Lesa Sroufe & Co Diversified Active

CIK: 0001492162 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 1, 2017

Total Value ($000): $114,624 (100.0% shares, 0.0% debt)

Holdings (43)

— COPA HOLDINGS SA 4.8%

Value ($000) $5,510 Shares 60,660 Est. Cost $48.54 Unrealized —

— PROSHARES SHORT S&P500 4.5%

Value ($000) $5,107 Shares 139,752 Est. Cost $39.65 Unrealized —

FLEX FLEX INTERNATIONAL LTD 4.4%

Value ($000) $5,039 Shares 350,683 Est. Cost $5.51 Unrealized +94.0%

WU WESTERN UNION COMPANY 4.4%

Value ($000) $5,037 Shares 231,913 Est. Cost $17.11 Unrealized —

— POTASH CORP OF SASKATCHEWAN IN 4.3%

Value ($000) $4,954 Shares 273,834 Est. Cost $16.32 Unrealized —

— LAZARD LTD 4.2%

Value ($000) $4,823 Shares 117,374 Est. Cost $36.36 Unrealized —

— NEW YORK COMMUNITY BANCORP INC 4.0%

Value ($000) $4,548 Shares 285,845 Est. Cost $15.91 Unrealized —

NEM NEWMONT MINING CORP 3.9%

Value ($000) $4,472 Shares 131,253 Est. Cost $20.32 Unrealized +32.3%

— BUNGE LTD 3.8%

Value ($000) $4,369 Shares 60,478 Est. Cost $56.71 Unrealized —

ORANY ORANGE SA ADR 3.8%

Value ($000) $4,327 Shares 285,770 Est. Cost $12.56 Unrealized —

— CHINA MOBILE LIMITED ADR 3.6%

Value ($000) $4,149 Shares 79,135 Est. Cost $52.43 Unrealized —

FE FIRSTENERGY CORP 3.5%

Value ($000) $4,064 Shares 131,230 Est. Cost $19.26 Unrealized +13.8%

MTB M & T BANK CORP 3.5%

Value ($000) $4,029 Shares 25,753 Est. Cost $72.91 Unrealized +42.7%

— MDC HOLDING INC 3.5%

Value ($000) $3,988 Shares 155,415 Est. Cost $25.32 Unrealized —

F FORD MOTOR CO 3.5%

Value ($000) $3,979 Shares 327,998 Est. Cost $7.65 Unrealized -2.2%

— EXELON CORP 3.4%

Value ($000) $3,867 Shares 108,947 Est. Cost $31.09 Unrealized —

JOE ST JOE COMPANY 3.2%

Value ($000) $3,723 Shares 195,971 Est. Cost $18.62 Unrealized +2.8%

WMT WAL-MART STORES INC 3.2%

Value ($000) $3,620 Shares 52,372 Est. Cost $18.90 Unrealized +5.4%

BP BP PLC ADS 3.0%

Value ($000) $3,469 Shares 92,799 Est. Cost $48.01 Unrealized —

PAAS PAN AMERICAN SILVER CORP 3.0%

Value ($000) $3,468 Shares 230,154 Est. Cost $11.73 Unrealized +37.4%

DB DEUTSCHE BANK AG ADR 3.0%

Value ($000) $3,428 Shares 189,394 Est. Cost $21.95 Unrealized -44.6%

PCAR PACCAR INC 2.8%

Value ($000) $3,242 Shares 50,743 Est. Cost $23.05 Unrealized +23.4%

— TOTAL SA ADR 2.8%

Value ($000) $3,206 Shares 62,909 Est. Cost $48.81 Unrealized —

