | — | SEMICONDUCTOR ET | 92189F676 |
| — | JUNIPER INDL HLDGS INC | 331,236 | $3,465 | 0.5% | $10.46 | — | COM CL A | 48205G106 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 3,151 | $3,444 | 0.5% | $839.50 | — | NOTE 2.250 6/0 | 049164BH8 |
| — | LONGVIEW ACQUISITION CORP | 338,100 | $3,432 | 0.5% | $10.10 | — | UNIT 99/99/9999 | 543195200 |
| MTN | VAIL RESORTS INC | 16,000 | $3,424 | 0.5% | — | — | Call | 91879Q109 |
| — | SCORPIO TANKERS INC | 3,650 | $3,331 | 0.5% | $1179.28 | — | NOTE 3.000 5/1 | 80918TAB5 |
| — | TAILWIND ACQUISITION CORP | 315,861 | $3,174 | 0.5% | $10.05 | — | UNIT 09/07/2027 | 87403Q201 |
| — | GO ACQUISITION CORP | 307,100 | $3,096 | 0.5% | $10.08 | — | UNIT 08/31/2027 | 362019200 |
| — | FTAC OLYMPUS ACQUISITION COR | 300,000 | $3,000 | 0.4% | $10.00 | — | UNIT 08/24/2025 | G37288118 |
| — | SOFTWARE ACQUISITN GRUP INC | 300,000 | $2,985 | 0.4% | $9.95 | — | UNIT 99/99/9999 | 83407F200 |
| AEM | AGNICO EAGLE MINES LTD | 37,500 | $2,985 | 0.4% | — | — | Call | 008474108 |
| — | CHARDAN HEALTHCR ACQSTN 2 CO | 285,599 | $2,927 | 0.4% | $10.50 | — | UNIT 99/99/9999 | 15957T206 |
| PFSI | PENNYMAC FINL SVCS INC NEW | 50,000 | $2,906 | 0.4% | $38.64 | +19.8% | Put | 70932M107 |
| — | EAGLE BULK SHIPPING INC | 4,000 | $2,868 | 0.4% | $717.00 | — | NOTE 5.000 8/0 | 269442AB5 |
| — | APHRIA INC | 640,900 | $2,839 | 0.4% | — | — | Call | 03765K104 |
| TAC | TRANSALTA CORP | 336,600 | $2,757 | 0.4% | $5.80 | +8.0% | COM | 89346D107 |
| — | LIVONGO HEALTH INC | 19,618 | $2,748 | 0.4% | $140.08 | — | COM | 539183103 |
| — | ALTERYX INC | 23,500 | $2,668 | 0.4% | $113.53 | — | COM CL A | 02156B103 |
| — | SOFTWARE ACQUISITION GROUP I | 263,962 | $2,629 | 0.4% | $9.96 | — | COM CL A | 83406B101 |
| — | NORTH MOUNTAIN MERGER CORP | 250,969 | $2,560 | 0.4% | $10.20 | — | UNIT 09/16/2025 | 661204206 |
| — | TWC TECH HLDGS II CORP | 248,399 | $2,514 | 0.4% | $10.12 | — | UNIT 09/10/2025 | 90117G204 |
| LPX | LOUISIANA PAC CORP | 85,000 | $2,508 | 0.4% | — | — | Call | 546347105 |
| — | ALTERYX INC | 2,500 | $2,507 | 0.4% | $1002.80 | — | NOTE 0.500 8/0 | 02156BAD5 |
| — | HOWARD HUGHES CORP | 43,507 | $2,506 | 0.4% | $53.76 | — | COM | 44267D107 |
| — | AMCI ACQUISITION CORP | 234,416 | $2,424 | 0.4% | $10.20 | — | CLASS A | 00165R101 |
| — | OSPREY TECHNLGY AQUISTION CO | 220,360 | $2,402 | 0.4% | $10.18 | — | UNIT 10/30/2024 | 68839R401 |
| — | GCI LIBERTY INC | 29,290 | $2,401 | 0.4% | $81.97 | — | COM CLASS A | 36164V305 |
| MTSI | MACOM TECH SOLUTIONS HLDGS I | 70,000 | $2,381 | 0.4% | $34.78 | +4.4% | Call | 55405Y100 |
