Location: Garden City, NY
CIK: 0001541211 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 20, 2018
Total Value: $662M (70.5% shares, 29.5% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GVI | ISHARES INT. GOVT/CREDIT BOND ETF | 418,251 | $45.91M | 6.9% | $110.94 | — | Fixed Income ETF | 464288612 |
| JPM | J P MORGAN CHASE & CO | 254,378 | $27.2M | 4.1% | $65.16 | +24.8% | Common Stocks | 46625H100 |
| NTB | BANK OF NT BUTTERFIELD & SON | 717,192 | $26.03M | 3.9% | $19.73 | +28.9% | Common Stocks | G0772R208 |
| BR | BROADRIDGE FINANCIAL SOLUTIONS | 286,233 | $25.93M | 3.9% | $56.83 | +33.9% | Common Stocks | 11133T103 |
| — | INVESCO DYNAMIC CREDIT OPP | 1,888,076 | $22.11M | 3.3% | $11.87 | — | Fixed Income Closed-End Fund | 46132R104 |
| RSG | REPUBLIC SERVICES, INC. | 308,483 | $20.86M | 3.1% | $38.70 | +46.5% | Common Stocks | 760759100 |
| — | HARRIS CORP. | 145,076 | $20.55M | 3.1% | $113.18 | — | Common Stocks | 413875105 |
| CCI | CROWN CASTLE INTL CORP. | 178,495 | $19.82M | 3.0% | $76.51 | 0.0% | Common Stocks | 22822V101 |
| AOS | A.O. SMITH CORPORATION | 314,716 | $19.29M | 2.9% | $45.22 | +16.2% | Common Stocks | 831865209 |
| — | PIMCO DYNAMIC CREDIT INCOME | 858,492 | $19.27M | 2.9% | $21.74 | — | Fixed Income Closed-End Fund | 72202D106 |
| DHI | DR HORTON INC. | 370,322 | $18.91M | 2.9% | $34.39 | +23.8% | Common Stocks | 23331A109 |
| — | MAINSOURCE FINANCIAL GROUP, INC. | 515,432 | $18.71M | 2.8% | $30.33 | — | Common Stocks | 56062Y102 |
| JNJ | JOHNSON & JOHNSON | 133,184 | $18.61M | 2.8% | $106.97 | +3.8% | Common Stocks | 478160104 |
| — | NORTHSTAR REALTY EUROPE CORP. | 1,349,061 | $18.12M | 2.7% | $12.76 | — | Common Stocks | 66706L101 |
| — | GRAMERCY PROPERTY TRUST | 675,378 | $18.01M | 2.7% | $26.36 | — | Common Stocks | 385002308 |
| HST | HOST HOTELS & RESORTS INC. | 905,243 | $17.97M | 2.7% | $14.34 | 0.0% | Common Stocks | 44107P104 |
| — | NUVEEN CREDIT STRAT FUND | 2,166,800 | $17.81M | 2.7% | $8.69 | — | Fixed Income Closed-End Fund | 67073D102 |
| VCSH | VANGUARD S/T CORP BOND ETF | 220,425 | $17.48M | 2.6% | $80.04 | — | Fixed Income ETF | 92206C409 |
| EPD | ENTERPRISE PRODS PARTNERS L COM UNIT | 643,951 | $17.07M | 2.6% | $43.11 | — | Common Stocks | 293792107 |
| SBUX | STARBUCKS CORP | 281,082 | $16.14M | 2.4% | $49.93 | -5.1% | Common Stocks | 855244109 |
| — | NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND | 647,905 | $16M | 2.4% | $23.38 | — | Fixed Income Closed-End Fund | 670735109 |
| — | MAGELLAN MIDSTREAM PARTNERS LP | 223,074 | $15.82M | 2.4% | $63.94 | — | Common Stocks | 559080106 |
| — | STERLING BANCORP | 631,592 | $15.54M | 2.3% | $24.60 | — | Common Stocks | 85917A100 |