— SCHNITZER STEEL INDUSTRIES INC 2.7%

Value ($000) $3,047 Shares 118,544 Est. Cost $22.69 Unrealized —

— ANGLOGOLD ASHANTI ADR 2.5%

Value ($000) $2,864 Shares 272,501 Est. Cost $11.02 Unrealized —

CERS CERUS CORP 2.2%

Value ($000) $2,478 Shares 569,762 Est. Cost $5.25 Unrealized -0.9%

ANF ABERCROMBIE & FITCH CL A 1.9%

Value ($000) $2,193 Shares 182,751 Est. Cost $19.66 Unrealized -35.9%

— GROUPON INC 1.7%

Value ($000) $1,956 Shares 589,060 Est. Cost $4.96 Unrealized —

— IPATH S&P 500 VIX SHORT-TERM F 1.7%

Value ($000) $1,922 Shares 75,339 Est. Cost $34.07 Unrealized —

MSFT MICROSOFT CORP 1.0%

Value ($000) $1,115 Shares 17,944 Est. Cost $26.70 Unrealized +102.0%

BKUTK BANK OF UTICA NY NON VTG 0.4%

Value ($000) $456 Shares 1,000 Est. Cost $267.19 Unrealized +11.5%

ASRV AMERISERV FINANCIAL INC 0.3%

Value ($000) $370 Shares 100,000 Est. Cost $2.19 Unrealized +19.3%

— FACEBOOK INC 0.2%

Value ($000) $285 Shares 2,481 Est. Cost $105.88 Unrealized —

OMER OMEROS CORPORATION 0.2%

Value ($000) $267 Shares 26,890 Est. Cost $6.11 Unrealized +67.1%

AAPL APPLE INC COM 0.2%

Value ($000) $246 Shares 2,120 Est. Cost $18.90 Unrealized +38.0%

— 1/100 BERKSHIRE HTWY CLA100 SH 0.2%

Value ($000) $244 Shares 100 Est. Cost $2130.00 Unrealized —

XOM EXXON MOBIL CORP 0.2%

Value ($000) $219 Shares 2,421 Est. Cost $51.96 Unrealized +11.9%

IBM INTL BUSINESS MACHINES CORP 0.2%

Value ($000) $207 Shares 1,250 Est. Cost $103.05 Unrealized 0.0%

BRT BRT REALTY TRUST 0.1%

Value ($000) $164 Shares 20,000 Est. Cost $7.00 Unrealized —

— ISHARES GOLD TRUST 0.1%

Value ($000) $111 Shares 10,050 Est. Cost $11.94 Unrealized —

— TIDEWATER INC 0.0%

Value ($000) $47 Shares 13,885 Est. Cost $15.20 Unrealized —

— THE MAVEN INC 0.0%

Value ($000) $15 Shares 14,000 Est. Cost $1.07 Unrealized —

SEAOF SEACO LTD ORD 0.0%

Value ($000) $0 Shares 20,000 Est. Cost $0.06 Unrealized -99.8%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	COPA HOLDINGS SA	60,660	$5,510	4.8%	$48.54	—	COM	p31076105
—	PROSHARES SHORT S&P500	139,752	$5,107	4.5%	$39.65	—	COM	74347b425
FLEX	FLEX INTERNATIONAL LTD	350,683	$5,039	4.4%	$5.51	+94.0%	COM	Y2573F102
WU	WESTERN UNION COMPANY	231,913	$5,037	4.4%	$17.11	—	COM	959802109
—	POTASH CORP OF SASKATCHEWAN IN	273,834	$4,954	4.3%	$16.32	—	COM	73755L107
—	LAZARD LTD	117,374	$4,823	4.2%	$36.36	—	COM	G54050102
—	NEW YORK COMMUNITY BANCORP INC	285,845	$4,548	4.0%	$15.91	—	COM	649445103
