Wellington Shields & Co., LLC Diversified Active

CIK: 0001506073 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Nov 5, 2019

Total Value ($000): $64,745 (100.0% shares, 0.0% debt)

Holdings (91)

MINT PIMCO ENHANCED S-T ETF 7.5%
Value ($000) $4,832 Shares 47,500 Est. Cost $101.73 Unrealized
MSFT MICROSOFT CORPORATION 4.3%
Value ($000) $2,815 Shares 20,249 Est. Cost $33.67 Unrealized +285.8%
CVS CVS HEALTH CORPORATION 3.1%
Value ($000) $1,996 Shares 31,650 Est. Cost $51.09 Unrealized -5.3%
AMZN AMAZON.COM INC 2.7%
Value ($000) $1,731 Shares 997 Est. Cost $78.74 Unrealized +17.8%
AAPL APPLE INC 2.4%
Value ($000) $1,581 Shares 7,059 Est. Cost $24.69 Unrealized +103.5%
DIS WALT DISNEY CO/THE 2.4%
Value ($000) $1,563 Shares 11,992 Est. Cost $66.09 Unrealized +103.1%
BABA ALIBABA GROUP HOLDING LTD 2.4%
Value ($000) $1,562 Shares 9,340 Est. Cost $167.52 Unrealized
VZ VERIZON COMMUNICATIONS INC 2.3%
Value ($000) $1,513 Shares 25,070 Est. Cost $30.24 Unrealized +33.7%
IJR ISHARES S&P SMALL CAP 600 INDE 2.2%
Value ($000) $1,417 Shares 18,200 Est. Cost $77.86 Unrealized
BX BLACKSTONE GROUP INC. 2.2%
Value ($000) $1,416 Shares 28,990 Est. Cost $39.22 Unrealized 0.0%
LHX L3HARRIS TECHNOLOGIES INC 1.9%
Value ($000) $1,258 Shares 6,030 Est. Cost $180.55 Unrealized 0.0%
RAYTHEON CO 1.9%
Value ($000) $1,241 Shares 6,323 Est. Cost $196.27 Unrealized
JPM JP MORGAN CHASE & CO 1.8%
Value ($000) $1,186 Shares 10,075 Est. Cost $62.18 Unrealized +52.9%
T AT&T INC 1.8%
Value ($000) $1,186 Shares 31,353 Est. Cost $12.11 Unrealized +40.3%
CMCSA COMCAST CORP 1.6%
Value ($000) $1,060 Shares 23,508 Est. Cost $28.92 Unrealized +29.7%
MA MASTERCARD INC 1.6%
Value ($000) $1,018 Shares 3,750 Est. Cost $266.10 Unrealized 0.0%
KMI KINDER MORGAN INC 1.6%
Value ($000) $1,010 Shares 49,000 Est. Cost $11.64 Unrealized +21.0%
WPM WHEATON PRECIOUS METALS CORP 1.5%
Value ($000) $984 Shares 37,500 Est. Cost $25.02 Unrealized 0.0%
GOOG ALPHABET INC-CL C 1.5%
Value ($000) $969 Shares 795 Est. Cost $55.87 Unrealized +5.1%
BDX BECTON DICKINSON 1.4%
Value ($000) $929 Shares 3,673 Est. Cost $166.54 Unrealized +34.2%
BLACKROCK INC 1.4%
Value ($000) $891 Shares 2,000 Est. Cost $445.50 Unrealized
TMO THERMO FISHER SCIENTIFIC 1.3%
Value ($000) $874 Shares 3,000 Est. Cost $281.62 Unrealized 0.0%
TGT TARGET CORP 1.3%
Value ($000) $855 Shares 8,000 Est. Cost $74.47 Unrealized +7.9%
FNF FNF GROUP 1.3%
Value ($000) $844 Shares 19,000 Est. Cost $31.32 Unrealized 0.0%
EW EDWARDS LIFESCIENCES CORP. 1.3%
Value ($000) $836 Shares 3,800 Est. Cost $70.25 Unrealized 0.0%
LNG CHENIERE ENERGY INC 1.3%
Value ($000) $820 Shares 13,000 Est. Cost $64.06 Unrealized 0.0%
CRM SALESFORCE.COM 1.3%
Value ($000) $816 Shares 5,500 Est. Cost $150.15 Unrealized 0.0%
CTAS CINTAS CORP 1.2%
Value ($000) $804 Shares 3,000 Est. Cost $59.93 Unrealized 0.0%
FBIN FORTUNE BRANDS HOME & SECURITY 1.2%