| MCD | MCDONALDS CORP | 83,543 | $14.38M | 2.2% | $129.94 | +6.7% | Common Stocks | 580135101 |
| LII | LENNOX INTERNATIONAL INC. | 66,976 | $13.95M | 2.1% | $158.48 | +11.5% | Common Stocks | 526107107 |
| — | OAKTREE SPECIALTY LENDING CORP / FSC | 2,684,581 | $13.13M | 2.0% | $4.89 | — | Common Stocks | 67401P108 |
| CME | CME GROUP INC | 87,750 | $12.82M | 1.9% | $72.26 | +45.9% | Common Stocks | 12572Q105 |
| FCPT | FOUR CORNERS PROPERTY TRUST | 493,381 | $12.68M | 1.9% | $20.13 | — | Common Stocks | 35086T109 |
| VCIT | VANGUARD INT-TERM CORP BOND ETF | 121,927 | $10.65M | 1.6% | $87.53 | — | Fixed Income ETF | 92206C870 |
| FLOT | ISHARES FLOATING RATE BOND ETF | 204,285 | $10.38M | 1.6% | $50.92 | — | Fixed Income ETF | 46429B655 |
| — | HCI GROUP CONV. SR NT | 10,053,000 | $9.865M | 1.5% | $0.97 | — | Convertible Bonds | 40416EAB9 |
| RWT | REDWOOD TRUST INC | 609,237 | $9.029M | 1.4% | $13.72 | — | Common Stocks | 758075402 |
| AMZN | AMAZON COM INC | 6,233 | $7.289M | 1.1% | $31.04 | +77.3% | Common Stocks | 023135106 |
| GOOG | ALPHABET INC -CL C | 5,705 | $5.97M | 0.9% | $37.88 | +33.4% | Common Stocks | 02079K107 |
| — | COLONY FINANCIAL CONV. SR NT | 4,685,000 | $4.656M | 0.7% | $1.00 | — | Convertible Bonds | 19624RAB2 |
| — | HOWARD BANCORP | 201,815 | $4.44M | 0.7% | $13.84 | — | Common Stocks | 442496105 |
| — | POWERSHARES QQQ TRUST UNIT SER 1 | 23,700 | $3.692M | 0.6% | $122.76 | — | Equity ETFs | 73935A104 |
| AAPL | APPLE INC. | 15,925 | $2.695M | 0.4% | $29.24 | +33.7% | Common Stocks | 037833100 |
| — | JPMORGAN CHASE & CO ALERIAN ML ETN | 80,784 | $2.219M | 0.3% | $34.06 | — | Equity ETFs | 46625H365 |
| SHV | ISHARES SHORT TREASURY BOND | 15,500 | $1.709M | 0.3% | $110.22 | — | Fixed Income ETF | 464288679 |
| — | WESTERN GAS PARTNERS LP UNIT LP IN | 33,790 | $1.625M | 0.2% | $64.89 | — | Common Stocks | 958254104 |
| MGM | MGM RESORTS INTERNATIONAL | 45,455 | $1.518M | 0.2% | $30.79 | 0.0% | Common Stocks | 552953101 |
| MSFT | MICROSOFT | 17,747 | $1.518M | 0.2% | $68.51 | +9.8% | Common Stocks | 594918104 |
| META | FACEBOOK INC | 8,370 | $1.477M | 0.2% | $97.96 | +79.2% | Common Stocks | 30303M102 |
| — | HSBC HOLDINGS PLC SER A FC 12/21/12 | 54,884 | $1.417M | 0.2% | $25.30 | — | Preferred Stock | 404280604 |
| AXP | AMERICAN EXPRESS CO | 14,220 | $1.412M | 0.2% | $75.44 | +13.0% | Common Stocks | 025816109 |
| WB | WEIBO CORP ADR | 13,550 | $1.402M | 0.2% | $88.51 | — | Common Stocks | 948596101 |
| XLI | INDUSTRIAL SELECT SECT SPDR | 14,900 | $1.127M | 0.2% | $67.31 | — | Equity ETFs | 81369Y704 |
| — | SVB FINANCIAL GROUP | 4,758 | $1.112M | 0.2% | $109.31 | — | Common Stocks | 78486Q101 |
| PAA | PLAINS ALL AMERN PIPELINE L UNIT L P INT | 53,527 | $1.105M | 0.2% | $54.80 | — | Common Stocks | 726503105 |
