CIK: 0001535264 · Show all filings
Period: Q3 2023 (← Previous) (Next →)
Filing Date: Nov 14, 2023
Total Value ($000): $677,528 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AEHR | Aehr Test Systems | 1,197,883 | $54,743 | 8.1% | $5.48 | +746.3% | common | 00760J108 |
| DXLG | Destination XL Group, Inc. | 9,399,297 | $42,109 | 6.2% | $5.24 | -10.4% | common | 25065K104 |
| — | Applied DNA Sciences, Inc. @4 | 38,171,626 | $31,037 | 4.6% | $1.13 | — | warrants | 999999999 |
| ADMA | ADMA Biologics, Inc. | 5,999,872 | $21,480 | 3.2% | $1.65 | +133.4% | common | 000899104 |
| PI | Impinj, Inc. | 365,428 | $20,110 | 3.0% | $34.33 | +97.7% | common | 453204109 |
| MRAM | Everspin Technology, Inc. | 2,006,241 | $19,721 | 2.9% | $7.69 | +25.7% | common | 30041T104 |
| INFU | Infusystem Holdings, Inc. | 2,000,000 | $19,280 | 2.8% | $3.07 | +233.7% | common | 45685K102 |
| OOMA | Ooma, Inc. | 1,409,948 | $18,343 | 2.7% | $10.98 | +28.8% | common | 683416101 |
| ARBE | Arbe Robotics, Ltd.(Israel) | 7,713,175 | $17,972 | 2.7% | $2.49 | +7.8% | common | M1R95N100 |
| RGEN | Repligen Corporation | 100,000 | $15,901 | 2.3% | $22.68 | +620.7% | common | 759916109 |
| ARGX | argenx SE - ADR (Netherlands) | 30,000 | $14,749 | 2.2% | $21.21 | — | common | 04016X101 |
| DRS | Leonardo DRS, Inc. | 856,088 | $14,297 | 2.1% | $10.65 | +56.9% | common | 52661A108 |
| ASPN | Aspen Aerogels, Inc. | 1,661,580 | $14,290 | 2.1% | $11.03 | -35.6% | common | 04523Y105 |
| AMSC | American Superconductor Corp | 1,854,241 | $14,000 | 2.1% | $5.33 | +55.6% | common | 030111207 |
| — | Gambling.com Group Ltd. | 1,038,354 | $13,582 | 2.0% | $8.98 | — | common | 63R239101 |
| LMAT | LeMaitre Vascular, Inc. | 230,000 | $12,530 | 1.8% | $6.39 | +808.3% | common | 525558201 |
| KIDS | OrthoPediatrics Corporation | 377,276 | $12,073 | 1.8% | $28.52 | +35.1% | common | 68752L100 |
| VICR | Vicor Corporation | 204,960 | $12,070 | 1.8% | $59.46 | +11.5% | common | 925815102 |
| GNSS | Genasys, Inc. | 5,749,544 | $11,557 | 1.7% | $3.28 | -9.3% | common | 36872P103 |
| — | Pfsweb, Inc. | 1,545,203 | $11,496 | 1.7% | $9.07 | — | common | 717098206 |
| NGS | Natural Gas Services Group,Inc | 769,233 | $11,200 | 1.7% | $7.52 | +43.3% | common | 63886Q109 |
| KOPN | Kopin Corporation | 8,546,746 | $10,427 | 1.5% | $1.56 | +4.1% | common | 500600101 |
| LOVE | Lovesac Company, The | 516,696 | $10,293 | 1.5% | $24.34 | +1.3% | common | 54738L109 |
| — | Avid Bioservices, Inc. | 999,926 | $9,439 | 1.4% | $7.84 | — | common | 05368M106 |
| UTI | Universal Technical Institute | 1,123,053 | $9,411 | 1.4% | $5.90 | +31.9% | common | 913915104 |
