CIK: 0001535264 · Show all filings
Period: Q4 2023 (← Previous) (Next →)
Filing Date: Feb 14, 2024
Total Value ($000): $760,178 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| DXLG | Destination XL Group, Inc. | 9,399,297 | $41,357 | 5.4% | $5.24 | -18.2% | common | 25065K104 |
| ASPN | Aspen Aerogels, Inc. | 2,146,428 | $33,871 | 4.5% | $10.87 | -5.0% | common | 04523Y105 |
| AEHR | Aehr Test Systems | 1,227,883 | $32,576 | 4.3% | $6.06 | +381.6% | common | 00760J108 |
| — | Clene Inc @1.50 6/16/30 (60day | 33,791,321 | $31,178 | 4.1% | $1.13 | — | warrants | 999999999 |
| PI | Impinj, Inc. | 337,628 | $30,397 | 4.0% | $34.33 | +109.0% | common | 453204109 |
| ADMA | ADMA Biologics, Inc. | 5,999,872 | $27,119 | 3.6% | $1.65 | +124.3% | common | 000899104 |
| AMSC | American Superconductor Corpor | 2,228,301 | $24,823 | 3.3% | $5.86 | +44.3% | common | 030111207 |
| INFU | Infusystem Holdings, Inc. | 2,000,000 | $21,080 | 2.8% | $3.07 | +220.3% | common | 45685K102 |
| MRAM | Everspin Technology, Inc. | 2,006,241 | $18,136 | 2.4% | $7.69 | +20.5% | common | 30041T104 |
| RGEN | Repligen Corporation | 100,000 | $17,980 | 2.4% | $22.68 | +586.3% | common | 759916109 |
| KOPN | Kopin Corporation | 8,549,346 | $17,355 | 2.3% | $1.56 | -8.3% | common | 500600101 |
| DRS | Leonardo DRS, Inc. | 855,088 | $17,136 | 2.3% | $10.65 | +75.4% | common | 52661A108 |
| ARBE | Arbe Robotics, Ltd.(Israel) | 7,713,175 | $16,815 | 2.2% | $2.49 | -18.7% | common | M1R95N100 |
| OOMA | Ooma, Inc. | 1,409,948 | $15,129 | 2.0% | $10.98 | +3.5% | common | 683416101 |
| UTI | Universal Technical Institute | 1,123,053 | $14,061 | 1.8% | $5.90 | +71.8% | common | 913915104 |
| AVAV | Aerovironment, Inc. | 110,326 | $13,905 | 1.8% | $103.47 | +18.2% | common | 008073108 |
| KIDS | OrthoPediatrics Corporation | 425,619 | $13,837 | 1.8% | $28.57 | +1.5% | common | 68752L100 |
| LOVE | The Lovesac Company | 516,696 | $13,202 | 1.7% | $24.34 | -17.6% | common | 54738L109 |
| LMAT | LeMaitre Vascular, Inc. | 230,000 | $13,055 | 1.7% | $6.39 | +705.0% | common | 525558201 |
| NGS | Natural Gas Services Group,Inc | 769,233 | $12,369 | 1.6% | $7.52 | +90.1% | common | 63886Q109 |
| OPRX | OptimizeRx Corporation | 820,042 | $11,735 | 1.5% | $11.37 | -15.6% | common | 68401U204 |
| AIOT | PowerFleet, Inc. | 3,417,223 | $11,687 | 1.5% | $4.91 | -54.5% | common | 73931J109 |
| GNSS | Genasys, Inc. | 5,749,544 | $11,672 | 1.5% | $3.28 | -46.0% | common | 36872P103 |
| CEVA | CEVA, Inc. | 507,104 | $11,516 | 1.5% | $21.17 | -2.8% | common | 157210105 |
| ARGX | argenx SE - ADR (Netherlands) | 30,000 | $11,413 | 1.5% | $21.21 | — | common | 04016X101 |