| TRGP | TARGA RESOURCES | 21,853 | $1.058M | 0.2% | $15.07 | +116.6% | Common Stocks | 87612G101 |
| IWM | ISHARES TR RUSSELL 2000 ETF | 6,720 | $1.025M | 0.2% | $140.19 | — | Equity ETFs | 464287655 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | 4,750 | $942K | 0.1% | $173.19 | +9.6% | Common Stocks | 084670702 |
| V | VISA INC | 7,782 | $887K | 0.1% | $104.38 | 0.0% | Common Stocks | 92826C839 |
| GPMT | GRANITE POINT MORTGAGE TRUST | 49,673 | $881K | 0.1% | $17.74 | — | Common Stocks | 38741L107 |
| GOOGL | ALPHABET INC -CL A | 807 | $850K | 0.1% | $39.58 | +29.4% | Common Stocks | 02079K305 |
| — | BBX CAPITAL CORP | 104,050 | $829K | 0.1% | $7.97 | — | Common Stocks | 05491N104 |
| — | LUTHER BURBANK CORP | 67,855 | $817K | 0.1% | $12.04 | — | Common Stocks | 550550107 |
| IWR | ISHARES RUSSELL MIDCAP | 3,825 | $796K | 0.1% | $187.19 | — | Equity ETFs | 464287499 |
| XOM | EXXON MOBIL CORP | 9,413 | $787K | 0.1% | $55.52 | +2.9% | Common Stocks | 30231G102 |
| — | PRUDENTIAL ST DUR HY FUND | 50,634 | $748K | 0.1% | $15.85 | — | Fixed Income Closed-End Fund | 74442F107 |
| DIA | SPDR DJIA TRUST | 3,025 | $748K | 0.1% | $206.28 | — | Common Stocks | 78467X109 |
| ALLY | ALLY FINANCIAL | 25,235 | $736K | 0.1% | $17.86 | +16.4% | Common Stocks | 02005N100 |
| — | CELGENE CORP | 6,650 | $694K | 0.1% | $104.20 | — | Common Stocks | 151020104 |
| LQD | ISHARES IBOXX INVESTMENT GRADE CORP BOND | 5,591 | $680K | 0.1% | $117.21 | — | Fixed Income ETF | 464287242 |
| XLP | STAPLES SECTOR SPDR | 11,720 | $667K | 0.1% | $52.51 | — | Equity ETFs | 81369Y308 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 14,404 | $616K | 0.1% | $25.09 | +37.4% | Common Stocks | 609207105 |
| NVDA | NVIDIA CORP | 3,045 | $589K | 0.1% | $4.91 | 0.0% | Common Stocks | 67066G104 |
| XLV | HEALTH CARE SECTOR SPDR | 6,950 | $575K | 0.1% | $74.17 | — | Equity ETFs | 81369Y209 |
| XLB | MATERIALS SECTOR SPDR | 9,240 | $559K | 0.1% | $50.69 | — | Equity ETFs | 81369Y100 |
| EGBN | EAGLE BANCORP INC | 9,640 | $558K | 0.1% | $49.99 | 0.0% | Common Stocks | 268948106 |
| — | BLUEROCK RESIDENTIAL GROWTH | 53,900 | $545K | 0.1% | $11.01 | — | Common Stocks | 09627J102 |
| — | WILLIAMS PARTNERS LP | 13,740 | $533K | 0.1% | $49.37 | — | Common Stocks | 96949L105 |
| — | OPUS BANK | 19,295 | $527K | 0.1% | $24.90 | — | Common Stocks | 684000102 |
| — | BANK OF THE OZARKS | 10,703 | $519K | 0.1% | $48.10 | — | Common Stocks | 063904106 |
| ITB | ISHARES US HOME CONSTRUCTION ETF | 11,595 | $507K | 0.1% | $36.57 | — | Equity ETFs | 464288752 |
| — | MIDSOUTH BANCORP INC | 38,185 | $506K | 0.1% | $12.10 | — | Common Stocks | 598039105 |
