Location: Garden City, NY
CIK: 0001541211 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 7, 2017
Total Value: $573M (65.2% shares, 34.8% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GVI | ISHARES INT. GOVT/CREDIT BOND ETF | 493,685 | $54.75M | 9.6% | $110.94 | — | Fixed Income ETF | 464288612 |
| NTB | BANK OF NT BUTTERFIELD & SON | 737,304 | $27.02M | 4.7% | $19.73 | +17.1% | Common Stocks | G0772R208 |
| JPM | J P MORGAN CHASE & CO | 210,996 | $20.15M | 3.5% | $61.83 | +19.1% | Common Stocks | 46625H100 |
| BR | BROADRIDGE FINANCIAL SOLUTIONS | 245,203 | $19.82M | 3.5% | $53.61 | +24.7% | Common Stocks | 11133T103 |
| — | INVESCO DYNAMIC CREDIT OPP | 1,644,399 | $19.6M | 3.4% | $11.89 | — | Fixed Income Closed-End Fund | 46132R104 |
| RSG | REPUBLIC SERVICES, INC. | 272,802 | $18.02M | 3.1% | $36.35 | +56.4% | Common Stocks | 760759100 |
| VCSH | VANGUARD S/T CORP BOND ETF | 224,374 | $17.98M | 3.1% | $80.04 | — | Fixed Income ETF | 92206C409 |
| — | HARRIS CORP. | 127,714 | $16.82M | 2.9% | $109.31 | — | Common Stocks | 413875105 |
| — | GRAMERCY PROPERTY TRUST | 555,490 | $16.8M | 2.9% | $26.30 | — | Common Stocks | 385002308 |
| EPD | ENTERPRISE PRODS PARTNERS L COM UNIT | 643,970 | $16.79M | 2.9% | $43.11 | — | Common Stocks | 293792107 |
| — | NUVEEN CREDIT STRAT FUND | 1,969,321 | $16.72M | 2.9% | $8.74 | — | Fixed Income Closed-End Fund | 67073D102 |
| RWT | REDWOOD TRUST INC | 1,023,372 | $16.67M | 2.9% | $13.72 | — | Common Stocks | 758075402 |
| AOS | A.O. SMITH CORPORATION | 280,067 | $16.64M | 2.9% | $44.31 | +9.3% | Common Stocks | 831865209 |
| — | MAINSOURCE FINANCIAL GROUP, INC. | 461,211 | $16.54M | 2.9% | $29.63 | — | Common Stocks | 56062Y102 |
| — | PIMCO DYNAMIC CREDIT INCOME | 716,822 | $16.53M | 2.9% | $21.60 | — | Fixed Income Closed-End Fund | 72202D106 |
| — | NORTHSTAR REALTY EUROPE CORP. | 1,209,365 | $15.49M | 2.7% | $12.68 | — | Common Stocks | 66706L101 |
| — | MAGELLAN MIDSTREAM PARTNERS LP | 215,421 | $15.31M | 2.7% | $63.69 | — | Common Stocks | 559080106 |
| — | NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND | 581,763 | $14.75M | 2.6% | $23.23 | — | Fixed Income Closed-End Fund | 670735109 |
| SBUX | STARBUCKS CORP | 259,016 | $13.91M | 2.4% | $50.15 | -7.9% | Common Stocks | 855244109 |
| — | FIFTH STREET FINANCE CORP COM | 2,474,369 | $13.54M | 2.4% | $5.47 | — | Common Stocks | 31678A103 |
| COST | COSTCO WHOLESALE CORP | 82,081 | $13.48M | 2.4% | $138.82 | +0.9% | Common Stocks | 22160K105 |
| DHI | DR HORTON INC. | 324,987 | $12.98M | 2.3% | $33.25 | 0.0% | Common Stocks | 23331A109 |
