Lesa Sroufe & Co Diversified Active

CIK: 0001492162 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 4, 2016

Total Value ($000): $113,319 (100.0% shares, 0.0% debt)

Holdings (44)

WAFD WASHINGTON FEDERAL INC 5.0%

Value ($000) $5,717 Shares 214,286 Est. Cost $12.16 Unrealized +58.9%

— PROSHARES SHORT S&P500 4.8%

Value ($000) $5,490 Shares 144,202 Est. Cost $39.65 Unrealized —

— COPA HOLDINGS SA 4.8%

Value ($000) $5,442 Shares 61,891 Est. Cost $48.54 Unrealized —

NEM NEWMONT MINING CORP 4.6%

Value ($000) $5,268 Shares 134,091 Est. Cost $20.32 Unrealized +60.4%

WU WESTERN UNION COMPANY 4.3%

Value ($000) $4,913 Shares 235,995 Est. Cost $17.11 Unrealized —

FLEX FLEX INTERNATIONAL LTD 4.3%

Value ($000) $4,848 Shares 355,962 Est. Cost $5.51 Unrealized +76.3%

— POTASH CORP OF SASKATCHEWAN IN 4.0%

Value ($000) $4,544 Shares 278,455 Est. Cost $16.32 Unrealized —

ORANY ORANGE SA ADR 4.0%

Value ($000) $4,520 Shares 290,130 Est. Cost $12.56 Unrealized —

FE FIRSTENERGY CORP 3.9%

Value ($000) $4,393 Shares 132,809 Est. Cost $19.26 Unrealized +19.5%

— LAZARD LTD 3.8%

Value ($000) $4,344 Shares 119,460 Est. Cost $36.36 Unrealized —

PAAS PAN AMERICAN SILVER CORP 3.7%

Value ($000) $4,148 Shares 235,393 Est. Cost $11.73 Unrealized +59.4%

F FORD MOTOR CO 3.6%

Value ($000) $4,032 Shares 334,019 Est. Cost $7.65 Unrealized +0.5%

— MDC HOLDING INC 3.4%

Value ($000) $3,899 Shares 151,138 Est. Cost $25.31 Unrealized —

WMT WAL-MART STORES INC 3.4%

Value ($000) $3,859 Shares 53,512 Est. Cost $18.90 Unrealized +9.0%

CERS CERUS CORP 3.3%

Value ($000) $3,793 Shares 610,792 Est. Cost $5.25 Unrealized +24.7%

— EXELON CORP 3.3%

Value ($000) $3,707 Shares 111,364 Est. Cost $31.09 Unrealized —

— BUNGE LTD 3.2%

Value ($000) $3,644 Shares 61,527 Est. Cost $56.71 Unrealized —

BP BP PLC ADS 2.9%

Value ($000) $3,334 Shares 94,816 Est. Cost $48.01 Unrealized —

ANF ABERCROMBIE & FITCH CL A 2.9%

Value ($000) $3,276 Shares 206,197 Est. Cost $19.66 Unrealized -17.7%

— GROUPON INC 2.8%

Value ($000) $3,226 Shares 626,450 Est. Cost $4.96 Unrealized —

— TOTAL SA ADR 2.7%

Value ($000) $3,109 Shares 65,177 Est. Cost $48.81 Unrealized —

PCAR PACCAR INC 2.7%

Value ($000) $3,029 Shares 51,531 Est. Cost $23.05 Unrealized +15.7%

MTB M & T BANK CORP 2.6%

Value ($000) $2,990 Shares 25,753 Est. Cost $72.91 Unrealized +21.8%

— IPATH S&P 500 VIX SHORT-TERM F 2.5%

Value ($000) $2,889 Shares 84,787 Est. Cost $34.07 Unrealized —

