AWM Investment Company, Inc. Diversified Active

CIK: 0001535264 · Show all filings

Period: Q4 2021 (← Previous) (Next →)

Filing Date: Feb 14, 2022

Total Value ($000): $996,917 (100.0% shares, 0.0% debt)

Holdings (118)

DXLG Destination XL Group, Inc. 6.3%
Value ($000) $62,945 Shares 11,081,793 Est. Cost $5.24 Unrealized +28.9%
PI Impinj, Inc. 3.9%
Value ($000) $38,804 Shares 437,477 Est. Cost $28.62 Unrealized +153.5%
Avid Bioservices, Inc. 3.5%
Value ($000) $35,016 Shares 1,200,000 Est. Cost $7.81 Unrealized
TravelCenters of America LLC 3.5%
Value ($000) $34,833 Shares 674,800 Est. Cost $18.70 Unrealized
INFU Infusystem Holdings, Inc. 3.4%
Value ($000) $34,060 Shares 2,000,000 Est. Cost $3.07 Unrealized +417.4%
Zealand Pharma A/S (Denmark) 3.0%
Value ($000) $29,839 Shares 7,144,602 Est. Cost $1.70 Unrealized
NeoPhotonics Corporation 3.0%
Value ($000) $29,521 Shares 1,920,722 Est. Cost $6.10 Unrealized
ARGX argenx SE - ADR (Netherlands) 2.8%
Value ($000) $28,015 Shares 80,000 Est. Cost $21.21 Unrealized
AEHR Aehr Test Systems 2.8%
Value ($000) $27,704 Shares 1,145,749 Est. Cost $3.20 Unrealized +510.1%
RGEN Repligen Corporation 2.7%
Value ($000) $26,484 Shares 100,000 Est. Cost $22.68 Unrealized +1087.8%
Pfsweb, Inc. 2.6%
Value ($000) $26,213 Shares 2,035,179 Est. Cost $8.98 Unrealized
OPRX OptimizeRx Corporation 2.4%
Value ($000) $23,834 Shares 383,743 Est. Cost $11.27 Unrealized +572.3%
OOMA Ooma, Inc. 2.3%
Value ($000) $22,584 Shares 1,104,908 Est. Cost $9.78 Unrealized +108.2%
MRAM Everspin Technology, Inc. 2.2%
Value ($000) $21,569 Shares 1,908,735 Est. Cost $7.77 Unrealized +16.6%
LOVE Lovesac Company, The 2.1%
Value ($000) $21,302 Shares 321,496 Est. Cost $20.33 Unrealized +260.2%
EMCORE Corp. 1.9%
Value ($000) $18,707 Shares 2,680,094 Est. Cost $5.93 Unrealized
CNTY Century Casinos, Inc. 1.8%
Value ($000) $18,063 Shares 1,482,988 Est. Cost $7.07 Unrealized +98.8%
KIDS OrthoPediatrics Corporation 1.8%
Value ($000) $17,840 Shares 298,021 Est. Cost $21.97 Unrealized +183.4%
GNSS Genasys, Inc. 1.7%
Value ($000) $17,311 Shares 4,349,544 Est. Cost $3.38 Unrealized +36.2%
CEVA CEVA, Inc. 1.6%
Value ($000) $15,914 Shares 368,037 Est. Cost $19.26 Unrealized +131.9%
Sequans Communications S.A. AD 1.5%
Value ($000) $15,180 Shares 3,202,480 Est. Cost $3.85 Unrealized
UCTT Ultra Clean Holdings, Inc. 1.4%
Value ($000) $14,147 Shares 246,627 Est. Cost $27.65 Unrealized +88.1%
LivePerson, Inc. 1.3%
Value ($000) $12,856 Shares 359,900 Est. Cost $14.05 Unrealized
TBCH Turtle Beach Corporation 1.2%
Value ($000) $12,144 Shares 545,543 Est. Cost $12.56 Unrealized +114.8%
LMAT LeMaitre Vascular, Inc. 1.2%
Value ($000) $11,553 Shares 230,000 Est. Cost $6.39 Unrealized +678.3%
LiqTech International, Inc. 1.1%
Value ($000) $11,317 Shares 1,978,444 Est. Cost $1.27 Unrealized
UTI Universal Technical Institute, 1.0%
Value ($000) $10,124 Shares 1,294,575 Est. Cost $5.90 Unrealized +26.5%