| — | HCI GROUP CONV. SR NT | 11,715,000 | $11.56M | 2.0% | $0.97 | — | Convertible Bonds | 40416EAB9 |
| MCD | MCDONALDS CORP | 72,786 | $11.4M | 2.0% | $128.65 | 0.0% | Common Stocks | 580135101 |
| VCIT | VANGUARD INT-TERM CORP BOND ETF | 129,148 | $11.37M | 2.0% | $87.53 | — | Fixed Income ETF | 92206C870 |
| LII | LENNOX INTERNATIONAL INC. | 62,063 | $11.11M | 1.9% | $157.03 | -1.0% | Common Stocks | 526107107 |
| CME | CME GROUP INC | 78,364 | $10.63M | 1.9% | $68.28 | +36.2% | Common Stocks | 12572Q105 |
| FCPT | FOUR CORNERS PROPERTY TRUST | 419,824 | $10.46M | 1.8% | $19.16 | — | Common Stocks | 35086T109 |
| FLOT | ISHARES FLOATING RATE BOND ETF | 169,275 | $8.623M | 1.5% | $50.94 | — | Fixed Income ETF | 46429B655 |
| JNJ | JOHNSON & JOHNSON | 61,543 | $8.001M | 1.4% | $102.30 | +2.6% | Common Stocks | 478160104 |
| AMZN | AMAZON COM INC | 6,819 | $6.555M | 1.1% | $31.04 | +58.2% | Common Stocks | 023135106 |
| GOOG | ALPHABET INC -CL C | 5,703 | $5.47M | 1.0% | $37.88 | +22.1% | Common Stocks | 02079K107 |
| SJT | SAN JUAN BASIN RTY TR UNIT BEN INT | 608,344 | $4.769M | 0.8% | $7.20 | — | Common Stocks | 798241105 |
| — | HOWARD BANCORP | 192,465 | $4.023M | 0.7% | $13.44 | — | Common Stocks | 442496105 |
| — | COLONY FINANCIAL CONV. SR NT | 3,465,000 | $3.476M | 0.6% | $1.00 | — | Convertible Bonds | 19624RAB2 |
| — | POWERSHARES QQQ TRUST UNIT SER 1 | 23,350 | $3.396M | 0.6% | $122.27 | — | Equity ETFs | 73935A104 |
| AAPL | APPLE INC. | 18,926 | $2.917M | 0.5% | $29.24 | +23.6% | Common Stocks | 037833100 |
| — | JPMORGAN CHASE & CO ALERIAN ML ETN | 76,527 | $2.16M | 0.4% | $34.43 | — | Equity ETFs | 46625H365 |
| — | HSBC HOLDINGS PLC SER A FC 12/21/12 | 75,108 | $1.982M | 0.3% | $25.30 | — | Preferred Stock | 404280604 |
| — | WESTERN GAS PARTNERS LP UNIT LP IN | 33,990 | $1.743M | 0.3% | $64.89 | — | Common Stocks | 958254104 |
| SHV | ISHARES SHORT TREASURY BOND | 15,500 | $1.711M | 0.3% | $110.22 | — | Fixed Income ETF | 464288679 |
| VNQ | VANGUARD REIT ETF | 19,335 | $1.607M | 0.3% | $83.11 | — | Equity ETFs | 922908553 |
| XLI | INDUSTRIAL SELECT SECT SPDR | 21,290 | $1.512M | 0.3% | $67.31 | — | Equity ETFs | 81369Y704 |
| META | FACEBOOK INC | 8,339 | $1.425M | 0.2% | $97.96 | +69.2% | Common Stocks | 30303M102 |
| LQD | ISHARES IBOXX INVESTMENT GRADE CORP BOND | 11,333 | $1.374M | 0.2% | $117.21 | — | Fixed Income ETF | 464287242 |
| AXP | AMERICAN EXPRESS CO | 14,220 | $1.286M | 0.2% | $75.44 | +1.6% | Common Stocks | 025816109 |
| PAA | PLAINS ALL AMERN PIPELINE L UNIT L P INT | 51,997 | $1.102M | 0.2% | $55.81 | — | Common Stocks | 726503105 |
