Location: Garden City, NY
CIK: 0001541211 · Show all filings
Period: Q1 2016 (← Previous) (Next →)
Filing Date: May 4, 2016
Total Value: $305M (61.3% shares, 38.7% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IEF | ISHARES 7-10 YR TRESURY BD ETF | 182,809 | $20.17M | 6.6% | $107.96 | — | Fixed Income ETF | 464287440 |
| LQD | ISHARES IBOXX INVESTMENT GRADE CORP BOND | 167,616 | $19.92M | 6.5% | $115.99 | — | Fixed Income ETF | 464287242 |
| GVI | iShares INT. GOVT/CREDIT BOND ETF | 143,959 | $16.13M | 5.3% | $111.06 | — | Fixed Income ETF | 464288612 |
| — | WINTHROP REALTY TRUST | 1,136,277 | $14.92M | 4.9% | $15.49 | — | Common Stocks | 976391300 |
| EPD | ENTERPRISE PRODS PARTNERS L COM UNIT | 589,189 | $14.51M | 4.8% | $49.49 | — | Common Stocks | 293792107 |
| — | MAGELLAN MIDSTREAM PARTNERS LP | 200,067 | $13.77M | 4.5% | $61.78 | — | Common Stocks | 559080106 |
| MCD | MCDONALDS CORP | 101,944 | $12.81M | 4.2% | $70.63 | +33.0% | Common Stocks | 580135101 |
| — | GRAMERCY PROPERTY TRUST | 1,510,303 | $12.76M | 4.2% | $7.72 | — | Common Stocks | 385002100 |
| — | HCI GROUP CONV. SR NT | 13,652,000 | $11.76M | 3.9% | $0.97 | — | Convertible Bonds | 40416EAB9 |
| — | VECTOR GROUP LTD. | 496,162 | $11.33M | 3.7% | $22.60 | — | Common Stocks | 92240M108 |
| STZ | CONSTELLATION BRANDS INC-A | 72,493 | $10.95M | 3.6% | $99.23 | +25.7% | Common Stocks | 21036P108 |
| RSG | REPUBLIC SERVICES, INC. | 215,387 | $10.26M | 3.4% | $33.58 | +14.2% | Common Stocks | 760759100 |
| — | PIMCO DYNAMIC INC FUND | 392,979 | $10.24M | 3.4% | $29.11 | — | Fixed Income Closed-End Fund | 72201Y101 |
| RWT | REDWOOD TRUST INC | 743,796 | $9.729M | 3.2% | $13.08 | — | Common Stocks | 758075402 |
| — | ALPINE TOTAL DYNAMIC DIVIDEND FUND | 1,215,555 | $9.117M | 3.0% | $8.56 | — | Equity Closed-End Fund | 021060207 |
| — | NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND | 383,726 | $8.626M | 2.8% | $22.68 | — | Fixed Income Closed-End Fund | 670735109 |
| TR | TOOTSIE ROLL INDUSTRIES, INC. | 212,721 | $7.432M | 2.4% | $23.93 | +8.2% | Common Stocks | 890516107 |
| — | BLUEROCK RESIDENTIAL GROWTH | 630,301 | $6.858M | 2.3% | $12.32 | — | Common Stocks | 09627J102 |
| FCPT | FOUR CORNERS PROPERTY TRUST | 292,403 | $5.249M | 1.7% | $17.95 | — | Common Stocks | 35086T109 |
| BAH | BOOZ ALLEN HAMILTON HOLDINGS | 170,587 | $5.165M | 1.7% | $24.12 | -1.2% | Common Stocks | 099502106 |
| — | FIRST OF LONG ISLAND CORP | 180,827 | $5.154M | 1.7% | $29.65 | — | Common Stocks | 320734106 |
| SHV | ISHARES SHORT TREASURY BOND | 46,000 | $5.077M | 1.7% | $110.22 | — | Fixed Income ETF | 464288679 |
| CME | CME GROUP INC | 51,942 | $4.989M | 1.6% | $62.99 | -0.0% | Common Stocks | 12572Q105 |
| — | STERLING BANCORP | 306,066 | $4.876M | 1.6% | $13.28 | — | Common Stocks | 85917A100 |
| HFWA | HERITAGE FINANCIAL CORP | 246,343 | $4.328M | 1.4% | $16.49 | +6.9% | Common Stocks | 42722X106 |
| — | PROSHARES TR PSHS SHRT S&P5 | 184,927 | $3.774M | 1.2% | $22.50 | — | Equity ETFs | 74347R503 |
| — | COLONY FINANCIAL CONV. SR NT | 3,150,000 | $2.817M | 0.9% | $1.01 | — | Convertible Bonds | 19624RAB2 |
| GOOG | ALPHABET INC -CL C | 3,719 | $2.77M | 0.9% | $35.61 | -0.2% | Common Stocks | 02079K107 |
| — | HSBC HOLDINGS PLC 6.2% SER A FC 12/21/12 | 100,826 | $2.582M | 0.8% | $25.25 | — | Preferred Stock | 404280604 |
