Location: Garden City, NY
CIK: 0001541211 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Aug 8, 2017
Total Value: $537M (66.4% shares, 33.6% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GVI | ISHARES INT. GOVT/CREDIT BOND ETF | 459,275 | $50.83M | 9.5% | $110.95 | — | Fixed Income ETF | 464288612 |
| NTB | BANK OF NT BUTTERFIELD & SON | 744,162 | $25.38M | 4.7% | $19.73 | +13.3% | Common Stocks | G0772R208 |
| EPD | ENTERPRISE PRODS PARTNERS L COM UNIT | 813,961 | $22.04M | 4.1% | $43.11 | — | Common Stocks | 293792107 |
| — | INVESCO DYNAMIC CREDIT OPP | 1,611,946 | $19.36M | 3.6% | $11.89 | — | Fixed Income Closed-End Fund | 46132R104 |
| VCSH | VANGUARD S/T CORP BOND ETF | 239,643 | $19.18M | 3.6% | $80.04 | — | Fixed Income ETF | 92206C409 |
| JPM | J P MORGAN CHASE & CO | 208,535 | $19.06M | 3.5% | $61.69 | +11.1% | Common Stocks | 46625H100 |
| BR | BROADRIDGE FINANCIAL SOLUTIONS | 252,208 | $19.06M | 3.5% | $53.61 | +16.4% | Common Stocks | 11133T103 |
| RWT | REDWOOD TRUST INC | 1,027,078 | $17.5M | 3.3% | $13.72 | — | Common Stocks | 758075402 |
| RSG | REPUBLIC SERVICES, INC. | 272,118 | $17.34M | 3.2% | $36.35 | +51.6% | Common Stocks | 760759100 |
| — | GRAMERCY PROPERTY TRUST | 563,214 | $16.73M | 3.1% | $26.30 | — | Common Stocks | 385002308 |
| — | NUVEEN CREDIT STRAT FUND | 1,927,567 | $16.6M | 3.1% | $8.75 | — | Fixed Income Closed-End Fund | 67073D102 |
| — | MAGELLAN MIDSTREAM PARTNERS LP | 226,256 | $16.13M | 3.0% | $63.69 | — | Common Stocks | 559080106 |
| AOS | A.O. SMITH CORPORATION | 272,440 | $15.35M | 2.9% | $44.19 | +5.3% | Common Stocks | 831865209 |
| SBUX | STARBUCKS CORP | 260,504 | $15.19M | 2.8% | $50.15 | +0.1% | Common Stocks | 855244109 |
| — | NORTHSTAR REALTY EUROPE CORP. | 1,185,257 | $15.03M | 2.8% | $12.68 | — | Common Stocks | 66706L101 |
| — | MAINSOURCE FINANCIAL GROUP, INC. | 445,993 | $14.95M | 2.8% | $29.42 | — | Common Stocks | 56062Y102 |
| KEY | KEYCORP | 789,342 | $14.79M | 2.8% | $8.55 | +45.0% | Common Stocks | 493267108 |
| — | NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND | 576,227 | $14.76M | 2.7% | $23.23 | — | Fixed Income Closed-End Fund | 670735109 |
| — | PIMCO DYNAMIC CREDIT INCOME | 646,491 | $14.43M | 2.7% | $21.44 | — | Fixed Income Closed-End Fund | 72202D106 |
| GS | GOLDMAN SACHS GROUP INC | 63,577 | $14.11M | 2.6% | $173.89 | +6.2% | Common Stocks | 38141G104 |
| — | HARRIS CORP. | 126,422 | $13.79M | 2.6% | $109.08 | — | Common Stocks | 413875105 |
| — | HCI GROUP CONV. SR NT | 12,880,000 | $13.06M | 2.4% | $0.97 | — | Convertible Bonds | 40416EAB9 |
| VCIT | VANGUARD INT-TERM CORP BOND ETF | 131,736 | $11.53M | 2.1% | $87.53 | — | Fixed Income ETF | 92206C870 |
| LII | LENNOX INTERNATIONAL INC. | 58,683 | $10.78M | 2.0% | $157.12 | 0.0% | Common Stocks | 526107107 |
| FCPT | FOUR CORNERS PROPERTY TRUST | 428,153 | $10.75M | 2.0% | $19.16 | — | Common Stocks | 35086T109 |
| SJT | SAN JUAN BASIN RTY TR UNIT BEN INT | 1,558,551 | $10.61M | 2.0% | $7.20 | — | Common Stocks | 798241105 |