| VMD | Viemed Healthcare, Inc.(Canada | 1,430,345 | $11,228 | 1.5% | $6.79 | +6.8% | common | 92663R105 |
| — | Gambling.com Group Ltd. | 1,138,354 | $11,099 | 1.5% | $9.04 | — | common | 63R239101 |
| LASR | nLight, Inc. | 741,405 | $10,009 | 1.3% | $19.26 | -41.9% | common | 65487K100 |
| VICR | Vicor Corporation | 219,436 | $9,861 | 1.3% | $58.45 | -24.6% | common | 925815102 |
| — | LivePerson, Inc. | 2,554,285 | $9,681 | 1.3% | $8.15 | — | common | 538146101 |
| BLZE | Backblaze, Inc. | 1,067,370 | $8,101 | 1.1% | $11.29 | -44.1% | common | 05637B105 |
| CNTY | Century Casinos, Inc. | 1,644,037 | $8,023 | 1.1% | $7.28 | -36.6% | common | 156492100 |
| CTRN | Citi Trends, Inc. | 265,768 | $7,516 | 1.0% | $24.11 | +0.8% | common | 17306X102 |
| MASS | 908 Devices, Inc. | 653,468 | $7,332 | 1.0% | $6.91 | -1.1% | common | 65443P102 |
| TALK | Talkspace, Inc. | 2,860,680 | $7,266 | 1.0% | $1.43 | +41.7% | common | 87427V103 |
| — | NeoGames S.A. (Luxembourg) | 239,533 | $6,858 | 0.9% | $37.34 | — | common | L6673X107 |
| RCEL | AVITA Medical, Inc. | 496,952 | $6,818 | 0.9% | $11.46 | 0.0% | common | 05380C102 |
| BEEM | Beam Global | 907,234 | $6,432 | 0.8% | $9.03 | -30.6% | common | 07373B109 |
| RDCM | RADCOM, Ltd. (Israel) | 795,795 | $6,414 | 0.8% | $13.56 | -40.5% | common | M81865111 |
| OFIX | Orthofix Medical, Inc. | 474,456 | $6,396 | 0.8% | $18.88 | -37.8% | common | 68752M108 |
| TBCH | Turtle Beach Corporation | 577,386 | $6,322 | 0.8% | $13.18 | -25.6% | common | 900450206 |
| — | Fathom Holdings, Inc. | 1,699,964 | $6,103 | 0.8% | $3.59 | — | common | 31198V109 |
| — | Avid Bioservices, Inc. | 931,527 | $6,055 | 0.8% | $7.84 | — | common | 05368M106 |
| RSVR | Reservoir Media, Inc. | 701,662 | $5,003 | 0.7% | $7.89 | -22.8% | common | 76119X105 |
| SRTA | Blade Air Mobility, Inc. | 1,388,635 | $4,902 | 0.6% | $2.87 | 0.0% | common | 092667104 |
| — | Profire Energy, Inc. | 2,619,956 | $4,742 | 0.6% | $1.42 | — | common | 74316X101 |
| GAIA | Gaia, Inc. | 1,738,257 | $4,693 | 0.6% | $5.55 | -51.6% | common | 36269P104 |
| UCTT | Ultra Clean Holdings, Inc. | 132,248 | $4,515 | 0.6% | $28.31 | -1.8% | common | 90385V107 |
| LTRX | Lantronix, Inc. | 761,933 | $4,465 | 0.6% | $7.51 | -33.0% | common | 516548203 |
| QUIK | QuickLogic Corporation | 320,021 | $4,435 | 0.6% | $4.70 | +129.8% | common | 74837P405 |
| RCAT | Red Cat Holdings, Inc. | 5,000,000 | $4,400 | 0.6% | $0.86 | 0.0% | common | 75644T100 |
| AVNW | Aviat Networks, Inc. | 130,808 | $4,272 | 0.6% | $31.60 | -5.5% | common | 05366Y201 |
| — | Tela Bio, Inc. | 589,963 | $3,906 | 0.5% | $8.93 | — | common | 208077520 |
