Hilton Capital Management, LLC Diversified Active

CIK: 0001541211 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 7, 2017

Total Value ($000): $573,001 (65.2% shares, 34.8% debt)

Holdings (127)

GVI ISHARES INT. GOVT/CREDIT BOND ETF 9.6%
Value ($000) $54,750 Shares 493,685 Est. Cost $110.94 Unrealized —
NTB BANK OF NT BUTTERFIELD & SON 4.7%
Value ($000) $27,015 Shares 737,304 Est. Cost $19.73 Unrealized +17.1%
JPM J P MORGAN CHASE & CO 3.5%
Value ($000) $20,152 Shares 210,996 Est. Cost $61.83 Unrealized +19.1%
BR BROADRIDGE FINANCIAL SOLUTIONS 3.5%
Value ($000) $19,817 Shares 245,203 Est. Cost $53.61 Unrealized +24.7%
— INVESCO DYNAMIC CREDIT OPP 3.4%
Value ($000) $19,601 Shares 1,644,399 Est. Cost $11.89 Unrealized —
RSG REPUBLIC SERVICES, INC. 3.1%
Value ($000) $18,021 Shares 272,802 Est. Cost $36.35 Unrealized +56.4%
VCSH VANGUARD S/T CORP BOND ETF 3.1%
Value ($000) $17,979 Shares 224,374 Est. Cost $80.04 Unrealized —
— HARRIS CORP. 2.9%
Value ($000) $16,817 Shares 127,714 Est. Cost $109.31 Unrealized —
— GRAMERCY PROPERTY TRUST 2.9%
Value ($000) $16,804 Shares 555,490 Est. Cost $26.30 Unrealized —
EPD ENTERPRISE PRODS PARTNERS L COM UNIT 2.9%
Value ($000) $16,788 Shares 643,970 Est. Cost $43.11 Unrealized —
— NUVEEN CREDIT STRAT FUND 2.9%
Value ($000) $16,720 Shares 1,969,321 Est. Cost $8.74 Unrealized —
RWT REDWOOD TRUST INC 2.9%
Value ($000) $16,671 Shares 1,023,372 Est. Cost $13.72 Unrealized —
AOS A.O. SMITH CORPORATION 2.9%
Value ($000) $16,644 Shares 280,067 Est. Cost $44.31 Unrealized +9.3%
— MAINSOURCE FINANCIAL GROUP, INC. 2.9%
Value ($000) $16,539 Shares 461,211 Est. Cost $29.63 Unrealized —
— PIMCO DYNAMIC CREDIT INCOME 2.9%
Value ($000) $16,530 Shares 716,822 Est. Cost $21.60 Unrealized —
— NORTHSTAR REALTY EUROPE CORP. 2.7%
Value ($000) $15,492 Shares 1,209,365 Est. Cost $12.68 Unrealized —
— MAGELLAN MIDSTREAM PARTNERS LP 2.7%
Value ($000) $15,308 Shares 215,421 Est. Cost $63.69 Unrealized —
— NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND 2.6%
Value ($000) $14,754 Shares 581,763 Est. Cost $23.23 Unrealized —
SBUX STARBUCKS CORP 2.4%
Value ($000) $13,912 Shares 259,016 Est. Cost $50.15 Unrealized -7.9%
— FIFTH STREET FINANCE CORP COM 2.4%
Value ($000) $13,535 Shares 2,474,369 Est. Cost $5.47 Unrealized —
COST COSTCO WHOLESALE CORP 2.4%
Value ($000) $13,485 Shares 82,081 Est. Cost $138.82 Unrealized +0.9%
DHI DR HORTON INC. 2.3%
Value ($000) $12,977 Shares 324,987 Est. Cost $33.25 Unrealized 0.0%
— HCI GROUP CONV. SR NT 2.0%
