Lesa Sroufe & Co Diversified Active

Location: Seattle, WA

CIK: 0001492162 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 1, 2017

Total Value: $115M (100.0% shares, 0.0% debt)

Holdings (43)

— COPA HOLDINGS SA 4.8%

Value $5.51M Shares 60,660 Share Price $90.83 Est. Cost/Share $48.54 Unrealized @ Report Date —

— PROSHARES SHORT S&P500 4.5%

Value $5.107M Shares 139,752 Share Price $36.54 Est. Cost/Share $39.65 Unrealized @ Report Date —

FLEX FLEX INTERNATIONAL LTD 4.4%

Value $5.039M Shares 350,683 Share Price $14.37 * Est. Cost/Share $5.51 Unrealized @ Report Date +96.6%

WU WESTERN UNION COMPANY 4.4%

Value $5.037M Shares 231,913 Share Price $21.72 Est. Cost/Share $17.11 Unrealized @ Report Date —

— POTASH CORP OF SASKATCHEWAN IN 4.3%

Value $4.954M Shares 273,834 Share Price $18.09 Est. Cost/Share $16.32 Unrealized @ Report Date —

— LAZARD LTD 4.2%

Value $4.823M Shares 117,374 Share Price $41.09 Est. Cost/Share $36.36 Unrealized @ Report Date —

— NEW YORK COMMUNITY BANCORP INC 4.0%

Value $4.548M Shares 285,845 Share Price $15.91 Est. Cost/Share $15.91 Unrealized @ Report Date —

NEM NEWMONT MINING CORP 3.9%

Value $4.472M Shares 131,253 Share Price $34.07 * Est. Cost/Share $20.32 Unrealized @ Report Date +32.0%

— BUNGE LTD 3.8%

Value $4.369M Shares 60,478 Share Price $72.24 Est. Cost/Share $56.71 Unrealized @ Report Date —

ORANY ORANGE SA ADR 3.8%

Value $4.327M Shares 285,770 Share Price $15.14 Est. Cost/Share $10.53 Unrealized @ Report Date +43.8%

— CHINA MOBILE LIMITED ADR 3.6%

Value $4.149M Shares 79,135 Share Price $52.43 Est. Cost/Share $52.43 Unrealized @ Report Date —

FE FIRSTENERGY CORP 3.5%

Value $4.064M Shares 131,230 Share Price $30.97 * Est. Cost/Share $19.26 Unrealized @ Report Date +10.5%

MTB M & T BANK CORP 3.5%

Value $4.029M Shares 25,753 Share Price $156.45 * Est. Cost/Share $72.91 Unrealized @ Report Date +65.4%

— MDC HOLDING INC 3.5%

Value $3.988M Shares 155,415 Share Price $25.66 Est. Cost/Share $25.32 Unrealized @ Report Date —

F FORD MOTOR CO 3.5%

Value $3.979M Shares 327,998 Share Price $12.13 * Est. Cost/Share $7.65 Unrealized @ Report Date -1.9%

— EXELON CORP 3.4%

Value $3.867M Shares 108,947 Share Price $35.49 Est. Cost/Share $31.09 Unrealized @ Report Date —

JOE ST JOE COMPANY 3.2%

Value $3.723M Shares 195,971 Share Price $19.00 Est. Cost/Share $18.62 Unrealized @ Report Date +2.0%

WMT WAL-MART STORES INC 3.2%

Value $3.62M Shares 52,372 Share Price $69.12 * Est. Cost/Share $18.90 Unrealized @ Report Date +4.6%

BP BP PLC ADS 3.0%

Value $3.469M Shares 92,799 Share Price $37.38 Est. Cost/Share $45.03 Unrealized @ Report Date -17.0%

PAAS PAN AMERICAN SILVER CORP 3.0%

Value $3.468M Shares 230,154 Share Price $15.07 Est. Cost/Share $11.73 Unrealized @ Report Date +28.5%

DB DEUTSCHE BANK AG ADR 3.0%

Value $3.428M Shares 189,394 Share Price $18.10 * Est. Cost/Share $21.95 Unrealized @ Report Date -36.5%

PCAR PACCAR INC 2.8%

Value $3.242M Shares 50,743 Share Price $63.89 * Est. Cost/Share $23.05 Unrealized @ Report Date +31.5%

— TOTAL SA ADR 2.8%

Value $3.206M Shares 62,909 Share Price $50.96 Est. Cost/Share $48.81 Unrealized @ Report Date —

— SCHNITZER STEEL INDUSTRIES INC 2.7%

Value $3.047M Shares 118,544 Share Price $25.70 Est. Cost/Share $22.69 Unrealized @ Report Date —

