Hilton Capital Management, LLC Diversified Active

CIK: 0001541211 · Show all filings

Period: Q1 2017 (← Previous) (Next →)

Filing Date: May 4, 2017

Total Value ($000): $518,303 (66.5% shares, 33.5% debt)

Holdings (127)

GVI ISHARES INT. GOVT/CREDIT BOND ETF 8.8%
Value ($000) $45,868 Shares 416,227 Est. Cost $110.97 Unrealized —
NTB BANK OF NT BUTTERFIELD & SON 4.5%
Value ($000) $23,176 Shares 726,282 Est. Cost $19.67 Unrealized +9.9%
EPD ENTERPRISE PRODS PARTNERS L COM UNIT 4.4%
Value ($000) $22,999 Shares 832,989 Est. Cost $43.11 Unrealized —
— INVESCO DYNAMIC CREDIT OPP 3.7%
Value ($000) $19,267 Shares 1,575,408 Est. Cost $11.89 Unrealized —
JPM J P MORGAN CHASE & CO 3.6%
Value ($000) $18,690 Shares 212,776 Est. Cost $61.69 Unrealized +12.9%
— MAGELLAN MIDSTREAM PARTNERS LP 3.5%
Value ($000) $17,998 Shares 234,015 Est. Cost $63.69 Unrealized —
RSG REPUBLIC SERVICES, INC. 3.4%
Value ($000) $17,382 Shares 276,747 Est. Cost $36.35 Unrealized +42.5%
BR BROADRIDGE FINANCIAL SOLUTIONS 3.3%
Value ($000) $17,155 Shares 252,469 Est. Cost $53.61 Unrealized +8.8%
RWT REDWOOD TRUST INC 3.2%
Value ($000) $16,828 Shares 1,013,108 Est. Cost $13.67 Unrealized —
HYS PIMCO 0-5 YEAR H/Y CORP BOND 3.2%
Value ($000) $16,774 Shares 165,980 Est. Cost $99.92 Unrealized —
— NUVEEN CREDIT STRAT FUND 3.1%
Value ($000) $16,155 Shares 1,859,040 Est. Cost $8.75 Unrealized —
— MAINSOURCE FINANCIAL GROUP, INC. 2.9%
Value ($000) $14,908 Shares 452,714 Est. Cost $29.42 Unrealized —
— GRAMERCY PROPERTY TRUST 2.8%
Value ($000) $14,761 Shares 561,242 Est. Cost $26.30 Unrealized —
— PIMCO DYNAMIC CREDIT INCOME 2.8%
Value ($000) $14,400 Shares 671,640 Est. Cost $21.44 Unrealized —
BAH BOOZ ALLEN HAMILTON HOLDINGS 2.8%
Value ($000) $14,347 Shares 405,390 Est. Cost $26.78 Unrealized +13.7%
GS GOLDMAN SACHS GROUP INC 2.7%
Value ($000) $14,233 Shares 61,960 Est. Cost $173.61 Unrealized +15.2%
SMG SCOTTS MIRACLE-GRO CO-CL A 2.7%
Value ($000) $14,187 Shares 151,912 Est. Cost $66.33 Unrealized +3.6%
KEY KEYCORP 2.7%
Value ($000) $13,780 Shares 775,000 Est. Cost $8.48 Unrealized +47.2%
— PRUDENTIAL ST DUR HY FUND 2.6%
Value ($000) $13,450 Shares 874,489 Est. Cost $15.85 Unrealized —
— NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND 2.6%
Value ($000) $13,378 Shares 540,077 Est. Cost $23.07 Unrealized —
— HCI GROUP CONV. SR NT 2.5%
Value ($000) $13,064 Shares 13,080,000 Est. Cost $0.97 Unrealized —
IRT INDEPENDENCE REALTY TRUST 2.2%
Value ($000) $11,203 Shares 1,195,590 Est. Cost $9.01 Unrealized —