| AMZN | AMAZON COM INC | 4,266 | $2.532M | 0.8% | $17.78 | +59.6% | Common Stocks | 023135106 |
| — | HOWARD BANCORP | 201,000 | $2.418M | 0.8% | $12.74 | — | Common Stocks | 442496105 |
| PFF | ISHARES S&P PREFERRED STOCK INDEX FUND | 52,316 | $2.042M | 0.7% | $39.17 | — | Preferred Stock | 464288687 |
| — | WESTERN GAS PARTNERS LP UNIT LP IN | 42,040 | $1.825M | 0.6% | $64.89 | — | Common Stocks | 958254104 |
| PAA | PLAINS ALL AMERN PIPELINE L UNIT L P INT | 75,135 | $1.576M | 0.5% | $55.81 | — | Common Stocks | 726503105 |
| DIS | WALT DISNEY COMPANY | 11,495 | $1.142M | 0.4% | $86.06 | +3.4% | Common Stocks | 254687106 |
| AAPL | APPLE COMPUTER INC | 10,470 | $1.141M | 0.4% | $25.39 | -11.2% | Common Stocks | 037833100 |
| TRGP | TARGA RESOURCES | 34,658 | $1.035M | 0.3% | $15.07 | 0.0% | Common Stocks | 87612G101 |
| — | TALLGRASS ENERGY PARTNERS LP | 26,015 | $997K | 0.3% | $26.68 | — | Common Stocks | 874697105 |
| — | Nuveen Dividend Advantage Municipal Income Fund | 65,585 | $995K | 0.3% | $14.27 | — | Fixed Income Closed-End Fund | 67071L106 |
| JNJ | JOHNSON & JOHNSON | 9,177 | $993K | 0.3% | $60.62 | +29.9% | Common Stocks | 478160104 |
| — | JPMORGAN CHASE & CO ALERIAN ML ETN | 31,311 | $848K | 0.3% | $39.29 | — | Equity ETN | 46625H365 |
| DLTR | DOLLAR TREE INC | 10,000 | $825K | 0.3% | $48.73 | +61.8% | Common Stocks | 256746108 |
| — | PRUDENTIAL ST DUR HY FUND | 50,000 | $770K | 0.3% | $14.60 | — | Fixed Income Closed-End Fund | 74442F107 |
| WMT | WAL MART STORES INC | 11,200 | $767K | 0.3% | $21.76 | -15.9% | Common Stocks | 931142103 |
| AXP | AMERICAN EXPRESS CO | 12,300 | $755K | 0.2% | $76.41 | -33.9% | Common Stocks | 025816109 |
| VZ | VERIZON COMMUNICATIONS | 13,475 | $729K | 0.2% | $27.86 | +7.8% | Common Stocks | 92343V104 |
| — | RITE AID CORP | 85,000 | $693K | 0.2% | $7.77 | — | Common Stocks | 767754104 |
| — | CELGENE CORP | 6,905 | $691K | 0.2% | $102.77 | — | Common Stocks | 151020104 |
| — | NUVEEN AMT-FREE MUNI INCOME FUND | 47,540 | $676K | 0.2% | $14.00 | — | Fixed Income Closed-End Fund | 670657105 |
| — | NUVEEN MUNICIPAL ADVANTAGE FUND | 46,795 | $672K | 0.2% | $14.05 | — | Fixed Income Closed-End Fund | 67062H106 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 15,163 | $608K | 0.2% | $23.16 | +40.0% | Common Stocks | 609207105 |
| XOM | EXXON MOBIL CORP | 6,980 | $583K | 0.2% | $53.64 | -3.1% | Common Stocks | 30231G102 |
| META | FACEBOOK INC | 4,900 | $559K | 0.2% | $42.27 | +147.9% | Common Stocks | 30303M102 |
| GOOGL | ALPHABET INC -CL A | 667 | $509K | 0.2% | $36.73 | -0.5% | Common Stocks | 02079K305 |
| — | NUVEEN CREDIT STRAT FUND | 62,000 | $490K | 0.2% | $7.90 | — | Fixed Income Closed-End Fund | 67073D102 |
| SFBS | SERVISFIRST BANCSHARES INC | 10,620 | $472K | 0.2% | $15.91 | +6.2% | Common Stocks | 81768T108 |
| — | FCB FINANCIAL HOLDINGS | 13,835 | $460K | 0.2% | $32.57 | — | Common Stocks | 30255G103 |
| — | POWERSHARES SENIOR LOAN | 20,000 | $454K | 0.1% | $23.80 | — | Fixed Income ETF | 73936Q769 |
| — | AMERICAN CAP MORTGAGE INVESTMENT CORP. | 28,675 | $421K | 0.1% | $14.68 | — | Common Stocks | 02504A104 |
| — | PINNACLE FINANCIAL PARTNERS | 8,495 | $417K | 0.1% | $52.20 | — | Common Stocks | 72346Q104 |
| — | WILLIAMS PARTNERS LP | 19,503 | $399K | 0.1% | $49.97 | — | Common Stocks | 96949L105 |