DB DEUTSCHE BANK AG ADR 2.4%

Value ($000) $2,682 Shares 204,874 Est. Cost $21.95 Unrealized -51.8%

— SCHNITZER STEEL INDUSTRIES INC 2.2%

Value ($000) $2,520 Shares 120,592 Est. Cost $22.69 Unrealized —

— ANGLOGOLD ASHANTI ADR 2.0%

Value ($000) $2,291 Shares 143,913 Est. Cost $11.48 Unrealized —

JOE ST JOE COMPANY 1.8%

Value ($000) $2,093 Shares 113,853 Est. Cost $18.24 Unrealized +1.9%

— TIDEWATER INC 1.0%

Value ($000) $1,118 Shares 396,322 Est. Cost $15.20 Unrealized —

MSFT MICROSOFT CORP 0.9%

Value ($000) $1,062 Shares 18,442 Est. Cost $26.70 Unrealized +88.3%

BKUTK BANK OF UTICA NY NON VTG 0.4%

Value ($000) $425 Shares 1,000 Est. Cost $267.19 Unrealized +6.5%

ASRV AMERISERV FINANCIAL INC 0.3%

Value ($000) $332 Shares 100,000 Est. Cost $2.19 Unrealized +9.0%

OMER OMEROS CORPORATION 0.3%

Value ($000) $300 Shares 26,890 Est. Cost $6.11 Unrealized +86.8%

— FACEBOOK INC 0.2%

Value ($000) $280 Shares 2,179 Est. Cost $104.64 Unrealized —

AAPL APPLE INC COM 0.2%

Value ($000) $240 Shares 2,120 Est. Cost $18.90 Unrealized +28.2%

GLD SPDR GOLD TR GOLD SHS 0.2%

Value ($000) $227 Shares 1,810 Est. Cost $118.04 Unrealized —

— 1/100 BERKSHIRE HTWY CLA100 SH 0.2%

Value ($000) $216 Shares 100 Est. Cost $2130.00 Unrealized —

XOM EXXON MOBIL CORP 0.2%

Value ($000) $211 Shares 2,421 Est. Cost $51.96 Unrealized +12.6%

WVE WAVE LIFE SCIENCES LTD 0.2%

Value ($000) $209 Shares 6,440 Est. Cost $23.63 Unrealized 0.0%

INTC INTEL CORP 0.2%

Value ($000) $206 Shares 5,460 Est. Cost $28.62 Unrealized 0.0%

CVS CVS CAREMARK CORPORATION 0.2%

Value ($000) $205 Shares 2,305 Est. Cost $64.44 Unrealized +10.0%

BRT BRT REALTY TRUST 0.1%

Value ($000) $160 Shares 20,000 Est. Cost $7.00 Unrealized —

— ISHARES GOLD TRUST 0.1%

Value ($000) $128 Shares 10,050 Est. Cost $11.94 Unrealized —

SEAOF SEACO LTD ORD 0.0%

Value ($000) $0 Shares 20,000 Est. Cost $0.06 Unrealized -99.8%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
WAFD	WASHINGTON FEDERAL INC	214,286	$5,717	5.0%	$12.16	+58.9%	COM	938824109
—	PROSHARES SHORT S&P500	144,202	$5,490	4.8%	$39.65	—	ISHARES	74347b425
—	COPA HOLDINGS SA	61,891	$5,442	4.8%	$48.54	—	COM	p31076105
NEM	NEWMONT MINING CORP	134,091	$5,268	4.6%	$20.32	+60.4%	COM	651639106
WU	WESTERN UNION COMPANY	235,995	$4,913	4.3%	$17.11	—	COM	959802109
FLEX	FLEX INTERNATIONAL LTD	355,962	$4,848	4.3%	$5.51	+76.3%	COM	Y2573F102
—	POTASH CORP OF SASKATCHEWAN IN	278,455	$4,544	4.0%	$16.32	—	COM	73755L107
