CIK: 0001535264 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 15, 2021
Total Value ($000): $1,019,056 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| DXLG | Destination XL Group, Inc. | 11,081,793 | $67,821 | 6.7% | $5.24 | 0.0% | common | 25065K104 |
| — | Zealand Pharma A/S (Denmark) | 7,094,602 | $40,233 | 3.9% | $1.70 | — | common | 999999999 |
| OPRX | OptimizeRx Corporation | 426,143 | $36,457 | 3.6% | $11.27 | +456.6% | common | 68401U204 |
| — | TravelCenters of America LLC | 674,800 | $33,598 | 3.3% | $18.70 | — | common | 89421B109 |
| RGEN | Repligen Corporation | 100,000 | $28,899 | 2.8% | $22.68 | +1031.1% | common | 759916109 |
| PI | Impinj, Inc. | 492,477 | $28,135 | 2.8% | $28.62 | +78.5% | common | 453204109 |
| — | Avid Bioservices, Inc. | 1,233,000 | $26,596 | 2.6% | $7.81 | — | common | 05368M106 |
| — | Pfsweb, Inc. | 2,035,179 | $26,254 | 2.6% | $8.98 | — | common | 717098206 |
| INFU | Infusystem Holdings, Inc. | 2,000,000 | $26,060 | 2.6% | $3.07 | +431.9% | common | 45685K102 |
| ARGX | argenx SE - ADR (Netherlands) | 80,000 | $24,160 | 2.4% | $21.21 | — | common | 04016X101 |
| GNSS | Genasys, Inc. | 4,349,544 | $22,531 | 2.2% | $3.38 | +59.2% | common | 36872P103 |
| LOVE | Lovesac Company, The | 322,039 | $21,284 | 2.1% | $20.33 | +208.2% | common | 54738L109 |
| — | LivePerson, Inc. | 349,900 | $20,627 | 2.0% | $13.43 | — | common | 538146101 |
| OOMA | Ooma, Inc. | 1,106,165 | $20,586 | 2.0% | $9.78 | +92.4% | common | 683416101 |
| — | EMCORE Corp. | 2,680,094 | $20,047 | 2.0% | $5.93 | — | common | 290846203 |
| CNTY | Century Casinos, Inc. | 1,482,988 | $19,976 | 2.0% | $7.07 | +79.7% | common | 156492100 |
| KIDS | OrthoPediatrics Corporation | 298,221 | $19,536 | 1.9% | $21.97 | +195.6% | common | 68752L100 |
| AEHR | Aehr Test Systems | 1,365,749 | $18,642 | 1.8% | $3.20 | +124.3% | common | 00760J108 |
| — | NeoPhotonics Corporation | 1,920,722 | $16,729 | 1.6% | $6.10 | — | common | 64051T100 |
| CEVA | CEVA, Inc. | 368,037 | $15,704 | 1.5% | $19.26 | +135.6% | common | 157210105 |
| — | Veru, Inc. | 1,822,078 | $15,542 | 1.5% | $7.18 | — | common | 92536C103 |
| TBCH | Turtle Beach Corporation | 545,543 | $15,177 | 1.5% | $12.56 | +132.2% | common | 900450206 |
| — | Sequans Communications S.A. AD | 3,202,480 | $14,059 | 1.4% | $3.85 | — | common | 817323207 |
| PLBY | PLBY Group,Inc. | 550,320 | $12,971 | 1.3% | $33.52 | -19.8% | common | 72814P109 |
| — | Westport Fuel Systems, Inc. | 3,832,047 | $12,607 | 1.2% | $2.52 | — | common | 960908309 |
| AMSC | American Superconductor Corp | 854,534 | $12,459 | 1.2% | $5.93 | +133.7% | common | 030111207 |
| LMAT | LeMaitre Vascular, Inc. | 230,000 | $12,211 | 1.2% | $6.39 | +746.1% | common | 525558201 |
| MRAM | Everspin Technology, Inc. | 1,878,597 | $12,173 | 1.2% | $7.75 | -20.8% | common | 30041T104 |