| — | PROOFPOINT INC | 22,500 | $2,375 | 0.4% | $54.59 | — | Put | 743424103 |
| — | ACACIA COMMUNICATIONS INC | 35,000 | $2,359 | 0.4% | $67.40 | — | COM | 00401C108 |
| — | SPLUNK INC | 12,500 | $2,352 | 0.4% | $188.16 | — | COM | 848637104 |
| — | PIVOTAL INVT CORP II | 201,730 | $2,326 | 0.3% | $11.53 | — | COM CL A | 72582K100 |
| ADM | ARCHER DANIELS MIDLAND CO | 50,000 | $2,325 | 0.3% | — | — | Put | 039483102 |
| — | CLOUDERA INC | 209,892 | $2,286 | 0.3% | $11.16 | — | COM | 18914U100 |
| — | PIVOTAL INVT CORP II | 601,961 | $2,227 | 0.3% | — | — | Call | 72582K118 |
| BHC | BAUSCH HEALTH COS INC | 143,271 | $2,226 | 0.3% | $17.22 | 0.0% | COM | 071734107 |
| — | NAVSIGHT HLDGS INC | 220,600 | $2,219 | 0.3% | $10.06 | — | UNIT 99/99/9999 | 639358209 |
| GDXJ | VANECK VECTORS ETF TR | 40,000 | $2,214 | 0.3% | — | — | Put | 92189F791 |
| — | MAXIM INTEGRATED PRODS INC | 32,431 | $2,193 | 0.3% | $67.62 | — | COM | 57772K101 |
| ABBV | ABBVIE INC | 25,000 | $2,190 | 0.3% | — | — | Call | 00287Y109 |
| THBR | THUNDER BRDG ACQUISTION II L | 214,300 | $2,186 | 0.3% | $10.13 | — | CL A SHS | G8857S116 |
| — | MOUNTAIN CREST ACQUISITION C | 200,000 | $2,137 | 0.3% | $10.04 | — | UNIT 03/19/2025 | 62401M205 |
| — | GX ACQUISITION CORP | 200,000 | $2,100 | 0.3% | $10.20 | — | COM CL A | 36251A107 |
| — | NORTHERN GENESIS ACQUISITION | 200,000 | $1,998 | 0.3% | $9.99 | — | UNIT 07/31/2027 | 66516T203 |
| GOOS | CANADA GOOSE HLDGS INC | 61,900 | $1,991 | 0.3% | — | — | Put | 135086106 |
| — | CF FIN ACQUISITION CORP | 2,023,465 | $1,983 | 0.3% | — | — | Call | 12528N115 |
| — | LIONHEART ACQUISITION CORP I | 197,916 | $1,971 | 0.3% | $9.96 | — | UNIT 08/13/2025 | 53625R203 |
| — | PTK ACQUISITION CORP | 190,800 | $1,944 | 0.3% | $10.19 | — | UNIT 99/99/9999 | 69375F207 |
| ALAC | ALBERTON ACQUISITION CORP | 176,736 | $1,900 | 0.3% | $10.39 | — | ORD SHS | G35006108 |
| CSIQ | CANADIAN SOLAR INC | 54,000 | $1,895 | 0.3% | $26.66 | 0.0% | COM | 136635109 |
| — | JERNIGAN CAP INC | 109,549 | $1,878 | 0.3% | $17.14 | — | COM | 476405105 |
| — | PROPERTY SOLUTIONS ACQUISITI | 184,100 | $1,858 | 0.3% | $10.09 | — | UNIT 03/30/2027 | 74348Q207 |
| UA | UNDER ARMOUR INC | 180,000 | $1,771 | 0.3% | $9.39 | 0.0% | CL C | 904311206 |
| CNP | CENTERPOINT ENERGY INC | 88,901 | $1,720 | 0.3% | $14.87 | +14.8% | COM | 15189T107 |
| — | NOBLE ENERGY INC | 199,112 | $1,702 | 0.3% | $8.55 | — | COM | 655044105 |
| MAT | MATTEL INC | 141,000 | $1,650 | 0.2% | — | — | Put | 577081102 |
| — | HEALTH SCIENCES ACQ CORP 2 | 149,000 | $1,639 | 0.2% | $11.00 | — | ORD SHS | G4411D109 |
