Location: Garden City, NY
CIK: 0001541211 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: May 4, 2017
Total Value: $518M (66.5% shares, 33.5% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GVI | ISHARES INT. GOVT/CREDIT BOND ETF | 416,227 | $45.87M | 8.8% | $110.97 | — | Fixed Income ETF | 464288612 |
| NTB | BANK OF NT BUTTERFIELD & SON | 726,282 | $23.18M | 4.5% | $19.67 | +9.9% | Common Stocks | G0772R208 |
| EPD | ENTERPRISE PRODS PARTNERS L COM UNIT | 832,989 | $23M | 4.4% | $43.11 | — | Common Stocks | 293792107 |
| — | INVESCO DYNAMIC CREDIT OPP | 1,575,408 | $19.27M | 3.7% | $11.89 | — | Fixed Income Closed-End Fund | 46132R104 |
| JPM | J P MORGAN CHASE & CO | 212,776 | $18.69M | 3.6% | $61.69 | +12.9% | Common Stocks | 46625H100 |
| — | MAGELLAN MIDSTREAM PARTNERS LP | 234,015 | $18M | 3.5% | $63.69 | — | Common Stocks | 559080106 |
| RSG | REPUBLIC SERVICES, INC. | 276,747 | $17.38M | 3.4% | $36.35 | +42.5% | Common Stocks | 760759100 |
| BR | BROADRIDGE FINANCIAL SOLUTIONS | 252,469 | $17.16M | 3.3% | $53.61 | +8.8% | Common Stocks | 11133T103 |
| RWT | REDWOOD TRUST INC | 1,013,108 | $16.83M | 3.2% | $13.67 | — | Common Stocks | 758075402 |
| HYS | PIMCO 0-5 YEAR H/Y CORP BOND | 165,980 | $16.77M | 3.2% | $99.92 | — | Fixed Income ETF | 72201R783 |
| — | NUVEEN CREDIT STRAT FUND | 1,859,040 | $16.16M | 3.1% | $8.75 | — | Fixed Income Closed-End Fund | 67073D102 |
| — | MAINSOURCE FINANCIAL GROUP, INC. | 452,714 | $14.91M | 2.9% | $29.42 | — | Common Stocks | 56062Y102 |
| — | GRAMERCY PROPERTY TRUST | 561,242 | $14.76M | 2.8% | $26.30 | — | Common Stocks | 385002308 |
| — | PIMCO DYNAMIC CREDIT INCOME | 671,640 | $14.4M | 2.8% | $21.44 | — | Fixed Income Closed-End Fund | 72202D106 |
| BAH | BOOZ ALLEN HAMILTON HOLDINGS | 405,390 | $14.35M | 2.8% | $26.78 | +13.7% | Common Stocks | 099502106 |
| GS | GOLDMAN SACHS GROUP INC | 61,960 | $14.23M | 2.7% | $173.61 | +15.2% | Common Stocks | 38141G104 |
| SMG | SCOTTS MIRACLE-GRO CO-CL A | 151,912 | $14.19M | 2.7% | $66.33 | +3.6% | Common Stocks | 810186106 |
| KEY | KEYCORP | 775,000 | $13.78M | 2.7% | $8.48 | +47.2% | Common Stocks | 493267108 |
| — | PRUDENTIAL ST DUR HY FUND | 874,489 | $13.45M | 2.6% | $15.85 | — | Fixed Income Closed-End Fund | 74442F107 |
| — | NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND | 540,077 | $13.38M | 2.6% | $23.07 | — | Fixed Income Closed-End Fund | 670735109 |
| — | HCI GROUP CONV. SR NT | 13,080,000 | $13.06M | 2.5% | $0.97 | — | Convertible Bonds | 40416EAB9 |
| IRT | INDEPENDENCE REALTY TRUST | 1,195,590 | $11.2M | 2.2% | $9.01 | — | Common Stocks | 45378A106 |