| CEVA | CEVA, Inc. | 457,342 | $8,868 | 1.3% | $21.24 | +9.4% | common | 157210105 |
| CNTY | Century Casinos, Inc. | 1,644,037 | $8,434 | 1.2% | $7.28 | -7.4% | common | 156492100 |
| — | LivePerson, Inc. | 2,084,476 | $8,109 | 1.2% | $9.13 | — | common | 538146101 |
| VMD | Viemed Healthcare, Inc. (Canad | 1,199,225 | $8,055 | 1.2% | $6.70 | +22.2% | common | 92663R105 |
| OFIX | Orthofix Medical Inc. | 598,463 | $7,696 | 1.1% | $18.88 | -4.7% | common | 68752M108 |
| — | Sequans Communications S.A. AD | 2,591,075 | $7,333 | 1.1% | $3.71 | — | common | 817323207 |
| AVAV | Aerovironment, Inc. | 65,208 | $7,273 | 1.1% | $90.43 | +11.3% | common | 008073108 |
| — | Profire Energy, Inc. | 2,596,156 | $7,217 | 1.1% | $1.42 | — | common | 74316X101 |
| RDCM | RADCOM, Ltd. (Israel) | 753,929 | $6,552 | 1.0% | $13.87 | -33.1% | common | M81865111 |
| — | NeoGames S.A. (Luxembourg) | 239,533 | $6,467 | 1.0% | $37.34 | — | common | L6673X107 |
| AIOT | PowerFleet, Inc. | 2,974,946 | $6,158 | 0.9% | $5.30 | -54.7% | common | 73931J109 |
| OPRX | OptimizeRx Corporation | 782,571 | $6,088 | 0.9% | $11.46 | -5.0% | common | 68401U204 |
| CTRN | Citi Trends, Inc. | 265,768 | $5,905 | 0.9% | $24.11 | -15.2% | common | 17306X102 |
| BLZE | Backblaze, Inc. | 1,067,370 | $5,871 | 0.9% | $11.29 | -52.0% | common | 05637B105 |
| TBCH | Turtle Beach Corporation | 577,386 | $5,240 | 0.8% | $13.18 | -18.5% | common | 900450206 |
| LASR | nLight, Inc. | 490,882 | $5,105 | 0.8% | $23.37 | -47.8% | common | 65487K100 |
| — | Societal CDMO, Inc. | 10,266,144 | $4,815 | 0.7% | $1.77 | — | common | 75629F109 |
| TALK | Talkspace, Inc. | 2,287,724 | $4,461 | 0.7% | $1.28 | +25.5% | common | 87427V103 |
| GENK | Gen Restaurant Group, Inc. | 379,299 | $4,415 | 0.7% | $15.68 | +1.2% | common | 36870C104 |
| BEEM | Beam Global | 592,363 | $4,372 | 0.6% | $10.50 | -10.8% | common | 07373B109 |
| RSVR | Reservoir Media, Inc. | 701,662 | $4,280 | 0.6% | $7.89 | -28.9% | common | 76119X105 |
| — | Synchronoss Technologies, Inc. | 4,403,591 | $4,227 | 0.6% | $1.35 | — | common | 87157B103 |
| UCTT | Ultra Clean Holdings, Inc. | 132,248 | $3,924 | 0.6% | $28.31 | +19.0% | common | 90385V107 |
| AVNW | Aviat Networks, Inc. | 123,639 | $3,858 | 0.6% | $31.70 | -0.3% | common | 05366Y201 |
| MASS | 908 Devices, Inc. | 561,506 | $3,740 | 0.6% | $6.93 | 0.0% | common | 65443P102 |
| QUIK | QuickLogic Corporation | 415,230 | $3,571 | 0.5% | $4.70 | +79.1% | common | 74837P405 |
| LTRX | Lantronix, Inc. | 761,933 | $3,391 | 0.5% | $7.51 | -41.5% | common | 516548203 |
