AWM Investment Company, Inc. Diversified Active

CIK: 0001535264 · Show all filings

Period: Q1 2023 (← Previous) (Next →)

Filing Date: May 12, 2023

Total Value ($000): $738,933 (100.0% shares, 0.0% debt)

Holdings (119)

DXLG Destination XL Group, Inc. 7.0%
Value ($000) $51,790 Shares 9,399,297 Est. Cost $5.24 Unrealized +21.1%
TravelCenters of America LLC 6.9%
Value ($000) $50,693 Shares 586,047 Est. Cost $19.38 Unrealized
PI Impinj, Inc. 6.2%
Value ($000) $46,038 Shares 339,714 Est. Cost $31.16 Unrealized +309.0%
AEHR Aehr Test Systems 5.6%
Value ($000) $41,217 Shares 1,328,713 Est. Cost $5.48 Unrealized +488.1%
ReShape Lifesc @8=1.5cs or $0= 4.1%
Value ($000) $30,113 Shares 29,516,951 Est. Cost $1.24 Unrealized
ADMA ADMA Biologics, Inc. 2.7%
Value ($000) $19,910 Shares 6,015,000 Est. Cost $1.65 Unrealized +109.6%
ARGX argenx SE - ADR (Netherlands) 2.5%
Value ($000) $18,629 Shares 50,000 Est. Cost $21.21 Unrealized
Avid Bioservices, Inc. 2.5%
Value ($000) $18,438 Shares 982,826 Est. Cost $7.81 Unrealized
OOMA Ooma, Inc. 2.4%
Value ($000) $17,638 Shares 1,409,948 Est. Cost $10.98 Unrealized +22.0%
KIDS OrthoPediatrics Corporation 2.4%
Value ($000) $17,524 Shares 395,658 Est. Cost $27.71 Unrealized +59.5%
RGEN Repligen Corporation 2.3%
Value ($000) $16,836 Shares 100,000 Est. Cost $22.68 Unrealized +686.7%
INFU Infusystem Holdings, Inc. 2.1%
Value ($000) $15,500 Shares 2,000,000 Est. Cost $3.07 Unrealized +200.5%
MRAM Everspin Technology, Inc. 1.8%
Value ($000) $13,663 Shares 2,006,241 Est. Cost $7.69 Unrealized -13.4%
LOVE Lovesac Company, The 1.8%
Value ($000) $13,066 Shares 452,096 Est. Cost $24.17 Unrealized +9.2%
CEVA CEVA, Inc. 1.8%
Value ($000) $13,060 Shares 429,192 Est. Cost $21.03 Unrealized +49.0%
GNSS Genasys, Inc. (F4) 1.7%
Value ($000) $12,831 Shares 4,349,544 Est. Cost $3.38 Unrealized +5.6%
AMSC American Superconductor Corp 1.7%
Value ($000) $12,453 Shares 2,536,283 Est. Cost $5.33 Unrealized -5.8%
ASPN Aspen Aerogels, Inc. 1.6%
Value ($000) $12,075 Shares 1,620,856 Est. Cost $11.13 Unrealized -10.7%
CNTY Century Casinos, Inc. 1.6%
Value ($000) $12,051 Shares 1,644,037 Est. Cost $7.28 Unrealized +14.7%
LMAT LeMaitre Vascular, Inc. 1.6%
Value ($000) $11,838 Shares 230,000 Est. Cost $6.39 Unrealized +640.1%
DRS Leonardo DRS, Inc. 1.5%
Value ($000) $11,105 Shares 856,188 Est. Cost $10.65 Unrealized +20.1%
Societal CDMO, Inc. 1.4%
Value ($000) $10,527 Shares 8,846,052 Est. Cost $1.89 Unrealized
Gambling.com Group Ltd. 1.4%
Value ($000) $10,277 Shares 1,037,064 Est. Cost $8.98 Unrealized
VMD Viemed Healthcare, Inc. (Canad 1.3%
Value ($000) $9,785 Shares 1,012,026 Est. Cost $6.27 Unrealized +39.1%
KOPN Kopin Corporation 1.2%
Value ($000) $9,032 Shares 8,286,124 Est. Cost $1.56 Unrealized -21.6%
DZSIQ DZS, Inc. 1.2%
Value ($000) $8,699 Shares 1,102,550 Est. Cost $13.53 Unrealized
UTI Universal Technical Institute 1.1%
Value ($000) $8,234 Shares 1,115,688 Est. Cost $5.90 Unrealized +20.8%
