Location: Garden City, NY
CIK: 0001541211 · Show all filings
Period: Q2 2016 (← Previous) (Next →)
Filing Date: Jul 26, 2016
Total Value: $316M (68.5% shares, 31.5% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| LQD | ISHARES IBOXX INVESTMENT GRADE CORP BOND | 185,794 | $22.8M | 7.2% | $116.65 | — | Fixed Income ETF | 464287242 |
| GVI | iShares INT. GOVT/CREDIT BOND ETF | 166,947 | $18.92M | 6.0% | $111.38 | — | Fixed Income ETF | 464288612 |
| EPD | ENTERPRISE PRODS PARTNERS L COM UNIT | 606,309 | $17.74M | 5.6% | $48.92 | — | Common Stocks | 293792107 |
| — | MAGELLAN MIDSTREAM PARTNERS LP | 206,091 | $15.66M | 5.0% | $62.19 | — | Common Stocks | 559080106 |
| — | GRAMERCY PROPERTY TRUST | 1,610,697 | $14.85M | 4.7% | $7.81 | — | Common Stocks | 385002100 |
| IEF | ISHARES 7-10 YR TRESURY BD ETF | 120,270 | $13.59M | 4.3% | $107.96 | — | Fixed Income ETF | 464287440 |
| STZ | CONSTELLATION BRANDS INC-A | 74,930 | $12.39M | 3.9% | $100.41 | +35.0% | Common Stocks | 21036P108 |
| BR | BROADRIDGE FINANCIAL SOLUTIONS | 184,510 | $12.03M | 3.8% | $52.35 | +0.3% | Common Stocks | 11133T103 |
| — | HCI GROUP CONV. SR NT | 13,552,000 | $11.85M | 3.7% | $0.97 | — | Convertible Bonds | 40416EAB9 |
| — | VECTOR GROUP LTD. | 522,473 | $11.71M | 3.7% | $22.59 | — | Common Stocks | 92240M108 |
| RSG | REPUBLIC SERVICES, INC. | 224,133 | $11.5M | 3.6% | $33.86 | +20.5% | Common Stocks | 760759100 |
| VZ | VERIZON COMMUNICATIONS | 204,120 | $11.4M | 3.6% | $31.24 | +0.8% | Common Stocks | 92343V104 |
| SO | SOUTHERN CO | 204,394 | $10.96M | 3.5% | $33.63 | 0.0% | Common Stocks | 842587107 |
| RWT | REDWOOD TRUST INC | 772,682 | $10.67M | 3.4% | $13.11 | — | Common Stocks | 758075402 |
| — | NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND | 414,948 | $9.585M | 3.0% | $22.72 | — | Fixed Income Closed-End Fund | 670735109 |
| MCD | MCDONALDS CORP | 76,703 | $9.23M | 2.9% | $70.63 | +40.4% | Common Stocks | 580135101 |
| TR | TOOTSIE ROLL INDUSTRIES, INC. | 219,900 | $8.473M | 2.7% | $24.10 | +21.0% | Common Stocks | 890516107 |
| FCPT | FOUR CORNERS PROPERTY TRUST | 316,970 | $6.526M | 2.1% | $18.16 | — | Common Stocks | 35086T109 |
| — | FIRST OF LONG ISLAND CORP | 221,675 | $6.355M | 2.0% | $29.47 | — | Common Stocks | 320734106 |
| CME | CME GROUP INC | 57,834 | $5.633M | 1.8% | $63.28 | +4.0% | Common Stocks | 12572Q105 |
| BAH | BOOZ ALLEN HAMILTON HOLDINGS | 179,503 | $5.32M | 1.7% | $24.12 | -0.5% | Common Stocks | 099502106 |
| WASH | WASHINGTON TRUST BANCORP | 139,995 | $5.309M | 1.7% | $22.72 | 0.0% | Common Stocks | 940610108 |
| SHV | ISHARES SHORT TREASURY BOND | 46,000 | $5.081M | 1.6% | $110.22 | — | Fixed Income ETF | 464288679 |
| — | STERLING BANCORP | 316,676 | $4.972M | 1.6% | $13.36 | — | Common Stocks | 85917A100 |
| AMZN | AMAZON COM INC | 5,786 | $4.141M | 1.3% | $22.00 | +53.8% | Common Stocks | 023135106 |
| — | PROSHARES TR PSHS SHRT S&P5 | 99,690 | $3.953M | 1.2% | $22.50 | — | Equity ETFs | 74347R503 |
| GOOG | ALPHABET INC -CL C | 5,287 | $3.659M | 1.2% | $35.62 | +0.1% | Common Stocks | 02079K107 |
| — | HSBC HOLDINGS PLC 6.2% SER A FC 12/21/12 | 104,480 | $2.71M | 0.9% | $25.27 | — | Preferred Stock | 404280604 |
| — | COLONY FINANCIAL CONV. SR NT | 2,850,000 | $2.7M | 0.9% | $1.01 | — | Convertible Bonds | 19624RAB2 |