| ECOR | ElectroCore, Inc. | 550,364 | $3,341 | 0.5% | $4.81 | +5.6% | common | 28531P202 |
| — | Tela Bio, Inc. | 408,346 | $3,267 | 0.5% | $9.96 | — | common | 208077520 |
| — | BlackSky Technology, Inc. | 2,785,671 | $3,259 | 0.5% | $1.11 | — | common | 09263B108 |
| GAIA | Gaia, Inc. | 1,097,865 | $2,986 | 0.4% | $7.22 | -66.8% | common | 36269P104 |
| — | The Real Good Food Company,Inc | 877,353 | $2,939 | 0.4% | $4.82 | — | common | 75601G109 |
| LPTH | LightPath Technologies, Inc. | 1,825,000 | $2,646 | 0.4% | $1.55 | +7.7% | common | 532257805 |
| — | EMCORE Corporation | 5,262,296 | $2,502 | 0.4% | $2.59 | — | common | 290846203 |
| GRWG | GrowGeneration Corp. | 850,692 | $2,484 | 0.4% | $3.34 | -1.8% | common | 39986L109 |
| — | Clene Inc. | 5,000,000 | $2,480 | 0.4% | $0.88 | — | common | 185634102 |
| — | Bitcoin Depot,Inc. | 937,002 | $2,464 | 0.4% | $22.12 | 0.0% | common | 09174P105 |
| TEAD | Outbrain, Inc. | 503,436 | $2,452 | 0.4% | $4.82 | +9.5% | common | 69002R103 |
| — | OncoCyte Corporation | 719,282 | $2,359 | 0.3% | $0.61 | — | common | 68235C107 |
| — | Westport Fuel Systems, Inc. | 383,202 | $2,315 | 0.3% | $2.23 | — | common | 960908309 |
| USIO | Usio,Inc. | 1,270,628 | $2,224 | 0.3% | $2.14 | -20.6% | common | 917313108 |
| TCMD | Tactile Systems Technology,Inc | 145,000 | $2,037 | 0.3% | $13.93 | +40.5% | common | 87357P100 |
| IMVT | Immunovant, Inc. | 50,000 | $1,920 | 0.3% | $22.60 | 0.0% | common | 45258J102 |
| NUVB | Nuvation Bio, Inc. | 1,425,000 | $1,910 | 0.3% | $3.89 | -57.2% | common | 67080N101 |
| NNDM | Nano Dimension, Ltd. ADR (Isra | 663,126 | $1,804 | 0.3% | $3.49 | — | common | 63008G203 |
| DHX | DHI Group, Inc. | 581,000 | $1,778 | 0.3% | $3.17 | +12.6% | common | 23331S100 |
| PGNY | Progyny, Inc. | 50,000 | $1,701 | 0.3% | $36.09 | +4.6% | common | 74340E103 |
| PRTC | PureTech Health PLC-ADR (Brita | 70,000 | $1,610 | 0.2% | $4.76 | — | common | 746237106 |
| LILMF | Lilium N.V. (Germany) | 2,256,225 | $1,609 | 0.2% | $1.17 | 0.0% | common | N52586109 |
| OPK | OPKO Health, Inc. | 1,000,000 | $1,600 | 0.2% | $2.11 | -13.6% | common | 68375N103 |
| IPWR | Ideal Power, Inc. | 163,281 | $1,599 | 0.2% | $4.04 | +173.7% | common | 451622203 |
| — | urban-gro, Inc. | 1,138,861 | $1,549 | 0.2% | $3.46 | — | common | 91704K202 |
| QIPT | Quipt Home Medical Corp. | 294,600 | $1,500 | 0.2% | $6.00 | -10.6% | common | 74880P104 |
| — | Movano, Inc. | 1,364,286 | $1,487 | 0.2% | $3.63 | — | common | 62459M107 |
| — | voxeljet AG, ADR (Germany) | 1,361,393 | $1,429 | 0.2% | $8.53 | — | common | 92912L106 |
