Location: Corte Madera, CA
CIK: 0001508120 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Jan 20, 2016
Total Value: $331M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| PEP | Pepsico Inc. | 141,692 | $14.16M | 4.3% | $99.91 * | $56.00 | +32.0% | COM | 713448108 |
| UNH | United Health Group Inc. | 96,845 | $11.39M | 3.4% | $117.64 * | $50.94 | +96.8% | COM | 91324P102 |
| TMO | Thermo Electron Corp | 78,748 | $11.17M | 3.4% | $141.84 * | $79.76 | +72.8% | COM | 883556102 |
| TEVA | Teva Pharmaceutical Industries | 158,050 | $10.37M | 3.1% | $65.64 | $38.94 | +68.6% | COM | 881624209 |
| JPM | JP Morgan Chase & Co | 156,375 | $10.32M | 3.1% | $66.03 * | $36.38 | +38.5% | COM | 46625H100 |
| — | General Electric Co. | 314,415 | $9.794M | 3.0% | $31.15 | $23.19 | — | COM | 369604103 |
| — | Anheuser-Busch Cos Inc | 72,838 | $9.105M | 2.7% | $125.00 | $90.26 | — | COM | 035229103 |
| EPD | Enterprise Products Partners L | 354,711 | $9.074M | 2.7% | $25.58 | $49.41 | — | PTP | 293792107 |
| SYK | Stryker Corp | 91,700 | $8.523M | 2.6% | $92.94 * | $56.92 | +46.0% | COM | 863667101 |
| SCHW | Charles Schwab Corp | 243,686 | $8.025M | 2.4% | $32.93 * | $15.92 | +82.5% | COM | 808513105 |
| NVS | Novartis AG ADR | 86,118 | $7.41M | 2.2% | $86.04 | $72.61 | +18.5% | COM | 66987V109 |
| ZBH | Zimmer Holdings Inc | 70,630 | $7.246M | 2.2% | $102.59 * | $67.30 | +36.4% | COM | 98956P102 |
| MMM | Minnesota Mining & Manufacturi | 47,650 | $7.178M | 2.2% | $150.64 * | $61.26 | +47.8% | COM | 88579Y101 |
| XOM | Exxon Mobil Corp | 88,900 | $6.93M | 2.1% | $77.95 * | $53.70 | -6.3% | COM | 30231G102 |
| IBM | International Business Machine | 47,512 | $6.539M | 2.0% | $137.63 * | $118.25 | -27.2% | COM | 459200101 |
| CSCO | Cisco Systems Inc | 231,560 | $6.288M | 1.9% | $27.15 * | $15.25 | +30.1% | COM | 17275R102 |
| — | United Technologies Corp | 64,460 | $6.193M | 1.9% | $96.08 | $92.52 | — | COM | 913017109 |
| — | Medtronic PLC | 78,766 | $6.059M | 1.8% | $76.92 | $52.23 | — | COM | 585055106 |
| JNJ | Johnson & Johnson | 58,824 | $6.042M | 1.8% | $102.71 * | $59.66 | +30.5% | COM | 478160104 |
| PG | Procter & Gamble Co | 72,374 | $5.747M | 1.7% | $79.41 * | $55.00 | +9.7% | COM | 742718109 |
| — | Walgreens Boots Alliance Inc | 66,550 | $5.667M | 1.7% | $85.15 | $76.20 | — | COM | 931427108 |
| — | EMC Corp/Massachusetts | 219,840 | $5.645M | 1.7% | $25.68 | $23.64 | — | COM | 268648102 |
| — | Buckeye Partners LP | 84,584 | $5.579M | 1.7% | $65.96 | $70.16 | — | PTP | 118230101 |
| — | Aetna Inc | 47,700 | $5.157M | 1.6% | $108.11 | $63.54 | — | COM | 00817Y108 |
| SLB | Schlumberger Ltd | 71,800 | $5.008M | 1.5% | $69.75 * | $55.52 | -5.5% | COM | 806857108 |
| — | Discovery Communications, Inc. | 185,656 | $4.953M | 1.5% | $26.68 | $32.20 | — | COM | 039014718 |
| ORCL | Oracle Corp | 131,386 | $4.8M | 1.4% | $36.53 * | $27.57 | +13.9% | COM | 68389X105 |
| MCK | McKesson Corp | 23,250 | $4.586M | 1.4% | $197.25 * | $102.14 | +78.6% | COM | 58155Q103 |
| MSFT | Microsoft Corp | 77,873 | $4.32M | 1.3% | $55.47 * | $26.70 | +81.9% | COM | 594918104 |