| — | ALTISOURCE RESIDENTIAL CORP | 770,958 | $9.976M | 1.9% | $15.01 | — | Common Stocks | 02153W100 |
| CME | CME GROUP INC | 76,306 | $9.557M | 1.8% | $67.62 | +29.5% | Common Stocks | 12572Q105 |
| AMZN | AMAZON COM INC | 7,923 | $7.669M | 1.4% | $31.04 | +53.7% | Common Stocks | 023135106 |
| GOOG | ALPHABET INC -CL C | 4,543 | $4.128M | 0.8% | $35.75 | +27.1% | Common Stocks | 02079K107 |
| — | COLONY FINANCIAL CONV. SR NT | 3,465,000 | $3.517M | 0.7% | $1.00 | — | Convertible Bonds | 19624RAB2 |
| — | HOWARD BANCORP | 175,915 | $3.386M | 0.6% | $12.74 | — | Common Stocks | 442496105 |
| — | POWERSHARES QQQ TRUST UNIT SER 1 | 23,100 | $3.179M | 0.6% | $122.02 | — | Equity ETFs | 73935A104 |
| — | HSBC HOLDINGS PLC SER A FC 12/21/12 | 93,850 | $2.477M | 0.5% | $25.30 | — | Preferred Stock | 404280604 |
| — | WESTERN GAS PARTNERS LP UNIT LP IN | 40,990 | $2.293M | 0.4% | $64.89 | — | Common Stocks | 958254104 |
| — | JPMORGAN CHASE & CO ALERIAN ML ETN | 73,617 | $2.186M | 0.4% | $34.68 | — | Common Stocks | 46625H365 |
| AAPL | APPLE INC. | 13,876 | $1.998M | 0.4% | $26.73 | +28.4% | Common Stocks | 037833100 |
| LQD | ISHARES IBOXX INVESTMENT GRADE CORP BOND | 16,077 | $1.937M | 0.4% | $117.21 | — | Fixed Income ETF | 464287242 |
| PAA | PLAINS ALL AMERN PIPELINE L UNIT L P INT | 68,237 | $1.793M | 0.3% | $55.81 | — | Common Stocks | 726503105 |
| SHV | ISHARES SHORT TREASURY BOND | 15,500 | $1.71M | 0.3% | $110.22 | — | Fixed Income ETF | 464288679 |
| META | FACEBOOK INC | 11,106 | $1.677M | 0.3% | $97.96 | +50.7% | Common Stocks | 30303M102 |
| AXP | AMERICAN EXPRESS CO | 14,220 | $1.198M | 0.2% | $75.44 | -6.8% | Common Stocks | 025816109 |
| LOW | LOWES COS INC | 15,283 | $1.185M | 0.2% | $69.71 | 0.0% | Common Stocks | 548661107 |
| JNJ | JOHNSON & JOHNSON | 8,331 | $1.102M | 0.2% | $85.23 | +17.8% | Common Stocks | 478160104 |
| XLI | INDUSTRIAL SELECT SECT SPDR | 14,900 | $1.015M | 0.2% | $65.72 | — | Equity ETFs | 81369Y704 |
| TRGP | TARGA RESOURCES | 21,853 | $988K | 0.2% | $15.07 | +134.5% | Common Stocks | 87612G101 |
| — | TALLGRASS ENERGY PARTNERS LP | 17,815 | $892K | 0.2% | $26.68 | — | Common Stocks | 874697105 |
| — | CELGENE CORP | 6,545 | $850K | 0.2% | $104.19 | — | Common Stocks | 151020104 |
| — | SVB FINANCIAL GROUP | 4,758 | $836K | 0.2% | $109.31 | — | Common Stocks | 78486Q101 |
| — | PRUDENTIAL ST DUR HY FUND | 54,402 | $831K | 0.2% | $15.85 | — | Fixed Income Closed-End Fund | 74442F107 |
| IWM | ISHARES TR RUSSELL 2000 ETF | 5,440 | $767K | 0.1% | $138.00 | — | Equity ETFs | 464287655 |
| — | WILLIAMS PARTNERS LP | 19,070 | $765K | 0.1% | $49.97 | — | Common Stocks | 96949L105 |
| IWR | ISHARES RUSSELL MIDCAP | 3,825 | $735K | 0.1% | $187.19 | — | Equity ETFs | 464287499 |
| XOM | EXXON MOBIL CORP | 8,844 | $714K | 0.1% | $55.32 | +0.3% | Common Stocks | 30231G102 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 16,399 | $708K | 0.1% | $25.09 | +46.1% | Common Stocks | 609207105 |
