AWM Investment Company, Inc. Diversified Active

CIK: 0001535264 · Show all filings

Period: Q2 2021 (← Previous) (Next →)

Filing Date: Aug 13, 2021

Total Value ($000): $1,013,230 (100.0% shares, 0.0% debt)

Holdings (121)

Zealand Pharma A/S (Denmark) 4.7%
Value ($000) $47,607 Shares 7,094,602 Est. Cost $1.70 Unrealized
INFU Infusystem Holdings, Inc. 4.1%
Value ($000) $41,580 Shares 2,000,000 Est. Cost $3.07 Unrealized +559.4%
Avid Bioservices, Inc. 3.1%
Value ($000) $31,626 Shares 1,233,000 Est. Cost $7.81 Unrealized
OPRX OptimizeRx Corporation 3.0%
Value ($000) $30,323 Shares 489,876 Est. Cost $11.27 Unrealized +351.5%
LOVE Lovesac Company, The 2.7%
Value ($000) $27,136 Shares 340,091 Est. Cost $20.33 Unrealized +266.2%
PI Impinj, Inc. 2.5%
Value ($000) $25,407 Shares 492,477 Est. Cost $28.62 Unrealized +79.8%
ARGX argenx SE - ADR (Netherlands) 2.4%
Value ($000) $24,086 Shares 80,000 Est. Cost $21.21 Unrealized
GNSS Genasys, Inc. 2.4%
Value ($000) $23,836 Shares 4,349,544 Est. Cost $3.38 Unrealized +80.4%
LivePerson, Inc. 2.2%
Value ($000) $22,128 Shares 349,900 Est. Cost $13.43 Unrealized
OOMA Ooma, Inc. 2.1%
Value ($000) $20,862 Shares 1,106,165 Est. Cost $9.78 Unrealized +85.3%
Westport Fuel Systems, Inc. 2.0%
Value ($000) $20,348 Shares 3,832,047 Est. Cost $2.52 Unrealized
RGEN Repligen Corporation 2.0%
Value ($000) $19,962 Shares 100,000 Est. Cost $22.68 Unrealized +755.3%
CNTY Century Casinos, Inc. 2.0%
Value ($000) $19,915 Shares 1,482,888 Est. Cost $7.07 Unrealized +84.6%
TravelCenters of America LLC 1.9%
Value ($000) $19,731 Shares 674,800 Est. Cost $18.70 Unrealized
NeoPhotonics Corporation 1.9%
Value ($000) $19,611 Shares 1,920,722 Est. Cost $6.10 Unrealized
Sequans Communications S.A. AD 1.9%
Value ($000) $19,352 Shares 3,214,540 Est. Cost $3.85 Unrealized
KIDS OrthoPediatrics Corporation 1.9%
Value ($000) $18,842 Shares 298,221 Est. Cost $21.97 Unrealized +161.5%
EMCORE Corp. 1.8%
Value ($000) $18,094 Shares 1,962,446 Est. Cost $5.37 Unrealized
TBCH Turtle Beach Corporation 1.7%
Value ($000) $17,414 Shares 545,543 Est. Cost $12.56 Unrealized +141.2%
CEVA CEVA, Inc. 1.7%
Value ($000) $17,408 Shares 368,037 Est. Cost $19.26 Unrealized +156.1%
SharpSpring, Inc. 1.6%
Value ($000) $16,355 Shares 968,353 Est. Cost $8.95 Unrealized
AMSC American Superconductor Corp 1.5%
Value ($000) $14,860 Shares 854,534 Est. Cost $5.93 Unrealized +169.7%
LiqTech International, Inc. 1.5%
Value ($000) $14,848 Shares 2,028,444 Est. Cost $1.27 Unrealized
Pfsweb, Inc. 1.4%
Value ($000) $14,282 Shares 1,935,179 Est. Cost $8.78 Unrealized
LMAT LeMaitre Vascular, Inc. 1.4%
Value ($000) $14,035 Shares 230,000 Est. Cost $6.39 Unrealized +696.5%
NeoGames S.A. (Luxembourg) 1.4%
Value ($000) $13,923 Shares 226,500 Est. Cost $37.99 Unrealized
MRAM Everspin Technology, Inc. 1.2%
Value ($000) $12,079 Shares 1,878,597 Est. Cost $7.75 Unrealized -26.1%
KOPN Kopin Corporation 1.2%