Veru, Inc. 1.0%
Value ($000) $10,085 Shares 1,712,268 Est. Cost $7.18 Unrealized
VICR Vicor Corporation 1.0%
Value ($000) $10,031 Shares 79,000 Est. Cost $56.15 Unrealized +152.2%
DZSIQ DZS, Inc. 1.0%
Value ($000) $9,897 Shares 610,201 Est. Cost $15.16 Unrealized
SeaSpine Holdings Corp. 1.0%
Value ($000) $9,683 Shares 710,950 Est. Cost $12.47 Unrealized
Gambling.com Group Ltd. 0.9%
Value ($000) $9,399 Shares 926,028 Est. Cost $9.13 Unrealized
PLBY PLBY Group,Inc. 0.9%
Value ($000) $9,333 Shares 350,320 Est. Cost $33.52 Unrealized -9.9%
AMSC American Superconductor Corp 0.9%
Value ($000) $9,297 Shares 854,534 Est. Cost $5.93 Unrealized +143.0%
Westport Fuel Systems, Inc. 0.9%
Value ($000) $9,082 Shares 3,832,047 Est. Cost $2.52 Unrealized
Recro Pharma, Inc. (F4) 0.9%
Value ($000) $8,690 Shares 5,081,901 Est. Cost $2.25 Unrealized
Assure Holdings Corp(CND/AMR) 0.8%
Value ($000) $8,047 Shares 1,562,499 Est. Cost $7.75 Unrealized
CTRN Citi Trends, Inc. 0.8%
Value ($000) $7,761 Shares 81,914 Est. Cost $22.91 Unrealized +248.3%
RADA Electronic Industries 0.8%
Value ($000) $7,697 Shares 817,071 Est. Cost $3.50 Unrealized
RDCM RADCOM, Ltd. (Israel) 0.8%
Value ($000) $7,547 Shares 578,312 Est. Cost $15.12 Unrealized -24.5%
AIOT PowerFleet, Inc. 0.8%
Value ($000) $7,477 Shares 1,577,446 Est. Cost $7.39 Unrealized -15.5%
Sientra, Inc. 0.7%
Value ($000) $7,355 Shares 2,003,984 Est. Cost $5.46 Unrealized
NGS Natural Gas Services Group, In 0.7%
Value ($000) $7,099 Shares 678,008 Est. Cost $7.03 Unrealized +59.2%
Franchise Group, Inc. 0.7%
Value ($000) $6,881 Shares 131,912 Est. Cost $25.36 Unrealized
GAIA Gaia, Inc. 0.7%
Value ($000) $6,867 Shares 801,236 Est. Cost $10.17 Unrealized -8.3%
Orbital Energy Group, Inc. 0.7%
Value ($000) $6,638 Shares 3,031,066 Est. Cost $2.56 Unrealized
ADMA ADMA Biologics, Inc. 0.6%
Value ($000) $6,458 Shares 4,579,900 Est. Cost $1.31 Unrealized 0.0%
Resonant, Inc. 0.6%
Value ($000) $6,433 Shares 3,761,840 Est. Cost $1.75 Unrealized
GAN, Ltd. (London) 0.6%
Value ($000) $6,357 Shares 691,682 Est. Cost $18.16 Unrealized
NeoGames S.A. (Luxembourg) 0.6%
Value ($000) $6,292 Shares 226,500 Est. Cost $37.99 Unrealized
LASR nLight, Inc. 0.6%
Value ($000) $6,227 Shares 260,000 Est. Cost $35.41 Unrealized -25.5%
KRT Karat Packaging, Inc. 0.6%
Value ($000) $6,184 Shares 305,986 Est. Cost $19.00 Unrealized +11.2%
BLZE Backblaze, Inc. 0.6%
Value ($000) $6,165 Shares 365,000 Est. Cost $22.16 Unrealized 0.0%
SPRO Spero Therapeutics, Inc. 0.6%
Value ($000) $5,968 Shares 372,755 Est. Cost $11.78 Unrealized +34.9%
NUVB Nuvation Bio, Inc. 0.6%
Value ($000) $5,950 Shares 700,000 Est. Cost $10.33 Unrealized -11.0%
KOPN Kopin Corporation 0.6%
Value ($000) $5,917 Shares 1,446,746 Est. Cost $3.15 Unrealized +61.2%
LTRX Lantronix, Inc. 0.6%
Value ($000) $5,677 Shares 725,001 Est. Cost $7.58 Unrealized 0.0%
voxeljet AG, ADR (Germany) 0.5%
