Location: New York, NY
CIK: 0001507971 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 15, 2013
Total Value: $175M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| DDD | 3D SYS CORP DEL COM NEW | 495,195 | $26.73M | 15.3% | $53.99 * | $41.34 | +19.7% | COM | 88554D205 |
| PKOH | PARK-OHIO HLDGS CORP COM | 286,875 | $11.02M | 6.3% | $38.42 * | $28.99 | -1.6% | COM | 700666100 |
| — | FIDELITY NATL FINL INC CL A CO | 221,022 | $5.879M | 3.4% | $26.60 | $23.89 | — | COM | 31620R105 |
| EXP | EAGLE MATERIALS INC COM | 77,425 | $5.617M | 3.2% | $72.55 * | $65.06 | -1.7% | COM | 26969P108 |
| KMI | KINDER MORGAN INC DEL COM | 152,312 | $5.418M | 3.1% | $35.57 * | $20.66 | -2.4% | COM | 49456B101 |
| XOM | EXXON MOBIL CORP COM | 52,177 | $4.489M | 2.6% | $86.03 * | $53.69 | +0.9% | COM | 30231G102 |
| — | LUMINEX CORP DEL COM | 215,400 | $4.308M | 2.5% | $20.00 | $20.00 | — | COM | 55027E102 |
| COP | CONOCOPHILLIPS COM | 59,216 | $4.116M | 2.3% | $69.51 * | $39.96 | +11.3% | COM | 20825C104 |
| FIS | FIDELITY NATL INFORMATION SVCS | 82,625 | $3.837M | 2.2% | $46.44 * | $34.36 | +6.6% | COM | 31620M106 |
| SPH | SUBURBAN PROPANE PARTNERS L P | 78,367 | $3.668M | 2.1% | $46.81 | $46.45 | — | COM | 864482104 |
| — | DU PONT E I DE NEMOURS & CO CO | 62,318 | $3.649M | 2.1% | $58.55 | $52.49 | — | COM | 263534109 |
| MAIN | MAIN STR CAP CORP COM | 119,200 | $3.568M | 2.0% | $29.93 | $29.37 | +1.4% | COM | 56035L104 |
| — | PLUM CREEK TIMBER CO INC COM | 72,816 | $3.41M | 1.9% | $46.83 | $46.67 | — | COM | 729251108 |
| — | TICC CAP CORP COM | 328,600 | $3.201M | 1.8% | $9.74 | $9.62 | — | COM | 87244T109 |
| MSFT | MICROSOFT CORP COM | 86,255 | $2.871M | 1.6% | $33.29 * | $26.70 | +1.1% | COM | 594918104 |
| — | SPECTRA ENERGY CORP COM | 82,500 | $2.824M | 1.6% | $34.23 | $34.46 | — | COM | 847560109 |
| CSCO | CISCO SYSTEMS INC | 117,713 | $2.758M | 1.6% | $23.43 * | $15.24 | +11.1% | COM | 17275R102 |
| ABBV | ABBVIE INC COM | 60,900 | $2.724M | 1.6% | $44.73 * | $26.55 | +2.3% | COM | 00287Y109 |
| — | CHUBB CORP | 30,500 | $2.722M | 1.6% | $89.25 | $84.66 | — | COM | 171232101 |
| DAR | DARLING INTL INC | 128,400 | $2.717M | 1.6% | $21.16 * | $18.84 | +8.2% | COM | 237266101 |
| — | NORTHEAST UTILITIES | 65,575 | $2.705M | 1.5% | $41.25 | $42.03 | — | COM | 664397106 |
| WTS | WATTS WATER TECHNOLOGIES INC C | 46,300 | $2.61M | 1.5% | $56.37 * | $46.26 | +15.0% | COM | 942749102 |
| — | OXFORD LANE CAP CORP COM | 168,425 | $2.584M | 1.5% | $15.34 | $16.55 | — | COM | 691543102 |
| CINF | CINCINNATI FINL CORP COM | 51,250 | $2.417M | 1.4% | $47.16 * | $32.92 | +1.0% | COM | 172062101 |