| — | Assure Holdings Corp(CND/AMR) | 1,562,499 | $12,109 | 1.2% | $7.75 | — | common | 04265J204 |
| — | LiqTech International, Inc. | 1,978,444 | $10,842 | 1.1% | $1.27 | — | common | 53632A102 |
| VICR | Vicor Corporation | 79,000 | $10,599 | 1.0% | $56.15 | +112.8% | common | 925815102 |
| UCTT | Ultra Clean Holdings, Inc. | 246,627 | $10,506 | 1.0% | $27.65 | +70.6% | common | 90385V107 |
| AIOT | PowerFleet, Inc. | 1,461,907 | $9,795 | 1.0% | $7.48 | -7.3% | common | 73931J109 |
| — | Resonant, Inc. | 3,761,840 | $9,104 | 0.9% | $1.75 | — | common | 76118L102 |
| — | voxeljet AG, ADR (Germany) | 992,778 | $9,074 | 0.9% | $13.40 | — | common | 92912L106 |
| — | Recro Pharma, Inc. | 4,269,081 | $8,794 | 0.9% | $2.35 | — | common | 75629F109 |
| UTI | Universal Technical Institute | 1,294,575 | $8,751 | 0.9% | $5.90 | +10.5% | common | 913915104 |
| — | RADA Electronic Industries Ltd | 817,071 | $8,694 | 0.9% | $3.50 | — | common | M81863124 |
| — | SeaSpine Holdings Corp. | 541,547 | $8,519 | 0.8% | $12.12 | — | common | 81255T108 |
| — | Gambling.com Group Ltd. | 929,575 | $8,487 | 0.8% | $9.13 | — | common | 63R239101 |
| KRT | Karat Packaging, Inc. | 400,000 | $8,412 | 0.8% | $19.00 | +18.5% | common | 48563L101 |
| — | NeoGames S.A. (Luxembourg) | 226,500 | $8,317 | 0.8% | $37.99 | — | common | L6673X107 |
| TLS | Telos Corp. | 287,181 | $8,162 | 0.8% | $27.40 | +9.9% | common | 87969B101 |
| GAIA | Gaia, Inc. | 801,236 | $7,596 | 0.7% | $10.17 | +3.7% | common | 36269P104 |
| — | Sientra, Inc. | 1,322,284 | $7,577 | 0.7% | $6.39 | — | common | 82621J105 |
| KOPN | Kopin Corporation | 1,446,746 | $7,422 | 0.7% | $3.15 | +92.7% | common | 500600101 |
| LASR | nLight, Inc. | 260,000 | $7,329 | 0.7% | $35.41 | -16.0% | common | 65487K100 |
| NGS | Natural Gas Services Group, In | 677,371 | $7,031 | 0.7% | $7.03 | +38.0% | common | 63886Q109 |
| — | GAN, Ltd. (London) | 471,870 | $7,017 | 0.7% | $22.35 | — | common | G3728V109 |
| SPRO | Spero Therapeutics, Inc. | 372,755 | $6,862 | 0.7% | $11.78 | +36.3% | common | 84833T103 |
| DZSIQ | DZS, Inc. | 549,143 | $6,732 | 0.7% | $15.04 | — | common | 268211109 |
| RDCM | RADCOM, Ltd. (Israel) | 578,312 | $6,593 | 0.6% | $15.12 | -27.7% | common | M81865111 |
| — | Misonix, Inc. | 249,239 | $6,306 | 0.6% | $10.29 | — | common | 604871103 |
| — | Burcon NutraScience Corp. (Can | 3,902,823 | $6,131 | 0.6% | $2.79 | — | common | 120831102 |
| — | Noodles & Co. | 480,403 | $5,669 | 0.6% | $6.29 | — | common | 65540B105 |
| CTRN | Citi Trends, Inc. | 75,208 | $5,487 | 0.5% | $17.84 | +348.7% | common | 17306X102 |
| PROF | Profound Medical Corp. (U.S.) | 348,939 | $5,108 | 0.5% | $12.96 | +17.5% | common | 74319B502 |
| — | EzFill Holdings, Inc. | 1,170,232 | $4,786 | 0.5% | $4.09 | — | common | 302314208 |