Value ($000) $793 Shares 14,500 Est. Cost $41.26 Unrealized 0.0%
WY WEYERHAEUSER CO 1.2%
Value ($000) $776 Shares 28,000 Est. Cost $19.09 Unrealized +7.5%
PG PROCTER & GAMBLE COMPANY 1.2%
Value ($000) $746 Shares 6,000 Est. Cost $65.91 Unrealized +53.2%
APOLLO GLOBAL MANAGEMENT INC 1.1%
Value ($000) $719 Shares 19,000 Est. Cost $37.84 Unrealized
LOW LOWES COMPANIES 1.1%
Value ($000) $715 Shares 6,500 Est. Cost $94.02 Unrealized 0.0%
IRDM IRIDIUM COMMUNICATIONS INC 1.1%
Value ($000) $692 Shares 32,500 Est. Cost $23.83 Unrealized 0.0%
PFE PFIZER INC 1.0%
Value ($000) $675 Shares 18,798 Est. Cost $20.74 Unrealized +30.3%
BAC BANK OF AMERICA CORP 1.0%
Value ($000) $656 Shares 22,500 Est. Cost $24.57 Unrealized 0.0%
GOOGL ALPHABET INC (A) 1.0%
Value ($000) $644 Shares 527 Est. Cost $44.93 Unrealized +30.8%
SHOP SHOPIFY INC 1.0%
Value ($000) $623 Shares 2,000 Est. Cost $14.86 Unrealized +130.4%
WMB WILLIAMS CO 0.9%
Value ($000) $587 Shares 24,415 Est. Cost $17.63 Unrealized 0.0%
RPM RPM INTERNATIONAL INC. 0.9%
Value ($000) $583 Shares 8,475 Est. Cost $66.24 Unrealized 0.0%
MGRC MCGRATH RENTCORP 0.9%
Value ($000) $557 Shares 8,000 Est. Cost $65.60 Unrealized 0.0%
WMT WAL-MART STORES 0.8%
Value ($000) $546 Shares 4,600 Est. Cost $24.75 Unrealized +39.3%
WDFC WD 40 CO. 0.8%
Value ($000) $519 Shares 2,825 Est. Cost $162.75 Unrealized 0.0%
BAX BAXTER INTERNATIONAL INC 0.8%
Value ($000) $512 Shares 5,850 Est. Cost $31.07 Unrealized +143.1%
NOW SERVICENOW INC 0.8%
Value ($000) $508 Shares 2,000 Est. Cost $54.38 Unrealized 0.0%
XOM EXXON MOBIL CORP 0.8%
Value ($000) $505 Shares 7,150 Est. Cost $54.72 Unrealized -1.7%
FIS FIDELITY NATIONAL INFORMATION 0.8%
Value ($000) $505 Shares 3,807 Est. Cost $34.36 Unrealized +240.9%
JBLU JETBLUE AIRWAYS CORP 0.8%
Value ($000) $494 Shares 29,465 Est. Cost $18.14 Unrealized 0.0%
PPC PILGRIMS PRIDE CORP 0.8%
Value ($000) $487 Shares 15,200 Est. Cost $29.05 Unrealized 0.0%
MRCY MERCURY SYSTEMS INC 0.8%
Value ($000) $487 Shares 6,000 Est. Cost $79.00 Unrealized 0.0%
MRK MERCK & CO 0.7%
Value ($000) $476 Shares 5,650 Est. Cost $43.43 Unrealized +50.8%
CBS CORP 0.7%
Value ($000) $474 Shares 11,735 Est. Cost $40.39 Unrealized
PSCH INVESCO S&P SML CP HEALTH CARE 0.7%
Value ($000) $465 Shares 4,100 Est. Cost $113.41 Unrealized
KN KNOWLES CORP 0.7%
Value ($000) $445 Shares 21,900 Est. Cost $19.61 Unrealized 0.0%
EHC ENCOMPASS HEALTH CORPORATION 0.7%
Value ($000) $443 Shares 7,000 Est. Cost $46.42 Unrealized 0.0%
ACN ACCENTURE LTD 0.7%
Value ($000) $442 Shares 2,300 Est. Cost $176.52 Unrealized 0.0%
SCL STEPAN CO. 0.7%
Value ($000) $437 Shares 4,500 Est. Cost $94.89 Unrealized 0.0%
EXLS EXLSERVICE HOLDINGS, INC. 0.7%
Value ($000) $435 Shares 6,500 Est. Cost $13.35 Unrealized 0.0%
AMN AMN HEALTHCARE SERVICES INC 0.7%
Value ($000) $432 Shares 7,500 Est. Cost $55.34 Unrealized 0.0%
COVANTA HOLDING CORPORATION 0.7%