— ALTISOURCE RESIDENTIAL CORP 2.0%
Value ($000) $10,521 Shares 689,869 Est. Cost $15.25 Unrealized —
SJT SAN JUAN BASIN RTY TR UNIT BEN INT 2.0%
Value ($000) $10,152 Shares 1,402,226 Est. Cost $7.24 Unrealized —
CME CME GROUP INC 1.8%
Value ($000) $9,266 Shares 77,998 Est. Cost $67.62 Unrealized +29.5%
FCPT FOUR CORNERS PROPERTY TRUST 1.8%
Value ($000) $9,254 Shares 405,327 Est. Cost $18.82 Unrealized —
CCJ CAMECO CORP. 1.4%
Value ($000) $7,219 Shares 652,142 Est. Cost $8.51 Unrealized +26.2%
AOS A.O. SMITH CORPORATION 1.2%
Value ($000) $6,442 Shares 125,927 Est. Cost $41.47 Unrealized +2.8%
AMZN AMAZON COM INC 1.1%
Value ($000) $5,875 Shares 6,627 Est. Cost $27.78 Unrealized +50.0%
GOOG ALPHABET INC -CL C 0.9%
Value ($000) $4,445 Shares 5,358 Est. Cost $35.75 Unrealized +13.9%
— COLONY FINANCIAL CONV. SR NT 0.7%
Value ($000) $3,413 Shares 3,465,000 Est. Cost $1.00 Unrealized —
— HOWARD BANCORP 0.6%
Value ($000) $3,339 Shares 178,565 Est. Cost $12.74 Unrealized —
— POWERSHARES QQQ TRUST UNIT SER 1 0.6%
Value ($000) $2,932 Shares 22,150 Est. Cost $121.35 Unrealized —
AAPL APPLE INC. 0.6%
Value ($000) $2,884 Shares 20,073 Est. Cost $26.73 Unrealized +13.9%
LQD ISHARES IBOXX INVESTMENT GRADE CORP BOND 0.5%
Value ($000) $2,835 Shares 24,043 Est. Cost $117.21 Unrealized —
— HSBC HOLDINGS PLC SER A FC 12/21/12 0.5%
Value ($000) $2,608 Shares 100,706 Est. Cost $25.30 Unrealized —
SHV ISHARES SHORT TREASURY BOND 0.5%
Value ($000) $2,538 Shares 23,000 Est. Cost $110.22 Unrealized —
— WESTERN GAS PARTNERS LP UNIT LP IN 0.5%
Value ($000) $2,484 Shares 41,090 Est. Cost $64.89 Unrealized —
PAA PLAINS ALL AMERN PIPELINE L UNIT L P INT 0.4%
Value ($000) $2,327 Shares 73,602 Est. Cost $55.81 Unrealized —
META FACEBOOK INC 0.4%
Value ($000) $2,155 Shares 15,169 Est. Cost $97.96 Unrealized +35.5%
JNJ JOHNSON & JOHNSON 0.4%
Value ($000) $2,123 Shares 17,045 Est. Cost $85.23 Unrealized +9.6%
— JPMORGAN CHASE & CO ALERIAN ML ETN 0.4%
Value ($000) $1,937 Shares 59,974 Est. Cost $35.81 Unrealized —
PAYX PAYCHEX INC 0.3%
Value ($000) $1,363 Shares 23,133 Est. Cost $46.69 Unrealized 0.0%
TRGP TARGA RESOURCES 0.3%
Value ($000) $1,309 Shares 21,853 Est. Cost $15.07 Unrealized +166.4%
XOM EXXON MOBIL CORP 0.2%
Value ($000) $1,288 Shares 15,703 Est. Cost $55.32 Unrealized +1.4%
AXP AMERICAN EXPRESS CO 0.2%
Value ($000) $1,125 Shares 14,220 Est. Cost $75.44 Unrealized -8.3%
— TALLGRASS ENERGY PARTNERS LP 0.2%