| IYG | ISHARES U.S. FINANCIAL SERVICES ETF | 3,825 | $499K | 0.1% | $87.84 | — | Equity ETFs | 464287770 |
| ET | ENERGY TRANSFER EQUITY L P UT LTD PTN | 28,000 | $483K | 0.1% | $33.76 | — | Common Stocks | 29273V100 |
| — | DIREXION DAILY S&P BULL 1.25 | 13,420 | $483K | 0.1% | $34.52 | — | Equity ETFs | 25490K109 |
| SFBS | SERVISFIRST BANCSHARES INC | 11,650 | $483K | 0.1% | $21.75 | +63.5% | Common Stocks | 81768T108 |
| — | TALLGRASS ENERGY PARTNERS LP | 10,415 | $478K | 0.1% | $26.68 | — | Common Stocks | 874697105 |
| C | CITIGROUP INC | 6,270 | $467K | 0.1% | $49.88 | +13.2% | Common Stocks | 172967424 |
| — | AMERICAN RIVER BANKSHRS | 30,055 | $458K | 0.1% | $14.86 | — | Common Stocks | 029326105 |
| ABBV | ABBVIE INC | 4,660 | $451K | 0.1% | $46.96 | +42.4% | Common Stocks | 00287Y109 |
| FTEC | FIDELITY INFO TECH ETF | 8,910 | $445K | 0.1% | $46.13 | — | Equity ETFs | 316092808 |
| — | BLACKROCK INC. | 850 | $437K | 0.1% | $342.35 | — | Common Stocks | 09247X101 |
| ONEQ | FIDELITY NASDAQCOMP INDEX ETF | 1,600 | $434K | 0.1% | $255.00 | — | Equity ETFs | 315912808 |
| VWO | VANGUARD FTSE EMERGING MARKET ETF | 9,350 | $429K | 0.1% | $43.53 | — | Equity ETFs | 922042858 |
| — | FCB FINANCIAL HOLDINGS | 8,230 | $418K | 0.1% | $37.40 | — | Common Stocks | 30255G103 |
| VHT | VANGUARD HEALTH CARE ETF | 2,680 | $413K | 0.1% | $152.24 | — | Equity ETFs | 92204A504 |
| GS | GOLDMAN SACHS GROUP INC | 1,618 | $412K | 0.1% | $185.96 | +10.3% | Common Stocks | 38141G104 |
| NSA | NATIONAL STORAGE AFFILIATES | 15,125 | $412K | 0.1% | $23.87 | — | Common Stocks | 637870106 |
| AMP | AMERIPRISE FINL INC | 2,400 | $407K | 0.1% | $68.12 | +100.9% | Common Stocks | 03076C106 |
| — | BLACKSTONE GROUP LP | 12,480 | $400K | 0.1% | $33.33 | — | Common Stocks | 09253U108 |
| MAR | MARRIOTT INTERNATIONAL INC. | 2,900 | $394K | 0.1% | $69.39 | +65.3% | Common Stocks | 571903202 |
| CSCO | CISCO SYS INC | 10,141 | $388K | 0.1% | $24.87 | +12.5% | Common Stocks | 17275R102 |
| MDY | SPDR S&P MIDCAP ETF TRST | 1,100 | $380K | 0.1% | $312.73 | — | Equity ETFs | 78467Y107 |
| TER | TERADYNE INC | 8,600 | $360K | 0.1% | $27.23 | +45.1% | Common Stocks | 880770102 |
| HD | HOME DEPOT INC | 1,872 | $355K | 0.1% | $105.15 | +34.7% | Common Stocks | 437076102 |
| — | DIREXION INSIDER | 8,400 | $349K | 0.1% | $55.36 | — | Equity ETFs | 25459Y769 |
| — | KKR & Co LP | 16,340 | $344K | 0.1% | $20.32 | — | Common Stocks | 48248M102 |
| FIDU | FIDELITY INDUSTRIALS ETF | 8,515 | $330K | 0.0% | $36.52 | — | Equity ETFs | 316092709 |
| INTC | INTEL CORP | 6,900 | $319K | 0.0% | $29.68 | +23.2% | Common Stocks | 458140100 |
| FSTA | FIDELITY CONS STAPLES ETF | 9,100 | $312K | 0.0% | $32.42 | — | Equity ETFs | 316092303 |