NEM	NEWMONT MINING CORP	131,253	$4,472	3.9%	$20.32	+32.3%	COM	651639106
—	BUNGE LTD	60,478	$4,369	3.8%	$56.71	—	COM	g16962105
ORANY	ORANGE SA ADR	285,770	$4,327	3.8%	$12.56	—	ADR	684060106
—	CHINA MOBILE LIMITED ADR	79,135	$4,149	3.6%	$52.43	—	ADR	16941M109
FE	FIRSTENERGY CORP	131,230	$4,064	3.5%	$19.26	+13.8%	COM	337932107
MTB	M & T BANK CORP	25,753	$4,029	3.5%	$72.91	+42.7%	COM	55261F104
—	MDC HOLDING INC	155,415	$3,988	3.5%	$25.32	—	COM	552676108
F	FORD MOTOR CO	327,998	$3,979	3.5%	$7.65	-2.2%	COM	345370860
—	EXELON CORP	108,947	$3,867	3.4%	$31.09	—	COM	30161n101
JOE	ST JOE COMPANY	195,971	$3,723	3.2%	$18.62	+2.8%	COM	790148100
WMT	WAL-MART STORES INC	52,372	$3,620	3.2%	$18.90	+5.4%	COM	931142103
BP	BP PLC ADS	92,799	$3,469	3.0%	$48.01	—	ADR	055622104
PAAS	PAN AMERICAN SILVER CORP	230,154	$3,468	3.0%	$11.73	+37.4%	COM	697900108
DB	DEUTSCHE BANK AG ADR	189,394	$3,428	3.0%	$21.95	-44.6%	ADR	D18190898
PCAR	PACCAR INC	50,743	$3,242	2.8%	$23.05	+23.4%	COM	693718108
—	TOTAL SA ADR	62,909	$3,206	2.8%	$48.81	—	ADR	89151E109
—	SCHNITZER STEEL INDUSTRIES INC	118,544	$3,047	2.7%	$22.69	—	COM	806882106
—	ANGLOGOLD ASHANTI ADR	272,501	$2,864	2.5%	$11.02	—	ADR	035128206
CERS	CERUS CORP	569,762	$2,478	2.2%	$5.25	-0.9%	COM	157085101
ANF	ABERCROMBIE & FITCH CL A	182,751	$2,193	1.9%	$19.66	-35.9%	COM	002896207
—	GROUPON INC	589,060	$1,956	1.7%	$4.96	—	COM	399473107
—	IPATH S&P 500 VIX SHORT-TERM F	75,339	$1,922	1.7%	$34.07	—	COM	06740q252
MSFT	MICROSOFT CORP	17,944	$1,115	1.0%	$26.70	+102.0%	COM	594918104
BKUTK	BANK OF UTICA NY NON VTG	1,000	$456	0.4%	$267.19	+11.5%	COM	065437204
ASRV	AMERISERV FINANCIAL INC	100,000	$370	0.3%	$2.19	+19.3%	COM	03074A102
—	FACEBOOK INC	2,481	$285	0.2%	$105.88	—	COM	30303m102
OMER	OMEROS CORPORATION	26,890	$267	0.2%	$6.11	+67.1%	COM	682143102
AAPL	APPLE INC COM	2,120	$246	0.2%	$18.90	+38.0%	COM	037833100
—	1/100 BERKSHIRE HTWY CLA100 SH	100	$244	0.2%	$2130.00	—	COM	084990175
XOM	EXXON MOBIL CORP	2,421	$219	0.2%	$51.96	+11.9%	COM	30231G102
IBM	INTL BUSINESS MACHINES CORP	1,250	$207	0.2%	$103.05	0.0%	COM	459200101
BRT	BRT REALTY TRUST	20,000	$164	0.1%	$7.00	—	COM	055645303
—	ISHARES GOLD TRUST	10,050	$111	0.1%	$11.94	—	ISHARES	464285105
—	TIDEWATER INC	13,885	$47	0.0%	$15.20	—	COM	886423102
—	THE MAVEN INC	14,000	$15	0.0%	$1.07	—	COM	88339b102
SEAOF	SEACO LTD ORD	20,000	$0	0.0%	$0.06	-99.8%	COM	G79441104