| — | ALTISOURCE RESIDENTIAL CORP | 689,869 | $10.52M | 2.0% | $15.25 | — | Common Stocks | 02153W100 |
| SJT | SAN JUAN BASIN RTY TR UNIT BEN INT | 1,402,226 | $10.15M | 2.0% | $7.24 | — | Common Stocks | 798241105 |
| CME | CME GROUP INC | 77,998 | $9.266M | 1.8% | $67.62 | +29.5% | Common Stocks | 12572Q105 |
| FCPT | FOUR CORNERS PROPERTY TRUST | 405,327 | $9.254M | 1.8% | $18.82 | — | Common Stocks | 35086T109 |
| CCJ | CAMECO CORP. | 652,142 | $7.219M | 1.4% | $8.51 | +26.2% | Common Stocks | 13321L108 |
| AOS | A.O. SMITH CORPORATION | 125,927 | $6.442M | 1.2% | $41.47 | +2.8% | Common Stocks | 831865209 |
| AMZN | AMAZON COM INC | 6,627 | $5.875M | 1.1% | $27.78 | +50.0% | Common Stocks | 023135106 |
| GOOG | ALPHABET INC -CL C | 5,358 | $4.445M | 0.9% | $35.75 | +13.9% | Common Stocks | 02079K107 |
| — | COLONY FINANCIAL CONV. SR NT | 3,465,000 | $3.413M | 0.7% | $1.00 | — | Convertible Bonds | 19624RAB2 |
| — | HOWARD BANCORP | 178,565 | $3.339M | 0.6% | $12.74 | — | Common Stocks | 442496105 |
| — | POWERSHARES QQQ TRUST UNIT SER 1 | 22,150 | $2.932M | 0.6% | $121.35 | — | Equity ETFs | 73935A104 |
| AAPL | APPLE INC. | 20,073 | $2.884M | 0.6% | $26.73 | +13.9% | Common Stocks | 037833100 |
| LQD | ISHARES IBOXX INVESTMENT GRADE CORP BOND | 24,043 | $2.835M | 0.5% | $117.21 | — | Fixed Income ETF | 464287242 |
| — | HSBC HOLDINGS PLC SER A FC 12/21/12 | 100,706 | $2.608M | 0.5% | $25.30 | — | Preferred Stock | 404280604 |
| SHV | ISHARES SHORT TREASURY BOND | 23,000 | $2.538M | 0.5% | $110.22 | — | Fixed Income ETF | 464288679 |
| — | WESTERN GAS PARTNERS LP UNIT LP IN | 41,090 | $2.484M | 0.5% | $64.89 | — | Common Stocks | 958254104 |
| PAA | PLAINS ALL AMERN PIPELINE L UNIT L P INT | 73,602 | $2.327M | 0.4% | $55.81 | — | Common Stocks | 726503105 |
| META | FACEBOOK INC | 15,169 | $2.155M | 0.4% | $97.96 | +35.5% | Common Stocks | 30303M102 |
| JNJ | JOHNSON & JOHNSON | 17,045 | $2.123M | 0.4% | $85.23 | +9.6% | Common Stocks | 478160104 |
| — | JPMORGAN CHASE & CO ALERIAN ML ETN | 59,974 | $1.937M | 0.4% | $35.81 | — | Common Stocks | 46625H365 |
| PAYX | PAYCHEX INC | 23,133 | $1.363M | 0.3% | $46.69 | 0.0% | Common Stocks | 704326107 |
| TRGP | TARGA RESOURCES | 21,853 | $1.309M | 0.3% | $15.07 | +166.4% | Common Stocks | 87612G101 |
| XOM | EXXON MOBIL CORP | 15,703 | $1.288M | 0.2% | $55.32 | +1.4% | Common Stocks | 30231G102 |
| AXP | AMERICAN EXPRESS CO | 14,220 | $1.125M | 0.2% | $75.44 | -8.3% | Common Stocks | 025816109 |
| — | TALLGRASS ENERGY PARTNERS LP | 17,815 | $948K | 0.2% | $26.68 | — | Common Stocks | 874697105 |