| — | HOWARD BANCORP | 201,765 | $2.623M | 0.8% | $12.74 | — | Common Stocks | 442496105 |
| — | WESTERN GAS PARTNERS LP UNIT LP IN | 41,740 | $2.104M | 0.7% | $64.89 | — | Common Stocks | 958254104 |
| PAA | PLAINS ALL AMERN PIPELINE L UNIT L P INT | 73,185 | $2.012M | 0.6% | $55.81 | — | Common Stocks | 726503105 |
| PFF | ISHARES S&P PREFERRED STOCK INDEX FUND | 39,356 | $1.57M | 0.5% | $39.17 | — | Preferred Stock | 464288687 |
| DIS | WALT DISNEY COMPANY | 13,445 | $1.315M | 0.4% | $86.95 | +6.0% | Common Stocks | 254687106 |
| — | TALLGRASS ENERGY PARTNERS LP | 26,015 | $1.197M | 0.4% | $26.68 | — | Common Stocks | 874697105 |
| JNJ | JOHNSON & JOHNSON | 9,177 | $1.113M | 0.4% | $60.62 | +43.6% | Common Stocks | 478160104 |
| TRGP | TARGA RESOURCES | 26,383 | $1.112M | 0.4% | $15.07 | +68.9% | Common Stocks | 87612G101 |
| — | Morgan Stanley Emerging Markets Domestic Debt Fund | 134,435 | $1.031M | 0.3% | $7.67 | — | Fixed Income Closed-End Fund | 617477104 |
| — | JPMORGAN CHASE & CO ALERIAN ML ETN | 31,396 | $999K | 0.3% | $39.29 | — | Equity ETN | 46625H365 |
| — | PRUDENTIAL ST DUR HY FUND | 63,000 | $995K | 0.3% | $14.85 | — | Fixed Income Closed-End Fund | 74442F107 |
| AAPL | APPLE INC. | 10,368 | $991K | 0.3% | $25.39 | -10.9% | Common Stocks | 037833100 |
| DLTR | DOLLAR TREE INC | 10,000 | $942K | 0.3% | $48.73 | +73.6% | Common Stocks | 256746108 |
| — | NUVEEN CREDIT STRAT FUND | 106,165 | $858K | 0.3% | $7.98 | — | Fixed Income Closed-End Fund | 67073D102 |
| META | FACEBOOK INC | 7,440 | $850K | 0.3% | $66.90 | +71.0% | Common Stocks | 30303M102 |
| WMT | WAL MART STORES INC | 11,200 | $818K | 0.3% | $21.76 | -10.3% | Common Stocks | 931142103 |
| AXP | AMERICAN EXPRESS CO | 12,300 | $747K | 0.2% | $76.41 | -27.7% | Common Stocks | 025816109 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 15,217 | $693K | 0.2% | $23.16 | +50.4% | Common Stocks | 609207105 |
| — | CELGENE CORP | 6,905 | $681K | 0.2% | $102.77 | — | Common Stocks | 151020104 |
| — | WILLIAMS PARTNERS LP | 19,503 | $676K | 0.2% | $49.97 | — | Common Stocks | 96949L105 |
| AR | ANTERO RESOURCES CORP. | 25,641 | $666K | 0.2% | $27.26 | 0.0% | Common Stocks | 03674X106 |
| XOM | EXXON MOBIL CORP | 6,851 | $642K | 0.2% | $53.64 | +7.9% | Common Stocks | 30231G102 |
| — | RITE AID CORP | 85,000 | $637K | 0.2% | $7.77 | — | Common Stocks | 767754104 |
| ET | ENERGY TRANSFER EQUITY L P UT LTD PTN | 36,000 | $517K | 0.2% | $33.76 | — | Common Stocks | 29273V100 |
| GOOGL | ALPHABET INC -CL A | 667 | $469K | 0.1% | $36.73 | -0.8% | Common Stocks | 02079K305 |
| — | POWERSHARES SENIOR LOAN | 20,000 | $459K | 0.1% | $23.80 | — | Fixed Income ETF | 73936Q769 |
| — | INVESCO DYNAMIC CREDIT OPP | 41,280 | $455K | 0.1% | $11.02 | — | Fixed Income Closed-End Fund | 46132R104 |
| — | SVB FINANCIAL GROUP | 4,758 | $453K | 0.1% | $109.31 | — | Common Stocks | 78486Q101 |
| — | FCB FINANCIAL HOLDINGS | 11,700 | $398K | 0.1% | $32.57 | — | Common Stocks | 30255G103 |
| NVS | NOVARTIS AG SPONSORED ADR | 4,825 | $398K | 0.1% | $93.78 | — | Common Stocks | 66987V109 |
| SFBS | SERVISFIRST BANCSHARES INC | 7,920 | $391K | 0.1% | $15.91 | +33.9% | Common Stocks | 81768T108 |
| — | ALPINE TOTAL DYNAMIC DIVIDEND FUND | 45,325 | $329K | 0.1% | $8.56 | — | Equity Closed-End Fund | 021060207 |