| — | AMERICAN VANGUARD CORP COM | 89,100 | $2.399M | 1.4% | $26.92 | $23.45 | — | COM | 30371108 |
| TEVA | TEVA PHARMACEUTICAL INDUSTRIES | 61,550 | $2.325M | 1.3% | $37.77 | $39.15 | — | COM ADR | 881624209 |
| CNQ | CANADIAN NATURAL RES LTD ISIN# | 73,634 | $2.315M | 1.3% | $31.44 * | $8.76 | +5.2% | COM | 136385101 |
| PFE | PFIZER INC COM | 74,528 | $2.141M | 1.2% | $28.73 * | $16.46 | -0.6% | COM | 717081103 |
| PCYO | PURE CYCLE CORP COM | 461,005 | $2.13M | 1.2% | $4.62 * | $5.95 | -8.9% | COM | 746228303 |
| — | PSYCHEMEDICS CORP COM NEW | 157,625 | $2.089M | 1.2% | $13.25 | $10.74 | — | COM | 744375205 |
| CECO | CECO ENVIRONMENTAL CORP | 148,000 | $2.084M | 1.2% | $14.08 * | $10.81 | +9.2% | COM | 125141101 |
| — | AVERY DENNISON CORP COM | 45,990 | $2.001M | 1.1% | $43.51 | $42.86 | — | COM | 53611109 |
| — | KINDER MORGAN INC DEL WT EXP P | 399,904 | $1.988M | 1.1% | $4.97 | $5.12 | — | Warrants | 49456B119 |
| — | BARRICK GOLD CORP COM ISIN#CA0 | 92,700 | $1.726M | 1.0% | $18.62 | $16.17 | — | COM | 67901108 |
| — | FIRSTMERIT CORP COM | 79,184 | $1.72M | 1.0% | $21.72 | $20.03 | — | COM | 337915102 |
| — | GABELLI MULTIMEDIA TR INC COM | 167,065 | $1.629M | 0.9% | $9.75 | $9.39 | — | COM | 36239Q109 |
| MFC | MANULIFE FINL CORP COM ISIN#CA | 96,700 | $1.601M | 0.9% | $16.56 * | $15.20 | +12.4% | COM | 56501R106 |
| — | NYSE EURONEXT COM | 35,009 | $1.47M | 0.8% | $41.99 | $41.39 | — | COM | 629491101 |
| — | TORTOISE MLP FD INC COM | 50,900 | $1.435M | 0.8% | $28.19 | $29.24 | — | COM | 89148B101 |
| CVX | CHEVRON CORP NEW COM | 11,359 | $1.38M | 0.8% | $121.49 * | $71.30 | +2.5% | COM | 166764100 |
| — | BERKSHIRE HATHAWAY INC DEL CL | 12,132 | $1.377M | 0.8% | $113.50 | $111.92 | — | COM | 84670702 |
| — | BERKSHIRE HATHAWAY INC DEL CL | 8 | $1.363M | 0.8% | $170375.00 | $168625.00 | — | COM | 84670108 |
| — | LENDER PROCESSING SVCS INC COM | 35,848 | $1.193M | 0.7% | $33.28 | $33.28 | — | COM | 52602E102 |
| JNJ | JOHNSON & JOHNSON COM | 13,391 | $1.161M | 0.7% | $86.70 * | $59.66 | +6.5% | COM | 478160104 |
| VLY | VALLEY NATL BANCORP COM | 114,700 | $1.141M | 0.7% | $9.95 | $10.10 | 0.0% | COM | 919794107 |
| PSX | PHILLIPS 66 COM | 18,939 | $1.095M | 0.6% | $57.82 * | $40.44 | -7.3% | COM | 718546104 |
| — | AES TR III TR PFD CONV SECS | 20,900 | $1.053M | 0.6% | $50.38 | $50.48 | — | PFD | 00808N202 |
| DIS | DISNEY WALT CO DISNEY COM | 15,427 | $995K | 0.6% | $64.50 * | $56.11 | +1.5% | COM | 254687106 |
| — | TIME WARNER INC NEW COM NEW | 14,179 | $933K | 0.5% | $65.80 | $57.83 | — | COM | 887317303 |
| IBM | INTERNATIONAL BUSINESS MACHS C | 3,903 | $723K | 0.4% | $185.24 * | $118.94 | -6.2% | COM | 459200101 |