| SLV | ISHARES SILVER TR | 75,000 | $1,623 | 0.2% | $17.03 | — | Call | 46428Q109 |
| PMT | PENNYMAC MTG INVT TR | 100,232 | $1,611 | 0.2% | $16.07 | — | COM | 70931T103 |
| HPQ | HP INC | 84,800 | $1,610 | 0.2% | — | — | Call | 40434L105 |
| PCG | PG&E CORP | 166,932 | $1,567 | 0.2% | $10.22 | -10.4% | COM | 69331C108 |
| SCHW | SCHWAB CHARLES CORP | 43,152 | $1,563 | 0.2% | $37.76 | -14.2% | COM | 808513105 |
| — | FALCON CAPITAL ACQUISITN COR | 150,000 | $1,544 | 0.2% | $10.29 | — | UNIT 08/20/2027 | 30606L207 |
| — | IMMUNOMEDICS INC | 17,582 | $1,495 | 0.2% | $85.03 | — | COM | 452907108 |
| — | LF CAP ACQUISITION CORP | 826,703 | $1,488 | 0.2% | — | — | Call | 50200K116 |
| ABEV | AMBEV SA | 647,895 | $1,464 | 0.2% | $2.27 | — | SPONSORED ADR | 02319V103 |
| — | VIVINT SOLAR INC | 34,004 | $1,440 | 0.2% | $42.35 | — | COM | 92854Q106 |
| SMTC | SEMTECH CORP | 26,000 | $1,377 | 0.2% | $56.21 | 0.0% | COM | 816850101 |
| — | JUST ENERGY GROUP INC | 197,092 | $1,368 | 0.2% | $6.94 | — | COM NEW | 48213W408 |
| CRM | SALESFORCE COM INC | 5,000 | $1,257 | 0.2% | $216.28 | 0.0% | COM | 79466L302 |
| WTW | WILLIS TOWERS WATSON PLC LTD | 6,000 | $1,253 | 0.2% | $185.76 | +2.2% | SH | G96629103 |
| — | ARCLIGHT CLEAN TRANSITION CO | 123,768 | $1,243 | 0.2% | $10.04 | — | UNIT 09/21/2025 | G04561117 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 20,000 | $1,218 | 0.2% | — | — | Put | 049164205 |
| — | AEROJET ROCKETDYNE HLDGS INC | 30,000 | $1,197 | 0.2% | — | — | Put | 007800105 |
| — | MGM GROWTH PPTYS LLC | 40,008 | $1,119 | 0.2% | $27.21 | — | CL A COM | 55303A105 |
| EXR | EXTRA SPACE STORAGE INC | 10,000 | $1,070 | 0.2% | — | — | Put | 30225T102 |
| — | AKCEA THERAPEUTICS INC | 58,853 | $1,068 | 0.2% | $18.15 | — | COM | 00972L107 |
| SMTC | SEMTECH CORP | 20,000 | $1,059 | 0.2% | $56.21 | 0.0% | Call | 816850101 |
| — | CM LIFE SCIENCES INC | 100,000 | $1,047 | 0.2% | $10.47 | — | UNIT 09/01/2025 | 18978W208 |
| ACM | AECOM | 25,000 | $1,046 | 0.2% | $36.65 | 0.0% | COM | 00766T100 |
| — | OAKTREE ACQUISITION CORP II | 100,000 | $1,029 | 0.2% | $10.29 | — | UNIT 09/15/2027 | G6715X129 |
| — | NEWHOLD INVESTMENT CORP | 102,093 | $1,027 | 0.2% | $10.06 | — | UNIT 03/10/2025 | 651448201 |
| — | TUSCAN HLDGS CORP | 2,024,048 | $1,027 | 0.2% | — | — | Call | 90069K112 |
| — | VESPER HEALTHCARE ACQSTN COR | 100,000 | $1,026 | 0.2% | $10.26 | — | UNIT 99/99/9999 | 92538T203 |
| — | CINCINNATI BELL INC NEW | 66,158 | $992 | 0.1% | $14.94 | — | COM NEW | 171871502 |
| GDX | VANECK VECTORS ETF TR | 25,000 | $979 | 0.1% | — | — | Put | 92189F106 |