| DIA | SPDR DJIA TRUST | 3,025 | $645K | 0.1% | $206.28 | — | Common Stocks | 78467X109 |
| XLP | STAPLES SECTOR SPDR | 11,720 | $644K | 0.1% | $52.51 | — | Equity ETFs | 81369Y308 |
| GOOGL | ALPHABET INC -CL A | 662 | $615K | 0.1% | $37.03 | +25.4% | Common Stocks | 02079K305 |
| XLV | HEALTH CARE SECTOR SPDR | 7,185 | $569K | 0.1% | $70.98 | — | Equity ETFs | 81369Y209 |
| — | GENERAL ELEC CO | 20,507 | $554K | 0.1% | $29.36 | — | Common Stocks | 369604103 |
| BANC | BANC OF CALIFORNIA | 24,041 | $517K | 0.1% | $14.21 | +21.8% | Common Stocks | 05990K106 |
| ET | ENERGY TRANSFER EQUITY L P UT LTD PTN | 28,000 | $503K | 0.1% | $33.76 | — | Common Stocks | 29273V100 |
| XLB | MATERIALS SECTOR SPDR | 9,240 | $497K | 0.1% | $50.69 | — | Equity ETFs | 81369Y100 |
| FLOT | ISHARES FLOATING RATE BOND ETF | 9,025 | $460K | 0.1% | $50.97 | — | Fixed Income ETF | 46429B655 |
| IYG | ISHARES U.S. FINANCIAL SERVICES ETF | 3,825 | $434K | 0.1% | $87.84 | — | Equity ETFs | 464287770 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | 2,550 | $432K | 0.1% | $166.33 | 0.0% | Common Stocks | 084670702 |
| SFBS | SERVISFIRST BANCSHARES INC | 11,650 | $430K | 0.1% | $21.75 | +46.1% | Common Stocks | 81768T108 |
| — | FCB FINANCIAL HOLDINGS | 8,230 | $393K | 0.1% | $37.40 | — | Common Stocks | 30255G103 |
| AMD | ADVANCED MICRO DEVICES | 31,000 | $387K | 0.1% | $11.30 | +8.1% | Common Stocks | 007903107 |
| — | BLACKROCK INC. | 850 | $359K | 0.1% | $342.35 | — | Common Stocks | 09247X101 |
| NSA | NATIONAL STORAGE AFFILIATES | 15,125 | $350K | 0.1% | $23.87 | — | Common Stocks | 637870106 |
| MDY | SPDR S&P MIDCAP ETF TRST | 1,100 | $349K | 0.1% | $312.73 | — | Equity ETFs | 78467Y107 |
| TER | TERADYNE INC | 11,600 | $348K | 0.1% | $27.23 | +17.9% | Common Stocks | 880770102 |
| ABBV | ABBVIE INC | 4,660 | $338K | 0.1% | $46.96 | 0.0% | Common Stocks | 00287Y109 |
| — | DIREXION INSIDER | 8,400 | $334K | 0.1% | $55.36 | — | Equity ETFs | 25459Y769 |
| UAL | UNITED CONTINENTAL HOLDINGS INC. | 4,350 | $327K | 0.1% | $48.11 | +56.9% | Common Stocks | 910047109 |
| COST | COSTCO WHOLESALE CORP | 2,000 | $320K | 0.1% | $86.56 | +74.4% | Common Stocks | 22160K105 |
| AMP | AMERIPRISE FINL INC | 2,400 | $305K | 0.1% | $68.12 | +57.4% | Common Stocks | 03076C106 |
| — | NUVEEN DIVIDEND ADVANTAGE MUNICIPAL INCOME FUND | 20,000 | $303K | 0.1% | $14.27 | — | Fixed Income Closed-End Fund | 67071L106 |
| CSCO | CISCO SYS INC | 9,420 | $295K | 0.1% | $24.73 | +1.3% | Common Stocks | 17275R102 |
| MAR | MARRIOTT INTERNATIONAL INC. | 2,900 | $291K | 0.1% | $69.39 | +33.9% | Common Stocks | 571903202 |
| — | MIDSOUTH BANCORP INC | 24,525 | $288K | 0.1% | $11.74 | — | Common Stocks | 598039105 |
| HD | HOME DEPOT INC | 1,872 | $287K | 0.1% | $105.15 | +18.4% | Common Stocks | 437076102 |
| ALLY | ALLY FINANCIAL | 13,350 | $279K | 0.1% | $15.24 | 0.0% | Common Stocks | 02005N100 |
| — | DYNEX CAP INC NEW | 38,783 | $275K | 0.1% | $7.09 | — | Common Stocks | 26817Q506 |