| RWT | REDWOOD TR INC COM | 35,084 | $691K | 0.4% | $19.70 | $17.00 | — | COM | 758075402 |
| OHI | OMEGA HEALTHCARE INVS INC COM | 22,500 | $672K | 0.4% | $29.87 | $31.02 | — | COM | 681936100 |
| — | PEOPLES UTD FINL INC COM | 46,568 | $670K | 0.4% | $14.39 | $14.89 | — | COM | 712704105 |
| — | VODAFONE GROUP PLC SPON ADR NE | 17,052 | $600K | 0.3% | $35.19 | $28.77 | — | COM ADR | 92857W209 |
| PFF | ISHARES TR S&P U S PFD STK IND | 15,060 | $572K | 0.3% | $37.98 | $39.26 | — | COM | 464288687 |
| TIP | ISHARES TR TIPS BD ETF | 5,000 | $563K | 0.3% | $112.60 | $112.00 | — | COM | 464287176 |
| BMY | BRISTOL MYERS SQUIBB CO COM | 12,061 | $558K | 0.3% | $46.26 * | $28.67 | +1.9% | COM | 110122108 |
| WY | WEYERHAEUSER CO | 19,222 | $550K | 0.3% | $28.61 * | $18.73 | -5.8% | COM | 962166104 |
| — | GENERAL ELECTRIC CO COM | 21,292 | $509K | 0.3% | $23.91 | $23.20 | — | COM | 369604103 |
| NFBK | NORTHFIELD BANCORP INC DEL COM | 40,745 | $495K | 0.3% | $12.15 * | $7.68 | +5.5% | COM | 66611T108 |
| MRK | MERCK & CO INC NEW COM | 10,160 | $484K | 0.3% | $47.64 * | $30.02 | +3.2% | COM | 58933Y105 |
| BIIB | BIOGEN IDEC INC COM | 2,000 | $482K | 0.3% | $241.00 * | $213.68 | +4.7% | COM | 09062X103 |
| IWN | ISHARES TR RUSSELL 2000 VALUE | 5,224 | $479K | 0.3% | $91.69 | $85.87 | — | COM | 464287630 |
| TMO | THERMO FISHER SCIENTIFIC INC C | 5,000 | $461K | 0.3% | $92.20 * | $79.76 | +8.8% | COM | 883556102 |
| MDLZ | MONDELEZ INTL INC CL A | 14,420 | $453K | 0.3% | $31.41 * | $23.16 | +2.4% | COM | 609207105 |
| — | GOOGLE INC CL A | 500 | $438K | 0.3% | $876.00 | $880.36 | — | COM | 38259P508 |
| — | AIR PRODS & CHEMS INC COM | 4,000 | $426K | 0.2% | $106.50 | $91.50 | — | COM | 9158106 |
| — | TIME WARNER CABLE INC COM | 3,767 | $420K | 0.2% | $111.49 | $112.56 | — | COM | 88732J207 |
| T | AT&T INC COM | 11,424 | $386K | 0.2% | $33.79 * | $11.40 | -3.9% | COM | 00206R102 |
| — | AMERICAN INTL GROUP INC COM NE | 7,456 | $363K | 0.2% | $48.69 | $45.88 | — | COM | 26874784 |
| — | AMERIGAS PARTNERS LTD PARTSHP | 7,650 | $329K | 0.2% | $43.01 | $49.40 | — | COM | 30975106 |
| — | CONCUR TECHNOLOGIES INC COM | 2,900 | $320K | 0.2% | $110.34 | $81.38 | — | COM | 206708109 |
| MRSH | MARSH & MCLENNAN COS INC COM | 6,994 | $305K | 0.2% | $43.61 * | $31.19 | +8.1% | COM | 571748102 |
| IJK | ISHARES TR S&P MIDCAP 400 GROW | 2,142 | $298K | 0.2% | $139.12 | $128.85 | — | COM | 464287606 |
| WFC | WELLS FARGO & CO NEW COM | 7,167 | $296K | 0.2% | $41.30 * | $27.36 | +10.3% | COM | 949746101 |
| SPY | SPDR S&P 500 ETF TR TR UNIT | 1,717 | $288K | 0.2% | $167.73 | $161.03 | — | COM | 78462F103 |
| — | BOEING CO COM | 2,450 | $288K | 0.2% | $117.55 | $102.26 | — | COM | 97023105 |