— ANGLOGOLD ASHANTI ADR 2.5%

Value $2.864M Shares 272,501 Share Price $10.51 Est. Cost/Share $11.02 Unrealized @ Report Date —

CERS CERUS CORP 2.2%

Value $2.478M Shares 569,762 Share Price $4.35 Est. Cost/Share $5.25 Unrealized @ Report Date -17.1%

ANF ABERCROMBIE & FITCH CL A 1.9%

Value $2.193M Shares 182,751 Share Price $12.00 * Est. Cost/Share $19.66 Unrealized @ Report Date -47.7%

— GROUPON INC 1.7%

Value $1.956M Shares 589,060 Share Price $3.32 Est. Cost/Share $4.96 Unrealized @ Report Date —

— IPATH S&P 500 VIX SHORT-TERM F 1.7%

Value $1.922M Shares 75,339 Share Price $25.51 Est. Cost/Share $34.07 Unrealized @ Report Date —

MSFT MICROSOFT CORP 1.0%

Value $1.115M Shares 17,944 Share Price $62.14 * Est. Cost/Share $26.70 Unrealized @ Report Date +109.3%

BKUTK BANK OF UTICA NY NON VTG 0.4%

Value $456K Shares 1,000 Share Price $456.00 * Est. Cost/Share $267.19 Unrealized @ Report Date +20.2%

ASRV AMERISERV FINANCIAL INC 0.3%

Value $370K Shares 100,000 Share Price $3.70 * Est. Cost/Share $2.19 Unrealized @ Report Date +27.8%

— FACEBOOK INC 0.2%

Value $285K Shares 2,481 Share Price $114.87 Est. Cost/Share $105.88 Unrealized @ Report Date —

OMER OMEROS CORPORATION 0.2%

Value $267K Shares 26,890 Share Price $9.93 Est. Cost/Share $6.11 Unrealized @ Report Date +62.4%

AAPL APPLE INC COM 0.2%

Value $246K Shares 2,120 Share Price $116.04 * Est. Cost/Share $18.90 Unrealized @ Report Date +41.2%

— 1/100 BERKSHIRE HTWY CLA100 SH 0.2%

Value $244K Shares 100 Share Price $2440.00 Est. Cost/Share $2130.00 Unrealized @ Report Date —

XOM EXXON MOBIL CORP 0.2%

Value $219K Shares 2,421 Share Price $90.46 * Est. Cost/Share $51.96 Unrealized @ Report Date +16.0%

IBM INTL BUSINESS MACHINES CORP 0.2%

Value $207K Shares 1,250 Share Price $165.60 * Est. Cost/Share $103.05 Unrealized @ Report Date +4.6%

BRT BRT REALTY TRUST 0.1%

Value $164K Shares 20,000 Share Price $8.20 Est. Cost/Share $7.00 Unrealized @ Report Date —

— ISHARES GOLD TRUST 0.1%

Value $111K Shares 10,050 Share Price $11.04 Est. Cost/Share $11.94 Unrealized @ Report Date —

— TIDEWATER INC 0.0%

Value $47,000 Shares 13,885 Share Price $3.38 Est. Cost/Share $15.20 Unrealized @ Report Date —

— THE MAVEN INC 0.0%

Value $15,000 Shares 14,000 Share Price $1.07 Est. Cost/Share $1.07 Unrealized @ Report Date —