| MSFT | MICROSOFT | 3,995 | $275K | 0.1% | $57.84 | +7.7% | Common Stocks | 594918104 |
| EDAP | EDAP TMS SA-ADR | 83,000 | $274K | 0.1% | $4.81 | — | Common Stocks | 268311107 |
| LOAN | MANHATTAN BRIDGE CAPITAL INC | 45,605 | $271K | 0.1% | $5.94 | — | Common Stocks | 562803106 |
| HYS | PIMCO 0-5 YEAR H/Y CORP BOND | 2,641 | $268K | 0.0% | $99.92 | — | Fixed Income ETF | 72201R783 |
| WB | WEIBO CORP ADR | 3,950 | $263K | 0.0% | $52.15 | — | Common Stocks | 948596101 |
| MPLX | MPLX LP | 7,785 | $260K | 0.0% | $34.88 | — | Common Stocks | 55336V100 |
| SWX | SOUTHWEST GAS CORP | 3,527 | $258K | 0.0% | $79.97 | 0.0% | Common Stocks | 844895102 |
| MU | MICRON TECHNOLOGY | 8,500 | $254K | 0.0% | $23.83 | +19.8% | Common Stocks | 595112103 |
| HTBK | HERITAGE COMMERCE CORP | 18,465 | $254K | 0.0% | $10.41 | +33.1% | Common Stocks | 426927109 |
| — | LEGACYTEXAS FINANCIAL GROUP | 6,595 | $251K | 0.0% | $38.06 | — | Common Stocks | 52471Y106 |
| — | RITE AID CORP | 85,000 | $251K | 0.0% | $7.77 | — | Common Stocks | 767754104 |
| — | OPUS BANK | 10,350 | $250K | 0.0% | $24.15 | — | Common Stocks | 684000102 |
| — | AMERICAN RIVER BANKSHRS | 16,305 | $237K | 0.0% | $14.54 | — | Common Stocks | 029326105 |
| DIS | WALT DISNEY COMPANY | 2,222 | $236K | 0.0% | $88.87 | +15.3% | Common Stocks | 254687106 |
| C | CITIGROUP INC | 3,500 | $234K | 0.0% | $44.67 | +4.0% | Common Stocks | 172967424 |
| IWF | ISHARES RUSSELL 1000 GROWTH ETF | 1,955 | $233K | 0.0% | $97.41 | — | Equity ETFs | 464287614 |
| INTC | INTEL CORP | 6,900 | $233K | 0.0% | $29.68 | -0.4% | Common Stocks | 458140100 |
| IWS | ISHARES Russell Midcap Value | 2,725 | $229K | 0.0% | $82.94 | — | Equity ETFs | 464287473 |
| — | NUVEEN CAL ABC DIV ADV MUNI INC FUND | 15,000 | $226K | 0.0% | $14.20 | — | Fixed Income Closed-End Fund | 67066Y105 |
| PG | PROCTER & GAMBLE COMPANY | 2,485 | $217K | 0.0% | $65.47 | +7.1% | Common Stocks | 742718109 |
| MRK | MERCK & COMPANY | 3,340 | $214K | 0.0% | $46.06 | +1.0% | Common Stocks | 58933Y105 |
| KMI | KINDER MORGAN INC | 10,765 | $206K | 0.0% | $22.45 | -44.5% | Common Stocks | 49456B101 |
| — | SUSSEX BANCORP | 8,410 | $205K | 0.0% | $24.38 | — | Common Stocks | 869245100 |
| — | AMERICAN CAP MORTGAGE INVESTMENT CORP. | 10,720 | $202K | 0.0% | $18.84 | — | Common Stocks | 55378A105 |
| TCBI | TEXAS CAPITAL BANCSHARES INC | 2,600 | $201K | 0.0% | $77.01 | 0.0% | Common Stocks | 88224Q107 |
| MITK | MITEK SYS INC C | 20,000 | $168K | 0.0% | $6.17 | +32.3% | Common Stocks | 606710200 |
| NGD | NEW GOLD INC CDA | 30,000 | $95,000 | 0.0% | $3.23 | -7.2% | Common Stocks | 644535106 |
| — | LONG ISLAND ICED TEA CORP | 15,000 | $81,000 | 0.0% | $5.40 | — | Common Stocks | 54267E104 |
| — | NEVSUN RES LTDB C | 25,000 | $60,000 | 0.0% | $2.40 | — | Common Stocks | 64156L101 |
| — | EMAGIN CORPORATION | 10,000 | $25,000 | 0.0% | $2.50 | — | Common Stocks | 29076N206 |
| — | EV ENERGY PARTNERS LP | 13,500 | $9,000 | 0.0% | $32.70 | — | Common Stocks | 26926V107 |