| TRGP | TARGA RESOURCES | 21,853 | $1.034M | 0.2% | $15.07 | +115.9% | Common Stocks | 87612G101 |
| — | CELGENE CORP | 6,545 | $954K | 0.2% | $104.19 | — | Common Stocks | 151020104 |
| IWM | ISHARES TR RUSSELL 2000 ETF | 6,330 | $938K | 0.2% | $139.43 | — | Equity ETFs | 464287655 |
| — | SVB FINANCIAL GROUP | 4,758 | $890K | 0.2% | $109.31 | — | Common Stocks | 78486Q101 |
| XLV | HEALTH CARE SECTOR SPDR | 10,215 | $835K | 0.1% | $74.17 | — | Equity ETFs | 81369Y209 |
| BABA | ALIBABA GROUP ADR | 4,500 | $777K | 0.1% | $172.67 | — | Common Stocks | 01609W102 |
| — | PRUDENTIAL ST DUR HY FUND | 50,634 | $773K | 0.1% | $15.85 | — | Fixed Income Closed-End Fund | 74442F107 |
| IWR | ISHARES RUSSELL MIDCAP | 3,825 | $754K | 0.1% | $187.19 | — | Equity ETFs | 464287499 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | 4,010 | $735K | 0.1% | $170.11 | +3.9% | Common Stocks | 084670702 |
| MSFT | MICROSOFT | 9,843 | $733K | 0.1% | $63.09 | +5.7% | Common Stocks | 594918104 |
| XOM | EXXON MOBIL CORP | 8,335 | $683K | 0.1% | $55.32 | -1.8% | Common Stocks | 30231G102 |
| DIA | SPDR DJIA TRUST | 3,025 | $677K | 0.1% | $206.28 | — | Common Stocks | 78467X109 |
| GOOGL | ALPHABET INC -CL A | 662 | $645K | 0.1% | $37.03 | +27.1% | Common Stocks | 02079K305 |
| XLP | STAPLES SECTOR SPDR | 11,720 | $633K | 0.1% | $52.51 | — | Equity ETFs | 81369Y308 |
| XLY | CONSUMER DISCRETIONARY SELT | 6,690 | $603K | 0.1% | $90.13 | — | Equity ETFs | 81369Y407 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 14,654 | $596K | 0.1% | $25.09 | +38.2% | Common Stocks | 609207105 |
| — | BLUEROCK RESIDENTIAL GROWTH | 50,965 | $564K | 0.1% | $11.07 | — | Common Stocks | 09627J102 |
| XLB | MATERIALS SECTOR SPDR | 9,240 | $525K | 0.1% | $50.69 | — | Equity ETFs | 81369Y100 |
| — | WILLIAMS PARTNERS LP | 13,003 | $506K | 0.1% | $49.97 | — | Common Stocks | 96949L105 |
| — | TALLGRASS ENERGY PARTNERS LP | 10,415 | $499K | 0.1% | $26.68 | — | Common Stocks | 874697105 |
| ET | ENERGY TRANSFER EQUITY L P UT LTD PTN | 28,000 | $487K | 0.1% | $33.76 | — | Common Stocks | 29273V100 |
| — | GENERAL ELEC CO | 19,956 | $483K | 0.1% | $29.36 | — | Common Stocks | 369604103 |
| IYG | ISHARES U.S. FINANCIAL SERVICES ETF | 3,825 | $458K | 0.1% | $87.84 | — | Equity ETFs | 464287770 |
| SFBS | SERVISFIRST BANCSHARES INC | 11,650 | $453K | 0.1% | $21.75 | +42.9% | Common Stocks | 81768T108 |
| TER | TERADYNE INC | 11,600 | $433K | 0.1% | $27.23 | +21.6% | Common Stocks | 880770102 |
| MO | ALTRIA GROUP INC COM | 6,810 | $432K | 0.1% | $36.09 | 0.0% | Common Stocks | 02209S103 |