Value ($000) $11,834 Shares 1,446,746 Est. Cost $3.15 Unrealized +162.9%
UCTT Ultra Clean Holdings, Inc. 1.1%
Value ($000) $11,550 Shares 215,000 Est. Cost $24.78 Unrealized +116.0%
RADA Electronic Industries Ltd 1.1%
Value ($000) $11,327 Shares 930,000 Est. Cost $3.50 Unrealized
SeaSpine Holdings Corp. 1.1%
Value ($000) $11,107 Shares 541,547 Est. Cost $12.12 Unrealized
Burcon NutraScience Corp. (Can 1.1%
Value ($000) $10,893 Shares 3,902,823 Est. Cost $2.79 Unrealized
Recro Pharma, Inc. 1.0%
Value ($000) $9,862 Shares 4,269,081 Est. Cost $2.35 Unrealized
TLS Telos Corp. 1.0%
Value ($000) $9,801 Shares 288,181 Est. Cost $27.40 Unrealized +22.9%
AIOT PowerFleet, Inc. 1.0%
Value ($000) $9,791 Shares 1,359,825 Est. Cost $7.52 Unrealized -3.1%
LASR nLight, Inc. 0.9%
Value ($000) $9,433 Shares 260,000 Est. Cost $35.41 Unrealized -15.7%
PLBY PLBY Group,Inc. 0.9%
Value ($000) $9,334 Shares 240,000 Est. Cost $42.11 Unrealized 0.0%
Veru, Inc. 0.9%
Value ($000) $9,099 Shares 1,127,509 Est. Cost $6.35 Unrealized
DZSIQ DZS, Inc. 0.9%
Value ($000) $8,821 Shares 425,110 Est. Cost $15.86 Unrealized
Resonant, Inc. 0.9%
Value ($000) $8,625 Shares 2,686,785 Est. Cost $1.48 Unrealized
GAIA Gaia, Inc. 0.8%
Value ($000) $8,487 Shares 772,282 Est. Cost $10.15 Unrealized +11.7%
UTI Universal Technical Institute 0.8%
Value ($000) $8,402 Shares 1,294,575 Est. Cost $5.90 Unrealized +0.0%
voxeljet AG, ADR (Germany) 0.8%
Value ($000) $8,377 Shares 654,978 Est. Cost $15.60 Unrealized
VICR Vicor Corporation 0.8%
Value ($000) $8,353 Shares 79,000 Est. Cost $56.15 Unrealized +58.5%
KRT Karat Packaging, Inc. 0.8%
Value ($000) $8,148 Shares 400,000 Est. Cost $19.00 Unrealized 0.0%
VMD Viemed Healthcare, Inc. (Canad 0.8%
Value ($000) $7,772 Shares 1,085,000 Est. Cost $6.25 Unrealized +38.6%
GAN, Ltd. (London) 0.8%
Value ($000) $7,758 Shares 471,870 Est. Cost $22.35 Unrealized
CTRN Citi Trends, Inc. 0.7%
Value ($000) $7,587 Shares 87,208 Est. Cost $17.84 Unrealized +415.8%
Greenbrook TMS, Inc. (Canada) 0.7%
Value ($000) $7,412 Shares 612,147 Est. Cost $12.11 Unrealized
APEI American Public Education, Inc 0.7%
Value ($000) $7,194 Shares 253,840 Est. Cost $31.31 Unrealized -3.6%
Roth Ch Acquisition II Co. 0.7%
Value ($000) $7,111 Shares 713,322 Est. Cost $9.97 Unrealized
NeuroOne Medical Technologies 0.7%
Value ($000) $6,630 Shares 1,000,001 Est. Cost $6.63 Unrealized
RDCM RADCOM, Ltd. (Israel) 0.6%
Value ($000) $6,477 Shares 578,312 Est. Cost $15.12 Unrealized -35.2%
NGS Natural Gas Services Group 0.6%
Value ($000) $6,079 Shares 591,340 Est. Cost $6.64 Unrealized +49.0%
Generation Bio Co. 0.6%
Value ($000) $6,069 Shares 225,599 Est. Cost $28.46 Unrealized
Noodles & Co. 0.6%
Value ($000) $5,995 Shares 480,403 Est. Cost $6.29 Unrealized
ElectroCore, Inc. 0.6%
Value ($000) $5,950 Shares 5,000,000 Est. Cost $1.19 Unrealized
PROF Profound Medical Corp. (U.S.) 0.6%
Value ($000) $5,709 Shares 348,939 Est. Cost $12.96 Unrealized +43.5%
Mudrick Capital Acquisition Co 0.6%