| CVX | ChevronTexaco Corp | 43,452 | $3.909M | 1.2% | $89.96 * | $71.34 | -17.8% | COM | 166764100 |
| — | American Water Works Co Inc | 63,400 | $3.788M | 1.1% | $59.75 | $41.23 | — | COM | 030Y20103 |
| — | Enbridge Energy Partners LP | 157,976 | $3.645M | 1.1% | $23.07 | $30.49 | — | PTP | 29250R106 |
| AMAT | Applied Materials Inc | 188,550 | $3.52M | 1.1% | $18.67 * | $12.22 | +36.1% | COM | 038222105 |
| — | Energy Transfer Partners LP | 102,533 | $3.458M | 1.0% | $33.73 | $50.54 | — | PTP | 29273R109 |
| NEE | NextEra Energy, Inc. | 31,568 | $3.28M | 1.0% | $103.90 * | $14.15 | +42.1% | COM | 65339F101 |
| BK | Bank of New York Co Inc/The | 78,356 | $3.23M | 1.0% | $41.22 * | $21.22 | +50.3% | COM | 064058100 |
| — | GasLog Ltd. | 383,615 | $3.184M | 1.0% | $8.30 | $13.94 | — | COM | G37585109 |
| CME | CME Group, Inc. | 33,790 | $3.061M | 0.9% | $90.59 * | $39.16 | +59.9% | COM | 12572Q105 |
| — | Verifone Systems, Inc. | 108,700 | $3.046M | 0.9% | $28.02 | $26.82 | — | COM | 92342y109 |
| YUM | Yum! Brands Inc. | 39,944 | $2.918M | 0.9% | $73.05 * | $38.97 | +11.8% | COM | 988498101 |
| — | Viacom CL B | 67,885 | $2.794M | 0.8% | $41.16 | $70.14 | — | COM | 92553P201 |
| CSX | CSX Corp | 106,670 | $2.768M | 0.8% | $25.95 * | $6.68 | +11.5% | COM | 126408103 |
| — | Magellan Midstream Partners (L | 40,000 | $2.717M | 0.8% | $67.92 | $54.50 | — | PTP | 559080106 |
| WFC | Wells Fargo & Co | 49,010 | $2.664M | 0.8% | $54.36 * | $27.91 | +46.9% | COM | 949746101 |
| POST | Post Holdings Inc. | 41,373 | $2.553M | 0.8% | $61.71 * | $30.86 | +30.9% | COM | 737446104 |
| — | Hertz Global Hldings Inc | 172,885 | $2.46M | 0.7% | $14.23 | $18.72 | — | COM | 42805t105 |
| LVS | Las Vegas Sands Corp | 53,410 | $2.341M | 0.7% | $43.83 * | $40.73 | -17.2% | COM | 517834107 |
| PAA | Plains All American Pipeline ( | 98,862 | $2.284M | 0.7% | $23.10 | $55.81 | — | PTP | 726503105 |
| UNP | Union Pacific Corp | 29,019 | $2.269M | 0.7% | $78.19 * | $65.92 | -5.2% | COM | 907818108 |
| PFE | Pfizer Inc | 69,506 | $2.244M | 0.7% | $32.28 * | $16.56 | +20.2% | COM | 717081103 |
| — | Plum Creek Timber Co Inc (REIT | 46,150 | $2.202M | 0.7% | $47.71 | $46.67 | — | COM | 729251108 |
| — | Duke Energy Corp | 29,991 | $2.141M | 0.6% | $71.39 | $67.45 | — | COM | 26441C105 |
| — | Cleco Corp | 40,000 | $2.088M | 0.6% | $52.20 | $46.42 | — | COM | 12561W105 |
| — | Australia and New Zealand Bank | 100,000 | $2.022M | 0.6% | $20.22 | $26.12 | — | COM | 052528304 |
| — | Williams Partners LP | 71,261 | $1.985M | 0.6% | $27.86 | $51.60 | — | PTP | 96950F104 |
| DE | Deere & Co | 25,484 | $1.944M | 0.6% | $76.28 * | $68.04 | -5.1% | COM | 244199105 |
| WMB | Williams Cos Inc. | 69,500 | $1.786M | 0.5% | $25.70 * | $19.57 | -25.0% | COM | 969457100 |
| EIX | Edison International | 30,000 | $1.776M | 0.5% | $59.20 * | $30.71 | +29.4% | COM | 281020107 |
| — | Royal Dutch Petroleum Co | 38,400 | $1.758M | 0.5% | $45.78 | $63.80 | — | COM | 780259206 |