Value ($000) $11,561 Shares 11,715,000 Est. Cost $0.97 Unrealized —
MCD MCDONALDS CORP 2.0%
Value ($000) $11,404 Shares 72,786 Est. Cost $128.65 Unrealized 0.0%
VCIT VANGUARD INT-TERM CORP BOND ETF 2.0%
Value ($000) $11,366 Shares 129,148 Est. Cost $87.53 Unrealized —
LII LENNOX INTERNATIONAL INC. 1.9%
Value ($000) $11,107 Shares 62,063 Est. Cost $157.03 Unrealized -1.0%
CME CME GROUP INC 1.9%
Value ($000) $10,632 Shares 78,364 Est. Cost $68.28 Unrealized +36.2%
FCPT FOUR CORNERS PROPERTY TRUST 1.8%
Value ($000) $10,462 Shares 419,824 Est. Cost $19.16 Unrealized —
FLOT ISHARES FLOATING RATE BOND ETF 1.5%
Value ($000) $8,623 Shares 169,275 Est. Cost $50.94 Unrealized —
JNJ JOHNSON & JOHNSON 1.4%
Value ($000) $8,001 Shares 61,543 Est. Cost $102.30 Unrealized +2.6%
AMZN AMAZON COM INC 1.1%
Value ($000) $6,555 Shares 6,819 Est. Cost $31.04 Unrealized +58.2%
GOOG ALPHABET INC -CL C 1.0%
Value ($000) $5,470 Shares 5,703 Est. Cost $37.88 Unrealized +22.1%
SJT SAN JUAN BASIN RTY TR UNIT BEN INT 0.8%
Value ($000) $4,769 Shares 608,344 Est. Cost $7.20 Unrealized —
— HOWARD BANCORP 0.7%
Value ($000) $4,023 Shares 192,465 Est. Cost $13.44 Unrealized —
— COLONY FINANCIAL CONV. SR NT 0.6%
Value ($000) $3,476 Shares 3,465,000 Est. Cost $1.00 Unrealized —
— POWERSHARES QQQ TRUST UNIT SER 1 0.6%
Value ($000) $3,396 Shares 23,350 Est. Cost $122.27 Unrealized —
AAPL APPLE INC. 0.5%
Value ($000) $2,917 Shares 18,926 Est. Cost $29.24 Unrealized +23.6%
— JPMORGAN CHASE & CO ALERIAN ML ETN 0.4%
Value ($000) $2,160 Shares 76,527 Est. Cost $34.43 Unrealized —
— HSBC HOLDINGS PLC SER A FC 12/21/12 0.3%
Value ($000) $1,982 Shares 75,108 Est. Cost $25.30 Unrealized —
— WESTERN GAS PARTNERS LP UNIT LP IN 0.3%
Value ($000) $1,743 Shares 33,990 Est. Cost $64.89 Unrealized —
SHV ISHARES SHORT TREASURY BOND 0.3%
Value ($000) $1,711 Shares 15,500 Est. Cost $110.22 Unrealized —
VNQ VANGUARD REIT ETF 0.3%
Value ($000) $1,607 Shares 19,335 Est. Cost $83.11 Unrealized —
XLI INDUSTRIAL SELECT SECT SPDR 0.3%
Value ($000) $1,512 Shares 21,290 Est. Cost $67.31 Unrealized —
META FACEBOOK INC 0.2%
Value ($000) $1,425 Shares 8,339 Est. Cost $97.96 Unrealized +69.2%
LQD ISHARES IBOXX INVESTMENT GRADE CORP BOND 0.2%
Value ($000) $1,374 Shares 11,333 Est. Cost $117.21 Unrealized —
AXP AMERICAN EXPRESS CO 0.2%
Value ($000) $1,286 Shares 14,220 Est. Cost $75.44 Unrealized +1.6%
PAA PLAINS ALL AMERN PIPELINE L UNIT L P INT 0.2%
Value ($000) $1,102 Shares 51,997 Est. Cost $55.81 Unrealized —
TRGP TARGA RESOURCES 0.2%