NGS Natural Gas Services Group Inc 1.1%
Value ($000) $7,931 Shares 769,233 Est. Cost $7.52 Unrealized +44.8%
Sequans Communications S.A. AD 1.0%
Value ($000) $7,700 Shares 3,849,940 Est. Cost $3.71 Unrealized
OFIX Orthofix Medical Inc. 1.0%
Value ($000) $7,685 Shares 458,823 Est. Cost $19.57 Unrealized 0.0%
EMCORE Corporation (F4) 1.0%
Value ($000) $7,521 Shares 6,539,988 Est. Cost $2.59 Unrealized
TCMD Tactile Systems Technology, In 0.9%
Value ($000) $6,568 Shares 400,000 Est. Cost $13.93 Unrealized 0.0%
RDCM RADCOM, Ltd. (Israel) 0.9%
Value ($000) $6,475 Shares 642,406 Est. Cost $14.64 Unrealized -29.0%
Pfsweb, Inc. 0.9%
Value ($000) $6,466 Shares 1,525,000 Est. Cost $9.09 Unrealized
TBCH Turtle Beach Corporation 0.9%
Value ($000) $6,347 Shares 633,455 Est. Cost $13.18 Unrealized -35.6%
OPRX OptimizeRx Corporation 0.8%
Value ($000) $5,826 Shares 398,243 Est. Cost $11.62 Unrealized +44.0%
BLZE Backblaze, Inc. 0.7%
Value ($000) $5,513 Shares 1,091,753 Est. Cost $11.29 Unrealized -46.3%
AIOT PowerFleet, Inc. 0.7%
Value ($000) $5,419 Shares 1,579,956 Est. Cost $7.39 Unrealized -62.2%
LivePerson, Inc. 0.7%
Value ($000) $5,331 Shares 1,208,818 Est. Cost $12.47 Unrealized
VICR Vicor Corporation 0.7%
Value ($000) $5,321 Shares 113,356 Est. Cost $56.81 Unrealized -2.4%
LASR nLight, Inc. 0.7%
Value ($000) $4,997 Shares 490,882 Est. Cost $23.37 Unrealized -50.7%
ONEW OneWater Marine, Inc. - CL A 0.7%
Value ($000) $4,895 Shares 175,000 Est. Cost $29.68 Unrealized -3.9%
Apollo Endosurgery, Inc. 0.7%
Value ($000) $4,829 Shares 486,761 Est. Cost $6.44 Unrealized
Westport Fuel Systems, Inc. 0.6%
Value ($000) $4,364 Shares 4,582,047 Est. Cost $2.23 Unrealized
SSTI Shotspotter, Inc. 0.6%
Value ($000) $4,224 Shares 107,438 Est. Cost $27.44 Unrealized +31.5%
RSVR Reservoir Media, Inc. 0.5%
Value ($000) $3,977 Shares 609,894 Est. Cost $8.23 Unrealized -19.5%
UCTT Ultra Clean Holdings, Inc. 0.5%
Value ($000) $3,952 Shares 119,188 Est. Cost $27.72 Unrealized +19.3%
AVAV Aerovironment, Inc. 0.5%
Value ($000) $3,685 Shares 40,208 Est. Cost $84.05 Unrealized +5.4%
voxeljet AG, ADR (Germany) 0.5%
Value ($000) $3,614 Shares 1,716,903 Est. Cost $8.53 Unrealized
NeoGames S.A. (Luxembourg) 0.5%
Value ($000) $3,443 Shares 226,500 Est. Cost $37.99 Unrealized
The Real Good Food Company, In 0.5%
Value ($000) $3,352 Shares 794,262 Est. Cost $5.19 Unrealized
Synchronoss Technologies, Inc. 0.5%
Value ($000) $3,336 Shares 3,549,180 Est. Cost $1.45 Unrealized
LTRX Lantronix, Inc. 0.4%
Value ($000) $3,307 Shares 761,933 Est. Cost $7.51 Unrealized -37.6%
Noodles & Co. 0.4%
Value ($000) $3,208 Shares 661,444 Est. Cost $5.99 Unrealized
Franchise Group, Inc. 0.4%
Value ($000) $3,204 Shares 117,595 Est. Cost $25.36 Unrealized
CTRN Citi Trends, Inc. 0.4%
Value ($000) $3,183 Shares 167,328 Est. Cost $27.99 Unrealized -1.9%
BlackSky Technology, Inc. (Res 0.4%
Value ($000) $3,092 Shares 2,785,671 Est. Cost $1.11 Unrealized