| ITB | ISHARES US HOME CONSTRUCTION ETF | 11,595 | $424K | 0.1% | $36.57 | — | Equity ETFs | 464288752 |
| — | BLACKSTONE GROUP LP | 12,480 | $416K | 0.1% | $33.33 | — | Common Stocks | 09253U108 |
| ABBV | ABBVIE INC | 4,660 | $414K | 0.1% | $46.96 | +14.3% | Common Stocks | 00287Y109 |
| — | BANK OF THE OZARKS | 8,603 | $413K | 0.1% | $48.01 | — | Common Stocks | 063904106 |
| MU | MICRON TECHNOLOGY | 10,500 | $413K | 0.1% | $25.17 | +22.6% | Common Stocks | 595112103 |
| FTEC | FIDELITY INFO TECH ETF | 8,910 | $411K | 0.1% | $46.13 | — | Equity ETFs | 316092808 |
| VHT | VANGUARD HEALTH CARE ETF | 2,680 | $408K | 0.1% | $152.24 | — | Equity ETFs | 92204A504 |
| ONEQ | FIDELITY NASDAQCOMP INDEX ETF | 1,600 | $408K | 0.1% | $255.00 | — | Equity ETFs | 315912808 |
| VWO | VANGUARD FTSE EMERGING MARKET ETF | 9,350 | $407K | 0.1% | $43.53 | — | Equity ETFs | 922042858 |
| — | FCB FINANCIAL HOLDINGS | 8,230 | $398K | 0.1% | $37.40 | — | Common Stocks | 30255G103 |
| AMD | ADVANCED MICRO DEVICES | 31,000 | $395K | 0.1% | $11.30 | +15.4% | Common Stocks | 007903107 |
| WB | WEIBO CORP ADR | 3,950 | $391K | 0.1% | $52.15 | — | Common Stocks | 948596101 |
| — | BLACKROCK INC. | 850 | $380K | 0.1% | $342.35 | — | Common Stocks | 09247X101 |
| NSA | NATIONAL STORAGE AFFILIATES | 15,125 | $367K | 0.1% | $23.87 | — | Common Stocks | 637870106 |
| — | MIDSOUTH BANCORP INC | 30,375 | $366K | 0.1% | $11.80 | — | Common Stocks | 598039105 |
| MDY | SPDR S&P MIDCAP ETF TRST | 1,100 | $359K | 0.1% | $312.73 | — | Equity ETFs | 78467Y107 |
| AMP | AMERIPRISE FINL INC | 2,400 | $356K | 0.1% | $68.12 | +74.2% | Common Stocks | 03076C106 |
| — | OPUS BANK | 14,575 | $350K | 0.1% | $24.11 | — | Common Stocks | 684000102 |
| — | DIREXION INSIDER | 8,400 | $349K | 0.1% | $55.36 | — | Equity ETFs | 25459Y769 |
| — | KKR & Co LP | 16,340 | $332K | 0.1% | $20.32 | — | Common Stocks | 48248M102 |
| BANC | BANC OF CALIFORNIA | 15,841 | $329K | 0.1% | $14.21 | +14.4% | Common Stocks | 05990K106 |
| CSCO | CISCO SYS INC | 9,708 | $326K | 0.1% | $24.73 | -0.1% | Common Stocks | 17275R102 |
| ALLY | ALLY FINANCIAL | 13,350 | $324K | 0.1% | $15.24 | +14.2% | Common Stocks | 02005N100 |
| MAR | MARRIOTT INTERNATIONAL INC. | 2,900 | $320K | 0.1% | $69.39 | +38.4% | Common Stocks | 571903202 |
| FIDU | FIDELITY INDUSTRIALS ETF | 8,515 | $311K | 0.1% | $36.52 | — | Equity ETFs | 316092709 |
| — | NUVEEN DIVIDEND ADVANTAGE MUNICIPAL INCOME FUND | 20,000 | $308K | 0.1% | $14.27 | — | Fixed Income Closed-End Fund | 67071L106 |
| HD | HOME DEPOT INC | 1,872 | $306K | 0.1% | $105.15 | +19.0% | Common Stocks | 437076102 |