| — | BlackSky Technology, Inc. | 2,785,671 | $3,900 | 0.5% | $1.11 | — | common | 09263B108 |
| ECOR | ElectroCore, Inc. | 550,364 | $3,187 | 0.4% | $4.81 | +19.6% | common | 28531P202 |
| — | Synchronoss Technologies, Inc. | 489,286 | $3,038 | 0.4% | $1.35 | — | common | 87157B103 |
| — | Bitcoin Depot, Inc. | 937,002 | $3,027 | 0.4% | $22.12 | -20.7% | common | 09174P105 |
| IMVT | Immunovant, Inc. | 70,000 | $2,949 | 0.4% | $26.66 | +38.0% | common | 45258J102 |
| — | The Real Good Food Company, In | 1,935,627 | $2,942 | 0.4% | $3.02 | — | common | 75601G109 |
| — | Societal CDMO, Inc. | 7,226,414 | $2,533 | 0.3% | $1.77 | — | common | 75629F109 |
| VITL | Vital Farms, Inc. | 157,301 | $2,468 | 0.3% | $12.65 | 0.0% | common | 92847W103 |
| — | Westport Fuel Systems, Inc. | 369,090 | $2,443 | 0.3% | $2.23 | — | common | 960908309 |
| LPTH | LightPath Technologies, Inc. - | 1,825,000 | $2,300 | 0.3% | $1.55 | -11.2% | common | 532257805 |
| — | NeuroOne Medical Technologies | 1,450,000 | $2,291 | 0.3% | $2.44 | — | common | 64130M100 |
| LILMF | Lilium N.V. (Germany) | 1,938,845 | $2,288 | 0.3% | $1.17 | -22.1% | common | N52586109 |
| — | EMCORE Corporation | 4,642,632 | $2,270 | 0.3% | $2.59 | — | common | 290846203 |
| SERA | Sera Prognostics, Inc. | 374,902 | $2,242 | 0.3% | $2.90 | 0.0% | common | 81749D107 |
| USIO | Usio,Inc. | 1,270,628 | $2,185 | 0.3% | $2.14 | -14.4% | common | 917313108 |
| GRWG | GrowGeneration Corp. | 850,692 | $2,135 | 0.3% | $3.34 | -26.7% | common | 39986L109 |
| — | MaxCyte, Inc. | 450,000 | $2,115 | 0.3% | $4.70 | — | common | 5777K1061 |
| TCMD | Tactile Systems Technology, In | 145,000 | $2,074 | 0.3% | $13.93 | -9.8% | common | 87357P100 |
| PGNY | Progyny, Inc. | 55,000 | $2,045 | 0.3% | $35.86 | -6.4% | common | 74340E103 |
| NUVB | Nuvation Bio, Inc. | 1,350,000 | $2,039 | 0.3% | $3.89 | -66.9% | common | 67080N101 |
| — | Veru, Inc. | 2,750,000 | $1,980 | 0.3% | $0.72 | — | common | 92536C103 |
| — | Sequans Communications S.A. AD | 681,246 | $1,928 | 0.3% | $3.71 | — | common | 817323207 |
| — | OncoCyte Corporation | 754,286 | $1,871 | 0.2% | $0.70 | — | common | 68235C107 |
| CRNX | Crinetics Pharmaceuticals, Inc | 50,000 | $1,779 | 0.2% | $27.65 | +10.9% | common | 22663K107 |
| — | voxeljet AG, ADR (Germany) | 1,351,883 | $1,717 | 0.2% | $8.53 | — | common | 92912L106 |
| GENK | Gen Restaurant Group, Inc. | 214,535 | $1,680 | 0.2% | $15.68 | -46.2% | common | 36870C104 |
| OPK | OPKO Health, Inc. | 1,100,000 | $1,661 | 0.2% | $2.05 | -29.4% | common | 68375N103 |
| APEI | American Public Education, Inc | 169,370 | $1,634 | 0.2% | $14.45 | -56.0% | common | 02913V103 |