Bellus Health, Inc. (Canada) 0.4%
Value ($000) $2,736 Shares 380,000 Est. Cost $3.06 Unrealized
Profire Energy, Inc. 0.3%
Value ($000) $2,585 Shares 2,084,714 Est. Cost $1.20 Unrealized
LPTH LightPath Technologies, Inc. - 0.3%
Value ($000) $2,573 Shares 1,825,000 Est. Cost $1.55 Unrealized 0.0%
AIRS AirSculpt Technologies, Inc. 0.3%
Value ($000) $2,548 Shares 505,515 Est. Cost $7.79 Unrealized -29.0%
NUVB Nuvation Bio, Inc. 0.3%
Value ($000) $2,532 Shares 1,525,000 Est. Cost $3.89 Unrealized -47.8%
AppHarvest, Inc. 0.3%
Value ($000) $2,524 Shares 4,121,619 Est. Cost $0.61 Unrealized
MaxCyte, Inc. 0.3%
Value ($000) $2,475 Shares 500,000 Est. Cost $6.28 Unrealized
QUIK QuickLogic Corporation 0.3%
Value ($000) $2,475 Shares 415,230 Est. Cost $4.70 Unrealized +21.6%
ECOR ElectroCore, Inc. 0.3%
Value ($000) $2,473 Shares 449,663 Est. Cost $4.48 Unrealized 0.0%
GAIA Gaia, Inc. 0.3%
Value ($000) $2,436 Shares 879,375 Est. Cost $9.56 Unrealized -68.3%
OncoCyte Corporation 0.3%
Value ($000) $2,400 Shares 6,773,051 Est. Cost $1.03 Unrealized
urban-gro, Inc. 0.3%
Value ($000) $2,276 Shares 842,855 Est. Cost $4.91 Unrealized
DHX DHI Group, Inc. 0.3%
Value ($000) $2,254 Shares 581,000 Est. Cost $3.17 Unrealized +49.8%
USIO Usio,Inc. 0.3%
Value ($000) $2,237 Shares 1,285,552 Est. Cost $2.14 Unrealized -13.9%
QIPT Quipt Home Medical Corp. 0.3%
Value ($000) $2,065 Shares 294,600 Est. Cost $6.00 Unrealized +2.7%
PRTC PureTech Health PLC-ADR (Brita 0.3%
Value ($000) $2,029 Shares 70,000 Est. Cost $4.76 Unrealized
Movano, Inc. 0.3%
Value ($000) $1,986 Shares 1,614,286 Est. Cost $3.63 Unrealized
NNDM Nano Dimension, Ltd. ADR (Isra 0.3%
Value ($000) $1,916 Shares 663,126 Est. Cost $3.49 Unrealized
MDWD MediWound Ltd. 0.3%
Value ($000) $1,903 Shares 142,857 Est. Cost $12.61 Unrealized 0.0%
SPRO Spero Therapeutics, Inc. 0.3%
Value ($000) $1,886 Shares 1,300,400 Est. Cost $0.99 Unrealized +68.4%
LEGH Legacy Housing Corp. 0.3%
Value ($000) $1,863 Shares 81,846 Est. Cost $16.82 Unrealized +20.3%
IPWR Ideal Power, Inc. 0.2%
Value ($000) $1,706 Shares 163,281 Est. Cost $4.04 Unrealized +187.4%
Twin Vee PowerCats Co. 0.2%
Value ($000) $1,599 Shares 949,062 Est. Cost $2.43 Unrealized
OPK OPKO Health, Inc. 0.2%
Value ($000) $1,460 Shares 1,000,000 Est. Cost $2.11 Unrealized -38.9%
SMMT Summit Therapeutics, Inc. 0.2%
Value ($000) $1,400 Shares 800,001 Est. Cost $2.39 Unrealized +14.3%
AKTSQ Akoustis Technologies, Inc. 0.2%
Value ($000) $1,201 Shares 390,000 Est. Cost $3.49 Unrealized 0.0%
LiqTech International, Inc. 0.2%
Value ($000) $1,142 Shares 2,430,141 Est. Cost $1.05 Unrealized
ATOM Atomera Incorporated 0.2%
Value ($000) $1,128 Shares 177,034 Est. Cost $6.21 Unrealized +8.8%
BLFS BioLife Solutions, Inc. 0.1%
Value ($000) $1,088 Shares 50,000 Est. Cost $14.67 Unrealized +53.3%
APEI American Public Education, Inc 0.1%
Value ($000) $1,084 Shares 200,070 Est. Cost $15.70 Unrealized -33.2%
TEAD Outbrain, Inc. 0.1%