| — | AG MTG INVT TR | 30,475 | $398K | 0.1% | $13.06 | — | Common Stocks | 001228105 |
| — | SVB FINANCIAL GROUP | 3,673 | $375K | 0.1% | $113.47 | — | Common Stocks | 78486Q101 |
| NVS | NOVARTIS AG SPONSORED ADR | 4,825 | $350K | 0.1% | $93.78 | — | Common Stocks | 66987V109 |
| SBUX | STARBUCKS CORP | 5,520 | $330K | 0.1% | $47.41 | 0.0% | Common Stocks | 855244109 |
| — | 1ST CENTY BANCSHARES INC COM | 29,479 | $323K | 0.1% | $6.96 | — | Common Stocks | 31943X102 |
| COST | COSTCO WHOLESALE CORP | 2,000 | $315K | 0.1% | $86.56 | +47.6% | Common Stocks | 22160K105 |
| — | ZELTIQ AESTHETICS INC | 11,200 | $304K | 0.1% | $32.05 | — | Common Stocks | 98933Q108 |
| — | DIREXION INSIDER | 4,200 | $298K | 0.1% | $70.95 | — | Equity ETFs | 25459Y769 |
| GILD | GILEAD Sciences | 3,200 | $294K | 0.1% | $77.50 | -18.1% | Common Stocks | 375558103 |
| BR | BROADRIDGE FINANCIAL SOLUTIONS | 4,759 | $282K | 0.1% | $46.01 | 0.0% | Common Stocks | 11133T103 |
| T | A T & T INC (NEW) | 7,113 | $279K | 0.1% | $11.49 | +20.5% | Common Stocks | 00206R102 |
| HTBK | HERITAGE COMMERCE CORP | 27,540 | $276K | 0.1% | $10.41 | -5.6% | Common Stocks | 426927109 |
| PG | PROCTER & GAMBLE COMPANY | 3,221 | $265K | 0.1% | $55.00 | +12.1% | Common Stocks | 742718109 |
| ET | ENERGY TRANSFER EQUITY L P UT LTD PTN | 36,000 | $257K | 0.1% | $33.76 | — | Common Stocks | 29273V100 |
| — | ZAIS FINANCIAL CORP | 16,000 | $239K | 0.1% | $14.94 | — | Common Stocks | 98886K108 |
| EFSC | ENTERPRISE FINANCIAL SERVICES CORP | 8,705 | $235K | 0.1% | $23.42 | -2.2% | Common Stocks | 293712105 |
| IWF | Ishares Russell 1000 Growth ETF | 2,345 | $234K | 0.1% | $97.41 | — | Equity ETFs | 464287614 |
| — | CAPITAL BANK FINANCIAL - CL A | 7,495 | $231K | 0.1% | $30.82 | — | Common Stocks | 139794101 |
| — | ENERGY TRANSFER PARTNERS L.P. | 7,122 | $230K | 0.1% | $52.14 | — | Common Stocks | 29273R109 |
| AMP | AMERIPRISE FINL INC | 2,400 | $226K | 0.1% | $68.12 | +7.0% | Common Stocks | 03076C106 |
| EDAP | EDAP TMS SA-ADR | 55,000 | $221K | 0.1% | $5.58 | — | Common Stocks | 268311107 |
| CMCSA | COMCAST CORP NEW CL A | 3,560 | $217K | 0.1% | $23.34 | -2.5% | Common Stocks | 20030N101 |
| MPLX | MPLX LP | 7,085 | $210K | 0.1% | $39.38 | — | Common Stocks | 55336V100 |
| KMI | KINDER MORGAN INC | 10,765 | $192K | 0.1% | $22.45 | -55.7% | Common Stocks | 49456B101 |
| — | AMERICAN MIDSTREAM PARTNERS LLP | 19,000 | $131K | 0.0% | $24.49 | — | Common Stocks | 02752P100 |
| — | SYNERON MEDICAL LTD | 16,000 | $117K | 0.0% | $7.31 | — | Common Stocks | M87245102 |
| — | AMERICAN RIVER BANKSHRS | 11,070 | $112K | 0.0% | $9.31 | — | Common Stocks | 029326105 |
| — | MACQUARIE INFRASTRUCTURE | 100,000 | $110K | 0.0% | $1.11 | — | Convertible Bonds | 55608BAA3 |
| OXBR | OXBRIDGE RE HOLDINGS LTD | 19,750 | $101K | 0.0% | $5.97 | -14.6% | Common Stocks | G6856M106 |
| — | HAMPTON ROADS BANCSHARES INC | 15,700 | $28,000 | 0.0% | $1.78 | — | Common Stocks | 409321502 |
| — | EV ENERGY PARTNERS LP | 13,500 | $26,000 | 0.0% | $32.70 | — | Common Stocks | 26926V107 |
| — | BREITBURN ENERGY PARTNERS LPCOM UT LTD PTN | 25,500 | $14,000 | 0.0% | $12.16 | — | Common Stocks | 106776107 |
| — | Royal Gold Inc Conv Sr Note 2.875% 06/15/19 | 11,000 | $11,000 | 0.0% | $1.00 | — | Convertible Bonds | 780287AA6 |