Value ($000) $425 Shares 24,600 Est. Cost $17.28 Unrealized
META FACEBOOK INC 0.6%
Value ($000) $418 Shares 2,350 Est. Cost $165.43 Unrealized +14.1%
LGIH LGI HOMES INC 0.6%
Value ($000) $417 Shares 5,000 Est. Cost $76.42 Unrealized 0.0%
SMG SCOTTS MIRACLE-GRO 0.6%
Value ($000) $407 Shares 4,000 Est. Cost $64.55 Unrealized +27.9%
CBRL CRACKER BARREL OLD COUNTRY STO 0.6%
Value ($000) $407 Shares 2,500 Est. Cost $131.75 Unrealized 0.0%
OSIS OSI SYSTEMS INC 0.6%
Value ($000) $406 Shares 4,000 Est. Cost $108.01 Unrealized 0.0%
GTLS CHART INDUSTRIES INC 0.6%
Value ($000) $405 Shares 6,500 Est. Cost $67.72 Unrealized 0.0%
TPICQ TPI COMPOSITES, INC. 0.6%
Value ($000) $375 Shares 20,000 Est. Cost $21.35 Unrealized 0.0%
BRYN MAWR BANK CORP 0.6%
Value ($000) $365 Shares 10,000 Est. Cost $36.50 Unrealized
MGM MGM RESORTS INTERNATIONAL 0.5%
Value ($000) $348 Shares 12,550 Est. Cost $28.26 Unrealized 0.0%
GDXJ VANECK VECTORS JUNIOR GOLD MIN 0.5%
Value ($000) $344 Shares 9,500 Est. Cost $36.21 Unrealized
UNP UNION PACIFIC 0.5%
Value ($000) $324 Shares 2,000 Est. Cost $69.69 Unrealized +109.2%
CSCO CISCO SYSTEMS 0.5%
Value ($000) $321 Shares 6,500 Est. Cost $17.96 Unrealized +138.3%
GTN GRAY TELEVISION INC. CL B 0.5%
Value ($000) $310 Shares 19,000 Est. Cost $16.43 Unrealized 0.0%
ACTIVISION BLIZZARD INC. 0.4%
Value ($000) $291 Shares 5,500 Est. Cost $52.91 Unrealized
GBDC GOLUB CAPITAL BDC INC 0.4%
Value ($000) $284 Shares 15,100 Est. Cost $9.68 Unrealized 0.0%
BP BP PLC SPONS ADR 0.4%
Value ($000) $277 Shares 7,300 Est. Cost $41.19 Unrealized
KEMET CORPORATION 0.4%
Value ($000) $273 Shares 15,000 Est. Cost $18.20 Unrealized
EA ELECTRONIC ARTS INC 0.4%
Value ($000) $264 Shares 2,700 Est. Cost $91.34 Unrealized 0.0%
H&E EQUIPMENT SERVICES INC 0.4%
Value ($000) $260 Shares 9,000 Est. Cost $28.89 Unrealized
NSRGY NESTLE SA SPON ADR REPSTG REG 0.4%
Value ($000) $260 Shares 2,400 Est. Cost $108.33 Unrealized
TTWO TAKE-TWO INTERACTIVE 0.4%
Value ($000) $251 Shares 2,000 Est. Cost $124.77 Unrealized 0.0%
ITW ILLINOIS TOOL WORKS 0.4%
Value ($000) $250 Shares 1,600 Est. Cost $73.09 Unrealized +78.1%
MMSI MERIT MEDICAL SYSTEMS, INC. 0.4%
Value ($000) $244 Shares 8,000 Est. Cost $40.46 Unrealized 0.0%
YETI YETI HOLDINGS INC 0.3%
Value ($000) $224 Shares 8,000 Est. Cost $30.33 Unrealized 0.0%
CANOPY GROWTH CORPORATION 0.3%
Value ($000) $218 Shares 9,500 Est. Cost $22.95 Unrealized
JNJ JOHNSON & JOHNSON 0.3%
Value ($000) $216 Shares 1,668 Est. Cost $89.19 Unrealized +23.3%
AL AIR LEASE CORP 0.3%
Value ($000) $209 Shares 5,000 Est. Cost $36.47 Unrealized 0.0%
TWITTER INC 0.3%
Value ($000) $206 Shares 5,000 Est. Cost $29.61 Unrealized
CE CELANESE CORP 0.3%
Value ($000) $202 Shares 1,650 Est. Cost $99.99 Unrealized 0.0%
GENERAL ELECTRIC CO 0.2%
Value ($000) $159 Shares 17,816 Est. Cost $25.93 Unrealized
PROJECT GROUP INC 0.0%
Value ($000) $0 Shares 15,000 Est. Cost Unrealized