Value ($000) $1,069 Shares 258,913 Est. Cost $4.54 Unrealized 0.0%
KRT Karat Packaging, Inc. 0.1%
Value ($000) $1,005 Shares 75,359 Est. Cost $19.00 Unrealized -22.2%
JOB Gee Group, Inc. 0.1%
Value ($000) $948 Shares 2,285,192 Est. Cost $0.67 Unrealized -32.0%
G Medical Innovations Holdings 0.1%
Value ($000) $910 Shares 1,000,000 Est. Cost $0.91 Unrealized
NeuroOne Medical Technologies 0.1%
Value ($000) $885 Shares 550,000 Est. Cost $5.26 Unrealized
Applied DNA Sciences, Inc. 0.1%
Value ($000) $850 Shares 751,780 Est. Cost $1.36 Unrealized
Rocket Lab USA, Inc. 0.1%
Value ($000) $816 Shares 202,000 Est. Cost $3.77 Unrealized
AUPH Aurinia Pharmaceuticals Inc. 0.1%
Value ($000) $806 Shares 73,500 Est. Cost $8.81 Unrealized 0.0%
Shapeways Holdings, Inc. 0.1%
Value ($000) $800 Shares 2,329,913 Est. Cost $0.58 Unrealized
Edgio, Inc. 0.1%
Value ($000) $736 Shares 930,735 Est. Cost $2.67 Unrealized
Quantum Corp. 0.1%
Value ($000) $672 Shares 584,518 Est. Cost $3.32 Unrealized
Medicenna Therapeutics Corp. 0.1%
Value ($000) $650 Shares 1,000,000 Est. Cost $0.58 Unrealized
VQSSF VIQ Solutions, Inc. (Canada) 0.1%
Value ($000) $625 Shares 1,709,531 Est. Cost $1.97 Unrealized -82.6%
ETON Eton Pharmaceuticals, Inc. 0.1%
Value ($000) $611 Shares 158,676 Est. Cost $6.62 Unrealized -44.9%
Mobilicom Limited (Australia) 0.1%
Value ($000) $602 Shares 426,656 Est. Cost $1.80 Unrealized
Biolase, Inc. 0.1%
Value ($000) $545 Shares 1,938,571 Est. Cost $0.28 Unrealized
EGLXF Enthusiast Gaming Holdings, In 0.1%
Value ($000) $531 Shares 897,100 Est. Cost $6.94 Unrealized -90.2%
Minerva Surgical, Inc. 0.1%
Value ($000) $509 Shares 2,319,660 Est. Cost $2.75 Unrealized
WAVE Eco Wave Power Global AB (Swe 0.1%
Value ($000) $478 Shares 170,821 Est. Cost $5.64 Unrealized
eMagin Corporation 0.1%
Value ($000) $450 Shares 216,565 Est. Cost $2.05 Unrealized
INVO Bioscience, Inc. 0.1%
Value ($000) $399 Shares 623,860 Est. Cost $3.68 Unrealized
FENC Fennec Pharmaceuticals, Inc. 0.1%
Value ($000) $396 Shares 47,600 Est. Cost $9.27 Unrealized 0.0%
Lulu's Fashion Lounge Holdings 0.0%
Value ($000) $358 Shares 150,232 Est. Cost $7.64 Unrealized
Sigma Labs, Inc. 0.0%
Value ($000) $307 Shares 697,785 Est. Cost $3.75 Unrealized
Accelerate Diagnostics, Inc. 0.0%
Value ($000) $281 Shares 400,944 Est. Cost $1.52 Unrealized
DDI DoubleDown Interactive Co Ltd 0.0%
Value ($000) $218 Shares 27,203 Est. Cost $17.61 Unrealized
SeqLL,Inc 0.0%
Value ($000) $203 Shares 507,903 Est. Cost $0.40 Unrealized
BITF Bitfarms, Ltd. (Canada) - U.S. 0.0%
Value ($000) $187 Shares 192,989 Est. Cost $4.26 Unrealized -78.0%
POLWQ Polished.com, Inc. 5/26/22-6/2 0.0%
Value ($000) $167 Shares 1,689,700 Est. Cost $1.83 Unrealized
LiveVox Holdings, Inc. 0.0%
Value ($000) $85 Shares 27,552 Est. Cost $2.98 Unrealized
MOBBW Mobilicom Ltd. @5.00 8/31/27 A 0.0%
Value ($000) $65 Shares 363,100 Est. Cost $0.38 Unrealized
Qualtek Services, Inc.-A Wt @1 0.0%
Value ($000) $2 Shares 50,000 Est. Cost $0.58 Unrealized