Value ($000) $5,278 Shares 894,649 Est. Cost $13.40 Unrealized
ONEW OneWater Marine, Inc. - CL A 0.5%
Value ($000) $4,669 Shares 76,571 Est. Cost $25.27 Unrealized +93.6%
Burcon NutraScience Corp. 0.5%
Value ($000) $4,599 Shares 3,902,823 Est. Cost $2.79 Unrealized
TLS Telos Corp. 0.4%
Value ($000) $4,428 Shares 287,181 Est. Cost $27.40 Unrealized -22.3%
Noodles & Co. 0.4%
Value ($000) $4,357 Shares 480,403 Est. Cost $6.29 Unrealized
PROF Profound Medical Corp. (U.S.) 0.4%
Value ($000) $3,919 Shares 348,939 Est. Cost $12.96 Unrealized -3.7%
INVO Bioscience, Inc. 0.4%
Value ($000) $3,860 Shares 1,159,075 Est. Cost $3.68 Unrealized
OPK OPKO Health, Inc. 0.4%
Value ($000) $3,848 Shares 800,000 Est. Cost $2.24 Unrealized +80.7%
VMD Viemed Healthcare, Inc. (Canad 0.4%
Value ($000) $3,804 Shares 728,833 Est. Cost $6.25 Unrealized -10.7%
DHX DHI Group, Inc. 0.4%
Value ($000) $3,750 Shares 601,000 Est. Cost $3.17 Unrealized +67.1%
VQSSF VIQ Solutions, Inc. 0.4%
Value ($000) $3,633 Shares 1,559,259 Est. Cost $3.09 Unrealized -20.4%
Apollo Endosurgery, Inc. 0.4%
Value ($000) $3,613 Shares 428,640 Est. Cost $8.43 Unrealized
Minerva Surgical, Inc. 0.4%
Value ($000) $3,596 Shares 699,581 Est. Cost $5.14 Unrealized
ATOM Atomera Incorporated 0.4%
Value ($000) $3,562 Shares 177,034 Est. Cost $6.21 Unrealized +278.1%
Movano, Inc. 0.3%
Value ($000) $3,420 Shares 900,000 Est. Cost $5.54 Unrealized
RSVR Reservior Media, Inc. 0.3%
Value ($000) $3,198 Shares 404,319 Est. Cost $8.79 Unrealized -4.4%
BITF Bitfarms, Ltd. of Canada 0.3%
Value ($000) $3,194 Shares 632,838 Est. Cost $4.77 Unrealized +29.4%
Bellus Health, Inc. 0.3%
Value ($000) $3,059 Shares 380,000 Est. Cost $3.06 Unrealized
IPWR Ideal Power, Inc. 0.3%
Value ($000) $2,837 Shares 235,271 Est. Cost $4.04 Unrealized +230.8%
NeuroOne Medical Technologies 0.3%
Value ($000) $2,743 Shares 1,414,172 Est. Cost $5.26 Unrealized
ElectroCore, Inc. 0.3%
Value ($000) $2,712 Shares 4,655,747 Est. Cost $1.12 Unrealized
urban-gro, Inc. 0.3%
Value ($000) $2,677 Shares 255,470 Est. Cost $8.51 Unrealized
EGLXF Enthusiast Gaming Holdings, In 0.3%
Value ($000) $2,639 Shares 897,100 Est. Cost $6.94 Unrealized -50.8%
Greenbrook TMS, Inc. (Canada) 0.3%
Value ($000) $2,587 Shares 606,847 Est. Cost $12.11 Unrealized
POLWQ 1847 Goedeker, Inc 5/26/22-12 0.2%
Value ($000) $2,420 Shares 2,000,000 Est. Cost $1.83 Unrealized
NEON Neonode, Inc. 0.2%
Value ($000) $2,329 Shares 263,169 Est. Cost $8.28 Unrealized +13.8%
CDNA CareDx, Inc. 0.2%
Value ($000) $2,274 Shares 50,000 Est. Cost $6.81 Unrealized +667.0%
ETON Eton Pharmaceuticals, Inc. 0.2%
Value ($000) $2,145 Shares 500,000 Est. Cost $6.62 Unrealized -27.7%
QUIK QuickLogic Corporation 0.2%
Value ($000) $2,122 Shares 415,230 Est. Cost $4.70 Unrealized +24.1%
The Real Good Food Company, In 0.2%
Value ($000) $2,118 Shares 338,267 Est. Cost $6.26 Unrealized
Synchronoss Technologies, Inc. 0.2%