| SAP | SAP SE-SPONSORED ADR | 9,314 | $914K | 0.2% | $93.93 | — | Common Stocks | 803054204 |
| — | SVB FINANCIAL GROUP | 4,758 | $885K | 0.2% | $109.31 | — | Common Stocks | 78486Q101 |
| CSCO | CISCO SYS INC | 25,951 | $877K | 0.2% | $24.73 | 0.0% | Common Stocks | 17275R102 |
| LMT | LOCKHEED MARTIN CORP. | 3,074 | $823K | 0.2% | $199.14 | +3.8% | Common Stocks | 539830109 |
| — | CELGENE CORP | 6,545 | $814K | 0.2% | $104.19 | — | Common Stocks | 151020104 |
| BAC | BANK AMER CORP | 34,085 | $804K | 0.2% | $19.38 | 0.0% | Common Stocks | 060505104 |
| — | WILLIAMS PARTNERS LP | 19,503 | $796K | 0.2% | $49.97 | — | Common Stocks | 96949L105 |
| CB | CHUBB LTD | 5,679 | $774K | 0.1% | $114.91 | 0.0% | Common Stocks | H1467J104 |
| XLF | FINANCIAL SELECT SPIDER ETF | 31,689 | $752K | 0.1% | $23.73 | — | Equity ETFs | 81369Y605 |
| MRK | MERCK & COMPANY | 11,410 | $725K | 0.1% | $46.06 | 0.0% | Common Stocks | 58933Y105 |
| IWR | ISHARES RUSSELL MIDCAP | 3,825 | $716K | 0.1% | $187.19 | — | Equity ETFs | 464287499 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 16,499 | $711K | 0.1% | $25.09 | +43.0% | Common Stocks | 609207105 |
| ADP | AUTOMATIC DATA PROCESSING | 6,840 | $700K | 0.1% | $84.40 | 0.0% | Common Stocks | 053015103 |
| WM | WASTE MGMT INC DEL | 9,067 | $661K | 0.1% | $60.93 | 0.0% | Common Stocks | 94106L109 |
| XLP | STAPLES SECTOR SPDR | 11,720 | $640K | 0.1% | $52.51 | — | Equity ETFs | 81369Y308 |
| PFE | PFIZER INC | 18,389 | $629K | 0.1% | $21.41 | 0.0% | Common Stocks | 717081103 |
| DIA | SPDR DJIA TRUST | 3,025 | $624K | 0.1% | $206.28 | — | Common Stocks | 78467X109 |
| IWM | ISHARES TR RUSSELL 2000 ETF | 4,520 | $621K | 0.1% | $137.39 | — | Equity ETFs | 464287655 |
| ACN | ACCENTURE PLC | 5,167 | $619K | 0.1% | $103.23 | +0.8% | Common Stocks | G1151C101 |
| GOOGL | ALPHABET INC -CL A | 662 | $561K | 0.1% | $37.03 | +12.7% | Common Stocks | 02079K305 |
| ET | ENERGY TRANSFER EQUITY L P UT LTD PTN | 28,000 | $552K | 0.1% | $33.76 | — | Common Stocks | 29273V100 |
| XLV | HEALTH CARE SECTOR SPDR | 7,185 | $534K | 0.1% | $70.98 | — | Equity ETFs | 81369Y209 |
| — | BAY BANCORP INC. | 65,975 | $518K | 0.1% | $7.21 | — | Common Stocks | 07203T106 |
| — | GENERAL ELEC CO | 17,245 | $514K | 0.1% | $29.81 | — | Common Stocks | 369604103 |
| CAG | CONAGRA FOODS | 12,358 | $499K | 0.1% | $28.83 | 0.0% | Common Stocks | 205887102 |
| BANC | BANC OF CALIFORNIA | 24,041 | $498K | 0.1% | $14.21 | +6.7% | Common Stocks | 05990K106 |
| STM | STMICROELECTRONICS NV-NY SHS | 32,000 | $495K | 0.1% | $15.47 | — | Common Stocks | 861012102 |