Value ($000) $948 Shares 17,815 Est. Cost $26.68 Unrealized —
SAP SAP SE-SPONSORED ADR 0.2%
Value ($000) $914 Shares 9,314 Est. Cost $93.93 Unrealized —
— SVB FINANCIAL GROUP 0.2%
Value ($000) $885 Shares 4,758 Est. Cost $109.31 Unrealized —
CSCO CISCO SYS INC 0.2%
Value ($000) $877 Shares 25,951 Est. Cost $24.73 Unrealized 0.0%
LMT LOCKHEED MARTIN CORP. 0.2%
Value ($000) $823 Shares 3,074 Est. Cost $199.14 Unrealized +3.8%
— CELGENE CORP 0.2%
Value ($000) $814 Shares 6,545 Est. Cost $104.19 Unrealized —
BAC BANK AMER CORP 0.2%
Value ($000) $804 Shares 34,085 Est. Cost $19.38 Unrealized 0.0%
— WILLIAMS PARTNERS LP 0.2%
Value ($000) $796 Shares 19,503 Est. Cost $49.97 Unrealized —
CB CHUBB LTD 0.1%
Value ($000) $774 Shares 5,679 Est. Cost $114.91 Unrealized 0.0%
XLF FINANCIAL SELECT SPIDER ETF 0.1%
Value ($000) $752 Shares 31,689 Est. Cost $23.73 Unrealized —
MRK MERCK & COMPANY 0.1%
Value ($000) $725 Shares 11,410 Est. Cost $46.06 Unrealized 0.0%
IWR ISHARES RUSSELL MIDCAP 0.1%
Value ($000) $716 Shares 3,825 Est. Cost $187.19 Unrealized —
MDLZ MONDELEZ INTERNATIONAL INC 0.1%
Value ($000) $711 Shares 16,499 Est. Cost $25.09 Unrealized +43.0%
ADP AUTOMATIC DATA PROCESSING 0.1%
Value ($000) $700 Shares 6,840 Est. Cost $84.40 Unrealized 0.0%
WM WASTE MGMT INC DEL 0.1%
Value ($000) $661 Shares 9,067 Est. Cost $60.93 Unrealized 0.0%
XLP STAPLES SECTOR SPDR 0.1%
Value ($000) $640 Shares 11,720 Est. Cost $52.51 Unrealized —
PFE PFIZER INC 0.1%
Value ($000) $629 Shares 18,389 Est. Cost $21.41 Unrealized 0.0%
DIA SPDR DJIA TRUST 0.1%
Value ($000) $624 Shares 3,025 Est. Cost $206.28 Unrealized —
IWM ISHARES TR RUSSELL 2000 ETF 0.1%
Value ($000) $621 Shares 4,520 Est. Cost $137.39 Unrealized —
ACN ACCENTURE PLC 0.1%
Value ($000) $619 Shares 5,167 Est. Cost $103.23 Unrealized +0.8%
GOOGL ALPHABET INC -CL A 0.1%
Value ($000) $561 Shares 662 Est. Cost $37.03 Unrealized +12.7%
ET ENERGY TRANSFER EQUITY L P UT LTD PTN 0.1%
Value ($000) $552 Shares 28,000 Est. Cost $33.76 Unrealized —
XLV HEALTH CARE SECTOR SPDR 0.1%
Value ($000) $534 Shares 7,185 Est. Cost $70.98 Unrealized —
— BAY BANCORP INC. 0.1%
Value ($000) $518 Shares 65,975 Est. Cost $7.21 Unrealized —
— GENERAL ELEC CO 0.1%
Value ($000) $514 Shares 17,245 Est. Cost $29.81 Unrealized —
CAG CONAGRA FOODS 0.1%
Value ($000) $499 Shares 12,358 Est. Cost $28.83 Unrealized 0.0%
BANC BANC OF CALIFORNIA 0.1%
Value ($000) $498 Shares 24,041 Est. Cost $14.21 Unrealized +6.7%
STM STMICROELECTRONICS NV-NY SHS 0.1%