| — | NeuroOne Medical Technologies | 1,550,000 | $1,380 | 0.2% | $2.44 | — | common | 64130M100 |
| — | eMagin Corporation | 689,665 | $1,372 | 0.2% | $2.00 | — | common | 29076N206 |
| ZYXIQ | Zynex, Inc. | 170,882 | $1,367 | 0.2% | $10.38 | -19.4% | common | 98986M103 |
| — | Twin Vee PowerCats Co. | 939,176 | $1,334 | 0.2% | $2.43 | — | common | 90177C101 |
| ACHV | Achieve Life Sciences, Inc. | 272,500 | $1,172 | 0.2% | $7.01 | -28.1% | common | 004468500 |
| — | Altisource Portfolio Solutions | 280,800 | $1,120 | 0.2% | $3.99 | — | common | L0175J104 |
| — | Aqua Metals, Inc. | 900,000 | $1,017 | 0.2% | $1.13 | — | common | 03837J101 |
| — | Applied DNA Sciences, Inc. | 808,805 | $995 | 0.1% | $1.35 | — | common | 03815U300 |
| — | Shapeways Holdings, Inc. | 310,037 | $992 | 0.1% | $0.58 | — | common | 81947T102 |
| — | LiqTech International, Inc. | 250,000 | $968 | 0.1% | $1.05 | — | common | 53632A102 |
| JOB | Gee Group, Inc. | 1,600,096 | $947 | 0.1% | $0.67 | -19.6% | common | 36165A102 |
| — | Rocket Lab USA, Inc. | 202,000 | $885 | 0.1% | $3.77 | — | common | 773122106 |
| APEI | American Public Education, Inc | 169,370 | $843 | 0.1% | $14.45 | -64.6% | common | 02913V103 |
| XTNT | Xtant Medical Holdings, Inc. | 468,680 | $516 | 0.1% | $1.07 | 0.0% | common | 98420P308 |
| GOSS | Gossamer Bio, Inc. | 613,028 | $511 | 0.1% | $1.15 | 0.0% | common | 38341P102 |
| CRNX | Crinetics Pharmaceuticals, Inc | 15,000 | $446 | 0.1% | $20.61 | 0.0% | common | 22663K107 |
| — | Mobilicom Limited (Australia) | 326,656 | $425 | 0.1% | $1.80 | — | common | 60742B102 |
| SPRO | Spero Therapeutics, Inc. | 333,400 | $403 | 0.1% | $0.99 | +39.3% | common | 84833T103 |
| — | Lulu's Fashion Lounge Holdings | 200,000 | $402 | 0.1% | $6.37 | — | common | 55003A108 |
| PRPL | Purple Innovation, Inc. | 230,000 | $393 | 0.1% | $2.88 | -13.4% | common | 74640Y106 |
| EGLXF | Enthusiast Gaming Holdings,Inc | 897,100 | $307 | 0.0% | $6.94 | -93.1% | common | 29385B109 |
| AKTSQ | Akoustis Technologies, Inc. | 390,000 | $294 | 0.0% | $3.49 | -47.1% | common | 00973N102 |
| — | Forza X1,Inc. | 334,410 | $268 | 0.0% | $1.47 | — | common | 34988N104 |
| BITF | Bitfarms, Ltd. (Canada) - U.S. | 192,989 | $206 | 0.0% | $4.26 | -65.7% | common | 09173B107 |
| — | Sigma Additive Solutions, Inc. | 19,999 | $61 | 0.0% | $3.75 | — | common | 826598500 |
| MOBBW | Mobilicom Ltd. @5.00 8/31/27 A | 363,100 | $58 | 0.0% | $0.38 | — | warrants | 60742B110 |
| — | Medicenna Therapeutics, Corp.@ | 1,330,000 | $40 | 0.0% | $0.40 | — | warrants | 192775965 |
| — | INVO Bioscience, Inc. | 32,000 | $25 | 0.0% | $3.68 | — | common | 44984F302 |