Value ($000) $5,611 Shares 450,301 Est. Cost $12.46 Unrealized
ONDS Ondas Holding, Inc. 0.5%
Value ($000) $5,558 Shares 700,000 Est. Cost $7.86 Unrealized 0.0%
Misonix, Inc. 0.5%
Value ($000) $5,528 Shares 249,239 Est. Cost $10.29 Unrealized
INVO Bioscience, Inc. 0.5%
Value ($000) $5,390 Shares 1,159,075 Est. Cost $3.68 Unrealized
EGLXF Enthusiast Gaming Holdings 0.5%
Value ($000) $5,326 Shares 897,100 Est. Cost $6.94 Unrealized 0.0%
AEHR Aehr Test Systems 0.5%
Value ($000) $5,240 Shares 1,898,534 Est. Cost $3.20 Unrealized -25.3%
CDNA CareDx, Inc. 0.5%
Value ($000) $5,217 Shares 57,000 Est. Cost $6.81 Unrealized +1068.0%
SPRO Spero Therapeutics, Inc. 0.5%
Value ($000) $5,204 Shares 372,755 Est. Cost $11.78 Unrealized +18.7%
Franchise Group, Inc. 0.5%
Value ($000) $4,653 Shares 131,912 Est. Cost $25.36 Unrealized
Movano, Inc. 0.5%
Value ($000) $4,581 Shares 900,000 Est. Cost $5.54 Unrealized
Sientra, Inc. 0.4%
Value ($000) $4,200 Shares 527,674 Est. Cost $7.38 Unrealized
NUVB Nuvation Bio, Inc. 0.4%
Value ($000) $4,152 Shares 446,024 Est. Cost $11.19 Unrealized +1.9%
ATOM Atomera Incorporated 0.4%
Value ($000) $3,924 Shares 183,000 Est. Cost $6.21 Unrealized +230.7%
eMagin Corporation 0.4%
Value ($000) $3,901 Shares 1,120,887 Est. Cost $2.05 Unrealized
Oncocyte Corp. 0.4%
Value ($000) $3,829 Shares 667,000 Est. Cost $5.19 Unrealized
CMPS Compass Pathways PLC (Great B 0.4%
Value ($000) $3,815 Shares 100,000 Est. Cost $38.15 Unrealized
ONEW OneWater Marine, Inc. - CL A 0.3%
Value ($000) $3,277 Shares 77,970 Est. Cost $25.27 Unrealized +83.7%
OPK OPKO Health, Inc. 0.3%
Value ($000) $3,240 Shares 800,000 Est. Cost $2.24 Unrealized +75.1%
ETON Eton Pharmaceuticals, Inc. 0.3%
Value ($000) $3,080 Shares 500,000 Est. Cost $6.62 Unrealized +11.9%
Motorsports Games, Inc. 0.3%
Value ($000) $3,071 Shares 219,341 Est. Cost $21.19 Unrealized
MDNAF Medicenna Therapeutics Corp. 0.3%
Value ($000) $3,017 Shares 1,000,000 Est. Cost $4.05 Unrealized -8.8%
QUIK QuickLogic Corporation 0.3%
Value ($000) $3,002 Shares 415,230 Est. Cost $4.70 Unrealized +39.0%
IPWR Ideal Power, Inc. 0.3%
Value ($000) $2,990 Shares 235,271 Est. Cost $4.04 Unrealized +168.0%
PGNY Progyny, Inc. 0.3%
Value ($000) $2,950 Shares 50,000 Est. Cost $35.37 Unrealized +58.8%
POLWQ 1847 Goedeker, Inc 5/26/22-12/ 0.3%
Value ($000) $2,853 Shares 1,333,000 Est. Cost $2.14 Unrealized
Reata Pharmaceuticals, Inc. 0.3%
Value ($000) $2,831 Shares 20,000 Est. Cost $30.62 Unrealized
NEON Neonode, Inc. 0.3%
Value ($000) $2,814 Shares 456,120 Est. Cost $8.28 Unrealized -11.6%
Sigma Labs, Inc. 0.3%
Value ($000) $2,721 Shares 697,785 Est. Cost $3.75 Unrealized
Blue Apron Holdings, Inc. 0.3%
Value ($000) $2,675 Shares 625,000 Est. Cost $4.28 Unrealized
BLIN Bridgeline Digital, Inc. 0.3%
Value ($000) $2,580 Shares 600,000 Est. Cost $2.87 Unrealized -8.0%
ImmunoPrecise Antibodies, Ltd. 0.2%
Value ($000) $2,397 Shares 398,145 Est. Cost $9.82 Unrealized