| SLAB | SILICON LABORATORIES INC | 10,000 | $979 | 0.1% | — | — | Call | 826919102 |
| CAH | CARDINAL HEALTH INC | 20,100 | $944 | 0.1% | $44.39 | +0.5% | Call | 14149Y108 |
| — | SPLUNK INC | 5,000 | $941 | 0.1% | $188.16 | — | Call | 848637104 |
| — | BGC PARTNERS INC | 389,773 | $935 | 0.1% | $2.43 | — | CL A | 05541T101 |
| — | SCVX CORP | 83,716 | $900 | 0.1% | $10.36 | — | UNIT 99/99/9999 | G79448109 |
| — | PRECISION DRILLING CORP | 1,067,000 | $886 | 0.1% | $0.99 | — | COM 2010 | 74022D308 |
| U | UNITY SOFTWARE INC | 10,000 | $873 | 0.1% | $84.34 | 0.0% | COM | 91332U101 |
| — | VARIAN MED SYS INC | 5,000 | $860 | 0.1% | $172.00 | — | COM | 92220P105 |
| MDNAF | MEDICENNA THERAPEUTICS CORP | 158,845 | $857 | 0.1% | $4.05 | 0.0% | COM | 58490H107 |
| ANAB | ANAPTYSBIO INC | 57,721 | $851 | 0.1% | $18.04 | 0.0% | COM | 032724106 |
| — | HUDSON LTD | 111,857 | $850 | 0.1% | $7.60 | — | COM CL A | G46408103 |
| JETS | ETF SER SOLUTIONS | 50,000 | $845 | 0.1% | — | — | Put | 26922A842 |
| — | 8I ENTERPRISES ACQUISITION C | 93,343 | $840 | 0.1% | $10.05 | — | SH | G2956M104 |
| — | TORTOISE ACQUISITION CORP II | 75,000 | $816 | 0.1% | $10.88 | — | UNIT 06/14/2027 | G89554110 |
| — | BARCLAYS BANK PLC | 32,750 | $815 | 0.1% | $28.19 | — | IPTH SR B S&P | 06746P621 |
| EXR | EXTRA SPACE STORAGE INC | 7,500 | $802 | 0.1% | — | — | Call | 30225T102 |
| — | AMCI ACQUISITION CORP | 1,174,964 | $799 | 0.1% | — | — | Call | 00165R119 |
| LEU | CENTRUS ENERGY CORP | 95,139 | $796 | 0.1% | $11.81 | 0.0% | CL A | 15643U104 |
| BHC | BAUSCH HEALTH COS INC | 50,000 | $777 | 0.1% | $17.22 | 0.0% | Call | 071734107 |
| CNP | CENTERPOINT ENERGY INC | 40,000 | $774 | 0.1% | $14.87 | +14.8% | Call | 15189T107 |
| DVN | DEVON ENERGY CORP NEW | 81,008 | $766 | 0.1% | $7.91 | 0.0% | COM | 25179M103 |
| ZBH | ZIMMER BIOMET HOLDINGS INC | 5,500 | $749 | 0.1% | $124.98 | 0.0% | COM | 98956P102 |
| — | DRIVE SHACK INC | 631,691 | $707 | 0.1% | $1.12 | — | COM | 262077100 |
| MMSI | MERIT MED SYS INC | 15,972 | $695 | 0.1% | $35.62 | +26.9% | COM | 589889104 |
| — | ANDINA ACQUISITION CORP III | 66,666 | $683 | 0.1% | $10.26 | — | SH | G04415108 |
| HYG | ISHARES TR | 8,000 | $671 | 0.1% | — | — | Call | 464288513 |
| NMRK | NEWMARK GROUP INC | 154,851 | $669 | 0.1% | $3.99 | +3.1% | CL A | 65158N102 |
| — | MOMENTA PHARMACEUTICALS INC | 12,500 | $656 | 0.1% | $52.48 | — | COM | 60877T100 |
| — | FORTRESS VALUE ACQUISITION I | 63,132 | $650 | 0.1% | $10.30 | — | UNIT 08/10/2027 | 349642207 |
| GOTU | GSX TECHEDU INC | 7,200 | $649 | 0.1% | — | — | Put | 36257Y109 |