ORANY	ORANGE SA ADR	290,130	$4,520	4.0%	$12.56	—	ADR	684060106
FE	FIRSTENERGY CORP	132,809	$4,393	3.9%	$19.26	+19.5%	COM	337932107
—	LAZARD LTD	119,460	$4,344	3.8%	$36.36	—	COM	G54050102
PAAS	PAN AMERICAN SILVER CORP	235,393	$4,148	3.7%	$11.73	+59.4%	COM	697900108
F	FORD MOTOR CO	334,019	$4,032	3.6%	$7.65	+0.5%	COM	345370860
—	MDC HOLDING INC	151,138	$3,899	3.4%	$25.31	—	COM	552676108
WMT	WAL-MART STORES INC	53,512	$3,859	3.4%	$18.90	+9.0%	COM	931142103
CERS	CERUS CORP	610,792	$3,793	3.3%	$5.25	+24.7%	COM	157085101
—	EXELON CORP	111,364	$3,707	3.3%	$31.09	—	COM	30161n101
—	BUNGE LTD	61,527	$3,644	3.2%	$56.71	—	COM	g16962105
BP	BP PLC ADS	94,816	$3,334	2.9%	$48.01	—	ADR	055622104
ANF	ABERCROMBIE & FITCH CL A	206,197	$3,276	2.9%	$19.66	-17.7%	COM	002896207
—	GROUPON INC	626,450	$3,226	2.8%	$4.96	—	COM	399473107
—	TOTAL SA ADR	65,177	$3,109	2.7%	$48.81	—	ADR	89151E109
PCAR	PACCAR INC	51,531	$3,029	2.7%	$23.05	+15.7%	COM	693718108
MTB	M & T BANK CORP	25,753	$2,990	2.6%	$72.91	+21.8%	COM	55261F104
—	IPATH S&P 500 VIX SHORT-TERM F	84,787	$2,889	2.5%	$34.07	—	ISHARES	06740q252
DB	DEUTSCHE BANK AG ADR	204,874	$2,682	2.4%	$21.95	-51.8%	ADR	D18190898
—	SCHNITZER STEEL INDUSTRIES INC	120,592	$2,520	2.2%	$22.69	—	COM	806882106
—	ANGLOGOLD ASHANTI ADR	143,913	$2,291	2.0%	$11.48	—	ADR	035128206
JOE	ST JOE COMPANY	113,853	$2,093	1.8%	$18.24	+1.9%	COM	790148100
—	TIDEWATER INC	396,322	$1,118	1.0%	$15.20	—	COM	886423102
MSFT	MICROSOFT CORP	18,442	$1,062	0.9%	$26.70	+88.3%	COM	594918104
BKUTK	BANK OF UTICA NY NON VTG	1,000	$425	0.4%	$267.19	+6.5%	COM	065437204
ASRV	AMERISERV FINANCIAL INC	100,000	$332	0.3%	$2.19	+9.0%	COM	03074A102
OMER	OMEROS CORPORATION	26,890	$300	0.3%	$6.11	+86.8%	COM	682143102
—	FACEBOOK INC	2,179	$280	0.2%	$104.64	—	COM	30303m102
AAPL	APPLE INC COM	2,120	$240	0.2%	$18.90	+28.2%	COM	037833100
GLD	SPDR GOLD TR GOLD SHS	1,810	$227	0.2%	$118.04	—	ISHARES	78463V107
—	1/100 BERKSHIRE HTWY CLA100 SH	100	$216	0.2%	$2130.00	—	COM	084990175
XOM	EXXON MOBIL CORP	2,421	$211	0.2%	$51.96	+12.6%	COM	30231G102
WVE	WAVE LIFE SCIENCES LTD	6,440	$209	0.2%	$23.63	0.0%	COM	Y95308105
INTC	INTEL CORP	5,460	$206	0.2%	$28.62	0.0%	COM	458140100
CVS	CVS CAREMARK CORPORATION	2,305	$205	0.2%	$64.44	+10.0%	COM	126650100
BRT	BRT REALTY TRUST	20,000	$160	0.1%	$7.00	—	COM	055645303
—	ISHARES GOLD TRUST	10,050	$128	0.1%	$11.94	—	ISHARES	464285105
SEAOF	SEACO LTD ORD	20,000	$0	0.0%	$0.06	-99.8%	COM	G79441104