| — | Nuveen Dividend Advantage Municipal Income Fund | 20,000 | $325K | 0.1% | $14.27 | — | Fixed Income Closed-End Fund | 67071L106 |
| SBUX | STARBUCKS CORP | 5,520 | $315K | 0.1% | $47.41 | -2.0% | Common Stocks | 855244109 |
| COST | COSTCO WHOLESALE CORP | 2,000 | $314K | 0.1% | $86.56 | +47.9% | Common Stocks | 22160K105 |
| — | DIREXION INSIDER | 4,200 | $306K | 0.1% | $70.95 | — | Equity ETFs | 25459Y769 |
| — | ZELTIQ AESTHETICS INC | 11,200 | $306K | 0.1% | $32.05 | — | Common Stocks | 98933Q108 |
| ARGT | GLOBAL X MSCI ARGENTINA ETF | 13,250 | $295K | 0.1% | $22.26 | — | Equity ETFs | 37950E259 |
| — | Blackrock Inc. | 850 | $291K | 0.1% | $342.35 | — | Common Stocks | 09247X101 |
| T | A T & T INC (NEW) | 6,705 | $290K | 0.1% | $11.49 | +31.5% | Common Stocks | 00206R102 |
| HTBK | HERITAGE COMMERCE CORP | 27,540 | $290K | 0.1% | $10.41 | +0.3% | Common Stocks | 426927109 |
| PG | PROCTER & GAMBLE COMPANY | 3,221 | $273K | 0.1% | $55.00 | +15.1% | Common Stocks | 742718109 |
| GILD | GILEAD Sciences | 3,200 | $267K | 0.1% | $77.50 | -19.0% | Common Stocks | 375558103 |
| — | ENERGY TRANSFER PARTNERS L.P. | 6,752 | $257K | 0.1% | $52.14 | — | Common Stocks | 29273R109 |
| BANC | BANC OF CALIFORNIA | 14,225 | $257K | 0.1% | $15.33 | 0.0% | Common Stocks | 05990K106 |
| EFSC | ENTERPRISE FINANCIAL SERVICES CORP | 8,705 | $243K | 0.1% | $23.42 | -2.0% | Common Stocks | 293712105 |
| HD | HOME DEPOT INC | 1,872 | $239K | 0.1% | $104.97 | 0.0% | Common Stocks | 437076102 |
| MPLX | MPLX LP | 7,085 | $238K | 0.1% | $39.38 | — | Common Stocks | 55336V100 |
| CMCSA | COMCAST CORP NEW CL A | 3,560 | $232K | 0.1% | $23.34 | +5.9% | Common Stocks | 20030N101 |
| — | AMERICAN RIVER BANKSHRS | 22,555 | $232K | 0.1% | $9.81 | — | Common Stocks | 029326105 |
| — | PINNACLE FINANCIAL PARTNERS | 4,600 | $225K | 0.1% | $52.20 | — | Common Stocks | 72346Q104 |
| — | AMERICAN MIDSTREAM PARTNERS LLP | 18,850 | $223K | 0.1% | $24.49 | — | Common Stocks | 02752P100 |
| AMP | AMERIPRISE FINL INC | 2,400 | $216K | 0.1% | $68.12 | +16.3% | Common Stocks | 03076C106 |
| CVS | CVS CORP | 2,235 | $214K | 0.1% | $74.51 | 0.0% | Common Stocks | 126650100 |
| IWF | Ishares Russell 1000 Growth ETF | 2,065 | $207K | 0.1% | $97.41 | — | Equity ETFs | 464287614 |
| SPY | SPDR S&P 500 ETF TRUST | 980 | $205K | 0.1% | $209.18 | — | Equity ETFs | 78462F103 |
| — | HILTON WORLDWIDE HOLDINGS INC. | 9,000 | $203K | 0.1% | $22.56 | — | Common Stocks | 43300A104 |
| — | PROSHARES SHORT DOW 30 | 9,500 | $203K | 0.1% | $21.37 | — | Equity ETFs | 74347R701 |
| KMI | KINDER MORGAN INC | 10,765 | $202K | 0.1% | $22.45 | -51.4% | Common Stocks | 49456B101 |
| — | PIMCO DYNAMIC INC FUND | 7,280 | $201K | 0.1% | $29.11 | — | Fixed Income Closed-End Fund | 72201Y101 |
| EDAP | EDAP TMS SA-ADR | 55,000 | $182K | 0.1% | $5.58 | — | Common Stocks | 268311107 |
| — | SYNERON MEDICAL LTD | 16,000 | $123K | 0.0% | $7.31 | — | Common Stocks | M87245102 |
| OXBR | OXBRIDGE RE HOLDINGS LTD | 19,750 | $99,000 | 0.0% | $5.97 | -14.9% | Common Stocks | G6856M106 |
| — | EV ENERGY PARTNERS LP | 13,500 | $31,000 | 0.0% | $32.70 | — | Common Stocks | 26926V107 |
| — | BREITBURN ENERGY PARTNERS LPCOM UT LTD PTN | 25,500 | $1,000 | 0.0% | $12.16 | — | Common Stocks | 106776107 |