| JPM | JP MORGAN CHASE & CO COM ISIN# | 5,541 | $286K | 0.2% | $51.62 * | $36.24 | +6.3% | COM | 46625H100 |
| — | ROYAL DUTCH SHELL PLC SPONSORE | 4,300 | $282K | 0.2% | $65.58 | $63.78 | — | COM ADR | 780259206 |
| HAL | HALLIBURTON CO COM | 5,843 | $281K | 0.2% | $48.09 * | $33.21 | +12.4% | COM | 406216101 |
| EOG | EOG RES INC COM | 1,650 | $279K | 0.2% | $169.09 * | $46.52 | +21.2% | COM | 26875P101 |
| OLED | UNIVERSAL DISPLAY CORP COM | 10,550 | $271K | 0.2% | $25.69 * | $28.59 | +5.9% | COM | 91347P105 |
| — | ENERGY TRANSFER PARTNERS L P U | 5,150 | $268K | 0.2% | $52.04 | $50.62 | — | COM | 29273R109 |
| — | BP PLC SPONS ADR | 6,150 | $258K | 0.1% | $41.95 | $41.77 | — | COM ADR | 55622104 |
| — | KRAFT FOODS GROUP INC COM | 4,806 | $252K | 0.1% | $52.43 | $55.97 | — | COM | 50076Q106 |
| — | APPLE INC COM | 519 | $247K | 0.1% | $475.92 | $475.92 | — | COM | 37833100 |
| PG | PROCTER & GAMBLE CO COM | 3,184 | $241K | 0.1% | $75.69 * | $55.00 | +2.2% | COM | 742718109 |
| VZ | VERIZON COMMUNICATIONS INC COM | 5,003 | $234K | 0.1% | $46.77 * | $27.04 | -3.4% | COM | 92343V104 |
| — | NEW YORK CMNTY BANCORP INC COM | 15,150 | $229K | 0.1% | $15.12 | $13.99 | — | COM | 649445103 |
| MO | ALTRIA GROUP INC COM | 6,650 | $228K | 0.1% | $34.29 * | $16.28 | -0.7% | COM | 02209S103 |
| — | SOUTHWESTERN ENERGY CO COM | 6,100 | $222K | 0.1% | $36.39 | $36.39 | — | COM | 845467109 |
| HDB | HDFC BK LTD ADR REPSTG 3 SHS | 7,000 | $215K | 0.1% | $30.71 | $36.29 | — | COM ADR | 40415F101 |
| WMT | WAL MART STORES INC COM | 2,883 | $213K | 0.1% | $73.88 * | $19.98 | -1.0% | COM | 931142103 |
| EEM | ISHARES TR MSCI EMERGING MKTS | 4,999 | $204K | 0.1% | $40.81 | $40.81 | — | COM | 464287234 |
| VNQ | VANGUARD INDEX FDS VANGUARD RE | 3,059 | $202K | 0.1% | $66.03 | $66.03 | — | COM | 922908553 |
| — | ABBOTT LABS COM | 6,100 | $202K | 0.1% | $33.11 | $34.92 | — | COM | 2824100 |
| AER | AERCAP HOLDINGS NV | 10,000 | $195K | 0.1% | $19.50 * | $16.06 | +11.5% | COM | N00985106 |
| — | RSTK NORTHFIELD BANCORP INC DE | 10,700 | $130K | 0.1% | $12.15 | $11.68 | — | COM | 66611T918 |
| — | ABTECH HLDGS INC COM | 225,000 | $123K | 0.1% | $0.55 | $0.65 | — | COM | 00400H108 |
| — | CANTEL MEDICAL CORP | 3,600 | $115K | 0.1% | $31.94 | $33.15 | — | COM | 138098108 |
| OPK | OPKO HEALTH INC COM | 12,500 | $110K | 0.1% | $8.80 * | $6.91 | +16.1% | COM | 68375N103 |
| — | CYBERONICS INC. | 21,382 | $76,000 | 0.0% | $3.55 | $6.95 | — | COM | 23251P102 |
| GLW | CORNING INC | 4,500 | $66,000 | 0.0% | $14.67 * | $10.49 | +2.5% | COM | 219350105 |
| GM | GENERAL MOTORS | 1,500 | $54,000 | 0.0% | $36.00 * | $23.62 | +13.2% | COM | 37045V100 |