Value ($000) $1,034 Shares 21,853 Est. Cost $15.07 Unrealized +115.9%
— CELGENE CORP 0.2%
Value ($000) $954 Shares 6,545 Est. Cost $104.19 Unrealized —
IWM ISHARES TR RUSSELL 2000 ETF 0.2%
Value ($000) $938 Shares 6,330 Est. Cost $139.43 Unrealized —
— SVB FINANCIAL GROUP 0.2%
Value ($000) $890 Shares 4,758 Est. Cost $109.31 Unrealized —
XLV HEALTH CARE SECTOR SPDR 0.1%
Value ($000) $835 Shares 10,215 Est. Cost $74.17 Unrealized —
BABA ALIBABA GROUP ADR 0.1%
Value ($000) $777 Shares 4,500 Est. Cost $172.67 Unrealized —
— PRUDENTIAL ST DUR HY FUND 0.1%
Value ($000) $773 Shares 50,634 Est. Cost $15.85 Unrealized —
IWR ISHARES RUSSELL MIDCAP 0.1%
Value ($000) $754 Shares 3,825 Est. Cost $187.19 Unrealized —
BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW 0.1%
Value ($000) $735 Shares 4,010 Est. Cost $170.11 Unrealized +3.9%
MSFT MICROSOFT 0.1%
Value ($000) $733 Shares 9,843 Est. Cost $63.09 Unrealized +5.7%
XOM EXXON MOBIL CORP 0.1%
Value ($000) $683 Shares 8,335 Est. Cost $55.32 Unrealized -1.8%
DIA SPDR DJIA TRUST 0.1%
Value ($000) $677 Shares 3,025 Est. Cost $206.28 Unrealized —
GOOGL ALPHABET INC -CL A 0.1%
Value ($000) $645 Shares 662 Est. Cost $37.03 Unrealized +27.1%
XLP STAPLES SECTOR SPDR 0.1%
Value ($000) $633 Shares 11,720 Est. Cost $52.51 Unrealized —
XLY CONSUMER DISCRETIONARY SELT 0.1%
Value ($000) $603 Shares 6,690 Est. Cost $90.13 Unrealized —
MDLZ MONDELEZ INTERNATIONAL INC 0.1%
Value ($000) $596 Shares 14,654 Est. Cost $25.09 Unrealized +38.2%
— BLUEROCK RESIDENTIAL GROWTH 0.1%
Value ($000) $564 Shares 50,965 Est. Cost $11.07 Unrealized —
XLB MATERIALS SECTOR SPDR 0.1%
Value ($000) $525 Shares 9,240 Est. Cost $50.69 Unrealized —
— WILLIAMS PARTNERS LP 0.1%
Value ($000) $506 Shares 13,003 Est. Cost $49.97 Unrealized —
— TALLGRASS ENERGY PARTNERS LP 0.1%
Value ($000) $499 Shares 10,415 Est. Cost $26.68 Unrealized —
ET ENERGY TRANSFER EQUITY L P UT LTD PTN 0.1%
Value ($000) $487 Shares 28,000 Est. Cost $33.76 Unrealized —
— GENERAL ELEC CO 0.1%
Value ($000) $483 Shares 19,956 Est. Cost $29.36 Unrealized —
IYG ISHARES U.S. FINANCIAL SERVICES ETF 0.1%
Value ($000) $458 Shares 3,825 Est. Cost $87.84 Unrealized —
SFBS SERVISFIRST BANCSHARES INC 0.1%
Value ($000) $453 Shares 11,650 Est. Cost $21.75 Unrealized +42.9%
TER TERADYNE INC 0.1%
Value ($000) $433 Shares 11,600 Est. Cost $27.23 Unrealized +21.6%
MO ALTRIA GROUP INC COM 0.1%
Value ($000) $432 Shares 6,810 Est. Cost $36.09 Unrealized 0.0%
ITB ISHARES US HOME CONSTRUCTION ETF 0.1%