SEAOF SEACO LTD ORD 0.0%

Value $0 Shares 20,000 Share Price $0.00 Est. Cost/Share $0.06 Unrealized @ Report Date -99.8%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	COPA HOLDINGS SA	60,660	$5.51M	4.8%	$90.83	$48.54	—	COM	p31076105
—	PROSHARES SHORT S&P500	139,752	$5.107M	4.5%	$36.54	$39.65	—	COM	74347b425
FLEX	FLEX INTERNATIONAL LTD	350,683	$5.039M	4.4%	$14.37 *	$5.51	+96.6%	COM	Y2573F102
WU	WESTERN UNION COMPANY	231,913	$5.037M	4.4%	$21.72	$17.11	—	COM	959802109
—	POTASH CORP OF SASKATCHEWAN IN	273,834	$4.954M	4.3%	$18.09	$16.32	—	COM	73755L107
—	LAZARD LTD	117,374	$4.823M	4.2%	$41.09	$36.36	—	COM	G54050102
—	NEW YORK COMMUNITY BANCORP INC	285,845	$4.548M	4.0%	$15.91	$15.91	—	COM	649445103
NEM	NEWMONT MINING CORP	131,253	$4.472M	3.9%	$34.07 *	$20.32	+32.0%	COM	651639106
—	BUNGE LTD	60,478	$4.369M	3.8%	$72.24	$56.71	—	COM	g16962105
ORANY	ORANGE SA ADR	285,770	$4.327M	3.8%	$15.14	$10.53	+43.8%	ADR	684060106
—	CHINA MOBILE LIMITED ADR	79,135	$4.149M	3.6%	$52.43	$52.43	—	ADR	16941M109
FE	FIRSTENERGY CORP	131,230	$4.064M	3.5%	$30.97 *	$19.26	+10.5%	COM	337932107
MTB	M & T BANK CORP	25,753	$4.029M	3.5%	$156.45 *	$72.91	+65.4%	COM	55261F104
—	MDC HOLDING INC	155,415	$3.988M	3.5%	$25.66	$25.32	—	COM	552676108
F	FORD MOTOR CO	327,998	$3.979M	3.5%	$12.13 *	$7.65	-1.9%	COM	345370860
—	EXELON CORP	108,947	$3.867M	3.4%	$35.49	$31.09	—	COM	30161n101
JOE	ST JOE COMPANY	195,971	$3.723M	3.2%	$19.00	$18.62	+2.0%	COM	790148100
WMT	WAL-MART STORES INC	52,372	$3.62M	3.2%	$69.12 *	$18.90	+4.6%	COM	931142103
BP	BP PLC ADS	92,799	$3.469M	3.0%	$37.38	$45.03	-17.0%	ADR	055622104
PAAS	PAN AMERICAN SILVER CORP	230,154	$3.468M	3.0%	$15.07	$11.73	+28.5%	COM	697900108
DB	DEUTSCHE BANK AG ADR	189,394	$3.428M	3.0%	$18.10 *	$21.95	-36.5%	ADR	D18190898
PCAR	PACCAR INC	50,743	$3.242M	2.8%	$63.89 *	$23.05	+31.5%	COM	693718108
—	TOTAL SA ADR	62,909	$3.206M	2.8%	$50.96	$48.81	—	ADR	89151E109
—	SCHNITZER STEEL INDUSTRIES INC	118,544	$3.047M	2.7%	$25.70	$22.69	—	COM	806882106
—	ANGLOGOLD ASHANTI ADR	272,501	$2.864M	2.5%	$10.51	$11.02	—	ADR	035128206
CERS	CERUS CORP	569,762	$2.478M	2.2%	$4.35	$5.25	-17.1%	COM	157085101
ANF	ABERCROMBIE & FITCH CL A	182,751	$2.193M	1.9%	$12.00 *	$19.66	-47.7%	COM	002896207
—	GROUPON INC	589,060	$1.956M	1.7%	$3.32	$4.96	—	COM	399473107
—	IPATH S&P 500 VIX SHORT-TERM F	75,339	$1.922M	1.7%	$25.51	$34.07	—	COM	06740q252
MSFT	MICROSOFT CORP	17,944	$1.115M	1.0%	$62.14 *	$26.70	+109.3%	COM	594918104
BKUTK	BANK OF UTICA NY NON VTG	1,000	$456K	0.4%	$456.00 *	$267.19	+20.2%	COM	065437204
ASRV	AMERISERV FINANCIAL INC	100,000	$370K	0.3%	$3.70 *	$2.19	+27.8%	COM	03074A102
—	FACEBOOK INC	2,481	$285K	0.2%	$114.87	$105.88	—	COM	30303m102
OMER	OMEROS CORPORATION	26,890	$267K	0.2%	$9.93	$6.11	+62.4%	COM	682143102
AAPL	APPLE INC COM	2,120	$246K	0.2%	$116.04 *	$18.90	+41.2%	COM	037833100
—	1/100 BERKSHIRE HTWY CLA100 SH	100	$244K	0.2%	$2440.00	$2130.00	—	COM	084990175
XOM	EXXON MOBIL CORP	2,421	$219K	0.2%	$90.46 *	$51.96	+16.0%	COM	30231G102
IBM	INTL BUSINESS MACHINES CORP	1,250	$207K	0.2%	$165.60 *	$103.05	+4.6%	COM	459200101
BRT	BRT REALTY TRUST	20,000	$164K	0.1%	$8.20	$7.00	—	COM	055645303
—	ISHARES GOLD TRUST	10,050	$111K	0.1%	$11.04	$11.94	—	ISHARES	464285105
—	TIDEWATER INC	13,885	$47,000	0.0%	$3.38	$15.20	—	COM	886423102
—	THE MAVEN INC	14,000	$15,000	0.0%	$1.07	$1.07	—	COM	88339b102
SEAOF	SEACO LTD ORD	20,000	$0	0.0%	$0.00	$0.06	-99.8%	COM	G79441104