| — | NUVEEN DIVIDEND ADVANTAGE MUNICIPAL INCOME FUND | 20,000 | $309K | 0.0% | $14.27 | — | Fixed Income Closed-End Fund | 67071L106 |
| CGNX | COGNEX CORP | 5,000 | $306K | 0.0% | $59.41 | 0.0% | Common Stocks | 192422103 |
| ARGT | GLOBAL X MSCI ARGENTINA ETF | 8,415 | $297K | 0.0% | $35.29 | — | Equity ETFs | 37950E259 |
| UAL | UNITED CONTINENTAL HOLDINGS INC. | 4,350 | $293K | 0.0% | $48.11 | +29.6% | Common Stocks | 910047109 |
| — | CENTRAL VALLEY COMM BANCORP | 14,310 | $289K | 0.0% | $20.20 | — | Common Stocks | 155685100 |
| HYS | PIMCO 0-5 YEAR H/Y CORP BOND | 2,818 | $283K | 0.0% | $99.99 | — | Fixed Income ETF | 72201R783 |
| MPLX | MPLX LP | 7,785 | $276K | 0.0% | $34.88 | — | Common Stocks | 55336V100 |
| IWF | ISHARES RUSSELL 1000 GROWTH ETF | 1,955 | $263K | 0.0% | $97.41 | — | Equity ETFs | 464287614 |
| DIS | WALT DISNEY COMPANY | 2,331 | $251K | 0.0% | $89.27 | +9.0% | Common Stocks | 254687106 |
| MU | MICRON TECHNOLOGY | 6,000 | $247K | 0.0% | $25.17 | +67.0% | Common Stocks | 595112103 |
| IWS | ISHARES Russell Midcap Value | 2,725 | $243K | 0.0% | $82.94 | — | Equity ETFs | 464287473 |
| HLT | HILTON WORLDWIDE HOLDINGS INC. | 3,000 | $240K | 0.0% | $61.77 | +16.6% | Common Stocks | 43300A203 |
| CAT | CATERPILLAR INC COM | 1,500 | $236K | 0.0% | $116.31 | 0.0% | Common Stocks | 149123101 |
| PG | PROCTER & GAMBLE COMPANY | 2,485 | $228K | 0.0% | $65.47 | +11.0% | Common Stocks | 742718109 |
| — | SUSSEX BANCORP | 8,410 | $226K | 0.0% | $26.87 | — | Common Stocks | 869245100 |
| — | NUVEEN CAL ABC DIV ADV MUNI INC FUND | 15,000 | $215K | 0.0% | $14.20 | — | Fixed Income Closed-End Fund | 67066Y105 |
| — | 22ND CENTURY GROUP, INC. | 75,000 | $210K | 0.0% | $2.80 | — | Common Stocks | 90137F103 |
| KMI | KINDER MORGAN INC | 10,765 | $195K | 0.0% | $22.45 | -49.2% | Common Stocks | 49456B101 |
| TIPT | TIPTREE INC. | 31,650 | $188K | 0.0% | $6.52 | 0.0% | Common Stocks | 88822Q103 |
| — | PROSHARES ULTRA VIX 2X | 12,300 | $126K | 0.0% | $10.24 | — | Equity ETFs | 74347W163 |
| — | RITE AID CORP | 50,000 | $99,000 | 0.0% | $7.77 | — | Common Stocks | 767754104 |
| — | DYNEX CAP INC NEW | 13,250 | $93,000 | 0.0% | $7.09 | — | Common Stocks | 26817Q506 |
| IMMR | IMMERSION CORP | 10,000 | $71,000 | 0.0% | $7.24 | 0.0% | Common Stocks | 452521107 |
| MVIS | MICROVISION INC | 25,000 | $41,000 | 0.0% | $1.92 | 0.0% | Common Stocks | 594960304 |
| AAUAF | ALMADEN MINERALS LTD | 25,000 | $26,000 | 0.0% | $1.00 | 0.0% | Common Stocks | 020283305 |
| — | IDEAL POWER INC | 12,500 | $18,000 | 0.0% | $1.44 | — | Common Stocks | 451622104 |
| — | EV ENERGY PARTNERS LP | 13,500 | $7,000 | 0.0% | $32.70 | — | Common Stocks | 26926V107 |