Value ($000) $424 Shares 11,595 Est. Cost $36.57 Unrealized —
— BLACKSTONE GROUP LP 0.1%
Value ($000) $416 Shares 12,480 Est. Cost $33.33 Unrealized —
ABBV ABBVIE INC 0.1%
Value ($000) $414 Shares 4,660 Est. Cost $46.96 Unrealized +14.3%
MU MICRON TECHNOLOGY 0.1%
Value ($000) $413 Shares 10,500 Est. Cost $25.17 Unrealized +22.6%
— BANK OF THE OZARKS 0.1%
Value ($000) $413 Shares 8,603 Est. Cost $48.01 Unrealized —
FTEC FIDELITY INFO TECH ETF 0.1%
Value ($000) $411 Shares 8,910 Est. Cost $46.13 Unrealized —
VHT VANGUARD HEALTH CARE ETF 0.1%
Value ($000) $408 Shares 2,680 Est. Cost $152.24 Unrealized —
ONEQ FIDELITY NASDAQCOMP INDEX ETF 0.1%
Value ($000) $408 Shares 1,600 Est. Cost $255.00 Unrealized —
VWO VANGUARD FTSE EMERGING MARKET ETF 0.1%
Value ($000) $407 Shares 9,350 Est. Cost $43.53 Unrealized —
— FCB FINANCIAL HOLDINGS 0.1%
Value ($000) $398 Shares 8,230 Est. Cost $37.40 Unrealized —
AMD ADVANCED MICRO DEVICES 0.1%
Value ($000) $395 Shares 31,000 Est. Cost $11.30 Unrealized +15.4%
WB WEIBO CORP ADR 0.1%
Value ($000) $391 Shares 3,950 Est. Cost $52.15 Unrealized —
— BLACKROCK INC. 0.1%
Value ($000) $380 Shares 850 Est. Cost $342.35 Unrealized —
NSA NATIONAL STORAGE AFFILIATES 0.1%
Value ($000) $367 Shares 15,125 Est. Cost $23.87 Unrealized —
— MIDSOUTH BANCORP INC 0.1%
Value ($000) $366 Shares 30,375 Est. Cost $11.80 Unrealized —
MDY SPDR S&P MIDCAP ETF TRST 0.1%
Value ($000) $359 Shares 1,100 Est. Cost $312.73 Unrealized —
AMP AMERIPRISE FINL INC 0.1%
Value ($000) $356 Shares 2,400 Est. Cost $68.12 Unrealized +74.2%
— OPUS BANK 0.1%
Value ($000) $350 Shares 14,575 Est. Cost $24.11 Unrealized —
— DIREXION INSIDER 0.1%
Value ($000) $349 Shares 8,400 Est. Cost $55.36 Unrealized —
— KKR & Co LP 0.1%
Value ($000) $332 Shares 16,340 Est. Cost $20.32 Unrealized —
BANC BANC OF CALIFORNIA 0.1%
Value ($000) $329 Shares 15,841 Est. Cost $14.21 Unrealized +14.4%
CSCO CISCO SYS INC 0.1%
Value ($000) $326 Shares 9,708 Est. Cost $24.73 Unrealized -0.1%
ALLY ALLY FINANCIAL 0.1%
Value ($000) $324 Shares 13,350 Est. Cost $15.24 Unrealized +14.2%
MAR MARRIOTT INTERNATIONAL INC. 0.1%
Value ($000) $320 Shares 2,900 Est. Cost $69.39 Unrealized +38.4%
FIDU FIDELITY INDUSTRIALS ETF 0.1%
Value ($000) $311 Shares 8,515 Est. Cost $36.52 Unrealized —
— NUVEEN DIVIDEND ADVANTAGE MUNICIPAL INCOME FUND 0.1%
Value ($000) $308 Shares 20,000 Est. Cost $14.27 Unrealized —
HD HOME DEPOT INC 0.1%
Value ($000) $306 Shares 1,872 Est. Cost $105.15 Unrealized +19.0%
FSTA FIDELITY CONS STAPLES ETF 0.1%