Value ($000) $2,019 Shares 827,267 Est. Cost $3.17 Unrealized
Limelight Networks, Inc. 0.2%
Value ($000) $1,902 Shares 554,604 Est. Cost $2.91 Unrealized
The Cooper Companies, Inc. 0.2%
Value ($000) $1,885 Shares 4,500 Est. Cost $363.33 Unrealized
SERA Sera Prognostics, Inc. 0.2%
Value ($000) $1,704 Shares 248,087 Est. Cost $10.38 Unrealized -3.2%
Roth CH Acquisition III Co. 0.2%
Value ($000) $1,673 Shares 168,600 Est. Cost $9.90 Unrealized
QIPT Quipt Home Medical Corp. 0.2%
Value ($000) $1,653 Shares 294,600 Est. Cost $6.00 Unrealized -2.6%
Quantum Corp. 0.2%
Value ($000) $1,604 Shares 290,564 Est. Cost $6.65 Unrealized
eMagin Corporation 0.1%
Value ($000) $1,445 Shares 1,119,887 Est. Cost $2.05 Unrealized
Iteris, Inc. 0.1%
Value ($000) $1,421 Shares 355,359 Est. Cost $1.99 Unrealized
RUN Sunrun, Inc. 0.1%
Value ($000) $1,372 Shares 40,000 Est. Cost $62.08 Unrealized -24.6%
NNDM Nano Dimension, Ltd. ADR (Isra 0.1%
Value ($000) $1,320 Shares 347,500 Est. Cost $3.80 Unrealized
Lulu's Fashion Lounge Holdings 0.1%
Value ($000) $1,308 Shares 127,895 Est. Cost $10.23 Unrealized
JOB Gee Group, Inc. 0.1%
Value ($000) $1,303 Shares 2,285,192 Est. Cost $0.67 Unrealized -28.8%
Sigma Labs, Inc. 0.1%
Value ($000) $1,284 Shares 697,785 Est. Cost $3.75 Unrealized
TKNO Alpha Teknova, Inc. 0.1%
Value ($000) $1,229 Shares 60,000 Est. Cost $25.30 Unrealized -12.4%
AVAV Aerovironment, Inc. 0.1%
Value ($000) $1,154 Shares 18,610 Est. Cost $81.23 Unrealized 0.0%
IDN Intellicheck, Inc. 0.1%
Value ($000) $1,135 Shares 245,570 Est. Cost $7.22 Unrealized -4.9%
APEI American Public Education, Inc 0.1%
Value ($000) $1,114 Shares 50,070 Est. Cost $31.31 Unrealized -24.1%
PRTC PureTech Health PLC-ADR (Brita 0.1%
Value ($000) $1,110 Shares 30,000 Est. Cost $55.77 Unrealized
DDI DoubleDown Interactive Co. Ltd 0.1%
Value ($000) $925 Shares 59,706 Est. Cost $17.61 Unrealized
MaxCyte, Inc. 0.1%
Value ($000) $764 Shares 75,000 Est. Cost $11.53 Unrealized
JRSH Jerash Holdings US, Inc. 0.1%
Value ($000) $712 Shares 110,000 Est. Cost $7.51 Unrealized -8.2%
BLIN Bridgeline Digital, Inc. 0.1%
Value ($000) $678 Shares 300,000 Est. Cost $2.87 Unrealized +10.1%
WAVE Eco Wave Power Global AB (Swe 0.1%
Value ($000) $642 Shares 149,000 Est. Cost $6.81 Unrealized
Oncocyte Corp. 0.1%
Value ($000) $525 Shares 241,867 Est. Cost $5.08 Unrealized
Zealand Pharma A/S ADR (Denmar 0.0%
Value ($000) $426 Shares 19,981 Est. Cost $11.61 Unrealized
Motorsports Games, Inc. 0.0%
Value ($000) $417 Shares 122,589 Est. Cost $21.19 Unrealized
Senstar Technologies Ltd. 0.0%
Value ($000) $232 Shares 79,070 Est. Cost $3.96 Unrealized
Ocean Power Technologies @3.85 0.0%
Value ($000) $74 Shares 464,280 Est. Cost $0.04 Unrealized
Aqua Metals, Inc. 0.0%
Value ($000) $68 Shares 55,474 Est. Cost $2.80 Unrealized
Roth CH Acquisition III Co @11 0.0%
Value ($000) $56 Shares 50,000 Est. Cost $0.80 Unrealized