| IVV | iShares S&P 500 Index Fund/US | 8,114 | $1.662M | 0.5% | $204.83 | $163.85 | +25.0% | COM | 464287200 |
| INTC | Intel Corp | 48,159 | $1.659M | 0.5% | $34.45 * | $17.18 | +58.5% | COM | 458140100 |
| COST | Costco Wholesale Corp | 9,204 | $1.486M | 0.4% | $161.45 * | $86.75 | +56.6% | COM | 22160K105 |
| VZ | Verizon Communications Inc | 29,708 | $1.373M | 0.4% | $46.22 * | $27.39 | +0.1% | COM | 92343V104 |
| — | Time Warner Inc | 20,704 | $1.339M | 0.4% | $64.67 | $57.96 | — | COM | 887317105 |
| CL | Colgate-Palmolive Co | 20,000 | $1.332M | 0.4% | $66.60 * | $44.54 | +18.3% | COM | 194162103 |
| VTR | Ventas Inc (REIT) | 22,223 | $1.254M | 0.4% | $56.43 * | $49.18 | -25.6% | COM | 92276F100 |
| ALV | Autoliv Inc | 9,500 | $1.185M | 0.4% | $124.74 * | $40.38 | +76.2% | COM | 052800109 |
| INTU | Intuit Inc | 11,630 | $1.122M | 0.3% | $96.47 * | $54.39 | +64.0% | COM | 461202103 |
| ET | Energy Transfer Equity LP | 77,500 | $1.065M | 0.3% | $13.74 | $18.38 | — | PTP | 29273V100 |
| BMY | Bristol-Myers Squibb Co | 15,000 | $1.032M | 0.3% | $68.80 * | $29.94 | +63.2% | COM | 110122108 |
| TGT | Target Corp | 13,376 | $971K | 0.3% | $72.59 * | $47.01 | +14.8% | COM | 87612E106 |
| — | Time Warner Cable | 5,105 | $947K | 0.3% | $185.50 | $112.44 | — | COM | 88732J207 |
| — | Wynn Resorts Ltd. | 13,662 | $945K | 0.3% | $69.17 | $98.67 | — | COM | 983143410 |
| M | Macy's Inc | 26,178 | $916K | 0.3% | $34.99 | $64.73 | -46.0% | COM | 55616P104 |
| SO | Southern Co/The | 19,000 | $889K | 0.3% | $46.79 * | $26.74 | +15.0% | COM | 842587107 |
| — | Nustar GP Holdings LLC | 41,625 | $880K | 0.3% | $21.14 | $26.73 | — | PTP | 67059L102 |
| OXY | Occidental Petroleum Corp | 12,024 | $813K | 0.2% | $67.61 * | $57.83 | -12.6% | COM | 674599105 |
| — | Container Store Group | 97,826 | $802K | 0.2% | $8.20 | $24.64 | — | COM | 210751103 |
| CLPHY | CLP Holdings Ltd | 86,400 | $741K | 0.2% | $8.58 | $8.62 | -0.5% | COM | 18946Q101 |
| VWO | Vanguard MSCI Emerging Mkts | 21,982 | $719K | 0.2% | $32.71 | $39.09 | -16.3% | COM | 922042858 |
| T | AT&T Corp | 20,113 | $692K | 0.2% | $34.41 * | $10.87 | +17.4% | COM | 00206R102 |
| — | Comcast Corp Cl A | 11,811 | $666K | 0.2% | $56.39 | $56.39 | — | COM | 20030n101 |
| MA | Mastercard, Inc. | 6,750 | $657K | 0.2% | $97.33 * | $70.60 | +29.9% | COM | 57636Q104 |
| AMGN | Amgen Inc. | 3,989 | $648K | 0.2% | $162.45 * | $73.34 | +64.4% | COM | 031162100 |
| — | Source Capital Inc. | 9,574 | $634K | 0.2% | $66.22 | $61.73 | — | COM | 836144105 |
| PPG | PPG Industries Inc | 6,400 | $632K | 0.2% | $98.75 * | $77.00 | +6.9% | COM | 693506107 |
| — | AbbVie Inc. | 10,038 | $595K | 0.2% | $59.27 | $41.34 | — | COM | 002874y10 |
| — | Oneok Partners LP | 18,400 | $554K | 0.2% | $30.11 | $49.54 | — | PTP | 68268N103 |
| — | JGWPT Holdings Inc | 304,536 | $548K | 0.2% | $1.80 | $8.43 | — | COM | 46618d108 |
| MDU | MDU Resources Group Inc | 26,324 | $482K | 0.1% | $18.31 * | $6.58 | -21.4% | COM | 552690109 |
| ABT | Abbott Laboratories | 10,038 | $451K | 0.1% | $44.93 * | $28.85 | +29.0% | COM | 002824100 |