| XLB | MATERIALS SECTOR SPDR | 9,240 | $484K | 0.1% | $50.69 | — | Equity ETFs | 81369Y100 |
| XLI | INDUSTRIAL SELECT SECT SPDR | 7,400 | $481K | 0.1% | $63.28 | — | Equity ETFs | 81369Y704 |
| ECL | ECOLAB INC. | 3,765 | $472K | 0.1% | $111.04 | 0.0% | Common Stocks | 278865100 |
| AMD | ADVANCED MICRO DEVICES | 31,000 | $451K | 0.1% | $11.30 | +12.3% | Common Stocks | 007903107 |
| SFBS | SERVISFIRST BANCSHARES INC | 11,650 | $424K | 0.1% | $21.75 | +57.3% | Common Stocks | 81768T108 |
| IYG | ISHARES U.S. FINANCIAL SERVICES ETF | 3,825 | $417K | 0.1% | $87.84 | — | Equity ETFs | 464287770 |
| — | FOREST CITY REALTY TRUST -A | 18,970 | $413K | 0.1% | $21.77 | — | Common Stocks | 345605109 |
| GD | GENERAL DYNAMICS CORP. | 2,110 | $395K | 0.1% | $152.10 | 0.0% | Common Stocks | 369550108 |
| — | STERLING BANCORP | 15,815 | $375K | 0.1% | $23.71 | — | Common Stocks | 85917A100 |
| — | RITE AID CORP | 85,000 | $361K | 0.1% | $7.77 | — | Common Stocks | 767754104 |
| TER | TERADYNE INC | 11,600 | $361K | 0.1% | $27.23 | 0.0% | Common Stocks | 880770102 |
| NSA | NATIONAL STORAGE AFFILIATES | 15,125 | $361K | 0.1% | $23.87 | — | Common Stocks | 637870106 |
| MSFT | MICROSOFT | 5,468 | $360K | 0.1% | $57.84 | 0.0% | Common Stocks | 594918104 |
| BABA | ALIBABA GROUP ADR | 3,255 | $351K | 0.1% | $107.83 | — | Common Stocks | 01609W102 |
| MDY | SPDR S&P MIDCAP ETF TRST | 1,100 | $344K | 0.1% | $312.73 | — | Equity ETFs | 78467Y107 |
| COST | COSTCO WHOLESALE CORP | 2,000 | $335K | 0.1% | $86.56 | +65.1% | Common Stocks | 22160K105 |
| — | DIREXION INSIDER | 4,200 | $332K | 0.1% | $70.95 | — | Equity ETFs | 25459Y769 |
| SPY | SPDR S&P 500 ETF TRUST | 1,398 | $330K | 0.1% | $215.94 | — | Equity ETFs | 78462F103 |
| — | BLACKROCK INC. | 850 | $326K | 0.1% | $342.35 | — | Common Stocks | 09247X101 |
| SBUX | STARBUCKS CORP | 5,520 | $322K | 0.1% | $47.41 | -1.3% | Common Stocks | 855244109 |
| GIS | GENERAL MILLS INC | 5,332 | $315K | 0.1% | $44.62 | 0.0% | Common Stocks | 370334104 |
| BANF | BANCFIRST CORP | 3,460 | $311K | 0.1% | $33.43 | +16.7% | Common Stocks | 05945F103 |
| AMP | AMERIPRISE FINL INC | 2,400 | $311K | 0.1% | $68.12 | +52.4% | Common Stocks | 03076C106 |
| UAL | UNITED CONTINENTAL HOLDINGS INC. | 4,350 | $307K | 0.1% | $48.11 | +50.2% | Common Stocks | 910047109 |
| — | PINNACLE FINANCIAL PARTNERS | 4,600 | $306K | 0.1% | $52.20 | — | Common Stocks | 72346Q104 |
| — | BANK OF THE OZARKS | 5,613 | $292K | 0.1% | $52.56 | — | Common Stocks | 063904106 |