Value ($000) $495 Shares 32,000 Est. Cost $15.47 Unrealized —
XLB MATERIALS SECTOR SPDR 0.1%
Value ($000) $484 Shares 9,240 Est. Cost $50.69 Unrealized —
XLI INDUSTRIAL SELECT SECT SPDR 0.1%
Value ($000) $481 Shares 7,400 Est. Cost $63.28 Unrealized —
ECL ECOLAB INC. 0.1%
Value ($000) $472 Shares 3,765 Est. Cost $111.04 Unrealized 0.0%
AMD ADVANCED MICRO DEVICES 0.1%
Value ($000) $451 Shares 31,000 Est. Cost $11.30 Unrealized +12.3%
SFBS SERVISFIRST BANCSHARES INC 0.1%
Value ($000) $424 Shares 11,650 Est. Cost $21.75 Unrealized +57.3%
IYG ISHARES U.S. FINANCIAL SERVICES ETF 0.1%
Value ($000) $417 Shares 3,825 Est. Cost $87.84 Unrealized —
— FOREST CITY REALTY TRUST -A 0.1%
Value ($000) $413 Shares 18,970 Est. Cost $21.77 Unrealized —
GD GENERAL DYNAMICS CORP. 0.1%
Value ($000) $395 Shares 2,110 Est. Cost $152.10 Unrealized 0.0%
— STERLING BANCORP 0.1%
Value ($000) $375 Shares 15,815 Est. Cost $23.71 Unrealized —
— RITE AID CORP 0.1%
Value ($000) $361 Shares 85,000 Est. Cost $7.77 Unrealized —
TER TERADYNE INC 0.1%
Value ($000) $361 Shares 11,600 Est. Cost $27.23 Unrealized 0.0%
NSA NATIONAL STORAGE AFFILIATES 0.1%
Value ($000) $361 Shares 15,125 Est. Cost $23.87 Unrealized —
MSFT MICROSOFT 0.1%
Value ($000) $360 Shares 5,468 Est. Cost $57.84 Unrealized 0.0%
BABA ALIBABA GROUP ADR 0.1%
Value ($000) $351 Shares 3,255 Est. Cost $107.83 Unrealized —
MDY SPDR S&P MIDCAP ETF TRST 0.1%
Value ($000) $344 Shares 1,100 Est. Cost $312.73 Unrealized —
COST COSTCO WHOLESALE CORP 0.1%
Value ($000) $335 Shares 2,000 Est. Cost $86.56 Unrealized +65.1%
— DIREXION INSIDER 0.1%
Value ($000) $332 Shares 4,200 Est. Cost $70.95 Unrealized —
SPY SPDR S&P 500 ETF TRUST 0.1%
Value ($000) $330 Shares 1,398 Est. Cost $215.94 Unrealized —
— BLACKROCK INC. 0.1%
Value ($000) $326 Shares 850 Est. Cost $342.35 Unrealized —
SBUX STARBUCKS CORP 0.1%
Value ($000) $322 Shares 5,520 Est. Cost $47.41 Unrealized -1.3%
GIS GENERAL MILLS INC 0.1%
Value ($000) $315 Shares 5,332 Est. Cost $44.62 Unrealized 0.0%
BANF BANCFIRST CORP 0.1%
Value ($000) $311 Shares 3,460 Est. Cost $33.43 Unrealized +16.7%
AMP AMERIPRISE FINL INC 0.1%
Value ($000) $311 Shares 2,400 Est. Cost $68.12 Unrealized +52.4%
UAL UNITED CONTINENTAL HOLDINGS INC. 0.1%
Value ($000) $307 Shares 4,350 Est. Cost $48.11 Unrealized +50.2%
— PINNACLE FINANCIAL PARTNERS 0.1%
Value ($000) $306 Shares 4,600 Est. Cost $52.20 Unrealized —
— BANK OF THE OZARKS 0.1%
Value ($000) $292 Shares 5,613 Est. Cost $52.56 Unrealized —