| — | ElectroCore, Inc. | 4,149,900 | $4,689 | 0.5% | $1.19 | — | common | 28531P103 |
| — | Franchise Group, Inc. | 131,912 | $4,671 | 0.5% | $25.36 | — | common | 35180X105 |
| — | Greenbrook TMS, Inc. (Canada) | 612,147 | $4,543 | 0.4% | $12.11 | — | common | 393704309 |
| ATOM | Atomera Incorporated | 177,034 | $4,088 | 0.4% | $6.21 | +249.2% | common | 04965B100 |
| VMD | Viemed Healthcare, Inc.(Canada | 728,833 | $4,051 | 0.4% | $6.25 | +4.1% | common | 92663R105 |
| NUVB | Nuvation Bio, Inc. | 400,000 | $3,976 | 0.4% | $11.19 | -19.0% | common | 67080N101 |
| DDI | DoubleDown Interactive Co. Ltd | 224,976 | $3,962 | 0.4% | $17.61 | — | common | 25862B109 |
| — | NeuroOne Medical Technologies | 1,000,001 | $3,950 | 0.4% | $6.63 | — | common | 64130M100 |
| — | Orbital Energy Group, Inc. | 1,265,669 | $3,898 | 0.4% | $3.08 | — | common | 68559A110 |
| — | INVO Bioscience, Inc. | 1,159,075 | $3,744 | 0.4% | $3.68 | — | common | 44984F302 |
| NEON | Neonode, Inc. | 367,695 | $3,710 | 0.4% | $8.28 | -27.7% | common | 64051M709 |
| RSVR | Reservior Media, Inc. | 404,319 | $3,683 | 0.4% | $8.79 | 0.0% | common | 76119X105 |
| IPWR | Ideal Power, Inc. | 235,271 | $3,581 | 0.4% | $4.04 | +269.0% | common | 451622203 |
| — | Mudrick Capital Acquisition Co | 350,301 | $3,485 | 0.3% | $12.46 | — | common | 62477L107 |
| PGNY | Progyny, Inc. | 60,000 | $3,360 | 0.3% | $38.68 | +42.8% | common | 74340E103 |
| — | urban-gro, Inc. | 251,889 | $3,348 | 0.3% | $8.48 | — | common | 91704K202 |
| — | Movano, Inc. | 900,000 | $3,240 | 0.3% | $5.54 | — | common | 62459M107 |
| EGLXF | Enthusiast Gaming Holdings,Inc | 897,100 | $3,237 | 0.3% | $6.94 | -33.2% | common | 29385B109 |
| CDNA | CareDx, Inc. | 50,000 | $3,168 | 0.3% | $6.81 | +1019.0% | common | 14167L103 |
| — | Motorsports Games, Inc. | 218,494 | $3,116 | 0.3% | $21.19 | — | common | 62011B102 |
| ONEW | OneWater Marine, Inc. - CL A | 76,571 | $3,079 | 0.3% | $25.27 | +66.1% | common | 68280L101 |
| OPK | OPKO Health, Inc. | 800,000 | $2,920 | 0.3% | $2.24 | +66.2% | common | 68375N103 |
| SERA | Sera Prognostics, Inc. | 259,737 | $2,886 | 0.3% | $10.38 | 0.0% | common | 81749D107 |
| DHX | DHI Group, Inc. | 601,000 | $2,861 | 0.3% | $3.17 | +23.8% | common | 23331S100 |
| — | Oncocyte Corp. | 717,000 | $2,553 | 0.3% | $5.08 | — | common | 68235C107 |
| — | eMagin Corporation | 1,120,887 | $2,533 | 0.2% | $2.05 | — | common | 29076N206 |
| ETON | Eton Pharmaceuticals, Inc. | 500,000 | $2,520 | 0.2% | $6.62 | -21.4% | common | 29772L108 |
| — | Bellus Health, Inc. | 400,000 | $2,456 | 0.2% | $3.06 | — | common | 07987C204 |
| BITF | Bitfarms, Ltd. of Canada | 572,838 | $2,430 | 0.2% | $4.63 | +6.0% | common | 09173B107 |
| CMPS | Compass Pathways PLC (Great B | 80,000 | $2,390 | 0.2% | $38.15 | — | common | 20451W101 |