| BWA | BORGWARNER INC | 16,713 | $647 | 0.1% | $24.21 | +31.1% | COM | 099724106 |
| — | GORES HLDGS V INC | 60,000 | $621 | 0.1% | $10.35 | — | UNIT 99/99/9999 | 382864205 |
| — | AIMMUNE THERAPEUTICS INC | 17,952 | $618 | 0.1% | $34.43 | — | COM | 00900T107 |
| — | THUNDER BRDG ACQUISTION II L | 58,201 | $617 | 0.1% | $10.45 | — | UNIT 99/99/9999 | G8857S124 |
| — | BROOGE ENERGY LTD | 1,234,189 | $617 | 0.1% | — | — | Call | G1611B115 |
| — | THUNDER BRDG ACQUISTION II L | 438,200 | $592 | 0.1% | — | — | Call | G8857S108 |
| — | ACON S2 ACQUISITION CORP | 58,933 | $591 | 0.1% | $10.03 | — | UNIT 09/15/2027 | G00748122 |
| RTP/U | REINVENT TECHNOLOGY PARTNERS | 50,000 | $574 | 0.1% | $11.48 | — | UNIT 99/99/9999 | G7483N111 |
| — | TRIDENT ACQUISITIONS CORP | 51,703 | $565 | 0.1% | $10.68 | — | COM | 89615T106 |
| — | BARRICK GOLD CORP | 20,000 | $562 | 0.1% | — | — | Put | 067901108 |
| — | SOUTH MTN MERGER CORP | 394,372 | $552 | 0.1% | — | — | Call | 838884112 |
| — | US ECOLOGY INC | 111,720 | $544 | 0.1% | — | — | Call | 91734M111 |
| — | ROSETTA STONE INC | 17,971 | $539 | 0.1% | $29.99 | — | COM | 777780107 |
| — | BLACK KNIGHT INC | 6,000 | $522 | 0.1% | $72.57 | — | Call | 09215C105 |
| — | B RILEY PRIN MERGER CORP II | 382,068 | $516 | 0.1% | — | — | Call | 05600U114 |
| — | CITIC CAPITAL ACQUISITION CO | 46,130 | $472 | 0.1% | $9.86 | — | UNIT 99/99/9999 | G21513125 |
| BEN | FRANKLIN RESOURCES INC | 23,000 | $468 | 0.1% | — | — | Call | 354613101 |
| — | HENNESSY CAP ACQUSTION CORP | 197,980 | $457 | 0.1% | — | — | Call | 42589C112 |
| — | CONDOR HOSPITALITY TR INC | 161,257 | $422 | 0.1% | $2.62 | — | COM NEW | 20676Y403 |
| — | GX ACQUISITION CORP | 261,200 | $418 | 0.1% | — | — | Call | 36251A115 |
| ACM | AECOM | 10,000 | $418 | 0.1% | $36.65 | 0.0% | Call | 00766T100 |
| CSV | CARRIAGE SVCS INC | 18,147 | $405 | 0.1% | $19.54 | 0.0% | COM | 143905107 |
| — | SC HEALTH CORP | 388,350 | $388 | 0.1% | — | — | Call | G78516401 |
| CCL | CARNIVAL CORP | 25,000 | $380 | 0.1% | — | — | Call | 143658300 |
| — | 8I ENTERPRISES ACQUISITION C | 417,164 | $355 | 0.1% | — | — | Call | G2956M120 |
| CNK | CINEMARK HLDGS INC | 33,128 | $331 | 0.0% | $12.32 | 0.0% | COM | 17243V102 |
| — | SCVX CORP | 213,800 | $321 | 0.0% | — | — | Call | G79448117 |
| — | BIOMX INC | 429,156 | $305 | 0.0% | — | — | Call | 09090D111 |
| SCPE/U | SC HEALTH CORP | 27,300 | $288 | 0.0% | $10.40 | — | UNIT 99/99/9999 | G78516302 |
| — | SOUTHWESTERN ENERGY CO | 122,157 | $287 | 0.0% | $2.35 | — | COM | 845467109 |