— NUVEEN DIVIDEND ADVANTAGE MUNICIPAL INCOME FUND 0.1%
Value ($000) $292 Shares 20,000 Est. Cost $14.27 Unrealized —
MPLX MPLX LP 0.1%
Value ($000) $281 Shares 7,785 Est. Cost $34.88 Unrealized —
— FCB FINANCIAL HOLDINGS 0.1%
Value ($000) $278 Shares 5,610 Est. Cost $32.57 Unrealized —
HD HOME DEPOT INC 0.1%
Value ($000) $275 Shares 1,872 Est. Cost $105.15 Unrealized +8.8%
MAR MARRIOTT INTERNATIONAL INC. 0.1%
Value ($000) $273 Shares 2,900 Est. Cost $69.39 Unrealized +15.8%
HTBK HERITAGE COMMERCE CORP 0.1%
Value ($000) $260 Shares 18,465 Est. Cost $10.41 Unrealized +34.9%
INTC INTEL CORP 0.0%
Value ($000) $249 Shares 6,900 Est. Cost $29.68 Unrealized 0.0%
MU MICRON TECHNOLOGY 0.0%
Value ($000) $246 Shares 8,500 Est. Cost $23.83 Unrealized 0.0%
— ENERGY TRANSFER PARTNERS L.P. 0.0%
Value ($000) $242 Shares 6,627 Est. Cost $52.14 Unrealized —
IWF ISHARES RUSSELL 1000 GROWTH ETF 0.0%
Value ($000) $235 Shares 2,065 Est. Cost $97.41 Unrealized —
KMI KINDER MORGAN INC 0.0%
Value ($000) $234 Shares 10,765 Est. Cost $22.45 Unrealized -39.3%
WFC WELLS FARGO & CO NEW 0.0%
Value ($000) $230 Shares 4,137 Est. Cost $36.83 Unrealized +20.5%
SHOP SHOPIFY INC 0.0%
Value ($000) $229 Shares 3,366 Est. Cost $5.76 Unrealized 0.0%
IWS ISHARES Russell Midcap Value 0.0%
Value ($000) $226 Shares 2,725 Est. Cost $82.94 Unrealized —
PG PROCTER & GAMBLE COMPANY 0.0%
Value ($000) $223 Shares 2,485 Est. Cost $65.47 Unrealized +7.0%
IBM I B M 0.0%
Value ($000) $223 Shares 1,278 Est. Cost $101.76 Unrealized +12.4%
DIS WALT DISNEY COMPANY 0.0%
Value ($000) $221 Shares 1,950 Est. Cost $86.98 Unrealized +18.4%
— NUVEEN CAL ABC DIV ADV MUNI INC FUND 0.0%
Value ($000) $216 Shares 15,000 Est. Cost $14.20 Unrealized —
C CITIGROUP INC 0.0%
Value ($000) $209 Shares 3,500 Est. Cost $44.67 Unrealized 0.0%
PEP PEPSICO INC 0.0%
Value ($000) $206 Shares 1,840 Est. Cost $81.92 Unrealized 0.0%
WB WEIBO CORP ADR 0.0%
Value ($000) $206 Shares 3,950 Est. Cost $52.15 Unrealized —
— SYNERON MEDICAL LTD 0.0%
Value ($000) $169 Shares 16,000 Est. Cost $7.31 Unrealized —
EDAP EDAP TMS SA-ADR 0.0%
Value ($000) $161 Shares 58,000 Est. Cost $5.46 Unrealized —
MITK MITEK SYS INC C 0.0%
Value ($000) $133 Shares 20,000 Est. Cost $6.17 Unrealized 0.0%
— NUVEEN MUNI VALUE FUND 0.0%
Value ($000) $99 Shares 10,159 Est. Cost $9.55 Unrealized —
NGD NEW GOLD INC CDA 0.0%
Value ($000) $89 Shares 30,000 Est. Cost $3.23 Unrealized 0.0%
— EV ENERGY PARTNERS LP 0.0%
Value ($000) $20 Shares 13,500 Est. Cost $32.70 Unrealized —