| FSTA | FIDELITY CONS STAPLES ETF | 9,100 | $295K | 0.1% | $32.42 | — | Equity ETFs | 316092303 |
| SHOP | SHOPIFY INC | 2,500 | $291K | 0.1% | $10.21 | 0.0% | Common Stocks | 82509L107 |
| MRK | MERCK & COMPANY | 4,355 | $279K | 0.0% | $46.20 | +1.0% | Common Stocks | 58933Y105 |
| HYS | PIMCO 0-5 YEAR H/Y CORP BOND | 2,738 | $278K | 0.0% | $99.98 | — | Fixed Income ETF | 72201R783 |
| MPLX | MPLX LP | 7,785 | $273K | 0.0% | $34.88 | — | Common Stocks | 55336V100 |
| BBBY | OVERSTOCK.COM | 8,940 | $266K | 0.0% | $20.09 | 0.0% | Common Stocks | 690370101 |
| UAL | UNITED CONTINENTAL HOLDINGS INC. | 4,350 | $265K | 0.0% | $48.11 | +38.5% | Common Stocks | 910047109 |
| — | LEGACYTEXAS FINANCIAL GROUP | 6,595 | $263K | 0.0% | $38.06 | — | Common Stocks | 52471Y106 |
| HTBK | HERITAGE COMMERCE CORP | 18,465 | $263K | 0.0% | $10.41 | +31.6% | Common Stocks | 426927109 |
| INTC | INTEL CORP | 6,900 | $263K | 0.0% | $29.68 | -0.3% | Common Stocks | 458140100 |
| C | CITIGROUP INC | 3,500 | $255K | 0.0% | $44.67 | +16.2% | Common Stocks | 172967424 |
| — | DIREXION DAILY S&P BULL 1.25 | 7,550 | $252K | 0.0% | $33.38 | — | Equity ETFs | 25490K109 |
| EDAP | EDAP TMS SA-ADR | 83,000 | $247K | 0.0% | $4.81 | — | Common Stocks | 268311107 |
| IWF | ISHARES RUSSELL 1000 GROWTH ETF | 1,955 | $244K | 0.0% | $97.41 | — | Equity ETFs | 464287614 |
| GS | GOLDMAN SACHS GROUP INC | 993 | $236K | 0.0% | $173.89 | +8.1% | Common Stocks | 38141G104 |
| IWS | ISHARES Russell Midcap Value | 2,725 | $231K | 0.0% | $82.94 | — | Equity ETFs | 464287473 |
| DIS | WALT DISNEY COMPANY | 2,337 | $230K | 0.0% | $89.27 | +8.6% | Common Stocks | 254687106 |
| — | AMERICAN RIVER BANKSHRS | 16,355 | $226K | 0.0% | $14.54 | — | Common Stocks | 029326105 |
| PG | PROCTER & GAMBLE COMPANY | 2,485 | $226K | 0.0% | $65.47 | +11.5% | Common Stocks | 742718109 |
| — | NUVEEN CAL ABC DIV ADV MUNI INC FUND | 15,000 | $224K | 0.0% | $14.20 | — | Fixed Income Closed-End Fund | 67066Y105 |
| HLT | HILTON WORLDWIDE HOLDINGS INC. | 3,000 | $208K | 0.0% | $61.77 | 0.0% | Common Stocks | 43300A203 |
| KMI | KINDER MORGAN INC | 10,765 | $206K | 0.0% | $22.45 | -45.2% | Common Stocks | 49456B101 |
| — | DYNEX CAP INC NEW | 25,850 | $188K | 0.0% | $7.09 | — | Common Stocks | 26817Q506 |
| — | RITE AID CORP | 85,000 | $167K | 0.0% | $7.77 | — | Common Stocks | 767754104 |
| — | LONG ISLAND ICED TEA CORP | 15,000 | $37,000 | 0.0% | $5.40 | — | Common Stocks | 54267E104 |
| — | EMAGIN CORPORATION | 10,000 | $23,000 | 0.0% | $2.50 | — | Common Stocks | 29076N206 |
| — | EV ENERGY PARTNERS LP | 13,500 | $9,000 | 0.0% | $32.70 | — | Common Stocks | 26926V107 |