| — | NUVEEN DIVIDEND ADVANTAGE MUNICIPAL INCOME FUND | 20,000 | $292K | 0.1% | $14.27 | — | Fixed Income Closed-End Fund | 67071L106 |
| MPLX | MPLX LP | 7,785 | $281K | 0.1% | $34.88 | — | Common Stocks | 55336V100 |
| — | FCB FINANCIAL HOLDINGS | 5,610 | $278K | 0.1% | $32.57 | — | Common Stocks | 30255G103 |
| HD | HOME DEPOT INC | 1,872 | $275K | 0.1% | $105.15 | +8.8% | Common Stocks | 437076102 |
| MAR | MARRIOTT INTERNATIONAL INC. | 2,900 | $273K | 0.1% | $69.39 | +15.8% | Common Stocks | 571903202 |
| HTBK | HERITAGE COMMERCE CORP | 18,465 | $260K | 0.1% | $10.41 | +34.9% | Common Stocks | 426927109 |
| INTC | INTEL CORP | 6,900 | $249K | 0.0% | $29.68 | 0.0% | Common Stocks | 458140100 |
| MU | MICRON TECHNOLOGY | 8,500 | $246K | 0.0% | $23.83 | 0.0% | Common Stocks | 595112103 |
| — | ENERGY TRANSFER PARTNERS L.P. | 6,627 | $242K | 0.0% | $52.14 | — | Common Stocks | 29273R109 |
| IWF | ISHARES RUSSELL 1000 GROWTH ETF | 2,065 | $235K | 0.0% | $97.41 | — | Equity ETFs | 464287614 |
| KMI | KINDER MORGAN INC | 10,765 | $234K | 0.0% | $22.45 | -39.3% | Common Stocks | 49456B101 |
| WFC | WELLS FARGO & CO NEW | 4,137 | $230K | 0.0% | $36.83 | +20.5% | Common Stocks | 949746101 |
| SHOP | SHOPIFY INC | 3,366 | $229K | 0.0% | $5.76 | 0.0% | Common Stocks | 82509L107 |
| IWS | ISHARES Russell Midcap Value | 2,725 | $226K | 0.0% | $82.94 | — | Equity ETFs | 464287473 |
| PG | PROCTER & GAMBLE COMPANY | 2,485 | $223K | 0.0% | $65.47 | +7.0% | Common Stocks | 742718109 |
| IBM | I B M | 1,278 | $223K | 0.0% | $101.76 | +12.4% | Common Stocks | 459200101 |
| DIS | WALT DISNEY COMPANY | 1,950 | $221K | 0.0% | $86.98 | +18.4% | Common Stocks | 254687106 |
| — | NUVEEN CAL ABC DIV ADV MUNI INC FUND | 15,000 | $216K | 0.0% | $14.20 | — | Fixed Income Closed-End Fund | 67066Y105 |
| C | CITIGROUP INC | 3,500 | $209K | 0.0% | $44.67 | 0.0% | Common Stocks | 172967424 |
| WB | WEIBO CORP ADR | 3,950 | $206K | 0.0% | $52.15 | — | Common Stocks | 948596101 |
| PEP | PEPSICO INC | 1,840 | $206K | 0.0% | $81.92 | 0.0% | Common Stocks | 713448108 |
| — | SYNERON MEDICAL LTD | 16,000 | $169K | 0.0% | $7.31 | — | Common Stocks | M87245102 |
| EDAP | EDAP TMS SA-ADR | 58,000 | $161K | 0.0% | $5.46 | — | Common Stocks | 268311107 |
| MITK | MITEK SYS INC C | 20,000 | $133K | 0.0% | $6.17 | 0.0% | Common Stocks | 606710200 |
| — | NUVEEN MUNI VALUE FUND | 10,159 | $99,000 | 0.0% | $9.55 | — | Fixed Income Closed-End Fund | 670928100 |
| NGD | NEW GOLD INC CDA | 30,000 | $89,000 | 0.0% | $3.23 | 0.0% | Common Stocks | 644535106 |
| — | EV ENERGY PARTNERS LP | 13,500 | $20,000 | 0.0% | $32.70 | — | Common Stocks | 26926V107 |