| NNDM | Nano Dimension, Ltd. ADR (Isra | 663,126 | $1,592 | 0.2% | $3.49 | — | common | 63008G203 |
| — | urban-gro, Inc. | 1,075,037 | $1,505 | 0.2% | $3.46 | — | common | 91704K202 |
| DHX | DHI Group, Inc. | 581,000 | $1,505 | 0.2% | $3.17 | -18.8% | common | 23331S100 |
| QIPT | Quipt Home Medical Corp. | 294,600 | $1,500 | 0.2% | $6.00 | -20.1% | common | 74880P104 |
| — | Augmedix, Inc. | 246,594 | $1,443 | 0.2% | $5.85 | — | common | 05105P107 |
| TEAD | Outbrain, Inc. | 301,155 | $1,319 | 0.2% | $4.82 | -12.2% | common | 69002R103 |
| — | Twin Vee PowerCats Co. | 939,176 | $1,305 | 0.2% | $2.43 | — | common | 90177C101 |
| IPWR | Ideal Power, Inc. | 163,281 | $1,267 | 0.2% | $4.04 | +110.5% | common | 451622203 |
| — | Rocket Lab USA, Inc. | 202,000 | $1,117 | 0.1% | $3.77 | — | common | 773122106 |
| — | Movano, Inc. | 1,364,286 | $1,066 | 0.1% | $3.63 | — | common | 62459M107 |
| — | Altisource Portfolio Solutions | 280,600 | $999 | 0.1% | $3.99 | — | common | L0175J104 |
| — | LiqTech International, Inc. | 250,000 | $850 | 0.1% | $1.05 | — | common | 53632A102 |
| SLNO | Soleno Therapeutics, Inc. | 20,000 | $805 | 0.1% | $28.45 | 0.0% | common | 834203309 |
| REAX | The Real Brokerage, Inc.(Canad | 500,000 | $800 | 0.1% | $1.46 | 0.0% | common | 75585H206 |
| JOB | Gee Group, Inc. | 1,599,096 | $800 | 0.1% | $0.67 | -18.5% | common | 36165A102 |
| — | Clene Inc. | 2,691,213 | $798 | 0.1% | $0.88 | — | common | 185634102 |
| — | Alpine Immune Sciences, Inc. | 40,000 | $762 | 0.1% | $19.06 | — | common | 02083G100 |
| — | Mama's Creations, Inc. | 154,438 | $758 | 0.1% | $4.91 | — | common | 52146T103 |
| — | Shapeways Holdings, Inc. | 284,041 | $699 | 0.1% | $0.58 | — | common | 81947T102 |
| — | Aqua Metals, Inc. | 900,000 | $684 | 0.1% | $1.13 | — | common | 03837J101 |
| BITF | Bitfarms, Ltd. (Canada) (U.S. | 192,989 | $562 | 0.1% | $4.26 | -62.3% | common | 09173B107 |
| — | Mobilicom Limited (Australia) | 276,656 | $537 | 0.1% | $1.80 | — | common | 60742B102 |
| XTNT | Xtant Medical Holdings, Inc. | 468,680 | $530 | 0.1% | $1.07 | +9.6% | common | 98420P308 |
| — | Markforged Holding Corp. | 602,310 | $494 | 0.1% | $0.82 | — | common | 236759156 |
| SPRO | Spero Therapeutics, Inc. | 333,400 | $490 | 0.1% | $0.99 | +19.9% | common | 84833T103 |
| CLNE | Clean Energy Fuels Corp. | 101,000 | $387 | 0.1% | $3.64 | 0.0% | common | 184499101 |
| — | Lulu's Fashion Lounge Holdings | 200,000 | $372 | 0.0% | $6.37 | — | common | 55003A108 |
| MOBBW | Mobilicom Ltd. @5.00 8/31/27 A | 363,100 | $133 | 0.0% | $0.38 | — | warrants | 60742B110 |
| — | Forza X1,Inc. | 239,537 | $129 | 0.0% | $1.47 | — | common | 34988N104 |