| — | BELLUS HEALTH INC NEW | 116,470 | $264 | 0.0% | $2.27 | — | COM NEW | 07987C204 |
| — | TUSCAN HLDGS CORP II | 584,556 | $263 | 0.0% | — | — | Call | 90070A111 |
| — | CHURCHILL CAP CORP II | 117,718 | $257 | 0.0% | — | — | Call | 17143G114 |
| — | NETFIN ACQUISITION CORP | 176,806 | $232 | 0.0% | — | — | Call | G6455A115 |
| — | TRIDENT ACQUISITIONS CORP | 587,205 | $216 | 0.0% | — | — | Call | 89615T114 |
| — | LONGEVITY ACQUISITION CORP | 833,746 | $208 | 0.0% | — | — | Call | G56372116 |
| — | APEX TECHNOLOGY ACQUISITION | 97,701 | $190 | 0.0% | — | — | Call | 03768F110 |
| AG | FIRST MAJESTIC SILVER CORP | 20,000 | $190 | 0.0% | — | — | Put | 32076V103 |
| — | ALBERTON ACQUISITION CORP | 768,739 | $154 | 0.0% | — | — | Call | G35006132 |
| — | GIGCAPITAL2 INC | 161,566 | $147 | 0.0% | — | — | Call | 375036118 |
| — | BIG ROCK PARTNERS ACQUISI CO | 632,995 | $130 | 0.0% | — | — | Call | 089482129 |
| — | UNION ACQUISITION CORP II | 172,900 | $130 | 0.0% | — | — | Call | G9402Q126 |
| — | SIYATA MOBILE INC | 24,137 | $128 | 0.0% | $5.30 | — | COM NEW | 83013Q509 |
| — | CITIC CAPITAL ACQUISITION CO | 99,911 | $125 | 0.0% | — | — | Call | G21513117 |
| — | BRISTOL-MYERS SQUIBB CO | 50,300 | $113 | 0.0% | $3.00 | — | RIGHT 99/99/9999 | 110122157 |
| — | ANDINA ACQUISITION CORP III | 303,515 | $97 | 0.0% | — | — | Call | G04415132 |
| — | CHARDAN HEALTHCR ACQSTN 2 CO | 131,668 | $95 | 0.0% | — | — | Call | 15957T115 |
| — | ALBERTON ACQUISITION CORP | 450,727 | $94 | 0.0% | — | — | Call | G35006124 |
| — | REPLAY ACQUISITION CORP | 99,302 | $94 | 0.0% | — | — | Call | G75130115 |
| — | METEN EDTECHX ED GROUP LTD | 378,216 | $78 | 0.0% | — | — | Call | G6055H106 |
| — | FINSERV ACQUISITION CORP | 85,300 | $78 | 0.0% | — | — | Call | 318085115 |
| — | GREENVISION ACQUISITION CORP | 163,043 | $76 | 0.0% | — | — | Call | 39678G129 |
| — | BIG ROCK PARTNERS ACQUISI CO | 278,011 | $72 | 0.0% | — | — | Call | 089482111 |
| — | ALUSSA ENERGY ACQUISITION CO | 106,695 | $69 | 0.0% | — | — | Call | G0232J119 |
| GNFTY | GENFIT S A | 12,545 | $66 | 0.0% | $5.26 | — | ADS | 372279109 |
| PBI | PITNEY BOWES INC | 10,479 | $56 | 0.0% | $4.62 | 0.0% | COM | 724479100 |
| — | OSPREY TECHNLGY AQUISTION CO | 31,700 | $44 | 0.0% | — | — | Call | 68839R120 |
| — | LONGEVITY ACQUISITION CORP | 200,000 | $42 | 0.0% | — | — | Call | G56372124 |
| — | GREENVISION ACQUISITION CORP | 63,161 | $33 | 0.0% | — | — | Call | 39678G111 |
| — | COLLECTIVE GROWTH CORP | 49,700 | $30 | 0.0% | — | — | Call | 19424L119 |
| GTEC | GREENLAND TECHNOLOGIES HLDG | 10,000 | $12 | 0.0% | $2.24 | +28.5% | SHS NEW | G4095T107 |