| EMR | Emerson Electric Co. | 9,313 | $445K | 0.1% | $47.78 * | $40.02 | -7.9% | COM | 291011104 |
| — | Dow Chemical Co | 8,131 | $419K | 0.1% | $51.53 | $32.22 | — | COM | 260543103 |
| NI | NiSource Inc | 21,200 | $414K | 0.1% | $19.53 * | $7.81 | +81.6% | COM | 65473P105 |
| SRE | Sempra Energy | 4,400 | $414K | 0.1% | $94.09 * | $27.84 | +23.3% | COM | 816851109 |
| BP | BP PLC | 12,832 | $401K | 0.1% | $31.25 | $42.56 | -26.5% | COM | 055622104 |
| — | Du Pont El de Nemours & Co. | 5,951 | $396K | 0.1% | $66.54 | $52.46 | — | COM | 263534109 |
| — | United Parcel Service Inc | 4,000 | $385K | 0.1% | $96.25 | $86.50 | — | COM | 013104104 |
| IWS | iShares Russell Midcap Value I | 5,482 | $376K | 0.1% | $68.59 | $58.58 | +17.2% | COM | 464287473 |
| — | Columbia Pipeline Group | 18,720 | $374K | 0.1% | $19.98 | $18.30 | — | COM | 198280109 |
| BAC | Bank of America Corp | 21,668 | $365K | 0.1% | $16.85 * | $10.03 | +34.8% | COM | 060505104 |
| IWP | iShares Russell Midcap Growth | 3,946 | $363K | 0.1% | $91.99 * | $35.74 | +28.6% | COM | 464287481 |
| HON | Honeywell International Inc | 3,350 | $347K | 0.1% | $103.58 * | $53.13 | +42.3% | COM | 438516106 |
| MRK | Merck & Co Inc | 5,967 | $315K | 0.1% | $52.79 * | $30.02 | +23.3% | COM | 58933Y105 |
| KIM | Kimco Realty Corp (Reit) | 11,738 | $311K | 0.1% | $26.50 * | $12.61 | +29.1% | COM | 49446R109 |
| BCE | BCE Inc | 7,918 | $306K | 0.1% | $38.65 * | $22.29 | -3.8% | COM | 05534B760 |
| IEV | iShares S&P Euro 350 Index | 7,323 | $294K | 0.1% | $40.15 | $41.72 | -3.9% | COM | 464287861 |
| — | Vodaphone Group Plc | 8,627 | $278K | 0.1% | $32.22 | $28.76 | — | COM | 92857W100 |
| CAH | Cardinal Health Inc | 3,108 | $277K | 0.1% | $89.12 * | $44.20 | +52.0% | COM | 14149Y108 |
| — | Hospitality Properties Trust ( | 10,000 | $261K | 0.1% | $26.10 | $26.30 | — | COM | 44106M102 |
| AMZN | Amazon.com Inc | 360 | $243K | 0.1% | $675.00 * | $25.28 | +33.7% | COM | 023135106 |
| — | Baxalta Inc | 6,000 | $234K | 0.1% | $39.00 | $39.00 | — | COM | 07177M103 |
| — | Linear Technology Corp | 5,516 | $234K | 0.1% | $42.42 | $36.84 | — | COM | 535678106 |
| BAX | Baxter International Inc | 6,000 | $229K | 0.1% | $38.17 * | $31.05 | +4.6% | COM | 071813109 |
| — | Spectra Energy | 9,290 | $222K | 0.1% | $23.90 | $34.45 | — | COM | 847560109 |
| USB | US Bancorp | 5,000 | $213K | 0.1% | $42.60 * | $25.38 | +17.1% | COM | 902973304 |
| DDEJF | Dundee Bancorp Inc. | 58,111 | $192K | 0.1% | $3.30 * | $22.10 | -76.9% | COM | 264901109 |
| — | Ensco PLC | 10,000 | $154K | 0.0% | $15.40 | $58.10 | — | COM | 29358Q109 |
| — | Rite Aid Corp | 13,371 | $105K | 0.0% | $7.85 | $6.06 | — | COM | 767754104 |
| — | Enduro Royalty Trust | 12,452 | $30,000 | 0.0% | $2.41 | $13.81 | — | COM | 29269k100 |
| — | Western Forest Products | 13,000 | $21,000 | 0.0% | $1.62 | $1.80 | — | COM | 958211203 |
| — | Neptune Tech & Bioresources | 14,232 | $15,000 | 0.0% | $1.05 | $1.12 | — | COM | 64077p108 |
| DOMR | Dominion RES Black Warrior (LP | 10,000 | $3,000 | 0.0% | $0.30 | $4.20 | — | PTP | 25746Q108 |