TKNO Alpha Teknova, Inc. 0.2%
Value ($000) $2,373 Shares 100,000 Est. Cost $25.30 Unrealized 0.0%
Iteris, Inc. 0.2%
Value ($000) $2,363 Shares 355,359 Est. Cost $1.99 Unrealized
urban-gro, Inc. 0.2%
Value ($000) $2,310 Shares 251,889 Est. Cost $8.48 Unrealized
RUN Sunrun, Inc. 0.2%
Value ($000) $2,231 Shares 40,000 Est. Cost $62.08 Unrealized -22.2%
CLSK CleanSpark, Inc. 0.2%
Value ($000) $2,230 Shares 134,000 Est. Cost $28.21 Unrealized -34.9%
Synchronoss Technologies, Inc. 0.2%
Value ($000) $2,154 Shares 600,000 Est. Cost $3.59 Unrealized
IDN Intellicheck, Inc. 0.2%
Value ($000) $2,093 Shares 250,010 Est. Cost $7.22 Unrealized +13.5%
DHX DHI Group, Inc. 0.2%
Value ($000) $2,031 Shares 601,000 Est. Cost $3.17 Unrealized 0.0%
Roth CH Acquisition III Co. 0.2%
Value ($000) $1,974 Shares 200,000 Est. Cost $9.90 Unrealized
CELH Celsius Holdings, Inc. 0.2%
Value ($000) $1,902 Shares 25,000 Est. Cost $20.37 Unrealized 0.0%
CYRX Cryoport, Inc. 0.2%
Value ($000) $1,893 Shares 30,000 Est. Cost $47.63 Unrealized +18.2%
BITF Bitfarms, Ltd. of Canada 0.2%
Value ($000) $1,808 Shares 460,000 Est. Cost $4.56 Unrealized 0.0%
The Cooper Companies, Inc. 0.2%
Value ($000) $1,783 Shares 4,500 Est. Cost $363.33 Unrealized
1847 Goedeker, Inc. 0.2%
Value ($000) $1,781 Shares 462,550 Est. Cost $3.85 Unrealized
Limelight Networks, Inc. 0.2%
Value ($000) $1,747 Shares 554,604 Est. Cost $2.91 Unrealized
ELUT Aziyo Biologics, Inc. 0.2%
Value ($000) $1,688 Shares 175,650 Est. Cost $12.12 Unrealized -4.9%
DMTKQ DermTech, Inc. 0.2%
Value ($000) $1,663 Shares 40,000 Est. Cost $48.49 Unrealized
JOB Gee Group, Inc. 0.1%
Value ($000) $1,481 Shares 2,585,192 Est. Cost $0.67 Unrealized 0.0%
PRTC PureTech Health PLC-ADR (Brita 0.1%
Value ($000) $1,470 Shares 30,000 Est. Cost $55.77 Unrealized
Sema4 Holdings Corp. 0.1%
Value ($000) $1,401 Shares 100,000 Est. Cost $14.01 Unrealized
Miromatrix Medical, Inc. 0.1%
Value ($000) $1,340 Shares 115,000 Est. Cost $11.65 Unrealized
Bellus Health, Inc. 0.1%
Value ($000) $1,244 Shares 400,000 Est. Cost $3.06 Unrealized
JYNT The Joint Corp. 0.1%
Value ($000) $1,241 Shares 14,788 Est. Cost $14.12 Unrealized +339.2%
Magal Security System, Ltd (Is 0.1%
Value ($000) $1,096 Shares 231,618 Est. Cost $2.94 Unrealized
Stryve Foods, Inc. 0.1%
Value ($000) $1,031 Shares 100,000 Est. Cost $10.31 Unrealized
Quantum Corp. 0.1%
Value ($000) $805 Shares 116,850 Est. Cost $8.33 Unrealized
Zealand Pharma A/S ADR (Denmar 0.1%
Value ($000) $590 Shares 19,981 Est. Cost $11.61 Unrealized
Verb Technology Company, Inc. 0.1%
Value ($000) $584 Shares 285,050 Est. Cost $1.33 Unrealized
Ocean Power Technologies @3.85 0.0%
Value ($000) $269 Shares 464,280 Est. Cost $0.04 Unrealized
Aqua Metals, Inc. 0.0%
Value ($000) $166 Shares 55,474 Est. Cost $2.80 Unrealized
Soc Telemed, Inc. 0.0%
Value ($000) $142 Shares 25,000 Est. Cost $5.68 Unrealized
Roth CH Acquisition III Co @11 0.0%
Value ($000) $82 Shares 50,000 Est. Cost $0.80 Unrealized