| POLWQ | 1847 Goedeker, Inc 5/26/22-12/ | 1,333,000 | $2,239 | 0.2% | $2.14 | — | warrants | 28252C117 |
| QUIK | QuickLogic Corporation | 415,230 | $2,226 | 0.2% | $4.70 | +20.9% | common | 74837P405 |
| — | Sigma Labs, Inc. | 697,785 | $2,135 | 0.2% | $3.75 | — | common | 826598500 |
| IDN | Intellicheck, Inc. | 250,010 | $2,048 | 0.2% | $7.22 | +17.5% | common | 45817G201 |
| CYRX | Cryoport, Inc. | 30,000 | $1,995 | 0.2% | $47.63 | +29.5% | common | 229050307 |
| — | Iteris, Inc. | 355,359 | $1,876 | 0.2% | $1.99 | — | common | 46564T107 |
| — | The Cooper Companies, Inc. | 4,500 | $1,860 | 0.2% | $363.33 | — | common | 216648402 |
| QIPT | Quipt Home Medical Corp. | 294,600 | $1,859 | 0.2% | $6.00 | 0.0% | common | 74880P104 |
| RUN | Sunrun, Inc. | 40,000 | $1,760 | 0.2% | $62.08 | -23.1% | common | 86771W105 |
| — | Roth CH Acquisition III Co. | 168,600 | $1,676 | 0.2% | $9.90 | — | common | 77867Q102 |
| TKNO | Alpha Teknova, Inc. | 60,000 | $1,493 | 0.1% | $25.30 | -15.4% | common | 02080L102 |
| — | 1847 Goedeker, Inc. | 474,850 | $1,491 | 0.1% | $3.83 | — | common | 28252C109 |
| PRTC | PureTech Health PLC-ADR (Brita | 30,000 | $1,440 | 0.1% | $55.77 | — | common | 746237106 |
| — | Limelight Networks, Inc. | 554,604 | $1,320 | 0.1% | $2.91 | — | common | 53261M104 |
| APEI | American Public Education, Inc | 50,070 | $1,282 | 0.1% | $31.31 | -12.5% | common | 02913V103 |
| — | Synchronoss Technologies, Inc. | 526,980 | $1,265 | 0.1% | $3.59 | — | common | 87157B103 |
| BLIN | Bridgeline Digital, Inc. | 300,000 | $1,233 | 0.1% | $2.87 | +84.9% | common | 10807Q700 |
| JOB | Gee Group, Inc. | 2,285,192 | $1,061 | 0.1% | $0.67 | -25.2% | common | 36165A102 |
| VQSSF | VIQ Solutions, Inc. | 355,400 | $1,052 | 0.1% | $5.22 | 0.0% | common | 91825V400 |
| WAVE | Eco Wave Power Global AB (Swe | 150,000 | $1,021 | 0.1% | $6.81 | — | common | 27900N103 |
| ELUT | Aziyo Biologics, Inc. | 126,720 | $896 | 0.1% | $12.12 | -32.7% | common | 05479K106 |
| — | Miromatrix Medical, Inc. | 116,688 | $812 | 0.1% | $11.58 | — | common | 60471P108 |
| ZVIA | Zevia PBC - A | 70,122 | $807 | 0.1% | $13.27 | 0.0% | common | 98955K104 |
| JRSH | Jerash Holdings US, Inc. | 110,000 | $739 | 0.1% | $7.51 | 0.0% | common | 47632P101 |
| — | MaxCyte, Inc. | 50,000 | $610 | 0.1% | $12.20 | — | common | 5777K1061 |
| — | Quantum Corp. | 116,850 | $605 | 0.1% | $8.33 | — | common | 747906501 |
| — | Zealand Pharma A/S ADR (Denmar | 19,981 | $560 | 0.1% | $11.61 | — | common | 98920Y304 |
| — | Senstar Technologies Ltd. | 79,070 | $313 | 0.0% | $3.96 | — | common | 011027857 |
| — | Ocean Power Technologies @3.85 | 464,280 | $190 | 0.0% | $0.04 | — | warrants | 674870118 |
| — | Aqua Metals, Inc. | 55,474 | $115 | 0.0% | $2.80 | — | common | 03837J101 |
| — | Roth CH Acquisition III Co @11 | 50,000 | $64 | 0.0% | $0.80 | — | warrants | 77867Q110 |