Value ($000) $295 Shares 9,100 Est. Cost $32.42 Unrealized —
SHOP SHOPIFY INC 0.1%
Value ($000) $291 Shares 2,500 Est. Cost $10.21 Unrealized 0.0%
MRK MERCK & COMPANY 0.0%
Value ($000) $279 Shares 4,355 Est. Cost $46.20 Unrealized +1.0%
HYS PIMCO 0-5 YEAR H/Y CORP BOND 0.0%
Value ($000) $278 Shares 2,738 Est. Cost $99.98 Unrealized —
MPLX MPLX LP 0.0%
Value ($000) $273 Shares 7,785 Est. Cost $34.88 Unrealized —
BBBY OVERSTOCK.COM 0.0%
Value ($000) $266 Shares 8,940 Est. Cost $20.09 Unrealized 0.0%
UAL UNITED CONTINENTAL HOLDINGS INC. 0.0%
Value ($000) $265 Shares 4,350 Est. Cost $48.11 Unrealized +38.5%
— LEGACYTEXAS FINANCIAL GROUP 0.0%
Value ($000) $263 Shares 6,595 Est. Cost $38.06 Unrealized —
HTBK HERITAGE COMMERCE CORP 0.0%
Value ($000) $263 Shares 18,465 Est. Cost $10.41 Unrealized +31.6%
INTC INTEL CORP 0.0%
Value ($000) $263 Shares 6,900 Est. Cost $29.68 Unrealized -0.3%
C CITIGROUP INC 0.0%
Value ($000) $255 Shares 3,500 Est. Cost $44.67 Unrealized +16.2%
— DIREXION DAILY S&P BULL 1.25 0.0%
Value ($000) $252 Shares 7,550 Est. Cost $33.38 Unrealized —
EDAP EDAP TMS SA-ADR 0.0%
Value ($000) $247 Shares 83,000 Est. Cost $4.81 Unrealized —
IWF ISHARES RUSSELL 1000 GROWTH ETF 0.0%
Value ($000) $244 Shares 1,955 Est. Cost $97.41 Unrealized —
GS GOLDMAN SACHS GROUP INC 0.0%
Value ($000) $236 Shares 993 Est. Cost $173.89 Unrealized +8.1%
IWS ISHARES Russell Midcap Value 0.0%
Value ($000) $231 Shares 2,725 Est. Cost $82.94 Unrealized —
DIS WALT DISNEY COMPANY 0.0%
Value ($000) $230 Shares 2,337 Est. Cost $89.27 Unrealized +8.6%
— AMERICAN RIVER BANKSHRS 0.0%
Value ($000) $226 Shares 16,355 Est. Cost $14.54 Unrealized —
PG PROCTER & GAMBLE COMPANY 0.0%
Value ($000) $226 Shares 2,485 Est. Cost $65.47 Unrealized +11.5%
— NUVEEN CAL ABC DIV ADV MUNI INC FUND 0.0%
Value ($000) $224 Shares 15,000 Est. Cost $14.20 Unrealized —
HLT HILTON WORLDWIDE HOLDINGS INC. 0.0%
Value ($000) $208 Shares 3,000 Est. Cost $61.77 Unrealized 0.0%
KMI KINDER MORGAN INC 0.0%
Value ($000) $206 Shares 10,765 Est. Cost $22.45 Unrealized -45.2%
— DYNEX CAP INC NEW 0.0%
Value ($000) $188 Shares 25,850 Est. Cost $7.09 Unrealized —
— RITE AID CORP 0.0%
Value ($000) $167 Shares 85,000 Est. Cost $7.77 Unrealized —
— LONG ISLAND ICED TEA CORP 0.0%
Value ($000) $37 Shares 15,000 Est. Cost $5.40 Unrealized —
— EMAGIN CORPORATION 0.0%
Value ($000) $23 Shares 10,000 Est. Cost $2.50 Unrealized —
— EV ENERGY PARTNERS LP 0.0%
Value ($000) $9 Shares 13,500 Est. Cost $32.70 Unrealized —